WISCONSIN RIGHT TO LIFE, INC. v. FEDERAL ELECTION COMMISSION, аnd Sen. John McCAIN et al., Intervening Defendants
No. Civ.04-1260(DBS RWR RJL)
United States District Court, District of Columbia.
Dec. 21, 2006.
466 F. Supp. 2d 195
Colleen T. Sealander, Gregory John Mueller, Harry Jacobs Summers, Lawrence Howard Norton, Richard Blair Bader, Steve Nicholas Hajjar, Vivien Clair, Benjamin A. Streeter, III, Kevin Deeley, David Brett Kolker, Federal Election Commission, Washington, DC, for Defendant.
Randolph D. Moss, Wilmer Cutler Pickering Hale & Dorr LLP, Donald Jay Simon, Sonosky, Chambers, Sachse, Endreson & Perry, Washington, DC, for Movants.
Before: SENTELLE, Circuit Judge; ROBERTS, District Judge; and LEON, District Judge.
Opinion for the Court filed by District Judge LEON, in which Circuit Judge SENTELLE joins in full.
Dissenting opinion filed by District Judge ROBERTS.
LEON, District Judge.
Plaintiff, Wisconsin Right to Life, Inc. (“WRTL” or “the Corporation“), brings this action against defendant, the Federal Election Commission (“FEC“), seeking a judgment declaring section 203 of the Bipartisan Campaign Reform Act of 2002 (“BCRA“), Pub.L. No. 107-155, 116 Stat. 81,1 unconstitutional as it applies to three broadcast advertisements WRTL intended to run within thirty days of Wisconsin‘s 2004 federal primary and sixty days of the 2004 federal general election, as well as “materially similar ads” it “intends to run” in the future. (Am.Compl.¶¶ 1, 13, 15, 16.)
Under BCRA‘s prohibition on “electioneering communications,” WRTL could not lawfully run the three advertisements during the 30- and 60-day periods before the 2004 primary and general elections. Thus, WRTL claims that the enforcement of BCRA with regard to these advertisements would violate the First Amendment, which provides: “Congress shall make no law . . . abridging the freedom of speech . . . or the right of the people . . . to petition the Government for a redress of grievances.”
Now before the Court are cross-motions for summary judgment filed on behalf of (1) WRTL, (2) the FEC, and (3) intervening defendants, United States Senator John McCain and Representatives Tammy Baldwin, Martin Meehan, and Christopher Shays (collectively, “Interveners“). Upon due consideration of the parties’ submissions, the relevant case law, and the entire record herein, WRTL‘s Motion for Summary Judgment is GRANTED as to the three ads WRTL intended to run in 2004, and the FEC and Interveners’ Motions are DENIED.
BACKGROUND
WRTL is a nonprofit, nonstock, Wisconsin, ideological advocacy corporation recognized by the Internal Revenue Service as tax-exempt under
On August 12, 2004, this Court held oral argument on plaintiff‘s Motion for Preliminary Injunction, which it denied via Minute Order later that day. In denying WRTL‘s Motion, we relied on the Supreme Court‘s opinion in McConnell v. Federal Election Commission, 540 U.S. 93, 124 S.Ct. 619, 157 L.Ed.2d 491 (2003). Recognizing that the McConnell Court was only considering a facial challenge to BCRA, this Court nevertheless concluded that “the reasoning of the McConnell Court leaves no room for the kind of ‘as applied’ challenge WRTL propounds before us.”11 (Mem. & Op. at 4, Aug. 17, 2004.) On May 10, 2005, following supplemental briefing by the parties, we dismissed plaintiff‘s Complaint in its entirety. Again, this Court concluded that “WRTL‘s ‘as-applied’ challenge to BCRA is foreclosed by the Supreme Court‘s decision in McConnell.” (Mem. & Op. at 2, May 10, 2005.) Within two days of this Court‘s Order, plaintiff filed a Notice of Appeal to the United States Supreme Court pursuant to
On January 23, 2006, the Supreme Court vacated this Court‘s May 10, 2005 dismissal, explaining that “[i]n upholding § 203 [of BCRA] against a facial challenge, we did not purport to resolve future as-applied challenges.” WRTL v. FEC, 546 U.S. 410, 126 S.Ct. 1016, 1018, 163 L.Ed.2d 990 (2006). The case was thus remanded to this Court with instructions to “consider the merits of WRTL‘s as-applied challenge in the first instance.” Id.
On March 23, 2006, this Court granted a Motion to Intervene as Defendants brought by United States Senator John McCain and Representatives Tammy Baldwin, Christopher Shays, and Martin Meehan pursuant to BCRA section 403(b). We then issued a Scheduling Order on April 17, 2006, which allowed for an expedited period of discovery.12 From June 23 to
STANDARD OF REVIEW
All parties move for summary judgment pursuant to
JURISDICTION
Jurisdiction for constitutional challenges to BCRA was squarely vested in this Court by Congress. Defendants, however, as an initial matter, oppose WRTL‘s constitutional challenge to the 2004 anti-filibuster ads as moot and WRTL‘s challenge to certain hypothetical “materially similar” ads that it wishes to run in the future as not ripe. For the following reasons, we disagree with defendants’ mootness argument, but agree with their ripeness position.
