Lead Opinion
In 2011, the Wisconsin Legislature passed Act 10, a budget repair bill proposed by recently elected Governor Scott Walker. Act 10 significantly altered the state’s public employee labor laws, creating two distinct classes of public employees—a select group of “public safety employees” with the remainder classified as “general employees.” Among other things, the Act prohibited general employees from collectively bargaining on issues other than “base wages,” imposed rigorous recertification requirements on them, and prohibited their employers from deducting union dues from paychecks. The Act did not, however, subject public safety employees or their unions to the same requirements; they kept the same rights they had under the pre-Act 10 scheme. The proposal and subsequent enactment of Act 10 was controversial and received nationwide publicity. See Wis. Right to Life State Political Action Comm. v. Barland,
Plaintiffs and cross-appellants, representing seven of Wisconsin’s largest public sector unions (the “Unions”), filed suit against defendants-appellants Governor Scott Walker and other state actors, challenging three provisions of the statute— the limitations on collective bargaining, the recertification requirements, and a prohibition on payroll deduction of dues—under the Equal Protection Clause. They also challenged the payroll deduction provision under the First Amendment. The district court invalidated Act 10’s recertification and payroll deduction provisions, but upheld the statute’s limitation on collective bargaining. We now uphold Act 10 in its entirety.
I. Background
A. Factual Background
Wisconsin grants public sector employees the right to bargain collectively through two principal labor laws—the Municipal Employment Relations Act (“MERA”) and the State Employee Labor Relations Act (“SELRA”)—that define the rights of employees and unions as well as their relationship with governmental employers. Act 10 amended these statutes, imposing new burdens on a group labeled “general employees.” 2011-2012 Wis. Legis. Serv. 29 (West). Unions representing “public safety employees,” however, continued operating under the pre-Act 10 scheme. Proposal and enactment of Act 10 triggered widespread protest from Wisconsin’s public sector labor unions, including the Unions’ challenge to the constitutionality of certain provisions of Act 10.
1. Act 10 Creates Two Categories of Public Employees
All of the Unions’ constitutional claims arise from the legislature’s decision to subject general employees but not public safety employees to Act 10’s restrictions on union activity. All employees governed by MERA and SELRA are “general employees” unless specifically identified as “public safety employees” in Act 10. In creating this distinct group, the Act cross-references seven of the twenty-two occupations
Notably relevant to the arguments in this appeal, when Governor Walker ran for election in 2010, only five public employee organizations endorsed his candidacy during the campaign: (1) the Wisconsin Troopers Association, which represents state troopers and motor vehicle inspectors; (2) the Milwaukee Police Association; (3) the Milwaukee Professional Fire Fighters Association; (4) the West Allis Professional Police Association; and (5) the Wisconsin Sheriffs and Deputy Sheriffs Association Political Action Committee. Each of these organizations represents employees categorized as public safety employees under Act 10. The public safety employee definition, however, also includes employee organizations that opposed or failed to endorse the governor. For instance, all state, municipal, and village police officers and firefighters qualify as public safety employees even though only those in Milwaukee and police officers in West Allis endorsed Walker. In addition, the Professional Firefighters of Wisconsin
2. Unions Challenge Three Parts of Act 10
The Unions challenge three different parts of Act 10: (1) limitations on the permissible collective bargaining subjects of general employees; (2) stricter recertification requirements for general employee unions; and (3) a prohibition on the payroll deduction of union dues for general employees.
First, prior to Act 10, MERA and SELRA permitted public employees to collectively bargain over a broad array of subjects including their wages and conditions of employment. Moreover, these unions could negotiate “fair-share” agreements, which require employees opting out of union membership to pay “their proportionate share of the cost of the collective bargaining process and contract administration.” See Wis. Stat. § 111.81(9). Act 10, however, limits general employee unions to the single topic of the “total base wages and excludes any other compensation.” Wis. Stat. §§ 111.70(l)(a), (4)(mb), 111.81(1), 111.91(3). It also forbids fair-share agreements. Wis. Stat. §§ 111.70(2), 111.845.
Next, MERA and SELRA formerly permitted municipal or state employees to petition the Wisconsin Employment Relations Commission to hold an election to select a particular union as the employees’ exclusive bargaining agent. Certification
Third, under a separate statute, Wisconsin permitted state employees to allow their employer to deduct a portion of their salaries for “[pjayment of dues to employe[e] organizations,” including unions. Municipalities could do likewise, provided that they extended the opportunity to all employee organizations with members in the particular unit. See Milwaukee Fed’n of Teachers Local 252 v. Wis. Emp. Relations Comm’n,
B. Procedural Background
The Unions filed suit in federal district court alleging that all three provisions violated the Equal Protection Clause because of the Act’s differential treatment of public safety and general employees. They also claimed that the prohibition on payroll deductions for general employees violated the First Amendment on several grounds, including that the payroll deduction prohibition targeted employees who had not endorsed or otherwise politically supported Governor Walker when he ran for office in 2010.
1. General Employees Move to Intervene
Several municipal employees (the “Employees”) moved to intervene in defense of Act 10. See Fed.R.Civ.P. 24(a). They were not members of the union, but pre-Act 10 law required them to pay union expenses under a fair-share agreement. After Act 10, the Employees were classified as general employees and thus no longer responsible for these dues.
2. Motion for Summary Judgment
The state moved for judgment on the pleadings, Fed.R.Civ.P. 12(c), and the Unions cross-moved for summary judgment on all claims, Fed.R.Civ.P. 56. Because the facts in the case are undisputed, the district court considered the motions together. The court also considered the Employees’ motion to intervene.
The district court applied rational basis review to the equal protection claims and upheld the limitation on general employee collective bargaining. Wis. Educ. Ass’n Council v. Walker,
The district court also denied the Employees’ motion to intervene, concluding that their unique interest in the litigation was only “tangential” and that the state could adequately represent their interests. Id. at 860-61. Employees now appeal the denial of this motion to intervene.
