Wise v. KellyWise v. Kelly
ORDER
I have reviewed the attached Report and Recommendation (“R & R”) of United States Magistrate Judge Theodore H. Katz, dated January 31, 2008, which recommends the following: (1) that plaintiff Michael Brown be awarded $48,741.00 in attorney’s fees on the Contempt Motion, to be paid by the Municipal Defendants; and
Although defendants were given the opportunity to file objections to the R & R, they chose not to do so. Based on my independent review, I find the amounts awarded to be reasonable and therefore adopt the R & R in full. The Clerk of the Court is directed to prepare a Judgment in accordance with the R & R. The Clerk of the Court is further directed to close plaintiffs’ motions [Documents # 98 and 109],
SO ORDERED.
REPORT AND RECOMMENDATION
FROM: THEODORE H. KATZ, UNITED STATES MAGISTRATE JUDGE.
TO: HON. SHIRA A. SCHEINDLIN, UNITED STATES DISTRICT JUDGE.
This matter was referred to this Court for Reports and Recommendations on two motions for attorneys’ fees filed by Plaintiffs in this case. The first motion, filed on June 21, 2007 (Docket Entry (“DE”) 98), stems from the District Court’s May 31, 2007 Opinion and Order,
see Brown v. Kelly,
No. 05 Civ. 5442(SAS),
Defendant does not dispute Plaintiffs’ entitlement to fees in connection with either motion; the issue in both motions is only the appropriate amount to which Plaintiffs are entitled. The parties have asked the Court to consolidate its ruling on the Contempt Motion and the
BACKGROUND 1
At issue in this case is the continued enforcement of an anti-begging statute,
During the course of hotly-contested pretrial discovery, in January 2006, Plaintiff Wise settled his claims against the New York State Defendants. As part of that settlement agreement, the Office of Court Administration (“OCA”) was subpoenaed to provide critical enforcement-related tracking information to Plaintiff. According to Plaintiff, this information was essential to his case because the Municipal Defendants did not maintain records sufficient to show the extent of the continued unlawful enforcement of
On November 1, 2006, Plaintiff provided the OCA data to Defendant City of New York (the “City”). On November 9, 2006, Plaintiff Wise submitted his pre-motion letter to the District Court regarding the class certification and contempt motions he sought to file. On that same day, the City extended a
Contempt Motion
On February 2, 2007, Plaintiff Brown filed a Motion to Amend the Complaint and for Class Certification.
5
On March 30, 2007, Brown filed a Motion for Contempt against the City and New York City Police Department (“NYPD”) Commissioner Raymond W. Kelly (hereinafter “Municipal Defendants”) for their continued enforcement of
The District Court referred both of Plaintiffs’ motions — -the Contempt Motion and the
DISCUSSION
There has been an extensive amount of briefing on these two motions. It would be an understatement to say that Defendants have critically scrutinized every detail of Plaintiffs’ counsel’s billing records. In fact, Defendants are so critical of Plaintiffs’ bills in connection with the
I. Legal Standard
Traditionally, in order to resolve fee applications, district courts were required to “calculate a lodestar figure based upon the number of hours reasonably expended by counsel on the litigation multiplied by a reasonable hourly rate.”
Reiter v. MTA New York City Transit Auth.,
Earlier this year, however, the Second Circuit expressed dissatisfaction with the lodestar metaphor and held that the “the better course — and the one most consistent with attorney’s fees jurisprudence — is for the district court, in exercising its considerable discretion, to bear in mind all of the case-specific variables that we and other courts have identified as relevant to the reasonableness of attorney’s fees in setting a reasonable hourly rate.”
Arbor Hill Concerned Citizens Neighborhood Ass’n v. County of Albany,
[T]he complexity and difficulty of the case, the available expertise and capacity of the client’s other counsel (if any), the resources required to prosecute the case effectively (taking account of the resources being marshaled on the other side but not endorsing scorched earth tactics), the timing demands of the case, whether the attorney had an interest (independent of that of his client) in achieving the ends of the litigation or initiated the representation himself, whether the attorney was initially acting pro bono (such that a client might be aware that the attorney expected low or non-existent remuneration), and other returns (such as reputation, etc.) the attorney expected from the representation.
Id. at 112. The reasonable hourly rate— i.e., the “rate a paying client would be willing to pay” — produced by this exercise is then used to calculate “the presumptively reasonable fee.” Id. at 118. In short, Arbor Hill instructs district courts to analyze all case-specific variables in arriving at the reasonable hourly rate, as opposed to performing that analysis after arriving at the lodestar. Id. at 117-18.
Arbor Hill
did not, however, do away with all of the traditional factors courts consider in the context of fee applications. In arriving at a reasonable hourly rate, courts continue to consider the prevailing rates in the community for similar services by lawyers with comparable skill, experience, and reputation.
See Blum v. Stenson,
A fee application must be supported by contemporaneous time records that “specify, for each attorney, the date, the hours expended, and the nature of the work done.”