I. Mootness
WRTL chose to forgo running its ads in 2004 rather than take the risk that enforcement proceedings would be brought against it. (Am. Compl. ¶ 52; Pl.‘s Proposed Findings of Fact ¶ 142.) As a result, defendants’ mootness argument boils down to its contention that
Plaintiff‘s factual predicament is not nоvel. Indeed, it is a classic example of the well-established exception to the mootness doctrine for cases that are “capable of repetition, yet evading review.” Plaintiff‘s citation to no less than ten federal court decisions involving election-related challenges in which this exception was applied well establishes this point. (See Pl.‘s Mem. Compliance Apr. 17, 2006 Scheduling Order at 4-5 n. 3 (citing Norman v. Reed, 502 U.S. 279, 287-88, 112 S.Ct. 698, 116 L.Ed.2d 711 (1992); Meyer v. Grant, 486 U.S. 414, 417 n. 2, 108 S.Ct. 1886, 100 L.Ed.2d 425 (1988); First Nat‘l Bank of Boston v. Bellotti, 435 U.S. 765, 774, 98 S.Ct. 1407, 55 L.Ed.2d 707 (1978); Cal. Pro-Life Council v. Getman, 328 F.3d 1088, 1095 n. 4 (9th Cir.2003); Majors v. Abell, 317 F.3d 719, 722 (7th Cir.2003); Fla. Right to Life, Inc. v. Lamar, 273 F.3d 1318, 1324 n. 6 (11th Cir.2001); Va. Soc‘y for Human Life, Inc. v. FEC, 263 F.3d 379, 390 n. 3 (4th Cir.2001); Stewart v. Taylor, 104 F.3d 965, 969-71 (7th Cir. 1997); N.H. Right to Life Political Action Committee v. Gardner, 99 F.3d 8, 18 (1st Cir. 1996); Kansans for Life, Inc. v. Gaede, 38 F.Supp.2d 928, 932 (D.Kan.1999).)
Defendants grudgingly characterize the application of this exception as a “close question” notwithstanding our Circuit Court‘s holding in Branch v. FCC, 824 F.2d 37, 41 n. 2 (D.C.Cir.1987), that “[c]ontroversies that arise in election campaigns are unquestionably among those saved from mootness under the exception for matters ‘capable of repetition, yet evading review.‘” (Intervening Def.s’ Resp. Scheduling Order, at 4). The thesis underlying their objection is that plaintiff cannot satisfy the two-prong test established by the Supreme Court to determine whether this exception should apply. How so?
In First National Bank of Boston v. Bellotti, the Supreme Court, citing its decision in Weinstein v. Bradford, held that a court can exercise jurisdiction over a plaintiff‘s claims if: “(1) the challenged action was in its duration too short to be fully litigated prior to its cessation or expiration, and (2) there [is] a reasonable expectation that the same complaining party [will] be subjected to the same action again.” 435 U.S. at 774, 98 S.Ct. 1407 (internal quotation marks omitted; alterations in original) (quoting Weinstein v. Bradford, 423 U.S. 147, 149, 96 S.Ct. 347, 46 L.Ed.2d 350 (1975)). Plaintiff easily satisfies both prongs of this test.
As to the first prong, it is entirely unreasonable, if not fanciful, to expect that plaintiff could have obtained complete judicial review of its claims in time for it to air its ads during the 30 and 60-day periods leading up to federal primary and general elections (“BCRA blackout period“) in 2004. WRTL filed its Complaint and Motion for Preliminary Injunction in this Court on July 28, 2004. The Supreme Court issued its remand order on January 23, 2006. It is now December 2006, and despite the fact that both courts have—pursuant to BCRA section 403(a)(4)—expedited the disposition of this matter “to the greatest possible extent,” plaintiff‘s claims have yet to be “fully litigated.” Defendants’ argument that “the two-year election cycle should ordinarily provide sufficient time for final resolution of the type of as-applied challenge at issue here” (Intervening Def.s’ Resp. Scheduling Order, at 4-5) is wholly unrealistic. It assumes—without support—that a plaintiff can know the pieces of legislation that will
As to the second prong, the Court finds that there is a highly “reasonable expectation” that plaintiff “will be subject to the same action again.” Defendants’ contrary argument that the present controversy is incapable of repetition is premised on its contention—that we reject—that the context surrounding the creation and dissemination of the ads (including plaintiff‘s intent, the availability and adequacy of non-broadcast media, the perceptions of the target audience, and the circumstances of the 2004 campaign) should be relied upon in assessing this decision. (See id. at 5.) To the contrary, because we believe that our review should be limited to the text and images of the ads
themselves—as will be explained more fully later—we are not concerned with the supposed “perfect storm” of contextual characteristics alleged by defendants.14 While WRTL‘s intention to run genuine issue advertisements during future BCRA blackout periods is not enough to sustain its generalized claim regarding “grass-roots lobbying advertisements,” it is enough to create a “reasonable expectation” that it “will be subject to the same action again.”15 In light of the fact that legislation typically arises in the 30- and 60-day periods before a federal primary or general election, see McConnell v. FEC, 251 F.Supp.2d 176, 793 (D.D.C.2003) (Leon, J.), this Court finds that WRTL‘s remaining claim is “capable of repetition, yet evading review.”
II. Ripeness
WRTL‘s as-applied challenge features a prophylactic challenge to what it anticipates to be the prohibition by the FEC of its broadcasting “materially similar” ads in future election contests. WRTL appears to add this prayer for relief as part of its larger objective: to get this Court—and ultimately the Supreme Court—to carve out an exception to BCRA‘s electioneering communications definition for what it refers to as “grassroots lobbying” advertisements. (Am. Compl. ¶ 16.) Indeed, WRTL admits that “this Court is not required by the [Supreme Court‘s] remand to go beyond WRTL‘s specific ads,” but nevertheless
WRTL alleges, at most, that it “intends to run materially similar grass-roots lobbying ads falling within the electioneering communication prohibition periods before future primary and general elections in Wisconsin.” (Am.Compl. ¶ 16.) Simply stated, such an intention is too speculative and thus not sufficiently concrete to state a cognizable claim under
ANALYSIS
Reduced to its essence, plaintiff‘s as-applied challenge boils down to two arguments: (1) that its 2004 ads are neither express advocacy nor its functional equivalent; and (2) that the Government has failed to demonstrate a compelling interest in regulating these ads. For the following reasons, we agree with each of plaintiff‘s contentions.
I. Express Advocacy and Its Functional Equivalent Versus Genuine Issue Advertising
In McConnell, 540 U.S. 93, 124 S.Ct. 619, 157 L.Ed.2d 491, the Supreme Court evaluated a facial challenge to the constitutionality of BCRA‘s electioneering communications provision. In doing so, its majority concluded that there was a compelling government interest in regulating express advocacy and its functional equivalent (i.e., “sham issue ads“) during the BCRA blackout period. Based on our interpretation of that ruling, this three-judge Court in 2004 dismissed this as-applied challenge to the constitutionality of the FEC‘s prohibition of the ads designed to be aired on television in Wisconsin during the BCRA blackout period leading up to the 2004 primary and general election. On appeal, however, the Supreme Court, in evaluating our decision, stated that McConnell had not foreclosed as-applied challenges to the constitutionality of the electioneering communications definition and, accordingly, remanded the case back to us for consideration of the merits of WRTL‘s claims. In doing so, the Supreme Court, in essence, acknowledged the possibility that certain ads (i.e., “genuine issue ads“), that are neither express advocacy nor its functional equivalent, could be unconstitutionally captured by BCRA‘s electioneering communications definition. Plaintiff, not surprisingly, contends that these ads fall into that category.