II. Discussion
We review a district court’s ruling on summary judgment de novo, making all inferences of fact in favor of the non-moving party. Bennett v. Roberts,
A. Act 10 Does Not Violate the First Amendment
Act 10’s payroll deduction prohibitions do not violate the First Amendment. The Unions offer several different First Amendment theories to rebut the compelling deference of rational basis review required under applicable law. Ultimately, none apply because the Supreme Court has settled the question: use of the state’s payroll systems to collect union dues is a state subsidy of speech that requires only viewpoint neutrality. See Ysursa v. Pocatello Educ. Ass’n,
1. Use of the State’s Payroll System to Collect Union Dues Subsidizes— Rather than Burdens—Speech
The Bill of Rights enshrines negative liberties. It directs what government may not do to its citizens, rather than what it must do for them. See Smith v. City of Chi.,
In Ysursa, the Supreme Court squarely held that the use of a state payroll system to collect union dues from public sector employees is a state subsidy of speech. Id. As the Court explained, “the State’s decision not to [allow payroll deduction of union dues] is not an abridgment of the
The Unions try to distinguish Ysursa by noting that the prohibition in Ysursa applied across-the-board to unions representing all public employees, unlike Act 10’s prohibition targeting only general employees. Thus, the Unions argue, unlike the subsidy in Ysursa, Act 10 actively imposes burdens on the speech of unions representing general employees. Indeed, two recent district court cases have relied on precisely this argument to distinguish Ysursa in finding First Amendment problems with payroll deduction statutes similar to Act 10. See Bailey v. Callaghan,
But the Unions’ reasoning falters for two reasons: Act 10 erects no barrier to speech, and speaker-based discrimination is permissible when the state subsidizes speech. First, the prohibition on payroll deductions for general employees does not erect a barrier to the Unions’ speech. As the district court here recognized, Act 10 diminishes speech only because it diminishes “the union’s ability to fund its speech.” Walker,
Second, such speaker-based distinctions are permissible when the state subsidizes speech. Nothing in the Constitutior requires the government to subsidize all speech equally. A government subsidy "that discriminates among speakers does not implicate the First Amendment unless it discriminates on the basis of ideas.' Leathers v. Medlock,
Unable to distinguish Act 10 from Ysur-sa and the Court’s other speech subsidy cases, the Unions also liken the state’s payroll deduction system to a nonpublic forum.
Thus, Ysursa requires us to analyze Act 10 under First Amendment cases involving speech subsidies. Under those cases, Act 10 presents no free speech problem unless it invidiously discriminates on the basis of viewpoint.
2. Act 10 Does Not Invidiously Discriminate on the Basis of Viewpoint
While the First Amendment does not require government to subsidize all speech equally, it does proscribe subsidies that discriminate on the basis of viewpoint. Regan,
a. Act 10 Is, on Its Face, Viewpoint Neutral
On its face, Act 10 is neutral—it does not tie public employees’ use of the state’s payroll system to speech on any particular viewpoint. See Velazquez,
The mere fact that, in practice, the two categories of unions may express different viewpoints does not render Act 10 viewpoint discriminatory. The two groups here are no more likely to express different viewpoints (and the government subsidy no more likely to advantage a particular viewpoint) than the speaker-based distinction sanctioned in Regan. In that case, the advantaged group, veterans’ organiza
Retreating somewhat from the argument that public safety and general employee unions necessarily espouse different viewpoints, the Unions next argue that the public safety/general employee distinction is “likely” to have a viewpoint discriminatory effect. See Southworth v. Bd. of Regents of the Univ. of Wis. Sys.,
The distinction between public safety and general employee unions in Act 10 is facially neutral, and the Unions do not succeed in showing otherwise. Thus, we next consider whether Act 10 is a fagade for invidious discrimination.
b. Act 10 Is Not a Fagade for Invidious Discrimination
Because Act 10 itself does not facially discriminate on the basis of viewpoint, the Unions raise three other arguments suggesting that Act 10 presents a facially neutral fagade for invidious viewpoint discrimination. These arguments require peering past the text of the statute to infer
The correlation between political endorsements and access to the payroll system does not render Act 10 viewpoint discriminatory. That the benefits of Act 10’s subsidy may fall more heavily on groups with one particular viewpoint does not transform a facially neutral statute into a discriminatory one. In Hill v. Colorado, for example, a statute prohibited people from approaching within eight feet of any other person outside a healthcare facility for purposes of any oral protest, education, or counseling.
Nor does the Unions’ underinclusivity argument fare any better. According to the Unions, Act 10 is underinclusive because several occupations that ensure public safety were omitted from the definition of “public safety employees.” This under-inclusivity, the Unions argue, presents a facially neutral fagade concealing “a governmental attempt to give one side of a debatable public question an advantage in expressing its views to the people.” City of Ladue v. Gilleo,
Neither case applies here, though. First, in City of Ladue, the Court worried only about underinclusivity driven by content discrimination. Thus, the First Amendment does not forbid all underinclu-sivity but only underinclusivity that “restricts too little speech because [the law’s] exemptions discriminate on the basis of the signs’ messages.”