New York State Ass’n for Retarded Children,
There are a few other considerations that warrant attention in connection with the specific motions at bar. First, the reasonable hourly rate analysis for attorneys from non-profit organizations, and attorneys from private law firms doing pro bono work, is the same as it is for other attorneys.
Arbor Hill,
Finally, and perhaps most importantly here, it is well-established that, in reviewing voluminous fee applications, it is unrealistic to expect courts to “evaluate and rule on every entry in an application.”
New York State Ass’n for Retarded Children,
II. Application
Plaintiff Brown seeks a total of $73,644.50 in fees in connection with his Contempt Motion, and Plaintiff Wise seeks a total of $354,647.00 in fees, and $11,728.87 in costs, in connection with his
A. Arguments Directed At Both Motions
1. Hourly Rates Of The Three Main Attorneys
Defendants’ lead argument in their responses to both motions is that the hourly rates sought by Plaintiffs’ attorneys and support staff in this case are unreasonable. Plaintiffs in this case have been represented primarily by the following three attorneys: Matthew Brinckerhoff (“Brinckerhoff’) from the firm of Emery Celli Brinckerhoff and Abady (“ECBA”); Katherine Rosenfeld (“Rosenfeld”) from ECBA; and J. McGregor Smyth (“Smyth”) from The Bronx Defenders. To put the amount of work that these three attorneys have done in perspective, they generated close to 94% of the aggregate fees for which Plaintiffs seek compensation (all of the $73,644.50 sought in the Contempt Motion and $327,178.25 of the $354,647.00 sought in the
In order to assess whether the hourly rates sought by these attorneys are reasonable, it is first necessary to briefly review their backgrounds and experience.
See Blum,
Rosenfeld graduated from Yale Law School in 2001. (See Brinck. R. 68 Deck, Ex. Q.) After completing a clerkship in the Central District of California in 2002, Rosenfeld was an associate at a local civil rights firm for two years. (See id.) She joined ECBA in December, 2004. (See id.) Her resume indicates that she “litigates civil rights cases involving prisoners’ rights, police misconduct, employment discrimination, wrongful death, and First Amendment — and commercial cases.” (Id.) Plaintiffs seek compensation for Rosenfeld’s work in this ease at a rate of $325 per hour, a rate that is her “current hourly rate paid by fee-paying clients, including those raising civil rights claims.” (Brinck. R. 68 Deck ¶ 39.)
Smyth graduated from Yale Law School in 1999.
(See
J. McGregor Smyth, Jr.’s Declaration In Support of Plaintiffs [
In their response to the Contempt Motion and, later, the
The first case Defendants rely on is
Saunders v. Salvation Army,
No. 06 Civ. 2980(SAS),
ECBA is, obviously, quite different than the Center. Among other things, ECBA is a private fhm that employs fourteen attorneys and pays for its office space at 75 Rockefeller Center. In addition to civil rights litigation, it also has a commercial practice. This Court may also take judicial notice of ECBA’s high reputation,
see, e.g., Kahn,
Similarly distinguishable is the second case Defendants rely on,
Tlacoapa v. Carregal,
a. Rates For Brinckerhoff & Rosenfeld
Notwithstanding the foregoing, this Court does believe that Plaintiffs have not met their burden of establishing that the rates of $450 per hour for Brinckerhoff and $325 per hour for Rosenfeld are entirely appropriate and reasonable. The lead case that Plaintiffs rely on to support these rates,
Heng Chan v. Sung Yue Tung Corp.,
No. 03 Civ. 6048(GEL),
As different as ECBA is from a one to three-person firm or nonprofit entity, so, too, is it different from a firm like Skadden. Consequently, even though this Court has the highest regard for the abilities of the ECBA attorneys in this case, they simply do not warrant the same hourly rates as attorneys with comparable skills and experience at Skadden.
It is also worth noting that although Brinckerhoff avers that the hourly rates Plaintiffs seek for him and Rosenfeld are “based on counsel’s current hourly rates paid by fee-paying clients, including those raising civil rights claims,” he does not specify what percentage of ECBA’s gross revenues are from fee-paying clients in civil rights cases. (See Brinck. R. 68 Decl. ¶ 39.) Brinckerhoff does identify a “sample of the cases where fee-paying clients (plaintiffs) have retained [ECBA] on an hourly basis to conduct civil rights and constitutional litigation,” but he does not specify the hourly rates ECBA charged in each of those matters, some of which go back to 1999 and were litigated in other districts. (See id. ¶ 45.) 15
Nevertheless, Brinckerhoff and Rosenfeld are experienced and very capable members of a prestigious civil rights law firm that maintains expensive office space and are, therefore, more like members of a large New York City law firm than they are like members of a nonprofit organization or a two to three-person obscure law firm. Moreover, the tenacity with which they have litigated this case, and the results they have achieved — which include, but are not limited to, an Order by the District Court instructing Defendants to alter their practices and a $100,001 judgment for Wise — militate in favor of an hourly rate at the top end of the relevant spectrum.