To determine whether plaintiff is correct, this Court must engage in a twostep analysis of the ads in question. First, it must evaluate whether any or all of the ads constitute either express advocacy or its functional equivalent. If they do, of course, that would be the end of the challenge because the Supreme Court in McConnell upheld BCRA‘s authority to regulate them. If they are not, however, this Court must then move on to determine whether the Government has demon-
Defendants contend that all three ads are sham issue ads and are therefore regulable under the Supreme Court‘s majority holding in McConnell. The keystone to the defendants’ analysis is their contention that the determination of whether an ad is a sham issue ad should not be limited to a facial evaluation of the ad‘s language and images, but a contextual analysis of the “intent” behind the ad‘s creation and the “effect” that the ad is intended, and likely, to have on the voting public. Plaintiff disagrees strongly. It contends that the judicial assessment of the ads should be limited to a facial evaluation of the ads’ language and images. Determining intent and the likely effect of an ad on the viewing public is, to plaintiff‘s way of thinking, too conjectural and wholly impractical if future аs-applied challenges are going to be evaluated on an emergency basis by three-judge panels prior to and during the BCRA blackout period leading up to federal primary and general elections. We agree.
The three ads in this case all deal with the public policy issue of filibustering the President‘s judicial candidates in the Senate. On their face, they set forth WRTL‘s position against this practice and conclude with the all-too-familiar “call-to-action line” exhorting viewers/listeners, who presumably agree with WRTL‘s position, to contact Wisconsin‘s two United States Senators, Kohl and Feingold, and inform them of their opposition. The ads do not comment on either Senator‘s past or current position regarding this practice. Indeed, to the untutored viewer‘s eye, the ads, on their face, neither reveal either Senator‘s thinking on the issue, nor reference Senator Feingold‘s upcoming election contest. Therefore, plaintiff contends that these ads are a textbook example of genuine issue ads that are neither express advocacy nor its functional equivalent.
Defendants nonetheless contend that it is legally insufficient to limit an analysis of the ads to the face of the ads themselves and their objectively discernable components. They fear that doing so would ultimately result in the airing of too many issue ads that were actually “intended” to affect an election. Of course, to discern whether the sponsoring organization of these issue ads had the primary, or even anсillary, subjective intention to affect the election of the named candidate, the FEC would, by necessity, have to depose, at a minimum, the “decision maker(s)” of the organization in advance of the advertisements’ airing. Moreover, to determine whether a particular ad that was intended to affect the election actually was likely to do so, would additionally require the retention of expert witnesses, on both sides, to speculate as to such. Common sense, if nothing else, dictates that requiring such prerequisites to assessing whether a given ad is a “sham ad” and therefore regulable under BCRA‘s electioneering communications definition is both practically and theoretically unacceptable.
It is practically unacceptable because as-applied challenges, to be effective, must be conducted during the expedited circumstances of the closing days of a campaign when litigating contextual framework issues and expert testimony analysis is simply not workable. More importantly, however, is the fact that it is theoretically unacceptable because it proceeds on the highly questionable assumptions that: (1) any subjective intent to affect the election, regardless of its degree of importance, should negate an otherwise genuine issue ad; and (2) the speculative conjecture of experts can actually project the “likely”
Id. at 43, 96 S.Ct. 612.17 The uncertainty originally identified in Thomas is magnified, or course, in the context of election-related speech where any reference to a candidate, who is an office holder, can be interpreted—or misinterpreted—as campaign-motivated, as opposed to public policy-motivated. Thus, a system such as that encouraged by defendants where federal judges would be[W]hether words intended and designed to fall short of invitation would miss that mark is a question both of intent and of effect. No speaker, in such circumstances, safely could assume that anything he might say upon the general subject would not be understood by some as an invitation. In short, the supposedly clear-cut distinction between discussion, laudation, general advocacy, and solicitation puts the speaker in these circumstances wholly at the mercy of the varied understanding of his hearers and consequently of whatever inference may be drawn as to his intent and meaning.
Such a distinction offers no security for free discussion. In these conditions it blankets with uncertainty whatever may be said. It compels the speaker to hedge and trim.
Accordingly, in evaluating whether WRTL‘s 2004 anti-filibuster ads are express advocacy or its functional equivalent, this Court will limit its consideration to language within the four corners of the anti-filibuster ads that, at a minimum: (1) describes a legislative issue that is either currently the subject of legislative scrutiny or likely to be the subject of such scrutiny in the near future; (2) refers to the prior voting record or current position of the named candidate on the issue described; (3) exhorts the listener to do anything other than contact the candidate about the described issue; (4) promotes, attacks, supports, or opposes the named candidate; and (5) refers to the upcoming election, candidacy, and/or political party of the candidate. In addition, as to the televised ad, the Court will also look to the images displayed in concert with the language to evaluate whether they otherwise accomplish the prohibited result.18
In this case, the language in WRTL‘s advertisemеnts does not mention an election, a candidacy, or a political party, nor do they comment on a candidate‘s character, actions, or fitness for office. Nevertheless, they do describe an issue that had been, and was likely to be, an ongoing issue of legislative concern in the Senate. Further, while the advertisements state that “[a] group of Senators” is filibustering federal judicial nominees, the ads do not state that either Senator Feingold or Senator Kohl are members of that group, and none of the images displayed in WRTL‘s television advertisement suggest as much. In fact, the only reference to Senator Feingold is in the closing line of the advertisements, or “call-to-action line,” asking the listener to contact both Senator Feingold and Senator Kohl to ask them to oppose judicial filibusters.19 The ads do
Accordingly, for all of the above reasons, the Court finds that, on their face, WRTL‘s three 2004 anti-filibuster advertisements were not “intended to influence the voters’ decisions,” and thus, the Court need not analyze whether the ads in fact would have or potentially could have—affected Senator Feingold‘s reelection. For even if the Court were to assume that WRTL‘s anti-filibuster ads “were likely to have had an effect on the Senate Election had they run during the electioneering communications period”20 (Def.‘s Opp‘n to Mot. Summ. J. at 9), reliance on effect, without the requisite intent, would be the equivalent of permitting listeners’ subjective impressions to justify the regulation of protected speech. This is precisely the type of analysis that Buckley and Thomas said should be avoided.