Left with a facially viewpoint neutral state subsidy of speech, both the Unions and the district court ultimately rely on the floor statements of Senator Fitzgerald, who, rising in support of Act 10, explained “[i]f we win this battle, and the money is not there under the auspices of the unions, certainly what you’re going to find is President Obama is going to have a ... much more difficult time getting elected and winning the state of Wisconsin.” Walker,
At bottom, the use of the state payroll system to collect union dues is a state subsidy of speech. As such, the distinction between public safety and general employees only violates the First Amendment if it discriminates on the basis of viewpoint. Because we conclude that Act 10 is not viewpoint discriminatory, it does not impli
B. Act 10’s Provisions Survive Rational Basis Review
The parties necessarily agree that rational basis review governs the Unions’ equal protection claims because Act 10 neither affects a “fundamental right[] nor proceed[s] along suspect lines.” Heller v. Doe,
Wisconsin was free to impose any of Act 10’s restrictions on all unions. See Ysursa,
In doing so, the Unions invite us to speculate about the legislature’s motive, at least in cases, they argue, where the distinctions between the two classes are “so disconnected” from a proffered purpose and “so closely connected” to an illegitimate purpose. This argument has ostensible appeal, but it is unsupported by our case law. Indeed, under rational basis review, we cannot search for the legislature’s motive. See O’Brien,
The Unions’ reliance on U.S. Department of Agriculture v. Moreno does not support their position that animus is relevant to our inquiry.
As unfortunate as it may be, political favoritism is a frequent aspect of legislative action. We said as much in Hearne v. Board of Education,
1. Collective Bargaining Limitations
Wisconsin is correct that the collective bargaining limitations constitutionally promote flexibility in state and local government budgets by providing public employers more leverage in negotiations. This alone, however, is not enough to save
We agree that Wisconsin reasonably concluded that the public safety employees filled too critical a role to risk such a stoppage. Not only has the Supreme Court previously held labor peace in certain instances is a legitimate state interest, the Court found the interest weighty enough to justify some impingement on the free speech rights of employees who do not belong to a union. See Ellis v. Bhd. of Ry. Clerks,
This conclusion is uncontroversial: other courts have upheld distinctions between employee groups with similar classifications. See, e.g., Am. Fed’n of Gov’t Emps. v. Loy,
The Supreme Court has continually rejected this sort of argument, stating “[d]e-fining the class of persons subject to a regulatory requirement ... requires that some persons who have an almost equally strong claim to favored treatment be placed on different sides of the line ... [and this] is a matter for legislative, rather than judicial, consideration.” FCC v. Beach Commc’ns, Inc.,
Thus, we cannot, as the Unions request, determine precisely which occupations would jeopardize public safety with a strike. Even if we accept that Wisconsin imprudently characterized motor vehicle inspectors as public safety employees or the' Capitol Police as general employees, invalidating the legislation on that ground would elevate the judiciary to the impermissible role of supra-legislature. The judiciary’s refusal to take on this role explains why, applying rational basis review in City of New Orleans v. Dukes, the Supreme Court hypothesized reasons for upholding the preferential treatment of pushcart vendors that worked for longer than eight years even without a showing that they were more qualified than newer vendors.
2. recertification requirements
Many of the justifications for the collective bargaining limitation also apply to the recertification requirement. As we mentioned, Act 10 exhibits a rational belief that public sector unions are too costly for the state. The recertification process furthers this interest by imposing a recertification burden that impacts unions’ influence over employees who are less passionate about union representation. The Unions characterize this voting rule as arcane, but the alternative to Act 10 would appear to be the outright elimination of all general employee unions. Instead, the legislature enacted a law which presumes
Because the state clearly has an interest in the recertification requirement, the rational basis for applying it only to general employees flows from the justification for differentially applying the collective bargaining limits. The provision may tend to weaken unions, and Wisconsin rationally feared backlash—either immediate or eventual (in the event a public safety union later failed to garner recertification support)—if it applied the provision to the public safety unions. The Unions raise the same sorts of arguments against this provision that they did against the collective bargaining provision—that it was irrational to include the motor vehicle inspectors but exclude safety-related unions like the Capitol Police. For the reasons in the previous section, these arguments are unavailing.
3. Payroll Deduction Prohibition
As we explained in Part U.A., because the payroll deduction prohibition does not implicate the First Amendment, we analyze this provision under rational basis review.
(noting that “the State is not constitutionally obligated to provide payroll deductions at all”). And, as was the case with the other provisions, Wisconsin’s differential treatment of general and public safety unions is supported by its concern for labor peace among the public safety employees. The Unions again rely on the alleged “gerrymandering” of the public safety employee definition to challenge the State’s justifications for Act 10. But these arguments fail for the same reasons stated above— such line—drawing is not for the courts.
The Unions also label as “wholly implausible” the legislature’s fear that a payroll prohibition on public safety employees would trigger an illegal strike. But rational basis review does not require the state to “produce evidence to sustain the rationality” of the law, provided the law has “some footing in the realities of the subject addressed by the legislation.” Heller,
C. The District Court Did Not Err in Denying Proposed Intervenors’ Motion to Intervene
The Employees filed a motion to intervene as of right in support of the state.
1. Direct and Substantial Interest
Intervention as of right requires a “direct, significante,] and legally protectable” interest in the question at issue in the lawsuit. Keith v. Daley,
The Employees assert they have a First Amendment interest in not paying compulsory union fees and in rejecting the union as their state-imposed bargaining agent. However, the Employees largely acknowledge that Abood v. Detroit Board of Education and its progeny settle this question.
The Employees do not dispute any of this, nor do they assert any constitutional right allowing them to escape payment of the union expenses that Abood and its progeny have allowed. Instead, they argue that Act 10 “changes the constitutional calculus” underlying this First Amendment analysis. According to the Employees, when the state passed Act 10, it abolished “industrial peace” as a compelling interest that justified the First Amendment concerns of dissenting employees subject to fair-share agreements. This new constitutional calculus, they continue, “opens the door for Employees to directly assert and protect their nascent First Amendment claims” because “[t]here no longer are any sufficiently weighty state interests to justify compromising the First Amendment interests recognized in cases such as Abood.” Even if that were true, the Employees’ First Amendment interests have little to do with the claims raised by the Unions, which focus on the Unions’ free speech rights. The question of the Employees’ free speech rights is, as the district court explained, tangential.