The legal community at issue here is one that covers small to mid-size firms in civil rights, or similar, cases. Many judges in this Court have awarded fees in that exact spectrum.
See, e.g., Garcia v. Yonkers School Dist.,
With the foregoing cases as reference, and accepting the obvious proposition that billing rates continue to increase over time, this Court recommends that Brinckerhoff and Rosenfeld be compensated for their work on this case at rates of $425 per hour and $300 per hour, respectively.
b. Rate For Smyth
Neither party has submitted declarations from third-parties regarding the reasonableness of the hourly rate sought for Smyth’s services, $325/hour.
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Nor has Smyth stated, in his declaration or otherwise, that he has a fixed billing rate that approaches $325/hour. Defendants’ main argument in favor of reducing Smyth’s rate is a statement in
Arbor Hill
that, when looking to what a reasonable paying client would be willing to pay, a court should consider whether the attorney was initially acting pro bono and whether there are other returns, such as enhanced reputation, that the attorney could expect from the case.
Defendants’ reliance on
Arbor Hill
is misplaced for at least two reasons. First, Smyth never represented Plaintiff on a pro bono basis.
(See
Brinck. Con. Reply Decl.
Although the Court is not persuaded by Defendants’ argument that Smyth’s employment with a nonprofit organization militates a significant downward departure for the rate he seeks, the Court also believes that Plaintiffs have not met their burden of establishing that $325 per hour is a reasonable rate for Smyth. Consistent with all of the relevant factors that this Court must consider, including Smyth’s experience (eight years out of law school at the time of his work on this case), the complexity and contentiousness of this case, the results he has helped to achieve for Plaintiffs, the size and overhead costs of The Bronx Defenders,
17
and the rate that a fee-paying client would pay for Smyth’s services, the Court recommends that Smyth be compensated at the same rate as Rosenfeld, $300 per hour.
See, e.g., Marisol,
2. Hourly Rates Of Other Attorneys And Support Staff
As stated above, Plaintiff Brown does not seek fees for anyone other than Brinckerhoff, Rosenfeld and Smyth in connection with the Contempt Motion. Plaintiff Wise does, however, seek approximately $27,500 in fees that were not generated by the three lead attorneys in connection with the
Individual_Position_Rate_Hours_Total
Jonathan S. Abadv_ECBA Partner_$450_0/75_$ 337.50
Andrew G. Celli_ECBA Partner_$450_21)_$ 900.00
Alba Morales_ECBA Associate_$325_21.25_$6,906.25
Li Yu_BD Attorney_$250_91X)_$2,250.00
Thomas Leith_BD (Summer Assoc.)_$150_31_$4,650.00
Samuel Butt_BD (Summer Assoc.)_$150_47.50_$7,125.00
Cindy Uh_ECBA (Summer Assoc.)_$150_21)_$ 300.00
Vichal Kumar_BD Paralegal_$100_381)_$3,800
Jessica Buchanan_ECBA Paralegal_$100_1L0_$1,100
Joshua Rodriguez_ECBA Paralegal_$100_L0_$100
a. Attorneys
Like Brinckerhoff, Jonathan S.
Li Yu (“Yu”) is a 2002 graduate of Columbia University School of Law, and was a Volunteer Attorney at The Bronx Defenders for two months in early 2005.
(See
Smyth R. 68 Deck, Ex. B.) Plaintiff seeks compensation for Yu’s services at the rate of $250 per hour, which the Court deems slightly excessive. Prior to his employment with The Bronx Defenders, Yu’s only experience was a fifteen-month stint at a large law firm (where he did participate in a § 1983 trial) and a one-year clerkship in this court.
(See id.)
This Court believes that Yu should be compensated at a rate of $200 per hour.
See, e.g., Nam Yang v. ACBL Corp.,
No. 04 Civ. 8987,
b. Summer Associates/Paralegals
Plaintiff Wise also seeks compensation for three summer associates, at a rate of $150 per hour, and three paralegal assistants, at a rate of $100 per hour. Although Defendants claim that these rates are excessive, and request that all six employees be compensated at the rate of $50 per hour, Plaintiff has provided very recent caselaw indicating that these rates are reasonable.
See Heng Chan,
3. Overlapping Hours
In their Response to the Contempt Motion, Defendants argue that Plaintiffs are attempting to collect fees twice — -in both the Contempt Motion and the
4. Reasonableness Of Hours/Propriety Of Billing Practices
In their responses to both the Contempt Motion and the
a. Block Billing
Block-billing is the practice “of aggregating multiple tasks into one billing entry.”
