WISNIEWSKI, Susan and Klock, Debra Wisniewski
v.
JOHNS-MANVILLE CORP., Johns Manville Sales Corporation,
Raybestos Manhattan, Inc., Owens-Illinois, Inc.,
Celotex Corporation, Keene Corporation,
Unarco Industries, Inc.
v.
EAGLE-PICHER INDUSTRIES, INC., Owеns-Corning Fiberglas Corporation.
Appeal of Susan WISNIEWSKI and Debora Wisniewski Klock, in
No. 86-1253.
Janet M. RICE, as parent and natural guardian of Valerie D.
Rice and Thomas W. Rice, Janet M. Rice, in her own
right and Paul A. Rice, Appellants, No. 86- 1254,
v.
JOHNS-MANVILLE CORP., Johns-Manville Sales Corporation,
Raybestos-Manhattan, Inc., Owens-Corning Fiberglas Corp.,
Owens-Illinois, Inc., Celotex Corporation, Eagle-Picher
Industries, Inc., Amatex Corporation, Unarco Industries,
Inc., Fibreboard Corporation, Southern Textile Corp., H.K.
Porter Co., Inc., Porter Hayden Co., Abex Corporation,
Maremont Corporation, Lear Siegler, Inc., Bendix
Corporation, J.P. Stevens, Inc., Uniroyal, Inc., Union
Carbide Corporation, Georgia-Pacific Corporation, General
Motors Corporation.
Nos. 86-1253 and 86-1254.
United States Court of Appeals,
Third Circuit.
Argued Dec. 1, 1986.
Decided Jan. 30, 1987.
Norman Perlberger, Mitchell S. Cohen, Thomas E. Kopil (argued), Blank, Rome, Comisky & McCauley, Philadelphia, Pa., for appellants.
McCarter & English, Philadelphia, Pa., for appellees Owens-Illinois, Inc. and Keene Corp.; James F. Hammill, of counsel; Nathan A. Schachtman (argued), on brief.
Edward R. Paul, James R. Flandreau, Nilon, Paul & Mardinly, Media, Pa., for appellee Lear-Sieglar, Inc.
George J. Lavin, Jr., Gerard Cedrone, George J. Lavin Associates, Philadelphia, Pa., for appellee General Motors Corp.
William F. Kiniry, Mary A. Maher, Harvey, Pennington, Herting & Renneisen, Ltd., Philadelphia, Pa., for appellee Allied Corp., Successor-in-Interest by merger to the Bendix Corp.
Before ALDISERT, Chief Judge, WEIS, Circuit Judge, and FISHER, Judge.*
OPINION OF THE COURT
ALDISERT, Chief Judge.
This court is not a stranger to this diversity case governed by Pennsylvania law involving claims by rеlations of certain decedents against asbestos manufacturers. When it was before us in Wisniewski v. Johns-Manville Corp.,
I.
Appellants are the widow or children of Walter Wisniewski and Paul Rice, who allegedly died as a result of exposure to asbestos products manufactured by appellees. They filed suit in the district court in 1981 alleging, inter alia, that the asbestos manufacturers had exposed the claimants to asbestos dust through their husband's or fathers' clothing or tools, and that they suffered severe emotional distress as a result of their fears of contracting asbestos-related diseases.
On November 25 and December 9, 1981, the district court dismissed the Wisniewski and Rice complaints pursuant to Rule 12(b)(6), F.R.Civ.P., for failure to state a claim. Both sets of plaintiffs appealed. This court affirmed the district court's dismissal of claims for negligent infliction of emotional distress but remanded for additional discovery their claims for intentional infliction of emotional distress. Wisniewski v. Johns-Manville Corp.,
II.
It is particularly important to emphasize our standard of review, because that standard provides the basis for reconciling the result here with that of Wisniewski I. The earlier appeal required us to review the dismissal of appellants' claims pursuant to Rule 12(b)(6), F.R.Civ.P.1 We noted that the procedural posture of this appeal ... controls our decision. Under the federal notice pleading rules, the threshold for stating a cause of action to survive a Rule 12(b)(6) motion is very low. Unlike an appeal from a grant of summary judgment, we do not decide this case on the basis of supporting factual affidavits, depositions, or documents, but only on the naked averments of a complaint filed under the notice pleading tradition.
By contrast here, on review of the district court's disposition of a motion for summary judgment, we are required to apply the same test that the district court should have used initially: summary judgment is properly granted only if, upon review of the evidentiary record, "there is no genuine issue as to any material fact and ... the moving party is entitled to a judgment as a matter of law." Rule 56(c), F.R.Civ.P. In making this determination, all reasonable inferences must be drawn in favor of the non-movant. Goodman v. Mead Johnson & Co.,
III.