Thus, the Court concludes that WRTL‘s 2004 anti-filibuster ads are not the functional equivalent of express advocacy, and the Court must now turn to an evaluation of whether the Government has demonstrated the compelling state interest necessary to justify the degree to which BCRA section 203 burdens WRTL‘s First Amendment rights.
II. Strict Scrutiny Analysis
In McConnell, the Supreme Court “easily” concluded, based on its prior decisions regarding campaign finance regulation, that there are compelling state interests that justify the regulation of express advocacy and its functional equivalent during the 30- and 60-day periods leading up to federal primary and general elections, respectively. 540 U.S. at 205, 124 S.Ct. 619. In particular, the Court pointed to its prior decisions in Buckley and Bellotti, where it spelled out the “unusually important interests [that] underlie the regulation of corporations’ campaign-related speech,” id. at 206 n. 88, such as: preventing corruption, preserving the integrity of the electoral process, and preserving the public‘s confidence in its government, id. (citing Bellotti, 435 U.S. at 788-89, 98 S.Ct. 1407).
The plaintiffs who prosecuted the facial challenge in McConnell, however, did not contest the Government‘s “compelling interest in regulating advertisements that expressly advocate the election or defeat of a candidate for federal office.” Id. at 205, 124 S.Ct. 619. “Nor d[id] they contend that the speech involved in so-called issue
The Supreme Court disagreed. It concluded that the justifications for the regulation of express advocacy (i.e., the compelling government interests) equally apply to issue ads aired during the proscribed statutory period “if the ads are intended to influence the voters’ decisions and have that effect.” Id. at 206, 124 S.Ct. 619 (emphasis added). Indeed, it characterized such issue ads as the “functional equivalent” of express advoсacy. Id. Thus, even “assum[ing] that the interests that justify the regulation of campaign speech might not apply to the regulation of genuine issue ads,” id. at 206 n. 88, 124 S.Ct. 619, the Supreme Court nonetheless held that BCRA section 203‘s application to genuine issue ads was not substantial enough to strike down this section of the statute as facially unconstitutional.21 By permitting as applied challenges to section 203‘s constitutionality, however, the Supreme Court has now put in play the question it left open in McConnell as to whether the government interests that justify regulating express advocacy and its functional equivalent also apply to the regulation of genuine issue ads. For the following reasons, this Court holds that they do not.
The common denominator between express advocacy and its functional equivalent, as the Supreme Court defined it in McConnell, is the link between the words and images used in the ad and the fitness, or lack thereof, of the candidate for public office.22 Indeed, it is that very link which evinces, on the face of the ad, the intent to influence the election that the McConnell Court imposed as a critical requirement to functional equivalency. Conversely, it is the absence of that link that enables an issue ad to be fairly regarded as a genuine issue ad. More importantly, it is the absence of that link which obviates the likelihood of political corruption and public cynicism in government where the ad, on its face, is devoid of any language the purpose of which is advocacy either for or against a particular candidаte for federal office.
Turning to the Government‘s alternative bases for regulating genuine issue ads, the only other interest that the Government puts forward to justify BCRA section 203‘s regulation of WRTL‘s 2004 anti-filibuster advertisements is the interest in preserving section 201‘s “bright-line” rule. Yet the virtues of the bright-line rule surely cannot alone justify regulating constitutionally protected speech. The Supreme Court itself has already held that the “desire for a bright-line rule . . . hardly constitutes the compelling state interest necessary to justify any infringement on First Amendment freedom.” FEC v. Massachusetts Citizens for Life, Inc., 479 U.S. 238, 263, 107 S.Ct. 616, 93 L.Ed.2d 539 (1986) (emphasis in original). And its remand of our earlier decision to permit this as-applied challenge is a tacit acknowledgment that, notwithstanding the virtues of a bright-line test, there may nonetheless be some ads that are unconstitutionally captured by BCRA section 203. Thus, having conсluded that WRTL‘s three 2004 anti-filibuster ads are such advertisements, we are hard-pressed indeed to conclude that preserving section 201‘s bright-line rule is a sufficiently compelling interest to warrant the ongoing regulation of these ads under BCRA.24
CONCLUSION
For the foregoing reasons, the Court finds that (1) WRTL‘s 2004 anti-filibuster ads are neither express advocacy nor its functional equivalent; and (2) the Government has not articulated a sufficiently compelling interest to justify the burden that BCRA section 203 places on WRTL‘s First Amendment rights. Accordingly, the Court GRANTS plaintiff‘s Motion for Summary Judgment as it applies to the three broadcast advertisements WRTL intended to run in 2004 and DENIES defendants’ cross-motions. An appropriate Order will issue with this Memorandum Opinion.
ROBERTS, District Judge, dissenting.
The majority employs a plain facial analysis of the text in WRTL‘s 2004 advertisements—ignoring the context in which the text was developed—to assess whether the ads are genuine issue ads which should escape BCRA‘s reach, or are regulable electioneering communications. This approach is inconsistent with McConnell, is inconsistent with this panel‘s own prior rulings, and finds little support in logic. Because a contextual analysis is warranted and discloses deep factual rifts between the parties concerning the purpose and intended effects of the ads, neither side is entitled to judgment as a matter of law, and I respectfully dissent from the majority‘s decision granting summary judgment to WRTL.