Molefi v. Oppenheimer Trust,
No. 03 Civ. 5631(FB)(WP),
Contempt Motion:
Defendants argue that there are two specific areas of im
Defendants also argue that Plaintiffs counsel did not apportion their time in relation to a March 2, 2007 conference, which dealt with a protective order issue in addition to the contempt issue. (See Cont. Resp., at 12; Selig. Cont. Decl., Ex. A (Entries 30, 31) and Ex. B (Entries 85, 87).) Defendants request a 20% reduction for these entries. However, this Court does not believe that any reduction is necessary as the entries appear to relate solely to contempt-related issues. Moreover, the transcript from the March 2, 2007 hearing makes plain that the protective order issue was not a lengthy subject of discussion. (See Selig. Cont. Decl., Ex. G.)
Defendants also contend that eight other entries constitute improper block billing
(see
Selig. Cont. Decl., Ex. A (Entries 15, 25, 40, 45, 52, 55) and Ex. B (Entries 76, 79)), and request at least a 35% reduction in time for those entries. After reviewing each of these entries, the Court does not believe that they rise to the level of improper block billing. The entries at issue here either identify a single task
(see, e.g.,
Ex. A (Entry 40) (“Review City’s opposition papers to our contempt motion”)) or more than one task related to a single general task such as filing or preparation of a brief
(see, e.g., id.
(Entry 45) (“Draft, revise and edit reply brief and Smythe Declaration on contempt motion; phone calls with M. Smythe re: same”).) Although this last entry appears to relate to different tasks, it relates solely to the filing of the reply brief and declaration, that took place that day. Brinckerhoffs calls with Smyth on the day of the filing— to discuss revisions to the reply brief and Smyth’s declaration — were likely numerous. Under the circumstances, therefore, it would be unreasonable to expect that these tasks could be broken down into separate time entries. Accordingly, the eight entries at issue here do not entail “aggregating multiple tasks into one billing entry”' — a practice that warranted a 15% reduction in the case cited by Defendants.
See Molefi v. The Oppenheimer Trust,
No. 03 Civ. 6631(FB)(WP),
In all events, however, the time spent on these alleged block entries does not appear to be unreasonable in light of the work performed. Id. Consequently, the Court does not believe that any reduction is warranted for these eight entries.
b. Vague Billing
A court can also reduce entries which “are too vague to sufficiently document the hours claimed.”
Kirsch,
Contempt Motion: Defendants argue that certain of Plaintiffs entries are too vague to allow an assessment of reasonableness, and request a 35% reduction with respect to those entries. {See Selig. Con. Deck, Ex. A (Entries 2-4, 7, 8,10, 14, 47); Ex. B (Entries 58, 59, 61, 73, 76, 80, 84, 86, 111.)) Here, the Court agrees with Defendants that some of these entries are impermissibly vague, and will reduce entries that do not provide any kind of independent context for the work performed by 25% (not the requested 35%). It is impossible for the Court to determine whether time was reasonably spent in connection with entries such as: “Telephone call with K. Rosenfeld,” “Meeting with M. Brinckerhoff,” or “TC from AAG Monica Connell.” Thus, the following entries should be reduced: {See Selig. Con. Deck, Ex. A (Entries 2, 3, and a portion of entries 8, 47) and Ex. B (Entries 86, 111)). The hourly totals that should be reduced by 25% are: Brinckerhoff — 0.2; Rosenfeld — 0.9; Smyth — 0.7.
c. Internal Conferences
Primarily in their response to the Contempt Motion, and to a lesser extent in their response to the
d. Travel Time
Defendants claim that a total of 11.5 hours of time that Plaintiffs attorneys spent traveling, presumably to and from court, should be reduced by 50%.
(See
Con. Resp., at 15; R. 68 Resp., at 15.) Defendants.provide authority for their position.
See Tlacoapa v. Carregal,
e.Unrelated Matters
During the course of this litigation, Rosenfeld spent three hours at an appearance in criminal court, and preparing a memorandum afterwards, to prevent a warrant from being issued against one of the named Plaintiffs in this case on a begging charge like the ones challenged in this action. Defendants argue that this time was spent on an unrelated matter.
(See
Con. Resp., at 15.) Plaintiff argues that because the summons issued in the case constituted “hard evidence of defendants’ violation of the Court[’s June 23, 2005] Order,” the time was reasonably expended on the litigation.
(See
Con. Reply, at 5.) Although Plaintiffs argument is not frivo
f. Failure To Delegate Responsibilities
Defendants argue that Smyth and Rosenfeld performed tasks that were administrative in nature and should have been assigned to support staff or, at most, a paralegal.
(See
Con. Resp., at 16-17; R. 68 Resp., at 15-16.) The Court has reviewed all of the entries with which Defendants take issue and finds that few, if any, of them relate to tasks that were administrative in nature or unreasonable for Smyth and/or Rosenfeld to perform in the context of this case.
See Irish v. City of New York,
No. 98 Civ. 713(BSJ) (RLE),
g. Drafting Documents/Preparing For Arguments
Contempt Motion:
Defendants argue that Plaintiffs attorneys spent an excessive amount of time (a) preparing and editing the November 9, 2006 Letter, (b) preparing and editing the motion for contempt and reply memoranda, and (c) attending the November 29, 2006 argument on the motion for contempt.
