WISCONSIN ACTION COALITION, a charitable non-profit
Wisconsin corporation, and Charles Chapman,
Plaintiffs-Appellees,
v.
CITY OF KENOSHA, a municipal corporation of the State of
Wisconsin; and Joseph H. Trotta, Chief of Police of the
City of Kenosha; and their agents, employees, assistants,
successors, and all others acting in concert with them or
under their control, Defendants-Appellants.
No. 84-2006.
United States Court of Appeals,
Seventh Circuit.
Argued Jan. 14, 1985.
Decided July 19, 1985.
James W. Conway, City Atty., Kenosha, Wis., for plaintiffs-appellees.
Thomas Asher, Shellow, Shellow & Glynn, Milwaukee, Wis., for defendants-appellants.
Before BAUER, CUDAHY and FLAUM, Circuit Judges.
CUDAHY, Circuit Judge.
We are faced in this appeal with the question whether an anti-solicitation ordinance as applied to door-to-door canvassing for charitable and political causes in residential areas between 8:00 p.m. and 9:00 p.m. violates the First Amendment. The district court granted a preliminary injunction preventing enforcement between 8:00 p.m. and 9:00 p.m., and then granted summary judgment for plaintiffs, issuing a permanent injunction invalidating the ordinance between those hours. The municipality appeals, but we affirm the actions of the district court.
I.
Plaintiff Wisconsin Action Coalition (the "Coalition") is a charitable non-profit Wisconsin corporation. It is a coalition of some 155 union organizations, elderly-rights organizations, religious committees and organizations, community service groups and farmer associations throughout the State of Wisconsin. The Coalition's primary purpose is to serve as a statewide advocate of consumer rights and other public causes. In addition, the Coalition provides support for political candidates who have supported or will support strong consumer rights legislation. Plaintiff Charles Chapman is employed as Canvass Director for the Coalition, and had worked for a similar Iowa organization before becoming associated with the Coalition. Chapman supervises the canvassing of others and also canvasses himself. The Coalition employs canvassers who go door-to-door in a given community from 4:00 p.m. to 9:00 p.m., Monday through Friday, for the purpose of gaining political and financial support. Among the activities engaged in by the canvassers are speaking to residents on issues of concern to the Coalition, gathering signatures on petitions, soliciting membership dues and contributions and distributing literature.
On or about March 8, 1984, Coalition canvassers started going door-to-door in residential areas of Kenosha, Wisconsin (the "City" or "Kenosha"), to discuss consumer rights issues with residents and to explain the Coalition's position on these issues and their relationship to the then-upcoming mayoral election. Coalition canvassers wanted to canvass between 8:00 p.m. and 9:00 p.m., but were prohibited from doing so by a then-recently-enacted City ordinance. Section 13.025 of the Code of General Ordinances of the City of Kenosha (the "Ordinance") provides as follows:
CHARITABLE, RELIGIOUS AND POLITICAL SOLICITATIONS. It shall be unlawful for any person, firm or corporation to solicit or cause to be solicited contributions of money, goods or services to be utilized for a charitable, religious or political purpose in a residentially zoned area without a prearranged appointment during the hours of 8:00 P.M. to 8:00 A.M..
After the defendants indicated that they intended to enforce the Ordinance, the plaintiffs filed a civil action on March 12, 1984, in the district court. The complaint challenged the constitutionality of the Ordinance on First and Fourteenth Amendment grounds as applied to, and enforced during, the hour from 8:00 p.m. to 9:00 p.m. Plaintiffs sought a restraining order, preliminary and permanent injunctions and a declaratory judgment. Jurisdiction was invoked pursuant to 28 U.S.C. Sec. 1343; relief was claimed under 42 U.S.C. Sec. 1983, 28 U.S.C. Secs. 2201 & 2202 and the First and Fourteenth Amendments.
On March 23, 1984, the district court issued a preliminary injunction against enforcement of the Ordinance between 8:00 p.m. and 9:00 p.m. Both sides moved for summary judgment soon thereafter.