RICHARD W. ROBERTS
UNITED STATES DISTRICT JUDGE
DISCUSSION
WRTL, the FEC and the intervenors have moved for summary judgment. Summary judgment may be granted when there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. See
WRTL challenges § 203 as applied to its advertisements. “An as-applied challenge . . . requires an analysis of the facts of a particular case to determine whether the application of a statute, even one constitutional on its face, deprived the individual to whom it was applied of a protected right.” Field Day, LLC v. County of Suffolk, 463 F.3d 167, 174 (2d Cir.2006). WRTL argues that its ads are grassroots lobbying which should be exempt from BCRA‘s regulations because it is not electioneering communication. (Mem. in Supp. of Pl.‘s Mot. Summ. J. (“Pl‘s Mot. Summ. J.“) at 38.) WRTL asserts that even if this panel does not recognize a grassroots lobbying exemption,1 its ads are genuine issue ads which are not the functional equivalents of regulable express advocacy. Because the Supreme Court acknowledged that “the interests that justify the regulation of campaign speech might not аpply to the regulation of genuine issue ads,” McConnell, 540 U.S at 206 n. 88, 124 S.Ct. 619, WRTL maintains that as applied to its ads, § 203 is unconstitutional.2
I. McConnell
McConnell upheld the validity of the electioneering communication definition in § 203 of BCRA over a First Amendment challenge. Noting that “[g]overnment has a compelling interest in regulating advertisements that expressly advocate the election or defeat of a candidate for federal office,” McConnell, 540 U.S. at 205, 124 S.Ct. 619, the McConnell Court cited numerous values relating to this interest, including “[p]reserving the integrity of the electoral process, preventing corruption, and sustaining the active, alert responsibility of the individual citizen in a democracy for the wise conduct of government.” Id. at 206 n. 88 (quoting First Nat‘l Bank v. Bellotti, 435 U.S. at 788-89). Although the Court recognized the existence of genuine issue ads, it nevertheless held that some issue advertisements could fall within the category of electioneering communications to be regulated by BCRA.3 McConnell, 540 U.S. at 206, 124 S.Ct. 619. Using the Bill Yellowtail advertisement as an example, the Court explained that “although . . . advertisements [may] not urge the viewer to vote for or against a candidate in so many words, they are no less clearly intended to influence the election.” Id. at 193, 124 S.Ct. 619.4 McConnell held that § 201‘s electioneering communication was narrowly tailored to meet a compelling government interest. In its constitutional analysis of § 203, the Court described viable alternatives for organizations seeking to broadcast “genuine issue advertising” without running afoul of the electioneering communication provision: “corporations and unions may finance genuine issue ads . . . [during prohibited periods] by simply avoiding any specific reference to federal candidates, or in doubtful cases by paying for the ad from a segregated fund.” Id. at 206, 124 S.Ct. 619.
II. Facial Analysis
The landscape of campaign finance law has been changed by BCRA and McConnell. There is no longer a bright line rule for distinguishing between express advocacy and genuine issue advocacy to determine which may be constitutionally regulated. Courts can no longer rely on Buckley v. Valeo‘s magic words test to determine whether the advertising at issue is electoral advocacy, namely whether certain election-related words are present or absent. Id., 424 U.S. at 43-44 & 44 n. 52, 96 S.Ct. 612. Before McConnell, some judicial sentiment disfavored examining the context rather than the literal text of election ads.5 For example, North Carolina Right to Life, Inc. v. Leake, 344 F.3d 418 (4th Cir.2003), held unconstitutional a provision of a North Carolina campaign reform statute that allowed a contextual examination of an advertisement to dеtermine its status as express advocacy. “This circuit . . . has consistently interpreted Buckley as allowing regulation ‘only if it [is] limited to expenditures for communications that literally include words which in and of themselves advocate the election or defeat of a candidate.‘” Id. at 425 (internal citations omitted). There is no doubt, though, that McConnell has unsettled those sentiments. Leake was vacated and remanded by the Supreme Court in light of its McConnell decision. Leake v. North Carolina Right to Life, Inc., 541 U.S. 1007, 124 S.Ct. 2065, 158 L.Ed.2d 617 (2004).
That Leake was vacated comes as no surprise. The McConnell Court assessed the subjective intention of the advertising before it in deciding that § 201 was not overly broad. The Court evaluated ads which their proponents claimed were genuine issue advertising with no electioneering purpose and nevertheless concluded that although an advertisement may not plainly promote or attack a candidate, it may still be “clearly intended to influence the election.” McConnell, 540 U.S. at 193, 124 S.Ct. 619 (emphasis added) (further stating that “[f]ar from establishing that BCRA‘s application to pure issue ads is substantial, either in an absolute sense or relative to its application to election-related advertising, the record strongly supports the contrary conclusion.“). In discussing the record, the McConnell Court specifically examined both the purpose of the ads before it as well as their impact on the relevant election. “The precise percentage of issue ads that clearly identified a candidate and were aired during those relatively brief pre-election timespans but had no electioneering purpose is a matter of dispute between the parties and among the judges on the District Court . . . . Nevertheless, the vast majority of ads clearly had such a purpose.” Id. at 206, 124 S.Ct. 619 (emphasis added) (further stating that “justifications for the regulation of express advocacy apply equally to ads aired during those periods if the ads are intended to influence the voters’ decisions and have that effect.” (emphases added)).
The majority does not believe that this panel should engage in a contextual analysis, claiming that such an inquiry is fore-
The majority also appears to blur the Supreme Court‘s prohibition on employing a test that involves the subjective intent of the listener and one that involves the subjective intent of the advertiser. See McConnell v. Fed. Election Comm‘n, 251 F.Supp.2d at 568 (opinion of Kollar-Kotelly, J.) (“[T]he Supreme Court made clear that a test distinguishing between a discussion of the issues and a discussion of candidates that relied on the subjective intent of the listener was problematic.“). In Thomas, the Court criticized a test based upon an “understanding of the hearers,” but drew no conclusion about whether the speaker‘s purpose could be used to examine the nature of the speech. The majority cites no precedent holding that there may be no inquiry into the subjective intent of the speaker in determining the type of speech made.