(See
Con. Resp., at 17-19.)
24
The Court disagrees. According to Brinckerhoff, “[preparation of [the November 9, 2006] letter required review and analysis of thousands of paper and electronic records of defendants’ enforcement of the Statute in violation of the Court’s Order.” (Brinck. Con. Reply Decl. ¶ 52.) Plaintiffs counsel was also involved in “discovery battles to secure proof of defendants’ noncompliance, extensive review and analysis of large amounts of paper and electronic discovery from defendants and the Office of Court Administration.”
(Id.
¶ 12.) In connection with Plaintiffs motion for contempt, the parties submitted “613 pages of briefing, declara
With respect to division of labor issues, and Defendants’ argument that the presence of three attorneys at the conferences and arguments was excessive, Brinckerhoff details how the tasks were divided between himself, Smyth, and Rosenfeld, and why all of their appearances at hearings were necessary. (See Brinck. Con. Reply Deck, at 3-4.) Under the circumstances, the Court does not believe that the presence of three attorneys was excessive. 25
Here again, however, Defendants do not explain in any manner why the hours spent by Plaintiffs attorneys were excessive. (See R. 68 Resp., at 14.) 27 And the Court does not view the hours spent preparing a 42-page complaint and related initial pleadings, witness declarations, discovery requests, and briefs, as excessive. Nor does it, for the reasons set forth above, view the hours spent attending the conferences as excessive.
h. Failure To Maintain Contemporaneous Time Records
Defendants identify a limited number of entries which Plaintiffs counsel appear to
i.Communications With The Media
In their Response to the
Plaintiff also argues that Defendants inflate the time at issue, but does not specify why that is so and concedes that there are “approximately 2 hours” of press-related time that do not relate to “correcting the NYPD’s misstatements to the press about Mr. Wise.” (See Brinck. R. 68 Reply Deck ¶ 7.) Because Plaintiff does not specify why the time challenged is inflated, and concedes that some of the time spent was not merely in response to Defendants’ activities, the Court recommends reducing these hours by 2.5 (8.7 minus 6.2), divided equally between the three lead attorneys.
j. On-Line Legal Research
Relying exclusively on a 2001 case from the Southern District of New York, Defendants make the specious argument that Plaintiffs counsel should not be compensated for the costs they expended doing legal research on Westlaw.
(See
R. 68 Resp., at 9.) Not only do more recent cases, including controlling authority from the Second Circuit,
see Arbor Hill,
k. Redacted Entries
Due to the fact that this litigation is ongoing, and in order to protect information subject to the attorney-client privilege or work product doctrine, ECBA redacted numerous entries- — totaling approximately 35 hours and $12,198.75 in fees.
(See
Brinck. R. 68 Reply Deck ¶ 11.)
29
Al
The amounts, at the rates set forth above, that should be reserved for a later time are as follows: Rosenfeld (25.95 hours = $7785.00); Brinckerhoff (6.5 hours = $2600); Celli (1.2 hours = $480); Uh (2.0 hours = $300).
1. Photocopying Costs
Defendants also argue that ECBA should not recover any of the $807.00 that it spent on photocopying over the course of the litigation, because the amount of photocopying was excessive, or, to the extent that ECBA is entitled to recovery for these costs, it should be at the rate of 10 cents per page as opposed to 15 cents per page.
(See
R. 68 Resp., at 18.) The Court rejects the first half of this argument because photocopying an average of 300 pages per month over the course of this particular litigation is not unreasonable, but accepts the second half of the argument because 10 cents per page appears to be the going rate for in-house copying.
See Staples, Inc. v. W.J.R. Assoc.,
No. 04 Civ, 904(SJ)(KAM),
Accordingly, the costs awarded for Plaintiffs
m. Miscellaneous Costs
Finally, Defendants take issue with an assortment of “other costs” Plaintiffs submit which include costs for (1) courier services (in the amount of $280.39), (2) “document retrieval services” and “legal retrieval” (in the amount of $1712.50), and (3) court reporting fees (in the amount of $5,008.65).
(See
R. 68 Resp., at 19.) Defendants claim that these costs are either unsubstantiated, in that they are not backed by invoices, are based on inadequate descriptions of the services, or are lacking in itemization.
(See id.)
Plaintiff responds that the court reporting fees are for the four depositions Plaintiff took in this case, which counsel for the City attended, and for which they subsequently received transcripts,(see
These costs are not unreasonable in the context of this litigation, but Plaintiff does not respond to Defendants’ argument that costs not supported by invoices are not recoverable.
See also Hightower v. Nassau Cty. Sheriff's Dep’t,
B.
Arguments Directed Solely At The
Defendants make two arguments that are directed only at the
1. Recovery For Fees On Claims Where Wise Was Not The Prevailing Party
Defendants argue that Plaintiff is only entitled to fees on claims for which he could be considered the prevailing party.