Appellants first contend that the district court erred in considering the asbestos manufacturers' motions for summary judgment beсause the defendants "did not support their motion by the 'detailed facts' which would justify summary judgment." Br. for appellants at 15 (citing Wisniewski I,
The Supreme Court rejected a virtually identical argument in Celotex Corp. v. Catrett, --- U.S. ----, ----,
The record here conclusively demonstrates that appellees properly supported their motions for summary judgment. In the Wisniewski case, appellees' motion was accompanied by over 200 pages of exhibits and affidavits. App. at 30-243. These materials included depositions and answers to interrogatories in which appellants admitted that they had not been directly exposed to appellees' products; that they did not suffer from any asbestos-related disease or physical injury; that their psychological problems were related to the death of their father; that their fears of future asbestos-related injury were the product of widely available public information; that they had no knowledge of their father's exposure to appellees' asbestos products; and that they had no reason to believe that appellees had acted intentionally, outrageously or with ill will toward them. Appellees' counsel also submitted affidavits concerning their review of appellants' trial exhibits and answers to interrogatories. The affidavits attested that appellants had not introduced sufficient evidence to support their claims for intentional infliction of emotional distress. In the Rice case, appellees submitted over 300 pages of exhibits and affidavits in support of their motion for summary judgment. App. at 2042-2368. These materials were reviewed in a nineteen page appendix that purportedly identified those portions of the record contradicting necessary factual elements of appellants' claims. App. at 2042-60.
On this record, it cannot reasonably be maintained that the asbestos manufacturers failed to inform the district court of the basis for their motion. See Celotex at ----,
Once the manufacturers met their obligation to inform the district court of the basis for the motions, the claimants were required to establish the existence of genuine issues of material fact. Celotex at ---- - ----,
Their primary theory of recovery is set forth in paragraph 39 of the Wisniewski and Rice complaints. In preceding paragraphs aрpellants alleged that appellees' failure to provide adequate warning of the known dangers of asbestos products proximately caused their exposure to asbestos fibres and the illnesses and deaths of appellants' decedents. They then averred that:
39. As a direct and proximate result of the aforesaid, plaintiffs have developed severe anxiety, hysteria or phobias, any or all of which may develop or has developed into a reasonable and traumatic fear of an increased risk of additional asbestos-caused and/or related disease, including, but not limited to, canсer to plaintiffs, resulting from exposure, directly and indirectly, to the asbestos products of defendants.
App. at 55 (Wisniewski complaint), 2095 (Rice complaint).
In Chuy v. Philadelphia Eagles Football Club,
A.
To satisfy the element of outrageousness, the conduct complained of must be " 'so outrageous in character, and so extreme in degree, as to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized community.' " Jones v. Nissenbaum, Rudolph & Seidner,
Appellants contend that each of the manufacturers acted "outrageously" by "exposing a large segment of the population to a known and serious health hazard." Br. for appellants at 20. To support this contention, they recite evidence allegedly demonstrating that each manufacturer exposed persons to asbestos products without adequate warnings at a time when the companies knew or should have known that asbestos was harmful. See br. for appellants at 20-21 (Bendix); 21-23 (General Motors); 23-24 (Lear-Sieglar); 25-27 (Keene Corр.); 27-31 (Owens-Illinois).
Even accepting appellants' factual allegations as true and granting them the benefit of all reasonable inferences, they have not demonstrated that the conduct here rises to the requisite level of outrageousness. Circumstances in which courts have found the challenged conduct to meet the high standard of outrageousness are easily distinguished. In Papieves v. Lawrence,
Other cases have recognizеd a cause of action for less egregious conduct, but only in the context of a "special relationship." See, e.g., Pierce v. Penman,
More signifiсantly, however, the Pennsylvania Supreme Court has recently determined that conduct similar to that alleged here will not support an award of punitive damages in a products liability action.3 Martin v. Johns-Manville Corp.,
B.
