125 Wis. 19 | Wis. | 1905
In the present action a deed of valuable real testate, purporting to have been execnted by an old and feeble woman upon her deathbed, in favor of her companion, is attacked as obtained' by fraud and undue influence. These ■charges were found true by the trial court and the deed was declared void, and from this judgment the grantee appeals.
Before proceeding to the consideration of the merits of the case we shall consider certain questions raised as to the rulings of the trial court upon the admission of evidence. The ■deed in question bears date on the 2d day of September, 1898. Mrs. Abbey was then very sick and confined to her bed and died two days thereafter. The deed was prepared by Mr. C. T. Ileydecker, an attorney residing and practicing at Wau-kegan, at the request of Miss Itzel and Mr. Braunschweiger. ■The certificate of acknowledgment certified that Mrs. Abbey acknowledged that she signed, sealed, and delivered the instrument as her free and voluntary act for the uses and purposes therein set forth, and was signed by Mr. Heydecker as notary public. Upon the trial of the action, after the examination of the plaintiff, Winn, Mr. Ileydecker was called as a witness and was allowed to testify, against objection, in substance, that Mrs. Abbey did not speak, nor express by look or act any consciousness whatever of the character of the transaction at the time the deed purports to have been executed; that she could not sign her name; and that he wrote it, and Braunschweiger lifted her hand and put it on the pen while be (Heydecker) made the mark. Thus the officer was allowed to falsify his own official certificate, and this ruling is assigned as erroneous. The question has not been directly
Quite a number of exceptions were preserved to the rulings of the trial court admitting certain evidence, and exceptions were likewise preserved to rulings by which the hearing of
The plaintiff was the first witness sworn in the case. lie-produced the deed of trust and stated in what manner he had dealt with the property. He produced also the will and codicil, and they were received in evidence, together with the probate proceedings in the Milwaukee county court. He also-produced Miss Itzel*s deed, or the record thereof, and offered' the same in evidence, and stated that the defendants Taylor and Mathews had objected to his making a deed to Miss Itzel. He also stated -the amounts and dates of the judgments in-favor of Harkins and O’Keeffe, and here his direct evidence-closed.
The plaintiff is an attorney at law, and brought this action-in his own proper person for the purpose of obtaining direction from the court as to his duties as trustee under the trust deed. Neither in his complaint nor in his opening testimony did he show any personal interest in the controversy. While-he was nominally the plaintiff in the action, he was really a stakeholder only, and the-actual litigation was between Miss-Itzel, on the one side, and the respondents Taylor and Mathews, on the other side. In his direct testimony he did not give any evidence bearing on the merits of the contest, but contented himself with merely bringing before the court the-
Tbe appellant assigns three errors in tbe rulings of tbe court upon tbe cross-examination of Winn, which will be briefly noticed.
(1) It appeared that proceedings for tbe settlement of tbe ■estate of Mrs. Abbey were first begun in Lake county, Illinois, and then abandoned; and appellant’s counsel asked what was tbe object of having probate proceedings commenced in Wau-kegan, and objection to tbe question as not cross-examination and as immaterial was sustained. Certainly tbe question was not cross-examination of any matter referred to in tbe direct ■examination, but it further appears that later in tbe case tbe witness was allowed to state, in substance, that tbe reason administration proceedings were begun in Illinois was because it was feared that large and baseless claims against tbe estate ■might be filed in Milwaukee, and because Miss Itzel and Braunschweiger thought something might be saved in tbe way
(2) The appellant’s counsel asked Mr. Winn to produce-any letters from Mrs. Abbey which he then had in his possession in the court room, and he declined on the ground of privilege as attorney, and the court ruled that there was no law to> compel such production, and sustained the objection. Immediately thereafter it appeared that the witness had but one letter with him, and that it was merely a friendly letter, and it was produced and received in evidence. Afterwards he stated that he had some other letters from her at his office, and, when-asked if he would produce them, he objected on the ground that they were addressed to him as her attorney. Here the-matter dropped. There was no ruling or exception. It may-well be that there were letters which should have been received, but the counsel did not go far enough in this record to present the question. He should have given formal notice-to produce, or at least he should have demanded their production, basing such demand on a statement of what he expected to be able to prove, and then he would have obtained a ruling of the court and an exception. As it was, his only exception was taken to an abstract statement of the court with regard to-a letter which was afterwards produced and received without objection. So it is evident that there was no prejudicial ruling here on any theory.