(See
R. 68 Resp., at 5-11.) According to Defendants, the
a. Injunctive Claims
Defendants’ argument that Plaintiff did not prevail on his injunctive claims is misguided. The District Court did, in fact, enter a Stipulation and Order on June 23, 2005, which granted Plaintiff sweeping injunctive relief.
(See
Brinck. R. 68 Dec!., Ex. A.) Defendants’ argument that the “Stipulation did nothing more than reiterate that which the City defendants were already bound to do under
Loper v. New York City Police Dep’t,
b. Claims Against The State Defendants
When this case was initially filed in June, 2005, Plaintiff asserted claims against Chief Judge Judith Kaye, Chief Administrative Judge Jonathan Lipman, and New York State Division of Criminal Justice Services Director Chauncey G. Parker (the “State Defendants”).
(See
Brinck. R. 68 Deck ¶ 17.) After engaging in substantial motion practice, Plaintiff entered into a settlement agreement with the State Defendants in January, 2006.
(See id.
¶¶ 18-19 & Ex. E; R. 68 Resp., at 8.) The key terms of the settlement agreement were that Plaintiff would dismiss the State Defendants from the action without prejudice, in exchange for the State Defendants’ production of critical discovery—
Defendants here argue that Plaintiff should not be allowed to recover, pursuant to the
The Court views the argument regarding what specific influence the OCA data had on the
But, on the other hand, the Court cannot accept Plaintiffs' premise that all of the time Plaintiff spent pursuing the State Defendants was necessary solely for the purpose of securing the OCA data that was used to pursue his claims against the Municipal Defendants. Indeed, when Plaintiff initially filed his Complaint against the State Defendants, which he subsequently defended against a motion to dismiss, he sought wide-ranging injunctive relief against them distinct from the relief sought against the City Defendants(see Brinck. R. 68 Reply Decl., Ex. BB) — none of which he obtained in the settlement agreement (see Brinck. R. 68 Decl., Ex. E). Thus, it cannot fairly be said that “all of the time that Plaintiff spent litigating against the State Defendants was in the service of Mr. Wise’s case” against the City (R. 68 Reply, at 2), and even less
Under these specific circumstances, therefore, the Court believes that to the extent that Defendants have identified fees related solely to the State Defendants, a 35% reduction in those fees is warranted.
33
This level of reduction recognizes that, while obtaining the OCA data may have become the driving force behind Plaintiffs efforts to keep the State Defendants in the case, it could never have been the only reason. Thus, the following hours should be reduced by 35% in the award pursuant to the
2. Across The Board Reduction For All Fees
In them last argument, Defendants request an exorbitant 90% reduction of the aggregate fees Plaintiff seeks in his
Plaintiff responds that, because he settled his case with the City months before his counsel briefed and obtained class certification, the bulk of the class-related work arose after Wise’s role in the case came to a close.
{See
R. 68 Reply, at 10.) Thus, Plaintiff argues that his counsel would have performed all of the same work even if he had filed his case as an individual action, not a putative class action — an argument which is corroborated by the fact that Plaintiff had a clam under
Monell v. Dep’t of Soc. Servs. of City of New York,
Defendants cite two cases for their argument that a hefty across-the-board reduction is warranted. In
Matthews v. City of New York,
No. 01 Civ. 2739(CPS),
In
Nicholson v. Williams,
No. 00 Civ. 2229(JBW),
This case is obviously quite different than Nicholson, based on the timing of the class certification. Because the class was certified in Nicholson, there could be no question, and the plaintiff appears to have conceded, that much of the work performed involved class matters. But, here, the certification motion was briefed and the class certified after Plaintiff Wise left the case. Consequently, it is not unreasonable to assume, and in fact Plaintiffs counsel represents, that all of the work they performed prior to the settlement with Wise would have been performed even if the case had been brought solely as an individual action, because the “true bulk of the class certification work arose after Mr. Wise left the litigation, and it is not charged to the City in this bill.” (R. 68 Reply, at 10.) Plaintiff cites Nicholson for the proposition that “certain work, including legal research and factual investigation of the City’s policies and procedures, would have been conducted even in the absence of a class.” (Id.) The Monell claim lends further support to Plaintiffs assertion.
The following facts lead the Court to believe that a minor — 5%—reduction in the overall
III. Summary 0/Awards
A. Contempt Motion
Total Fees Requested (Contempt Motion)_$73,644,50
At Reduced Bates (See Sec. II.A.l(a) & (b))_
Brinckerhoff: $425 per hour x 35.85 hours_$15,236.25
Rosenfeld: $300 per hour x 83.90 hours_$25,170.00
Smyth: $300 per hour x 93.06 hours_$27,918.00
Total Using Reduced Rates:_$68,324.25
Coding Error (See Sec. II.A.4(a)) 772.50
Vague Billing (See See. II.A.4(b)) 21.25 (MB)
67.50 (KR)
-$ 52.50 (JMS)
Travel (See Sec. II.A.4(d)) -$ 150.00 (JMS)
Unrelated Matters (See Sec. II.A.4(e)) -$ 900.00 (KR)
Total Fee Award (Contempt Motion) $48,741.00
B.