In ignoring the context in which the advertisements were developed, the majority also takes a sharp turn from its own prior rulings. Two years ago, this panel unanimously found that WRTL had failed to establish a likelihood of success on the
After the remand from the Supreme Court, this panel more than once took a clear position favoring contextual analysis when the parties voiced sharp disagreement over what if any discovery would be relevant to the merits of WRTL‘s complaint. The FEC and the intervenors proposed a briefing schedule that contemplated conducting discovery into a variety of issues regarding the purpose and effect of WRTL‘s 2004 advertisements. (Def.‘s Opp‘n to Pl.‘s Mot. to Reinstate, Order Supp. Briefing, and Expedite Cross-Mots. Summ. J. at 3-4; Def.‘s Mem. in Support of Rule 16 Proposal for Disc. and Summ. J. at 3; Intervenors’ Mem. in Support of Def.‘s Rule 16 Proposal for Disc. and Summ. J. at 1-2.) WRTL urged that such discovery bearing on context was flatly irrelevant, and insisted that the constitutional question turns solely upon the content of the communication itself, making discovery unnecessary. (Pl.‘s Reply Mem. in Supp. of Mot. to Reinstate, Order Supp. Briefing, and Expedite Cross-Mots. for Summ. J. (“Pl‘s Reply Mem.“) at 4, 8.) This panel unanimously rejected WRTL‘s position and ordered a period of discovery “into the purpose and effect of plaintiff‘s 2004 advertisements for the 2004 campaign[,]” among other topics. (Scheduling Order of Apr. 17, 2006 at 2.) And when WRTL later resisted discovery into the purpose аnd effect of its 2004 advertisements (Def.‘s and Intervenors’ Mot. To Compel Produc. of Docs., Reqs. to Admit, Resps. to Interrogs. (“Def.‘s Mot. to Compel“) at 1-2) as irrelevant and arguing that the constitutionality of BCRA‘s application to speech depends only upon the text rather than the context of the speech (Pl.‘s Opp‘n to Def.‘s Mot. To Compel Produc. of Docs., Reqs. to Admit, Resps. to Interrogs. at 5, 8), this panel unanimously compelled WRTL to respond to all of the twenty-two discovery requests propounded either fully or with minor modifications. (Def.‘s Mot. to Compel at 5-6, 9-19, 21-22; Order, Aug. 18, 2006.)
Our repeated decisions requiring inquiry into the context in which the advertisements were developed were right then, and they are right now. The majority now brushes them aside and adopts the very approach that it squarely and repeatedly rejected. It partly justifies using its facial analysis approach for reasons of judicial manageability, supra at 17-18, a basis for decision that even the plaintiff rejects. (Pl.‘s Reply Mem. at 8 (stating that in selecting a proper analytical standard, “constitutional mandates clearly outweigh . . . judicial manageability“).)
Any analysis of whether WRTL‘s ads are genuine issue ads should be achieved
CONTEXTUAL ANALYSIS
I. Express Advocacy
WRTL claims that its ads are not express advocacy because they do not “expressly advocate for the election or defeat of a candidate for federal office.” McConnell, 540 U.S. at 205, 124 S.Ct. 619. WRTL instead maintains that its ads are grassroots lobbying that discusses legislative concerns. Although WRTL acknowledges that its ads may have an impact on the outcome of federal elections, it claims that their primary purpose is to “focus on [a] legislative issue in question, not on any candidate” (Pl.‘s Mot. Summ. J. at 10), and to “influenc[e] the votes of Senators Feingold and Kohl” before Congress adjourned. (Am.Ver.Compl.¶ 12.) However, a genuine issue of material fact exists as to whether WRTL intended its ads to expressly advocate for the defeat of Senator Feingold.
Although the ads at issue do not explicitly encourage their listeners or viewers to oppose Senator Feingold, they do state that “[a] group of Senators is using the filibuster delay tactic to block federal judicial nominees from a simple ‘yes’ or ‘no’ . . . . Contact Senators Feingold and Kohl and tell them to oppose the filibuster.” (Ver.Compl., Ex. A.) The structure of the ads further suggests that Senator Feingold might be one of the “group of Senators . . . causing gridlock and backing up some of our courts to the state of emergency.” (Id.) Notably, the ads provide the listeners or viewers with no direct contact information for the Senators; instead, the ads direct the listeners or viewers to a website created by WRTL, www.befair.org, which featured e-alerts that “excoriat[ed]” Senator Feingold on the filibuster issue. (Def.‘s Mot. Summ. J. at 29; Ex. 2 ¶ 21.) Thus, even a textual approach could suggest that if the ads were broadcast during BCRA‘s prohibited period, they might have implicitly discouraged Senator Feingold‘s re-election.
WRTL‘s role in the political environment that wrought the ad campaign in the first place could be probative of the intent of the ads. WRTL has opposed Senator Feingold since his election in 1992 and has used expenditures from its federal political action committee (“PAC“) to support his political opponents. (Id., Exs. 11, 12.) In 1998, WRTL spent more than $60,000 on independent expenditures to oppose Senator Feingold‘s reelection to a second term. (Id., Ex. 11.) In 2004, Senator Feingold‘s reelection campaign coincided with the presidential election, and WRTL declared its “resolve to do everything possible to win Wisconsin for President Bush and to send Russ Feingold packing!” (Id., Ex. 21.) WRTL made the defeat of Feingold “a priority.” Wis. Right to Life, Civil Action No. 04-1260, 2004 WL 3622736, at *1. WRTL endorsed through its PAC three of Senator Feingold‘s main opponents. (Id., Ex. 54.) WRTL spent $7,500 on political literature that both supported Senator Feingold‘s opponents and explicitly opposed Senator Feingold (Intervenors‘s Opp‘n to Pl.‘s Mot. Summ. J. at 4-5), including a press release exhorting that “the defeat of Feingold must be uppermost in the minds of Wisconsin‘s right to life community in the 2004 elections.” (Id., Ex. 54.) WRTL‘s Executive Director Mary Lyons stated that the organization‘s “greatest challenge for 2004” was “to finish strongly in the elections,” by “retir[ing] Senator Feingold.” (Id., Ex. 24 at 3.) The website referred to in the advertisements at issue, www.befair.org, explicitly attacked Feingold‘s record and encouraged
Senator Feingold‘s participation in judicial filibustering was a particular focus of criticism by WRTL, which distributed a voter guide endorsing one of Feingold‘s opponents who pledged to allow judicial nominees an up or down vote. (Def.‘s Mot. Summ. J., Exs. 15 at 3, 24.) In the fall of 2004, WRTL‘s federal legislative director, Douglas Johnson, acknowledged that “it would certainly help if a few of the proabortion, pro-filibuster Democratic senators were replaced by pro-life Republicans, and that could happen.” (Def.‘s Mot. Summ. J., Ex. 24 at 5.) Senator Feingold‘s opponents also saw the filibuster issue as a key campaign issue. (Id., Ex. 15 at 3-4.) One of Senator‘s Feingold‘s key opponents, Bob Welch, characterized Feingold‘s support of filibustering as partisan, calling “[t]he gridlock caused by Russ Feingold‘s partisanship . . . appalling . . . . Because of his obstructionism the wheels of justice are grinding to a halt.” (Id., Ex. 13.)