Although appellants concede that they cannot prove that appellees intentionally harmed them, they contend that proof of appellees' recklessness permits recovery for intentional infliction of emotional harm. Br. for appellants at 31-32. This is an accurate statement of the law. See Pierce v. Penman,
Before us appellants maintain that the district court misapplied this standard and that it granted summary judgment because of appellants' failure to demonstrate appellees' intent to harm. In support of this contention, they cite to one portion of the district court's memorandum opinion: "[I]t is rather farfetched to suggest that defendants' conduct ... was calculated to cause emotional distress." Wisniewski v. Johns-Manville Corp., Civ. No. 81-0489, slip op. at 5 (E.D.Pa. March 28, 1986), reprinted in app. at 11. Appellants apparently anchor their argument on the phrase "calculated to cause," and draw the inference that the district court considered only intentional, and not reckless, conduct. We do not read the district court's opinion so narrowly. The court's statement is an accurate statement of the prevailing legal standard. See Papieves,
More important, appellants have not referred to evidence demonstrating that their fears of contracting asbestos-related illnesses were the "natural and probable consequences" of appellees' failure to place warning labels on finished asbestos products. See Chuy,
V.
Appellants also contend that the district court erred in failing to consider an additional basis for recovery--the emotional damages they sustained as a result оf observing their husband's or fathers' illnesses and deaths from asbestos-related diseases. Although it takes a generous reading of the complaint to do so, we will conclude that the complaints contain averments that, liberally construed, raise such claims.4A.
The district court ruled that "[i]t is the law of this case that plaintiffs cannot recover damages for emotional distress associated with their father's illness and demise, or for the breakup of the family unit ('solatium')." Wisniewski, slip op. at 6, reprinted in app. at 12 (emphasis supplied). This was a proper analysis of our previous opinion in Wisniewski I, and as this passage indicates, appellants' contention that the district court considered only their claims for solatium damages is without merit.
Moreover, the district court correctly ruled that appellants' claims for emotional injuries stemming from their fathers' or husband's deaths were not properly before it because they were not before us in Wisniewski I. The court reasoned that because these contentions were not presented to this court at the time of the first appeal, they could not properly be considered by the district court in considering our limited remand to it. We agree. In the brief filed in this court in Wisniewski I, appellants stated that the sole issue on appeal was whether the district court erred "in dismissing the complaints ... for failure to state causes of action for intentional and negligent infliction of emotional distress, as manifested by plaintiffs' fear of future development of cancer and other diseases as a direct result of their household exposure to asbestos[.] " Wisniewski I, br. for appellants at 2 (emphasis supplied). Appellants further stated that they "raise[d] in these appeals only one of several claims presented in each suit. These claims on appeal stem from injuries which arise from plaintiffs' fear of future development of cancer and other diseases." Id. at 3 (emphasis supplied). See also id. at 10-11, 20 (appeals concerned claims set forth in p 39 of the complaints).
An issue that is not addressed in an appellant's brief is deemed waived on appeal. Delaware Valley Citizens' Council v. Commonwealth of Pennsylvania,
B.
Nevertheless we need not rest on a procedural analysis, because even if the district court erred in ruling that appellants' other claims were barred under the law of the case doctrine, we are permitted to, and would, affirm the grants of summary judgment on other grounds. See Johnson v. Orr,
Appellants base their new contentions--admittedly not presented to us before--for emotional harm associated with their husband's or fathers' illnesses and death on section 46(2) of the Restatement (Second) of Torts:
(2) Where such [extreme and outrageous] conduct is directed at a third person, the actor is subject to liability if he intentionаlly or recklessly causes severe emotional distress
(a) to a member of such person's immediate family who is present at the time, whether or not such distress results in bodily harm,....
Recovery under this theory is typically limited to circumstances in which a plaintiff observes a sudden, traumatic injury to a family member, as where a "husband is murdered in the presence of his wife." Id. comment 1.
Appellants do not contend that they observed the manufacturers' allegedly extreme and outrageous conduct: their failure to place adequate warning labels on asbestos products. Nor do they claim emotional distress as a result of witnessing their decedents' exposure to asbestos products. See joint appendix filed in Wisniewski I at 96a-98a. Instead, appellants maintain that their observance of the ultimate effects of appellees' conduct--the illnesses and deaths of Messrs. Wisniewski and Rice--is adequate to support their claims for intentional infliction of emotional distress.5
Appellants cannot rely on Sinn v. Burd,
But the Supreme Court of Pennsylvania has recently refused to extend Sinn v. Burd's holding to permit recovery for negligent infliction of emotional distress where the family member has no contemporaneous sensory perception of the cause of the injury. Mazzagatti v. Everingham,
[W]hen a plaintiff is a distance away from the scene of the accident and learns of the accident from others after its occurrence rather than from a contemporaneous observance, the sum total of policy considerations weigh against the conclusion thаt that particular plaintiff is legally entitled to protection from the harm suffered.... [T]he critical element for establishing such liability is the contemporaneous observance of the injury to the close relative....