1. Fees
Total Fees Requested (
At Reduced Rates (See Sees. II.A.l-2(a) & (b))
Brinckerhoff: $425 per hour x 129.20 hours $ 54,910.00
Rosenfeld: $300 per hour x 364.25 hours $109,395.00
Smyth: $300 per hour x 463.16 hours $138,948.00
Morales: $250 per hour x 21,25 hours $ 5,312,50
Celli: $425 per hour x 2 hours $ 850.00
Abady: $425 per hour x 0.75 hours 318.75
Yu: $200 per hour x 9 hours $ 1,800.00
Leith: $125 per hour x 31 hours $ 3,875.00
Butt: $125 per hour x 47.5 hours $ 5,937.00
Uh: $125 per hour x 2 hours $ 250.00
Kumar: $100 per hour x 38 hours $ 3,800.00
Buchanan: $100 per hour x 11 hours $ 1,100.00
Rodriguez: $100 per hour x 1 hour $100
Total Using Reduced Rates: $326,596.25
Block Billing (See See. II.A.4(a)) -$ 1,819.00 (MB)
48.00 (KR)
-I 1,140.00 (JMS)
Vague Billing (See Sec. II.A.4(b)) -$ 106.25 (MB)
-$ 60.00 (KR)
-$ 390.00 (JMS)
-$ 300.00 (AM)
Travel (See Sec. IIA.4(d)) 225.00 (KR)
-$ 1,350.00 (JMS)
Media (See Sec. II.A.4(i)) -$ 854.17 (MB/KR/JMS)
Redacted Entries (See Sec. II.A.4(k)) -$ 7,785.00 (KR)
-$ 2,600.00 (MB)
-$ 480.00 (AC)
-$ 300.00 (CU)
State Defendants (See Sec. II.B.l.(b)) 1,279.25 (MB)
7,213.50 (KR)
-$ 10,342,50 (JMS)
-$ 193.48 (AC)
Class Issues (5% Across-The-Board Reduction) -$ 14,505.54
Total Fee Award (
Total Costs Requested_$11,728.87
Photocopying (See Sec. II.A.4.0))_-$ 274.00
Court Reporting Fees___-$ 5,008.65
Document Retrieval_-$ 1,712,50
Total Costs Award (
*To Be Supplemented Upon Invoice Production
IV.
Fees Expended On The Contempt And
Plaintiffs are entitled to the reasonable fees and expenses his counsel expended in preparing these two motions. After the District Court has ruled on any objections submitted by the parties to this Report and Recommendation, Plaintiffs shall provide records of the fees and costs they expended on these fee applications to Defendants. The parties shall attempt to resolve the amounts due to Plaintiffs without court intervention. Only if they are unable to do so, may Plaintiffs return to this Court for resolution of any disputed amounts.
CONCLUSION
For the reasons set forth above, this Court recommends that (1) Plaintiff Brown be awarded $48,741.00 in attorneys’ fees on the Contempt Motion, to be paid by the Municipal Defendants, and (2) Plaintiff Wise be awarded $275,604.56 in attorneys’ fees, and $4,733.72 in costs, on the
Pursuant to
January 31, 2008.
Notes
. For purposes of this Report and Recommendation, the Court assumes familiarity with the background of this case and will recite only those facts necessary for resolution of the two motions presently before the Court. The background facts of this case are set forth in detail in the District Court's May 31, 2007 Opinion.
See Brown,
. On November 22, 2006, Wise accepted the Municipal Defendants'
. As a result of the dismissal of the action against the State Defendants, the only remaining Defendants are the Municipal Defendants. As used herein, the term "Defendants” will refer to the Municipal Defendants.
. During the first half of 2007, the parties attempted to agree on an amount due to Plaintiff Wise in connection with the
. On July 24, 2007, the District Court certified bilateral state-wide classes under
. The Plaintiff bringing the
.Defendants provide a small qualification to this amount by stating that Plaintiff should receive no more than $15,000 for the work of the three primary attorneys who worked on this case. (See R. 68 Resp., at 4.) Defendants do not provide a calculation for the fees they claim are appropriate above this amount and, in any event, they are sure to be de minimis because the overwhelming majority of the work on this case — well over 90% — was performed by the three lead attorneys: J. McGregor Smyth of the Bronx Defenders, and Matthew Brinckerhoff and Katherine Rosenfeld of Emery Celli Brinckerhoff & Abady.
. The Honorable Sandra Day O'Connor, Associate Justice (Retired) of the United States Supreme Court, was sitting on the panel by designation.