(3) It appears that, after probate proceedings were begun in Wisconsin, the appellant filed objections to the appointment of Mr. Winn as executor of the will, and that she met Mr. Winn at Milwaukee February 1, 1899, and a written agreement was made between the appellant and Mr. Winn, by which, among other things, Winn agreed that after his appointment as executor, and after appraisal, he would deliver-to a trustee the articles of personal property bequeathed to the appellant, and the appellant agreed that she would withdraw her objections to Winn’s appointment and aid in the-
One further ruling excluding testimony remains to be noticed. Mr. Wmn testified that he took his account as trustee to Waukegan with him on the afternoon of September 1, 1898, in order to have it approved by Mrs. Abbey, and he denied that anything was said at that time about a description of the Eighth street property (this was the name applied to the prop•erty in litigation), or that he would cause a description of the property to be sent from Milwaukee so that it could be put in a deed to Miss Itzel. One O. I). Marks, an attorney officing with the plaintiff, was afterwards called as a witness, and testified that, by Mr. Winn’s request, he (Marks) brought the account to Waukegan on a later train, and he was asked as to conversations with plaintiff that evening at Waukegan; the ■object being to show that Winn instructed him to send a description of the property to Waukegan, and thus to contradict Winns statement that he heard no talk about the proposed deed to Miss Itzel. Objections to these questions were sustained on the ground that the communications were confidential. We do not appreciate the force of the objection made, and think that the testimony should have been admitted; but in the view we have taken of the merits of the case it will be ■seen that the ruling becomes of no importance.
Two minor findings are excepted to, namely, the finding that Mrs. Abbey was eighty-two years of age at the time of her ■death, and the finding that Miss Itzel was employed by Mrs. Abbey upon a fixed salary. There is no great materiality as to the exact age of Mrs. Abbey. It is admitted that she was
This brings us to the consideration of the general question of the sufficiency of the evidence to sustain the findings of the court to the effect that the deed to Miss Itzel was procured by fraud and undue influence on the part of Braunschweiger and Miss Itzel. There was an absence of direct evidence of fraud or undue influence, unless, indeed, the testimony of the witness Heydecker be so considered. No witness testified to any word of abuse or blandishment which had for its object the obtaining of this deed. The circumstances under which the deed was admittedly signed were relied on by the respondents as being sufficient to justify the finding of actual fraud, under the rule stated by this court in the case of Davis v. Dean, 66 Wis. 100, 26 N. W. 737. The trial court agreed with this contention and-the appellant takes sharp issue with it. The question is first presented in this way: After the court had heard the testimony of the plaintiff, O. T. Heydecker, Lizzie Brean, and Mrs. Heydecker, the question whether the burden of proof had shifted to the appellant Miss Itzel appears to have been raised and discussed. Whether any definite motion of any kind was made, or whether it was merely an academic •discussion, does not appear; but the trial court finally stated it to be his opinion that the burden of proof had shifted to the •defendant Itzel to show the fairness of the transaction. To this ruling exception was taken and it is now assigned as error. Immediately upon the making of the ruling the appellant as•sumed the burden of the case and proceeded to put in her testimony. This practice seems somewhat singular, and apparently indicates some confusion of ideas on the part of both court and counsel as to the effect of the doctrine laid down in the Davis v. Dean Case, and approved with some modifications and explanations by subsequent cases. See Small v. Cham
So the practice which seems to have been adopted in the
Reference to the adjudicated cases following the lead of Davis v. Dean, supra, in this court, and which are cited in Vance v. Davis, 118 Wis. 548, 95 N. W. 939, very clearly shows the difficulty — nay, the practical impossibility — of laying down any exact rule or rules for determining what particular circumstances, when proven, will raise the inference of fr^-ud. The circumstances will naturally vary with the infinite variety of human transactions and human relationships and surroundings. In the case of Loennecker’s Will, 112 Wis. 461, 88 N. W. 215, it was said that, in order to raise this presumption, “there must be shown a subject urn questionably susceptible to undue influence, either as the result of old age, mental weakness, or both; also some clear evidence of opportunity, and a disposition on the part of the beneficiary to exercise such influence. When these facts are shown, and especially when they exist with other facts out of the usual course of business transactions of such a nature, the presumption will arise which will put the beneficiary to his proof of good faith.” In a general way there seems little fault to be found with this statement of the rule; it being understood that “opportunity” here doe» not mean mere phys