2. Adequacy of Representation
Even assuming a direct interest in the litigation, the state adequately represents the interests of the Employees. The district court applied a deferential standard requiring gross negligence or bad faith to
Although intervention requires only a “minimal” showing of inadequate representation, see Trbovich v. United Mine Workers of Am., 404 U.S. 528, 538 n. 10,
In summation, the district court properly denied the Employees’ motion to intervene as of right. They did not articulate a direct, substantial, and legally cognizable interest in the litigation, nor was the state an inadequate representative of their interests. Thus, the district court below, and this Court on appeal, does not need to consider their arguments.
III. Conclusion
For the foregoing reasons, we Affirm the district court’s ruling that the collective bargaining provisions satisfy rational basis, Reverse the district court’s rulings that the recertification provisions and payroll deduction provisions do not satisfy rational basis, and Affirm the district court’s denial of proposed intervenors’ motion to intervene.
Notes
. The president of the Professional Firefighters of Wisconsin later ran against Governor Walker’s lieutenant governor in a recall election seeking to oust both Governor Walker and his lieutenant governor.
. The First Amendment would undoubtedly prohibit a state law that itself raised the cost of the Unions' speech by, for example, requiring payment of a fee to speak. See Forsyth Cnty., Ga. v. Nationalist Movement,
. Regulation of nonpublic forums requires some level of heightened scrutiny. See Perry Educ. Ass’n v. Perry Local Educ. Ass'n,
. Velazquez involved a subsidy to legal aid organizations that discriminated on the basis of viewpoint, requiring as a condition of payment that the legal aid organization refrain from raising “arguments and theories Congress finds unacceptable[.]”
. The Unions also suggest Rosenberger requires finding abridgment of free speech when a speech subsidy makes speakerbased distinctions. But that case actually recognizes just the opposite: Rosenberger explained that Regan, in upholding a speech subsidy, "relied on a distinction based on preferential treatment of certain speakers—veterans' organizations—and not a distinction based on the content or messages of those groups' speech.” Rosenberger,
. The Unions, of course, suggest that the relationship between the unions’ political views and status as a public safety union is no mere coincidence. But, as explained in the next section, we cannot conclude Act 10 is a neutral fagade for viewpoint discrimination.
. The dissent suggests that Cornelius v. NAACP Legal Defense & Educ. Fund,
. We see viewpoint neutrality as a broadly applicable requirement to all laws implicating First Amendment concerns with a test that does not vary. Thus, unlike the dissent, we do not distinguish among cases analyzing viewpoint neutrality in the time, place, and manner context and the circumstances present here.
Moreover, time, place, and manner regulations of speech must satisfy additional requirements beyond those imposed on regulations of nonpublic forums. While regulation of nonpublic forums requires only viewpoint neutrality and "reasonable[ness] in light of the purpose served by the forum,” Cornelius,
. The Court never reached, the question of whether the exemptions in City of Ladue rendered the statute underinclusive in a way that violated the First Amendment, though, because the Court concluded that the ban itself—regardless of any exemptions—violated the First Amendment.
. That is not to say that statements of legislative intent or legislative purpose are never relevant in determining whether the legislature acted with a viewpoint discriminatory motive when choosing to subsidize certain speakers but not others. For example, a statement of legislative purpose contained in a preamble or other uncodified provision, or contained in a conference or committee report could likely provide significant evidence of the legislature’s discriminatory motive. Here, we simply hold that one statement of a single legislator does not require invalidation of an otherwise viewpoint neutral and constitutional statute. When ruling a statute unconstitutional, "the stakes are sufficiently high ... to eschew [the] guesswork” inherent in judicial scrutiny of legislators’ statements. O’Brien,
. Moreover, at least with respect to the prison guards, there is an additional possible explanation for their exclusion from the public safety category. The trust fund statute, which Act 10 cross-references, also excludes them. Thus, it would be understandable if the Wisconsin legislature used that list as a starting point to choose those professions from which it feared a retaliatory strike. Even if we agree with the Unions that Act 10 should have placed prison guards in the public safety category, “a legislature need not run the risk of losing an entire remedial scheme simply because it failed, through inadvertence or otherwise, to cover every evil that might conceivably have been attacked." McDonald v. Bd. of Election Comm’rs,
. The district court engaged in two separate rational basis analyses, one under the Equal Protection Clause and another under the First Amendment. Rational basis review, however, is not a level of scrutiny under the First Amendment but merely the residual level of scrutiny that courts apply to all laws not involving a suspect class or infringing a fundamental right. See Ezell v. City of Chi.,
. The Employees also sought permissive intervention. The district court did not specifically address that argument, though, and the Employees have not raised permissive intervention on appeal.
. Nor does the Employees' long list of cases illustrating that such intervention happens "frequently” in this Circuit. None of these cases directly addresses the propriety of the intervention in those cases. Instead, each merely recognizes in passing that the intervention occurred at some prior point in the procedural history of the case.
Concurrence Opinion
concurring in the judgment in part and dissenting in part.
Elections have consequences, as this case reminds us. Although the rationales offered for the State’s different treatment of collective bargaining for “public safety” employees and “general” employees seem flimsy to me, the highly deferential rational-basis review requires that we uphold the principal provisions of Wisconsin’s Act 10 against equal protection challenges. This is particularly true where the federal Constitution would not prevent the State from removing all collective bargaining rights of public employees. I therefore join the portion of the judgment upholding the new statutory limits on the subject matters of collective bargaining for the general em
I respectfully dissent, however, from the portion of the court’s decision upholding Wisconsin’s selective prohibition on payroll deductions for dues for some public employee unions but not others. The district court correctly held that the new law’s selective prohibition on payroll deductions violates the First Amendment rights of the plaintiff unions and their members. It is well established that a government employer creates what First Amendment doctrine calls a “nonpublic forum” when it establishes a system for employee payroll deductions for payment to various third parties, including labor unions. It is equally well established under the First Amendment that the public employer may not engage in political or viewpoint discrimination when choosing which payroll deductions are allowed. After close examination of the relevant evidence, the district court correctly found that Wisconsin’s new law amounts to unconstitutional viewpoint discrimination. The majority attempts to avoid this result by portraying the new law as merely denying plaintiffs a “subsidy” for speech. As explained below, that approach fails to come to grips with the applicable First Amendment doctrine and precedents, as well as the evidence showing viewpoint discrimination in the new and selective prohibition.