. The remaining 6% of the aggregate fees sought, approximately $27,500, was generated by various attorneys, summer associates, and paralegal assistants at ECBA and The Bronx Defenders. (See Brinck. Deck ¶¶ 50-52.)
. These cases relate primarily, although not exclusively, to Defendants’ arguments in connection with ECBA's rates. Defendants' specific arguments with respect to The Bronx Defenders' rates will be addressed more fully below.
. The court also noted that the case did not involve any novel issues of fact or law. Id. at *3, n. 31. Moreover, the defendants argued that the plaintiffs “proffered no evidence in support of their request” for rates of $450/ hour and $400/hour. Id. at *1, n. 5.
. In an earlier decision in this case,
see Brown,
.The only other case Defendants rely on for their argument that the rates Plaintiff seeks are excessive is
Pascuiti v. New York Yankees,
. The court also awarded $400/hour to an attorney at the Urban Justice Center with fifteen years of experience, who initially prepared the case but, after Skadden became involved in the case, served as an advisor. The attorney billed a mere 53.7 hours, however, and the court found that in a case of this size and complexity, it was appropriate to retain someone with the attorneys’ qualifications. Id. at *4.
. Brinckerhoff does provide evidence that, in 2007, a District Court in Nevada awarded ECBA fees (for work that Brinckerhoff performed in 2004 on a ballot access case) at the hourly rate of $400 per hour. (See Brinck. Reply Declaration In Support Of Contempt Motion ("Brinck. Con. Reply Deck”) ¶ 7; Ex. A.) It is unclear whether the award or Brinckerhoff's rate were contested.
. Plaintiff submits declarations from Brinckerhoff indicating that, were Smyth interested, ECBA would hire Smyth and charge between $350 and $375 per hour for his services. (See e.g., Brinck. Decl. In Support Of [Contempt Motion] ¶ 9 ("Brinck. Cont. Decl.”)) The Court sees little evidentiary value in this portion of Brinckerhoff's declarations.
. According to Smyth, "The Bronx Defenders is a law office with a staff of 40 attorneys and 28 investigators, social workers, and support staff. Its current operating budget is approximately $5.5 million, which covers significant overhead costs, including office space of approximately 20,000 square feet." (See Smyth Declaration In Support Of Plaintiff's [Contempt Motion] ("Smyth Con. Decl.") ¶ 6.)
. Morales left ECBA, in March 2007, to work for the Innocence Project. (See id., Ex. R.)
. These hours add up to 52.05, not 51.3.
. Plaintiff submitted this declaration with his
. The Court is unwilling to reduce these entries by the requested 35%, because although the entries do make it very difficult to assess the reasonableness of the time spent, the overall time for each entry is rather small and does not appear to be grossly excessive no matter how the individual tasks are apportioned.
. Similar problems exist with entries 251 and 255 to Exhibit A, but those entries have
, Defendants do not provide a specific hours total for these conferences in connection the
. Rosenfeld spent 6.7 hours drafting the November 9 letter, 1.5 hours attending the November 29 conference, 23.9 hours drafting the motion and reply, 9.1 hours preparing for the oral argument, and 1.5 hours attending the argument. Brinckerhoff spent 6.0 hours reviewing and revising the letter, 1.9 hours attending the conference, 16.8 hours editing the motion and reply, 3.1 hours preparing for the argument, and 1.7 hours attending the argument. Smyth spent 1.6 hours reviewing and revising the letter, 5.5 hours preparing “fact submissions” for the conference (see Brinck. Contempt Reply Deck ¶ 52), 1.0 hour attending the conference, 3.5 hours preparing for oral argument, and 1.25 hours attending the argument. (See Con. Resp., at 17-19; specific entry citations contained therein.)
. The other cases cited by Defendants are either unhelpful or distinguishable.
See, e.g., New York State Ass'n for Retarded Children,
. Plaintiff's attorneys spent 81.4 hours preparing the Complaint, and 43.85 hours related to the Order to Show Cause and Motion for a Preliminary Injunction, for a total of 125.25 hours on these documents.
(See
Resp. To
.Defendants cite
Nicholson,
. Although Plaintiff filed the Contempt Motion before the
. The Bronx Defenders provided unredacted copies of their bills,
(see
Smyth
. Defendants also make an argument regarding "class claims” that were pursued while Plaintiff Wise was in the case, and before the class was certified. (See R. 68 Resp., at 7.) The Court believes that this argument is more appropriately addressed in Section H.B.2., infra.
. Defendants argue that they had previously produced information which would have demonstrated the “sheer number of incidents involving charging the statute over the year” and, therefore, the OCA data did not set forth an entirely different landscape that led the City to extend the offer.
(See
. This Court agrees, however, that the chronology of events certainly raises a fair inference that the information contained in the OCA data did play a role in the Municipal Defendants’ decision to extend the
. Defendants also seek a reduction for fees expended on tasks that relate only in part to the State Defendants,
e.g.,
"Entries Specific To Class Complainl/State Defendants." (See Selig.