With this general statement of the requirements of the proof in such cases it will be necessary to review the evidence to see whether it supports the findings of the court. The evidence impeaching the deed offered by the defendants Mathews and Taylor tended to show the following facts, which are more or less relevant to the present inquiry: That prior to the year 1896 the deceased, being a childless widow, between seventy and eighty years of age, and possessing a comfortable income derived from real property in Milwaukee, lived in her own house in that city, with her servants, her household affairs being managed by the witness Braunschweiger, a trusted employee, who had been with her and her deceased son a number of years; that Mr. Geilfuss, a banker, managed her business affairs; that she was fond of showy dress and addicted •to the use of liquor, sometimes to excess; that she was peculiar in some ways, excitable, and susceptible to flattery; that for .a short time in 1896 she expressed fear of Braunschweiger, ■¡which feeling after two or three months subsided; that in the summer of 1896 she became acquainted with Miss Itzel, a music teacher in good standing in Milwaukee, and induced her to come and live with her as a companion; that the household thus'made up continued to exist in apparent harmony until Mrs. Abbey’s death; that in September, 1896, Mrs. Abbey made a will (revoking a former will) by which she gave $2,000 to Braunschweiger and $1,000 to Miss Itzel, the will being drawn by the plaintiff, Winn, who soon thereafter became the manager of her business in place of Geilfuss and so continued till her death; that in June, 1897, Mrs. Abbey executed a codicil to her will by which she increased Braun-schweigeEs legacy to $3,000 and added $1,000 to the legacy of Miss Itzel, together with jewelry .and household furniture,
It seems extremely doubtful whether this evidence raises a prima facie case of fraud, within the rule above stated, but we do not find it necessary to decide the question. Conceding, for the purposes of the case, that it is sufficient, we will proceed to consider the evidence adduced in support of the good faith of the transaction. In this connection we will first consider the question whether Mrs. Abbey was conscious when the deed was presented to her for signature. Upon this inquiry we have first the fact that the deed, on its face, is properly acknowledged and certified by an authorized officer of the law. It is well settled that the evidence must be perfectly clear, convincing, and satisfactory in order to justify a court in holding that the certificate of acknowledgment is false. Linde v. Gudden, 109 Wis. 326, 85 N. W. 323. Bearing in mind this-rule, we find-that the only evidence tending to impeach the certificate of the officer is -that of the officer himself. The very unsatisfactory character of this evidence has been previously-referred to, and, even if no evidence were introduced to support the certificate, we cannot think that it should be held to-be successfully falsified by such self-impeaching statements.
This question is not, however, decisive of the case. The deed may have been properly acknowledged and executed by Mrs. Abbey while conscious and sane, and yet her act may have been the result of previously exerted undue influence or duress, or both, aid to this question we now turn. As before stated, there is no direct evidence in the case of any word or act. on the part of Miss Itzel which could be construed as a threat or a solicitation to make such a conveyance. It is said that it was an unnaturally large gift to one not of kin to the deceased, especially after provision had been made for the donee by will and increased by a recently executed codicil. There is, perhaps, some force to this consideration. Had Mrs. Abbey left descendants who would naturally be expected to come into the estate, or had the estate been relatively small, the argument would have considerable weight. But this was not the case. Mrs. Abbey had an estate of about $140,000. She left no direct heirs. Her relatives were in the east and had no part in taking care of her during her declining years. The subtraction of property worth $9,000 from her estate to compensate a faithful companion would not be intrinsically strange or unjust to any one. Miss Itzel had constantly attended her for more than two. years; giving up her own calling upon what seems very modest, if not inadequate, compensation. Mr. Winn testifies that Mrs. Abbey’s affection for Miss Itzel was great, and that Miss Itzel did her whole duty by Mrs. Abbey; and this is borne out by Mr. Winn’s correspondence with Miss Itzel, which continued up to September 21, 1898, when he wrote a letter to her stating that nothing had been omitted by her which could in any way contribute to Mrs. Abbey’s pleasure, happiness, and peace of mind, and that “you and Carl deserve and are entitled to much credit and to the everlasting gratitude of every one in
On the whole, we entertain no doubt that, if the burden of proof was east on the defendant Itzel by the making of a prima facie case against her, it was quite fully and fairly lifted by the evidence which we have referred to, and hence that the judgment was erroneous. There are some unpleasant and unexplained features of the case with reference to the commencement of probate proceedings in the probate court of Lake county, Illinois, upon a petition signed by Mr. Hey-decker, in which he stated under oath on the 22d day of Oc
We have, perhaps, spent too much time in discussing mere evidence. We are slow to set aside the findings of fact of a trial court, but it is our duty to do so if we are convinced that they are against the clear preponderance of the evidence, and •of that fact we are convinced in the present case.
By the Gowri. — Judgment reversed upon all the appeals, aipl cause remanded with directions to enter judgment directing the trustee to deed the property in dispute to the defendant Itzel and dismiss the cross-complaint of the defendants Taylor and Mathews.