Part I-A of this opinion summarizes the established First Amendment framework for nonpublic forum analysis and its application to the union dues withholding provisions. Part I-B addresses the requirement of viewpoint neutrality and shows that we cannot end our analysis when we find merely facial neutrality. Part I-C then reviews the evidence showing that the selective limits on payroll deductions here violate the First Amendment. Finally, Part II explains my reasons for concurring in the judgment upholding the annual re-certification provisions.
I. The Discriminatory Limits on Payroll Deductions of Union Dues
A. Payroll Deductions as a “Nonpublic Forum ”
On the payroll deduction issue, let’s start with the common ground. My colleagues and I agree, as all the parties in the case do, that the federal Constitution does not require the State to “subsidize” the plaintiff unions by continuing to provide payroll deductions for union dues. The majority’s emphasis on this uncontroversial point misses the real point of the plaintiffs’ First Amendment claim. See ante at 645-48. Wisconsin has chosen to create such a system of payroll deductions. The new law keeps that system in place for “public safety” employees and their unions but denies access to that same system for all other public employees and their unions. It’s that discrimination that causes the problem here.
The most relevant corner of First Amendment doctrine here is the law applicable to a “nonpublic forum.” When a government is not required to open its property for expressive or communicative purposes, but chooses to do so for limited purposes, it has created a nonpublic forum. The general First Amendment standards for a nonpublic forum are settled: “Control over access to a nonpublic forum can be based on subject matter and speaker identity so long as the distinctions drawn are reasonable in light of the purpose
As the term suggests, the nonpublic forum may be a literal forum, such as a place where the government provides shelter, heat, light, and security, such as meeting space in a public school in Lamb’s Chapel. See also, e.g., Grossbaum v. Indianapolis-Marion County Bldg. Auth.,
The majority opinion proceeds as if there were an important difference between the “nonpublic forum” cases, such as Cornelius, Davenport, and Rosenberger, on one hand, and the “subsidy” line of cases. See ante at 645-48, citing Regan v. Taxation with Representation of Washington,
B. Nonpublic Forums Require Genuine Viewpoint Neutrality
So we have a nonpublic forum, which means that the State’s selective limits on payroll dues deductions must satisfy the First Amendment requirements for a nonpublic forum, including viewpoint neutrality. As Cornelius, Lamb’s Chapel, Rosen-berger, and many other cases show, “[sjpeech restrictions in a nonpublic forum must not discriminate on the basis of viewpoint.” Christian Legal Society v. Walker,
The requirement of viewpoint neutrality in handling public employees’ payroll de
Thus, whether the State is understood to be providing benefits or subsidizing speech, the First Amendment governs the State’s decisions that limit access to nonpublic forums and prohibits granting or denying access based on the differing viewpoints of particular groups. “These principles provide the framework forbidding the State to exercise viewpoint discrimination, even when the limited public forum is one of its own creation.” Rosenberger,
As the majority points out, on its face, Wisconsin’s Act 10 seems viewpoint-neutral: public safety unions can have dues withheld from paychecks, while other public employee unions cannot. Facial neutrality, however, is not the end of the matter. The real question here is whether the new law violates—in fact—the well-established requirement of viewpoint neutrality. “Distinguishing between a permissible content-based restriction and an impermissible viewpoint-based restriction is not always easy.” Choose Life Illinois, Inc. v. White,
The Supreme Court has made clear that consideration of viewpoint neutrality or bias does not end with a superficial look at the face of the state’s policy. In Cornelius, for example, the federal government argued that its exclusion of advocacy groups from the Combined Federal Campaign charity drive was a viewpoint-neutral rule designed to avoid disruption of federal workplaces and ensure the success of the campaign. The Supreme Court described those as “facially neutral and valid justifications” for the rule,
Despite the majority’s disclaimer in its footnote 7, this passage in Cornelius not only encourages but actually directs lower courts to consider claims that an invidious, viewpoint-biased motive lies behind a facially neutral restriction on access to a nonpublic forum. See also Southworth v. Board of Regents of Univ. of Wisconsin System,
This requirement of genuine viewpoint neutrality, both facially and as applied, is entirely consistent with the Supreme Court’s decision in Ysursa v. Pocatello Education Ass’n,
Separate opinions by Justices Stevens, Souter, and Breyer questioned whether the prohibition was in fact evenhanded and viewpoint-neutral. The Court addressed their concern in a lengthy footnote. First, the Court explained that the plaintiffs had not tried to establish viewpoint discrimination in the lower courts. The Court then, in a comment directly applicable to this case, added that if the prohibition were not enforced evenhandedly in the future, “plaintiffs are free to bring an as-applied challenge.” Id. at 361 n. 3,
In other words, Ysursa applied First Amendment doctrine to uphold a broad ban on payroll deductions for union dues that did not discriminate on the basis of viewpoint. That much is common ground in this case. But on the contested issue in this case, the more important point is that Ysursa reinforced the established law that viewpoint discrimination in a government’s limits on access to a payroll deduction system can violate the First Amendment.
Following the teaching of Cornelius and the other cases discussed above, I turn now to Wisconsin’s Act 10 and the actual effects of the restrictions on access to payroll deductions, taking the unions’ evidence and the State’s explanations in turn. Despite the superficial, facial neutrality as to viewpoint, the plaintiffs offered persuasive evidence that the different treatment of “public safety” unions and “general employee” unions is in reality an unconstitutional exercise in viewpoint discrimination. The majority asks the right question but then averts its eyes from the evidence needed to answer it, saying that plaintiffs’ arguments “require peering past the text of the statute to infer some invidious legislative intention. We decline this invitation.” Ante at 649-50.
