Walter WINKLESPECHT, Petitioner, v. PENNSYLVANIA BOARD OF PROBATION AND PAROLE, Respondent.
Supreme Court of Pennsylvania.
Submitted Nov. 20, 2001. Decided Dec. 31, 2002.
813 A.2d 688
Justice EAKIN joins this dissenting opinion.
John G. Knorr, Harrisburg, for Com.
Calvin Royer Koons, Harrisburg, for Com., Pa. Board of Probation and Parole.
Before ZAPPALA, C.J., and CAPPY, CASTILLE, NIGRO, NEWMAN, SAYLOR and EAKIN, JJ.
OPINION ANNOUNCING THE JUDGMENT OF THE COURT
Justice EAKIN.
Walter Winklespecht, a state prisoner, petitions this Court for writ of habeas corpus. Winklespecht challenges the Pennsylvania Board of Probation and Parole‘s decision to deny him parole, and claims this denial violated the ex post facto clause of the United States Constitution. See
In 1988, Winklespecht was sentenced to 7-20 years imprisonment for rape and involuntary deviate sexual intercourse, and to a consecutive term of five years probation for aggravated assault. He was denied parole October 19, 1994, October 17, 1995, October 25, 1999, and October 23, 2000. The Board listed the following reasons for denial of parole in 1994 and 1995:
POOR PRISON ADJUSTMENT.
SUBSTANCE ABUSE.
HABITUAL OFFENDER.
ASSAULTIVE INSTANT OFFENSE.
VERY HIGH ASSAULTIVE BEHAVIOR POTENTIAL.
VICTIM INJURY.
YOUR NEED FOR ... COUNSELING AND TREATMENT.
Notices Of Board Decision, 10/26/94 and 12/09/95.
The Board gave the following explanations for its denials in 1999 and 2000:
FOLLOWING AN INTERVIEW AND REVIEW OF YOUR FILE, THE PENNSYLVANIA BOARD OF PROBATION AND PAROLE HAS DETERMINED THAT THE MANDATES TO PROTECT THE SAFETY OF THE PUBLIC AND TO ASSIST IN THE FAIR ADMINISTRATION OF JUSTICE CANNOT BE ACHIEVED THROUGH YOUR RELEASE ON PAROLE. YOU ARE THEREFORE REFUSED PAROLE....
Notice Of Board Decision, 10/25/99 (emphasis added).
FOLLOWING AN INTERVIEW AND REVIEW OF YOUR FILE, THE PENNSYLVANIA BOARD OF PROBATION AND PAROLE HAS DETERMINED THAT THE FAIR ADMINISTRATION OF JUSTICE CANNOT BE ACHIEVED THROUGH YOUR RELEASE ON PAROLE.
Notice of Board Decision, 10/23/00 (emphasis added).
The emphasized language in the 1999 and 2000 notices is found in
§ 331.1. Public Policy as to parole
The parole system provides several benefits to the criminal justice system, including the provision of adequate supervision of the offender while protecting the public, the opportunity for the offender to become a useful member of society and the diversion of appropriate offenders from prison.
In providing these benefits to the criminal justice system, the board shall first and foremost seek to protect the safety of the public. In addition to this goal, the board shall address input by crime victims and assist in the fair admin-
istration of justice by ensuring the custody, control and treatment of paroled offenders.
With respect to policy, the prior version of the Act read:
The value of parole as a disciplinary and corrective influence and process is hereby recognized, and it is declared to be the public policy of this Commonwealth that persons subject or sentenced to imprisonment for crime shall, on release therefrom, be subjected to a period of parole during which their rehabilitation, adjustment and restoration to social and economic life and activities shall be aided and facilitated by guidance and supervision under a competent and efficient parole administration, and to that end it is the intent of this act to create a uniform and exclusive system for the administration of parole in this Commonwealth.
Act 1941, Aug. 6, P.L. 861, § 1.