Mazzagatti,
Assuming that the scene of the "accident" or "injury" to plaintiffs' decedents was their workplace, they could not recover under Mazzagatti unless they were present to witness the ingestion of asbestos fibres by their decedents. They have not demonstrated the existence of any material fact concerning presence at the scene of ingestion. In the alternative, if, as appellants appear to suggest, the situs of the injury was where appellants' decedents manifеsted their asbestos-related diseases, recovery is absolutely barred. In Mazzagatti, the court noted that "[t]he feelings of anguish and bereavement suffered by [the plaintiff] are not substantially different from those suffered by any parent who sees his or her dying injured child, whether it be at the scene of the accident or in the hospital room afterwards." Mazzagatti
Finally, appellants do not cite, nor has independent research disclosed, any case in which observation of gradual, non-traumatic injury to family members such as that alleged here constituted a ground for recovery for the infliction of emotional distress. On the contrary, this theory has been expressly rejected as a basis for recovery for infliction of emotional distress. See, e.g., Berardi v. Johns-Manville,
VI.
Appellants contend that the district court improperly granted summary judgment without ruling on their motion to permit additional discovery. Because appellants complied with the requirements of Rule 56(f), F.R.Civ.P., this issue has been properly preserved for appeal. Mid-South Grizzlies v. National Football League,
The conduct of discovery is a matter for the discretion of the district court and its decisions will be disturbed only upon a showing of an abuse of this discretion. Marroquin-Manriquez v. I.N.S.,
On appeal, appellants have failed to persuade us that the district court's decision not to allow additional production of documents and answers to interrogatories deprived them of crucial evidence, or otherwise constituted a " 'gross abuse of discretion resulting in fundamental unfairness....' " Marroquin-Manriquez,
VII.
For the reasons stated above, we will affirm the judgments of the district court in all respects.
Notes
Honorable Clarkson S. Fisher, Chief Judge of the United States District Court for the District of New Jersey, sitting by designation
In reviewing orders dismissing an action pursuant to Rule 12(b),
[t]he standard by which the orders must be tested is whether taking the allegations of the complaint as true, ... and viewing them liberally giving plaintiffs the benefit of all inferences which fairly may be drawn therefrom, ... "it appears beyond doubt that the plaintiff[s] can prove no set of facts in support of [their] claim which would entitle [them] to relief."
Wisniewski I,
Writing in dissent, Justice Brennan agreed with the majority's articulation of the appropriate legal standard, and further explained the burden of the moving party:
[A] conclusory assertion that the nonmoving party has no evidence is insufficient.... Rather, as the Court confirms, a party who moves for summary judgment on the ground that the nonmoving party has no evidence must affirmatively show the absence of evidence in the record.... This may require the moving party to depose the nonmoving party's witnesses or to establish the inadequacy of documentary evidence. If there is literally no evidence in the record, the moving party may demonstrate this by reviewing for the court the admissions, interrogatories and other exchanges between the parties that are in the record.
Celotex at ----,
The level of outrageousness required to support a claim for intentional infliction of emotional harm is comparable to, if not higher than, that required to support an award of punitive damages. Compare: Restatement (Second) of Torts Sec. 46 comment d with Sec. 908 comment b. See also Hoffman Memorial Osteopathic Hospital,
Paragraph 37 of the complaints avers that appellants' decedents contracted asbestos-related diseases and eventually died as a result of exposure to appellees' asbestos products. See app. at 55 (Wisniewski complaint), 2095 (Rice complaint). The complaints further alleged that:
As a direct and proximate result of the aforesaid, plaintiffs were caused to suffer substantial anxiety, emotional depression, physical and mental distress
* * *
As a direct аnd proximate result of the aforesaid, plaintiffs ... have suffered and will continue to suffer permanent and on-going psychological damage which may require future psychological and/or medical treatments
App. at 55-56 (Wisniewski complaint), 2095-96 (Rice complaint). The complaints also allege that appellees caused "disintegration and deterioration of the family unit" (p 41) and "permanently deprived [appellants] of the society, services and companionship" of appellants' decedents (p 42). App. at 56 (Wisniewski complaint), 2096 (Rice complaint).
Again, it takes a most generous reading of the clаimants' briefs to recognize this theory. The clearest articulation appears in their reply brief:
The [defendant] asbestos manufacturers marketed their products in such a way that they failed to warn users, including Paul Rice and Walter Wisniewski, of known hazards. The fact that the marketing decisions were made at locations geographically remote from the appellant families should not immunize the [defendants] from the consequences of their actions. It is not necessary, nor possible, for them to have witnessed every stage in the [defendants'] history which compounded to establish the pattern of outrageous conduct. Appellants witnessed the effects of that conduct. That is enough.
Reply br. for appellants at 7.