“Peering past the text” is exactly what we are supposed to do here. “The existence of reasonable grounds for limiting access to a nonpublic forum, however, will not save a regulation that is in reality a facade for viewpoint-based discrimination.” Cornelius,
1. Plaintiffs’ Evidence of Viewpoint Discrimination
Consistent with the Supreme Court’s teachings, the plaintiffs rely on three points that together show the State’s proffered rationale is a pretext for viewpoint (here, political) discrimination. The first is the close correlation between various unions’ political endorsements in the 2010 Wisconsin governor’s race and their ability to continue payroll deductions. The second is the flimsiness of the State’s proffered rationales for drawing the line as it did between public safety and general employees and for barring payroll deductions of union dues for all but public safety employees. The third is the overtly partisan political explanation for the Act that was offered in the legislative debate.
Five unions representing public sector employees endorsed then-candidate Walker for governor during the 2010 campaign: the Wisconsin Troopers Association, whose members are state troopers and motor vehicle inspectors; the Milwaukee Police Association; the Milwaukee Professional Fire Fighters Association; the West Allis Professional Police Association; and the Wisconsin Sheriffs and Deputy Sheriffs Association Political Action Committee. The members of all five organizations are included in the new law’s “public safety” classification. They all retained their full collective bargaining rights, including payroll deductions for union dues and fair share payments.
The net effect is that all public employees represented by unions that endorsed Governor Walker continue to enjoy collective bargaining, and those unions continue to benefit from payroll deductions. On the other hand, nearly all members of the public employee unions that did not endorse Governor Walker are categorized as “general” employees. Their bargaining rights have been reduced to a hollow shell and payroll deductions are not available for their union dues. The correlation is admittedly not perfect—-some other local police and fire unions did not endorse Governor Walker but are “public safety” employees—but it’s very strong. As the district court noted, the “fact that none of the public employer unions falling into the general category endorsed Walker in the 2010 election and that all of the unions that endorsed Walker fall within the public safety category certainly suggests that unions representing general employees have different viewpoints than those of the unions representing public safety employees.” Wisconsin Educ. Ass’n Council v. Walker,
b. The State’s Explanations
Of course, the correlation between political allegiance to the governor and continued access to payroll deductions could be just a coincidence, a result of a reasonable policy decision to treat public safety employees differently than other public employees. Legislation is not unconstitutional just because it favors political supporters or harms opponents. See Hearne v. Board of Educ. of City of Chicago,
The State argues that public safety employees were treated more generously because they were in a position to strike (albeit illegally) and thereby to undermine public safety.
A closer look undermines that explanation. The state employs many police officers, firefighters, and others with important public safety responsibilities who are excluded from the “public safety” classification of Act 10. If the State’s proffered explanation for treating “public safety” employees differently were actually true, it would be hard to understand why that explanation would not apply as well to police officers at the University of Wisconsin, Capitol Police officers, the State’s thousands of correctional and probation officers, and many others with important public safety duties. Instead, those employees, whose unions did not endorse Governor Walker, are treated as general employees, and their unions do not benefit from payroll deductions.
As the district court explained, one particular gerrymander of the legislative classifications illustrates the problem well. The Wisconsin Law Enforcement Association (WLEA) has been the collective bargaining representative for state troopers, other employees of the Wisconsin State Patrol, and many other law enforcement personnel who work for the state, including the Capitol Police and the University
Perhaps a strike by motor vehicle inspectors might threaten the breakdown of public order and state government, but it’s hard to see how. It’s especially hard to see how the threat of a strike by motor vehicle inspectors could reasonably be deemed more significant than a strike by, say, correctional officers or many other law enforcement officers excluded by the new law. The district court recognized this as well, noting that in the context of the dues withholding provision and annual recertification requirements, “the relationship between the interest of avoiding strikes and these other challenged provisions is substantially more tenuous.” Wisconsin Educ. Ass’n Council v. Walker,
The State’s and majority’s reasoning is even harder to understand when we consider the State’s own analysis governing the classifications. The Deputy Secretary of the Wisconsin Department of Administration assisted in developing and analyzing Act 10 and explained the line-drawing process in an affidavit. She was in part responsible for “planning for contingencies arising from the enactment of Act 10 including potential job actions and strikes.” As part of this analysis, she assessed which departments provided “critical state services,” the interruption of which would threaten public safety. The assessment concluded that the Department of Corrections and its staff were crucial. It further found that even with the National Guard’s standing plan to replace the Department of Corrections if necessary, “there were insufficient State resources” to “fulfill the backfill staffing requirements to ensure the continuation of critical services in the event of a mass job action.” SuppApp. at 130-32.
The internal analysis also “identified a probable gap in staffing for state building and staff security in the event of large scale protests.” Id. at 132. Yet the Capitol Police were also categorized as “general employees” deemed not critical to public safety in the event of a mass action. That mass action did in fact occur on the steps of the very Capitol that, after the passing of Act 10, risked being understaffed in the event of a strike in response to Act 10.
I recognize, of course, that when governing access to a nonpublic forum, the State
The State also argues more specifically that the selective prohibition on payroll deductions for union dues serves the purpose of “favoring employee choice.” This explanation is so specious that it only adds further support for the district court’s conclusion that the State’s explanations are pretexts. Under Act 10, general employees cannot be required to pay union dues or fair share payments. Even if payroll deductions were still available, they would be available only from those union members who voluntarily chose to pay dues in that way. Denying those employees the ability to make voluntary payments through payroll deductions does not even arguably promote “employee choice” for those employees.