In support of their motion for summary judgment, the defendants submitted the affidavit of James W. Conway, the City Attorney. According to this affidavit, there is no written legislative history for the Ordinance, but the purpose of the Ordinance is
solely to protect the privacy of persons residing in residentially zoned areas of the City and to secure for said persons the peaceful enjoyment of their homes. Said Ordinance was not enacted as a crime prevention or control measure.
The affidavit further stated that the Ordinance does not
prevent social contacts without a prearranged appointment with persons living in residentially zoned areas of the City of Kenosha, even if the social call is made by a stranger and even if the purpose of the social call is to discuss matters such as politics or religion.
Finally, the affidavit stated that the City intended to prosecute violations of the Ordinance absent an injunction prohibiting its enforcement. This affidavit is the only evidence presented by the defendants in support of the Ordinance. As will become apparent, the City's failure to present any evidence other than this affidavit in support of the Ordinance severely impairs its position. Perhaps a stronger offer of evidence by the City would have produced a different result.
The plaintiffs submitted an affidavit by Mr. Chapman in support of their motion for summary judgment. Their affidavit stated that the Coalition usually sends out eight canvassers from 4:00 p.m. to 9:00 p.m., Monday through Friday; that many more people are at home from 6:00 p.m. to 9:00 p.m. than before 6:00 p.m.; and that Coalition canvassers receive about one-fourth of their total contributions between 8:00 p.m. and 9:00 p.m. See City Br. at ix.
The district court relied on the admitted allegations of the complaint and (apparently) on the affidavits. Neither party contends that there are any disputed issues of material fact.1 City Br. at xi; Coalition Br. at 1, 4. Nor does either party contest the propriety of summary judgment. Rather, the defendants contest the principles of law applied by the district court, and, of course, that court's conclusion.
In its Decision and Order of June 5, 1984, the district court stated that it was undisputed that the plaintiffs' canvassing and soliciting activities were protected by the First Amendment, and that the Ordinance impaired the First Amendment rights of the plaintiffs who would otherwise be free to canvass until 9:00 p.m. It then applied the following standard:
When First Amendment interests are affected, an ordinance must be drawn with "narrow specificity." [Village of] Schaumburg [v. Citizens for a Better Environment,
Dist.Ct.Opin. at 2-3. The district court found that the restriction on canvassing after 8:00 p.m. was not sufficiently narrowly drawn,
not because 9:00 p.m. is a magically constitutional hour at which to prohibit soliciting, but because the defendants have failed to convince me that an 8:00 p.m. cutoff on solicitations is required to protect privacy and the peaceful enjoyment of the home.
Dist.Ct.Opin. at 3. The district court granted summary judgment for the plaintiffs, and issued a permanent injunction "invalidating the ordinance between 8:00 p.m. and 9:00 p.m." Dist.Ct.Opin. at 4.
II.
In a line of cases running over some twenty-five years, the Supreme Court has granted substantial First Amendment protection to door-to-door canvassing and soliciting activities. E.g., Secretary of State v. Joseph H. Munson Co., --- U.S. ----,
However, the First Amendment does not guarantee the right to communicate one's views at all times and places or in any manner that one may desire. Heffron,
The issue before us is therefore whether the Ordinance is a limitation on the Coalition's activities drawn in accordance with the Constitution. When a statute infringes on the exercise of First Amendment rights, the burden of establishing its constitutionality is on its proponent. Organization for a Better Austin v. Keefe,
In Village of Schaumburg v. Citizens for a Better Environment,
In both Clark v. Community for Creative Non-Violence, --- U.S. ----,
In Secretary of State v. Joseph H. Munson Co., --- U.S. ----,
III.
Recent decisions of the courts of appeals evidence some disagreement about the proper standard for evaluating hour restrictions on door-to-door solicitation. In Association of Community Organizations for Reform Now v. City of Frontenac,
Since constitutional principles require that the regulation be narrowly drawn to further the legitimate governmental objective, the proponent of the regulation must demonstrate that the government's objectives will not be served sufficiently by means less restrictive of first amendment freedoms.
City of Frontenac,
The district court reasoned that since the regulation was content neutral, that since Frontenac had a legitimate interest in protecting its citizens' privacy and safety, and that since ACORN had ample alternative opportunities to contact the public, the ordinance was a permissible time, place, and manner regulation of ACORN's exercise of its first amendment rights.