The reason for WRTL‘s shift to broadcast advertising and the import of its timing are in dispute. Through early 2004, WRTL used non-broadcast means to convey its criticism of Senate filibusters of President Bush‘s judicial candidates. (Def.‘s Mot. Summ. J., Ex. 3 at 62-63.) Although filibusters of judicial nominees had occurred before then, WRTL had not run any broadcast advertisements on the issue before then. (Id., Ex. 3 at 82.) However, around May of 2004, WRTL began planning a series of advertisements in opposition to filibustering. (Pl.‘s Mot. Summ. J. at 6.) WRTL claims its shift to broadcast ads was because they were “the most effective form of communication for the present grass-roots lobbying campaign[.]” (Am.Ver.Compl.¶ 51.) WRTL began broadcasting its advertisements on July 26, 2004, but stopped running those advertisements on August 15, 2004 because it believed that on that date, its ads would become prohibited electioneering communications as to Senator Feingold. (Id. ¶¶ 12, 14, 52.) WRTL claims it expected that filibuster votes would occur during timеs in which electioneering communications were regulated under BCRA (id. ¶ 6), namely, after August 15, 2004. In fact, the advertisements began airing in July, days after the last of the judicial filibuster cloture votes had occurred during that session and the Senate had departed for a six-week recess. (Def. Mot. Summ. J., Def.‘s Stmt. Mat. Facts (“Def.‘s Stmt. Mat. Facts“) ¶ 69; Def.‘s Mot. Summ. J., Ex. 35.) WRTL did not run any additional anti-filibustering ads after the 2004 election (Def.‘s Mot. Summ. J., Ex. 48 at 8-10) in either 2004 or in 2005 during the height of the controversy. (Id. at 8.) The FEC insists that WRTL‘s decision to begin an advertising campaign after the votes defeated the purpose of the campaign especially because “both WRTL‘s employee in charge of grass roots lobbying and its advertising agency lead consultant believe that it is important to run grassroots lobbying advertising shortly before legislative votes are to occur.” (Id. at 8; Ex. 4 at 112; Ex. 5 at 30-31.)
The FEC argues that WRTL‘s ads are neither grassroots lobbying nor genuine issue ads; instead, they are express advocacy meant to encourage constituents to oppose Senator Feingold. Because of the timing of the ads, the defendants assert that the ads were intended to have an effect on the election and would have had such an effect if WRTL had run them during BCRA‘s prohibited electioneering communication period. The FEC maintains that “because the ads portray Senator Feingold in a negative light and clearly would influence the outcome of the election for which he was campaigning . . . [they] would have been one of the many mes-
The intent of the advertising campaign is a genuine issue of material fact, and neither side persuasively argues that no dispute about intent exists. WRTL claims that its 2004 broadcast advertising was generated by its opposition to judicial filibustering. The FEC counters that the advertising was meant to oppose Senator Feingold and was timed to affect the election, not any filibuster votes. WRTL insists that the timing of the campaign was geared toward a “Fall Showdown” in November 2004 which did not occur. (Pl.‘s Mot. Summ. J. at 4.) The timing issue alone requires that this case not be disposed of on summary judgment.
II. Sham Issue Ads
The FEC argues that even if this panel does not find that WRTL‘s advertising was express advocacy, the advertising campaign was intended to spark a lawsuit challenging the BCRA, making it sham issue advocacy. WRTL instead states that its advertising was “bona fide” grassroots lobbying that “expressed an opinion on pending Senate legislative activity, which was imminently up for a vote, and urged listeners to contact their Senators and to urge them to vote a certain way in the upcoming vote.” (Id. at 10.) A genuine issue of material fact exists as to whether the advertising was intended to challenge BCRA, which would make the advertising sham issue advocacy.
The FEC notes that although WRTL had previously engaged in a number of different issue campaigns in the past, the judicial filibustering campaign was “distinct from the other activities of e-mailing [WRTL‘s] supporters.” (Def.‘s Mot. Summ. J., Ex. 4 at 105.) The FEC contends that WRTL‘s Executive Director was aware of thе restrictions imposed by BCRA and was “hopeful that she would be able to get an exception [from the court] and continue running those ads.” (Id., Ex. 5 at 42.) The FEC‘s evidence, uncontested by WRTL, could suggest that the potential for the lawsuit shaped how the advertising campaign was coordinated and conducted. Jason Vanderground, a brand consultant hired to work on the filibustering campaign testified in his deposition that the impending lawsuit was discussed among members of WRTL‘s advertising team and he did research regarding the minimum number of households an ad would have to reach in order to trigger the BCRA ban. See
The parties also agree that language regarding the BCRA figured prominently, at least initially, in the judicial filibustering campaign. Vanderground proposed putting information on WRTL‘s befair website about both the judicial filibuster issue and “campaign finance reform.” (Id., Ex. 5 at 58.) Initial draft press releases primarily addressed the impact of the BCRA; Executive Director Lyons noted that one draft “is more about the BCRA than the filibus-
The FEC asserts that WRTL chose to raise money for its general fund rather than its PAC. It argues that WRTL made a conscious decision not to possess in its PAC the requisite amount of funds needed for the advertising campaign. (Def.‘s Stmt. Mat. Facts ¶¶ 112-21.) WRTL raised over $315,000 from corporations for its general fund in 2004. (Def.‘s Mot. Summ. J. at 10.) Although WRTL‘S PAC raised approximately $155,000 in the 1999-2000 election cycle, it had $13,766.90 in its coffers in 2004. WRTL claims that raising PAC money is difficult being “subject to source, amount, disclosure requirements, and donor resistance to such contributions.” (Pl.‘s Mot. Summ. J. at 12.) It also asserts that it could not have raised the requisite PAC funds to pay for the advertising campaign (id., Ex. 1 ¶ 8, 11) even if it did not spend PAC money on other independent expenditures and contributions. However, the FEC retorts that PAC receipts nationally increased approximately 50% during the period between the 1999 and 2004 election cycles and “WRTL has provided no reason why fundraising was harder for its PAC than everybody else.” (Def.‘s Mot. Summ. J. at 11; Def.‘s Stmt. Mat. Facts ¶ 117.) A permissible inference is that WRTL was unwilling to raise funds for its PAC so it would be forced to fund electioneering communications through its general fund and could create a challenge to the BCRA.