By comparison, the State is continuing the practice of payroll deductions for the favored public safety unions that supported Governor Walker. Those unions are still entitled to require payment of union dues or fair share payments from all members of the bargaining unit. The continued payroll deductions for those unions therefore include entirely involuntary payments by employees who are not union members and who object to the payments and payroll deductions. If “employee choice” were actually the favored policy, the State’s selective decision to prohibit voluntary payroll deductions for the benefit of some unions while still enforcing involuntary payroll deductions for the favored unions is difficult to understand.
c. Legislative Debate
In the district court the State relied solely on an argument that the First Amendment simply did not apply to its decisions about payroll deductions. That defense was mistaken for reasons already explained. In considering the payroll deduction provisions, the district court noted “the only justification in the record for prohibiting dues withholding for general employees is limiting the speech of that class of unions. During the intense legislative debate on what became Act 10, Senate Majority Leader Scott Fitzgerald commented that ‘[i]f we win this battle, and the money is not there under the auspices of the unions, certainly what you’re going to find is that President Obama is going to have a ... much more difficult time getting elected and winning the state of Wisconsin.’ ” Wisconsin Educ. Ass’n Council v. Walker,
Helping one side win elections is certainly a rational reason for the payroll deduction limits, and the limits were designed well to serve that purpose. But under the First Amendment, of course, it’s not a permissible reason for restricting access to the nonpublic forum of payroll deductions. It’s transparent viewpoint discrimination. So the State and the majority need to sweep the majority leader’s candid statement under a rug.
As a general rule, the O’Brien point is certainly correct, and if the majority leader’s speech were the only evidence of viewpoint discrimination, it would be difficult to find a First Amendment violation based solely on that one speech. But neither O’Brien nor many other Supreme Court decisions require that we wear blinders to block our view of reality when we examine a serious claim that the legislature chose to engage in unconstitutional viewpoint discrimination, especially when that evidence of legislative purpose corroborates other, more familiar and comfortable forms of evidence. “In short, the relevance of motive to constitutional adjudication varies by context. No automatic cause of action exists whenever allegations of unconstitutional intent can be made, but courts will investigate motive when precedent, text, and prudential considerations suggest it necessary in order to give full effect to the constitutional provision at issue.” Grossbaum v. Indianapolis-Marion County Bldg. Auth.,
The evidence of unconstitutional legislative purpose here is similar to evidence of legislative purpose the Supreme Court has relied upon in other cases, such as Wallace v. Jaffree,
2. The State’s Additional Justifications
For the first time on appeal, the State has advanced three additional reasons for the selective prohibition on payroll deductions for union dues. The State contends that it no longer has any interest in securing the stability and continuity of “general employee” unions because they no longer have meaningful collective bargaining rights. Therefore, the State argues, it cannot justify the additional expenditure or alleged increased exposure to liability of withholding dues for “general employees.” These additional justifications all center on the argument that, as the State puts it in its reply brief, “public safety” unions after Act 10 have a “fundamentally different relationship with the State and municipal employers than other employee organizations” by dint of their full collective bargaining rights. State Reply Br. 40. From this premise, the State argues, it is reasonable for it to create a nonpublic forum to “assist those employee organizations whose members have full collective bargaining privileges in the collection of their dues.” State Reply Br. 33. This argument was waived in the district court; even on its merits it is merely circular.
On the waiver point, in the district court, the State’s only response to plaintiffs’ First Amendment challenge to the payroll deduction provision was an argument that the First Amendment simply did not apply. Wisconsin Educ. Ass’n Council v. Walker,
The majority has chosen, however, to indulge this tactic by allowing the State to prevail based on arguments that were never made to the district judge. I disagree, but even more to the point, the State’s late and ad lib attempt to come up with a viewpoint-neutral defense of the payroll deduction policy is further evidence that the defense is just a pretext for unconstitutional viewpoint discrimination.
We have previously acknowledged the potential to camouflage impermissible viewpoint discrimination by cloaking it in facially neutral classifications. “Because subject matter discrimination is clearly constitutional in nonpublic fora, classifying a particular viewpoint as a subject rather than as a viewpoint on a subject will justify discrimination against the viewpoint. This inherent manipulability of the line between subject and viewpoint has forced courts to scrutinize carefully any content-based discrimination.” Grossbaum v. Indianapolis-Marion County Bldg. Auth.,
II. The Annual Recertification Requirement
I concur in the portion of the judgment upholding the annual recertification requirement against the equal protection challenge. It is for me a close question. This provision and its flimsy justifications raise concerns very similar to those regarding the dues withholding provision. In essence, though, rational-basis review under the Equal Protection Clause is much more forgiving than the First Amendment standard for a nonpublic forum. Even so, we should also acknowledge that the basis for reversing this portion of the district court’s judgment consists of arguments the State never presented to the district court. But for the broad deference to legislatures under rational-basis review, I would deem these arguments waived and conclude as the district court did that there was no rational basis for this unprecedented and punitive provision.
The district court applied rational-basis review to the annual recertification provisions. (The district court acknowledged that the provisions might present First Amendment issues similar to the payroll deduction provision. The plaintiffs did not pursue such a theory, though, and I also do not consider it.) Under rational-basis review, the legislature has the “widest possible latitude within the limits of the Constitution.” Carmichael v. Southern Coal & Coke Co.,
Rational-basis review creates the odd phenomenon that arguments to justify challenged legislation may be raised for the first time on appeal. Each level of the judiciary is charged with using its imagination to identify any possible legitimate reason for the challenged law. See FCC v. Beach Communications, Inc.,
All of this is to say simply that rational-basis review is one of those unusual alcoves in the law where we overlook a party’s failure to present its case to the district court. Given this leniency afforded to the State, I concur with the result on this issue, noting that the district court itself, recognized this would be the appropriate disposition “but for,” in its words, “defendants’ failure to articulate and this court’s inability to posit, how an annual, absolute majority vote by a wholly-voluntary union could rationally advance a reasonable purpose.” Wisconsin Educ. Ass’n Council v. Walker,
I also agree with the district court’s observation that requiring a majority of all eligible voters is nearly unprecedented and seems irrational, at least if one assumes for purposes of argument that the law was not intended to be part of a political reward for supporters and punishment for opponents. Id. at 869. To understand this, suppose we applied the same approach to elections for presidents or governors: assume that all eligible voters who do not vote should be counted as “no” votes or “none of the above” votes. The votes for “no” or “none of the above” would win virtually every election.