The Third Circuit took a different approach in Pennsylvania Alliance for Jobs and Energy v. Council of Munhall,
In Tacynec v. City of Philadelphia,
The Second Circuit has applied a least restrictive means test, New York City Unemployed & Welfare Council v. Brezenoff,
The Tenth Circuit has recently considered a challenge to a time, place and manner regulation. Association of Community Organizations for Reform Now v. Municipality of Golden, Colorado,
IV.
As has been seen, the primary difference between the two standards is the inclusion in the Eighth Circuit's Frontenac formulation of a requirement that less restrictive means be considered in evaluating a particular time, place and manner regulation.3 The City's failure here to present any evidence in support of the Ordinance requires that the Ordinance be struck down under either standard. See infra Part V. Although we need not conclusively choose between the two standards, we believe that the Eighth Circuit's Frontenac formulation is helpful in analyzing this sort of case. The West Virginia Supreme Court has observed that
the fatal flaw in the majority opinion in Pennsylvania Alliance is its exclusion from consideration of less restrictive alternatives for advancing the governmental interests served by the temporal regulation of door-to-door canvassing and solicitation activities. The first amendment requires precision in the regulation of the exercise of free speech rights. Whether explicitly or implicitly, less restrictive alternatives must be considered in order to determine whether the challenged regulation is sufficiently narrow so as not to prohibit that which should be protected..... The first amendment cannot exist in a vacuum, without reference to alternative mechanisms for advancing legitimate governmental interests which might impinge upon the exercise of fundamental freedoms of expression, association, assembly, and petition....
Daley,
The first reason that the Frontenac approach is helpful here is that Supreme Court precedent supports an analysis which considers less restrictive means. The Court has repeatedly said that the First Amendment requires precision in the regulation of the exercise of free speech rights. See Munson,
Second, consideration of less restrictive alternatives is consistent with our prior decisions. In National Anti-Drug Coalition, Inc. v. Bolger,
In Bolger we considered whether there were less restrictive means. In fact, we discussed the less restrictive regulation the Postal Service had actually tried and found wanting.
This circuit has also employed a more stringent interpretation of the third prong of the test. In the Third Circuit it is sufficient that there merely be alternatives to the prohibited form of solicitation. See Council of Munhall,
Finally, this circuit has implied that the importance of the governmental interest may have some bearing on whether the regulation is narrow enough and the alternatives adequate. In Bolger we specifically distinguished the interest there at issue from the interest at issue in Schaumburg:
We note that the significant government interest of providing postal patrons throughout the United States, its territories and possessions, with prompt, reliable, and efficient postal service differs substantially from the government interest in Schaumburg v. Citizens for a Better Environment, of protecting citizens of a single village from fraud. In that case, the Village of Schaumburg passed an ordinance that required every charitable organization to prove that 75% of its proceeds were used for charitable purposes before it received a permit to solicit within the Village. The Court held that "[t]he Village's legitimate interest in preventing fraud can be better served by measures less intrusive than a direct prohibition of solicitation. Fraudulent misrepresentations can be prohibited and penal laws used to punish such conduct directly."
Bolger,
It appears to us that decisions of this circuit have employed a standard for evaluating time, place and manner restrictions on First Amendment activities which is similar to that used in the Eighth and Second Circuits. The government involved has been required to show that the restriction is content neutral and serves a significantly protectable and subordinating interest. It has shown that the restriction is narrowly tailored to serve the interest by demonstrating an actual connection between the restriction and the served interest and has also shown why less restrictive alternative limitations are not adequate to protect the interest. Finally, the government has shown that the channels of communication left open provide ample and adequate alternatives. See Bolger; Village of Schaumburg; Village of Olympia Fields.
V.
We now turn to Kenosha's Ordinance. The City asserts that the Ordinance is designed to protect privacy and peaceful enjoyment of the home. However, the Ordinance does not in any way prohibit door-to-door canvassing or distribution of literature. It prohibits only solicitation of contributions at certain hours. But the City has presented no evidence that solicitation constitutes some exacerbated threat to privacy not posed by the door-to-door activities which are permitted. Cf. Bolger. Indeed, the City did not present any evidence at all that the Ordinance would further the City's legitimate interests in protecting privacy and peaceful enjoyment of the home.