This evidence reveals a genuine dispute as to whether WRTL intended to use its advertisements as a test case, rendering them “sham” issue advocacy.
CONCLUSION
A genuine issue of material fact exists as to whether WRTL‘s 2004 advertisements were intended to influence a Senate election, or to spark litigation, or to be genuine issue ads. Because a resolution of that dispute is necessary rather than a mere facial assessment of the ads’ text—to determine whether BCRA may properly regulate the ads, this case cannot be resolved on cross-motions for summary judgment. Therefore, I respectfully dissent from the majority‘s grant of summary judgment to WRTL.
RICHARD W. ROBERTS
UNITED STATES DISTRICT JUDGE
Tony McMILLIAN v. DISTRICT OF COLUMBIA et al.
Civil Action No.: 04-2036
United States District Court, District of Columbia.
Dec. 21, 2006.
Notes
The Court found little difference “between an ad that urged viewers to ‘vote against Jane Doe’ and one that condemned Jane Doe‘s record on a particular issue before exhorting viewers to ‘call Jane Doe and tell her what you think.‘” McConnell, 540 U.S. at 126-27, 124 S.Ct. 619.PASTOR: And who gives this woman to be married to this man?
BRIDE‘S FATHER: Well, as father of the bride, I certainly could. But instead, I‘d like to share a few tips on how to properly install drywall. Now you put the drywall up . . .
VOICE-OVER: Sometimes it‘s just not fair to delay an important decision.
But in Washington it‘s happening. A group of Senators is using the filibuster delay tactic to block federal judicial nominees from a simple “yes” or “no” vote. So qualified candidates don‘t get a chance to serve.
It‘s politics at work, causing gridlock and backing up some of our courts to a state of emergency.
Contact Senators Feingold and Kohl and tell them to oppose the filibuster.
Visit: BeFair.org
Paid for by Wisconsin Right to Life (befair.org), which is responsible for the content of this advertising and not authorized by any candidate or candidate‘s committee.
A group called “Citizens for Reform” sponsored an advertisement during the 1996 Montana congressional race in which Bill Yellowtail was a candidate. The advertisement stated: “‘Who is Bill Yellowtail? He preaches family values but took a swing at his wife. And Yellowtail‘s response? He only slapped her. But her “nose was not broken.” He talks law and order . . . but is himself a convicted felon. And though he talks about protecting children, Yellowtail failed to make his own child support payments—then voted against child support enforcement. Call Bill Yellowtail. Tell him to support family values.‘” McConnell, 540 U.S. at 194 n. 78, 124 S.Ct. 619 (internal citation omitted). The Court said that “[t]he notion that this advertisement was designed purely to discuss the issue of family values strains credulity.” Id.LOAN OFFICER: Welcome Mr. and Mrs. Shulman. We‘ve reviewed your loan application, along with your credit report, the appraisal on the house, the inspections, and well . . .
COUPLE: Yes, yes . . . we‘re listening.
OFFICER: Well, it all reminds me of a time I went fishing with my father. We were on the Wolf River Waupaca . . .
VOICE-OVER: Sometimes it‘s just not fair to delay an important decision.
But in Washington it‘s happening. A group of Senators is using the filibuster delay tactic to block federal judicial nominees from a simple “yes” or “no” vote. So qualified candidates aren‘t getting a chance to serve.
It‘s politics at work, causing gridlock and backing up some of our courts to a state of emergency.
Contact Senators Feingold and Kohl and tell them to oppose the filibuster.
Visit: BeFair.org
Paid for by Wisconsin Right to Life (befair.org), which is responsible for the content of this advertising and not authorized by any candidate or candidate‘s committee.
The script describes the visual aspect of the advertisement is desсribed as follows:VOICE-OVER: There are a lot of judicial nominees out there who can‘t go to work. Their careers are put on hold because a group of Senators is filibustering—blocking qualified nominees from a simple “yes” or “no” vote.
It‘s politics at work and it‘s causing gridlock.
Contact Senators Feingold and Kohl and tell them to oppose the filibuster.
Visit: BeFair.org
WRTL REPRESENTATIVE VOICE-OVER: Wisconsin Right to Life is responsible for the content of this advertising.
That sentiment was not unanimous. See Federal Election Comm‘n v. Furgatch, 807 F.2d 857, 863-64 (9th Cir.1987) (holding that in the realm of express advocacy, although context is a limited concern especially when assessing the impact of the speech itself, it nonetheless “is relevant to a determination of express advocacy. A consideration of the context in which speech is uttered may . . . supply neсessary premises that are unexpressed but widely understood by readers or viewers.“).We see vignettes of a middle-aged man being as productive as possible while his professional life is in limbo:
He reads the morning paper
He polishes his shoes
He checks for mail, which hasn‘t arrived
any broadcast, cable, or satellite communication which—
(I) refers to a clearly identified candidate for Federal office;
(II) is made within—
(aa) 60 days before a general, special, or runoff election for the office sought by the candidate; or
(bb) 30 days before the primary or preference election, or a convention or caucus of a political party that has authority to nominate a candidate, for the office sought by the candidate; and
(cc) in the case of a communication which refers to a candidate for an office other than President or Vice President, is targeted to the relevant electorate.