It is far from clear why completely voluntary unions with minimal bargaining rights could need annual recertification under voting rules that would undermine our nation’s democracy if applied to government elections. As legitimate bases for the annual recertification provisions for unions representing general employees, the State argues that they will promote employee choice and that, because the rest of Act 10 has weakened the powers of these unions so much, the State simply has little to no interest in providing for stability in union representation of these employees. By contrast, because public safety employee unions retain their traditional powers, the State says, it has a substantially greater interest in stable representation so that it can negotiate and work with familiar counterparts. Under rational-basis review, “a legislative choice is not subject to courtroom fact-finding and may be based on rational speculation unsupported by evidence or empirical data.” FCC v. Beach Communications,
* * *
As I said at the outset, elections have consequences. The United States Constitution does not forbid all legislation that rewards friends and punishes opponents. The principal provisions of Wisconsin’s Act 10 may fit that description, but they are
. The Supreme Court used the term "limited” public forum in Rosenberger to describe what is more commonly called a "nonpublic” forum, as shown in Rosenberger’s discussion of Cornelius and Lamb's Chapel. See
. Toledo Area AFL-CIO Council v. Pizza, a case cited by the majority as a "subsidy” case, recognized this important difference. In upholding a ban on wage checkoffs, the Sixth Circuit said it was "significant” that the prohibition was universal in its application: "The provision does not single out political contri
. To defend its decision not to inquire into the possibility of viewpoint discrimination beyond the face of the statute, the majority relies on inapposite "time, place, and manner” cases, observing that disparate impact on one viewpoint does not "transform a facially neutral statute into a discriminatory one.” Ante at 650, citing Hill v. Colorado,
. To avoid the deposition of the Deputy Secretary, the State moved to withdraw this affidavit in the district court. Plaintiffs did not oppose this withdrawal and the district court therefore granted the request but reserved the right to rely on it to the extent it was relied upon by plaintiffs. Wisconsin Educ. Ass'n Council v. Walker,
. Plaintiffs did not argue that the State waived these defenses (though they noted that the defenses were asserted for the first time on appeal), but the waiver doctrine is designed for the protection of the court as much as for that of an opposing party, "and therefore need not be asserted by a party for us to invoke it.” United States v. Hassebrock,
. City of Charlotte v. Local 660, Int’l Ass’n of Firefighters upon which the State relies for support that it can pick and choose who participates in its nonpublic forums does not support the corollary point the State hopes it does, namely that the legislature’s choices are wholly immune from judicial review.
. Scholars have coined the term “voter eligible population” (VEP), which is a smaller universe than the voting age population (VAP). The VAP includes all people 18 and older who are theoretically able to vote, while the VEP excludes from that number felons, noncitizens, and mentally incompetent individuals, all of whom would be legally barred from voting. For an in-depth explanation of the methodology used to formulate the VEP, see Michael McDonald & Samuel L. Popkin, The Myth of the Vanishing Voter, 95 Am. Pol. Sci. Rev. 963 (2001) [hereinafter Myth of the Vanishing Voter]. Professor McDonald, a leading scholar in the field, has collected some of this data online as well. See United States Elections Project, last visited Jan. 16, 2013, available at http://elections.gmu.edu/ [hereinafter U.S. Elections Project].
. In 1984, for example, approximately 161,-980,000 people were eligible to vote. President Ronald Regan received 54,455,074 votes,
. In the 2010 Wisconsin gubernatorial election, there were approximately 4,170,500 eligible voters. Governor Walker received 1,128,941 votes, which were 27 percent of the VEP. For the 2010 election results, see Wisconsin State Government Accountability Board (GAB), GAB Canvass Reporting System, Dec. 8, 2010, available at http://gab.wi.gov/ sites/default/files/percent% 20results% 20post% 20recount_120710.pdf [hereinafter GAB Data]. For the calculation of the Wisconsin 2010 VEP, see U.S. Elections Project, available at http://elections.gmu.edu/Turnout_ 2010G.html. In the 2006 Wisconsin gubernatorial election, there were approximately 4,064,500 eligible voters. Governor Doyle received 1,139,115 votes, which were 28 percent of the VEP. See U.S. Elections Project, available at http://elections.gmu.edu/ Turnout% 202006Ghtml, and GAB Data, available at http://elections.state.wi.us/ docview.asp?docid=10080&locid=47. In the 2002 Wisconsin gubernatorial election, there were approximately 3,908,000 eligible voters. Governor Doyle received 800,515 votes, which were 20 percent of the VEP. See U.S. Elections Project, available at http://elections. gmu.edu/Turnout_2002Ghtml, and Dave Leip’s Atlas of U.S. Presidential Elections, available at http://uselectionatlas.org/ RESULTS. (All websites last visited Jan. 16, 2013).
. Act 10's overall aim of cost saving does not appear to justify this provision, for the record suggests that annual recertification will actually cost the State money. A letter from the Wisconsin State Employment Relations Commission to the Secretary of the Department of Administration voiced "grave concerns” about the annual recertification provision. Supp.App. at 98. The letter detailed the administrative impossibilities of conducting these annual recertifications on site and the considerable strain this would have on administrative resources given that it was a "labor intensive endeavor." Id. The Commission estimated, based on past experience, that the postage alone would cost the State $176,000 for every 200,000 employees. Id. at 99.