Nor did the City present any evidence that the Ordinance would protect privacy more effectively than numerous less restrictive alternatives. The City might enforce its trespass laws against solicitors who enter or remain on private property after the owner has indicated the solicitor is not welcome. Any resident wishing to avoid solicitation could post a sign to that effect. These less restrictive alternatives have been noted with approval by the Supreme Court and several other courts. Munson,
Since the City has not shown the Ordinance to be necessary to furthering its legitimate interest, and the Ordinance restricts the protected activities of the Coalition, the Ordinance is invalid as applied between 8:00 p.m. and 9:00 p.m.
Because the City failed to present any evidence in support of the Ordinance (other than the affidavit on its purpose and interpretation), the Ordinance is invalid even under the less stringent Third Circuit standard. Under that test the City must still show that there are "ample alternative channels of communication." Council of Munhall,
We realize, as the City argues, that this reasoning might apply just as well to the prohibition as enforced at 3:00 a.m. However, the Ordinance is only being challenged as applied between 8:00 p.m. and 9:00 p.m. Further, the fact that we see little difference between the hour starting at 7:00 p.m. and that starting at 8:00 p.m. does not suggest that there is no difference between the 8:00 p.m. hour and the 9:00 p.m. hour. Nor could one conclude, for that matter, that there was no difference between the 8:00 p.m. hour and the hour starting at two in the morning. A municipality's interest in protecting the peaceful enjoyment of the home may well be sufficiently great at 9:00 p.m., not to mention 3:00 a.m., to support the Ordinance as applied at those hours. See Council of Munhall,
The City cites to us Westfall v. Board of Commissioners of Clayton County,
VI.
The City has not shown that any of the apparent less restrictive means would not adequately serve its legitimate interest in protecting the privacy of its residents and their peaceful enjoyment of their homes. Nor has the City presented any evidence that the hours in which solicitation is permitted are an ample and adequate alternative to the hour during which enforcement of the Ordinance is challenged. The Coalition has presented evidence that the alternative times are not ample and adequate. Therefore, under the well-established standard, the Ordinance is not a permissible time, place and manner regulation as enforced between 8:00 p.m. and 9:00 p.m. Indeed, because of the City's complete failure to present evidence (other than the affidavit) in support of the Ordinance, the Ordinance fails even under the less stringent standard exemplified by the Third Circuit's decision in Council of Munhall. For these reasons, the order of the district court is AFFIRMED.
Notes
However, the parties did, at least in the trial court, challenge the use of the affidavits. The City argued that Mr. Chapman's affidavit was based on experience in Iowa not on experience in Kenosha, and so was irrelevant to this case. The City also claimed the affidavit was too conclusory to be credible. City Br. at x. It is not clear whether the City challenges the use of the affidavit on appeal, compare City Br. at xi with City Reply Br. at 1-3, but none of the asserted grounds of challenge appears to be well taken. The Coalition challenged Mr. Conway's affidavit on the ground that it was not a competent source for determining legislative intent. The Coalition does not appear to assert this challenge on appeal, and because we conclude that even as supported by the affidavit the Ordinance is invalid, we need not consider this challenge
The prevention of crime is also a legitimate government interest which can sustain a properly drawn solicitation regulation. Hynes,
It is important to distinguish "less restrictive means" (or equivalently "less restrictive alternatives") from "ample alternative channels." The former denotes an inquiry into whether there are other regulations which are less restrictive of protected activity but protect the governmental interest served by the challenged regulation. The "ample alternative channels" inquiry focuses on methods of communication and asks whether those methods not prohibited by the challenged regulation are equivalent to the prohibited methods
We are aware of Justice White's statement that "[t]he less-restrictive-alternative analysis ... has never been a part of the inquiry into the validity of a time, place, and manner regulation," Regan,
In Pennsylvania Public Interest Coalition v. York Township,
In Connecticut Citizens Action Group v. Town of Southington,
Westfall relies on weekend and at work solicitation as adequate alternatives for reaching those not home during the limited weekday hours solicitation is permitted.