Following the most recent denial of parole, Winklespecht attempted to appeal to the Commonwealth Court by filing a petition for review. The court concluded he was seeking to appeal from an unappealable order, and dismissed the petition. Pursuant to this Court‘s original jurisdiction, see
Winklespecht argues the changes in the Parole Act between the time of his crimes and his 1999 and 2000 parole applications unconstitutionally subjected him to an ex post facto law. He asserts such claim is cognizable under Pennsylvania‘s habeas corpus statute, and that the proper venue for filing a
This Court has not yet answered the question of whether habeas corpus is an available remedy for the denial of parole based on an ex post facto violation, nor have we determined the proper venue for seeking such relief. It is well settled, however, that a prisoner has no legitimate expectation of being paroled after serving the minimum sentence, Rogers v. Pennsylvania Bd. of Probation and Parole, 555 Pa. 285, 724 A.2d 319 (1999), and, due to the discretionary nature of the decision to deny parole, no right to appeal is available under the Administrative Agency Law,
Relying on the rationale in Rogers, this Court, in Coady v. Vaughn, 564 Pa. 604, 770 A.2d 287 (2001), held that where a challenge to the denial of parole is not based on the exercise of the board‘s discretion, but instead on the board‘s application of new statutory requirements, an ex post facto challenge may be raised in an action for mandamus brought in the Commonwealth Court. Id., at 290. The availability of habeas corpus as a remedy was not discussed by the majority, presumably because the parties did not argue its application. Justice Castille, concurring in Coady, criticized the decision in Weaver v. Pennsylvania Bd. of Probation and Parole, 688 A.2d 766, 775 n. 17 (Pa.Cmwlth.1997) (constitutional challenge to denial of parole cannot properly be raised in habeas corpus proceeding), and noted, “there is a very strong argument that state habeas corpus review of the constitutional claim at issue here is not clearly foreclosed under this Court‘s jurisprudence ...,” or by statute. Coady, at 294.
An ex post facto law is one which is “adopted after the complaining party committed the criminal acts and ‘inflicts a greater punishment than the law annexed to the crime, when committed.‘” Coady, at 289 n. 2 (quoting California Dep‘t. of Corrections v. Morales, 514 U.S. 499, 504-06, 115 S.Ct. 1597, 131 L.Ed.2d 588 (1995)).
Although Winklespecht couches his underlying claim as an ex post facto violation, clearly his punishment has not been increased. The rewording of
Therefore, Winklespecht‘s claims do not raise an ex post facto issue.3 As Winklespecht has failed to articulate a true constitutional claim, no relief is due, and we leave for another day the question of the propriety of habeas corpus as a remedy.
The petition for writ of habeas corpus is hereby denied.
Justice CAPPY files a concurring opinion.
Justice CASTILLE files a concurring opinion in which Justice Newman joins.
Chief Justice ZAPPALA and Justice NIGRO concur in the result.
Justice SAYLOR files a concurring and dissenting opinion.
Justice CAPPY, Concurring.
I concur in the result. I agree with Mr. Justice Saylor that the appropriate avenue of relief is a writ of mandamus, and I would dismiss the petition on that basis, without reaching the merits of the underlying issue.
Justice CASTILLE, Concurring.
For the reasons stated in my concurring opinion in Coady v. Vaughn, 564 Pa. 604, 770 A.2d 287 (2001) (Castille, J., concur-
I fully agree, however, with the lead opinion‘s conclusion that the constitutional ex post facto claim raised here—a claim this Court has seen raised with increasing frequency on our allocatur and miscellaneous dockets—is entirely meritless. Subject to the foregoing qualifications concerning the cognizability of and venue for such claims, I join the lead opinion.
Justice NEWMAN joins this concurring opinion.
Justice SAYLOR, Concurring and Dissenting.
In this decision the Court, upon petition for a writ of habeas corpus, proceeds to review the Petitioner‘s constitutional challenge to the denial of his application for parole.1 After concluding that there is no merit to Petitioner‘s underlying claim, and correspondingly that no relief is due, the majority then states that “we leave for another day the question of the propriety of habeas corpus as a remedy.” Majority Opinion, at 692. I believe that this approach may have unintended consequences.
Habeas corpus is an extraordinary measure, which “involves a collateral attack on the process or judgment constituting the basis of the detention.” Commonwealth ex rel. McGlinn v. Smith, 344 Pa. 41, 48, 24 A.2d 1, 5 (1942) (quoting Goto v. Lane, 265 U.S. 393, 401, 44 S.Ct. 525, 527, 68 L.Ed. 1070 (1924)). Thus, while the scope of the writ is broad, its purpose has traditionally been limited to reaching detention which is illegal in the first instance. See McGlinn, 344 Pa. at 48, 24 A.2d at 5. Although, in recent years, the writ has also
This Petitioner‘s underlying claim, by contrast, constitutes a challenge only to the standards employed by the Parole Board when it exercised its discretion after the relevant statutory changes took effect. Thus, even assuming the validity of his interpretation of the Ex Post Facto Clause, the only relief to which he would be entitled would be an order directing the Parole Board to re-consider his suitability for parole under the standards existing when he was sentenced. This is mandamus relief.3
With regard to the majority‘s treatment of the underlying issue, I agree that Petitioner‘s substantive claim is not meritorious. One function of the Ex Post Facto Clause is to prevent states from enacting laws which increase the punishment for a crime after its commission. See
Commonwealth ex rel. Sparks v. Russell, 403 Pa. 320, 323, 169 A.2d 884, 885 (1961) (per curiam) (citing Commonwealth ex rel. Banks v. Cain, 345 Pa. 581, 585, 28 A.2d 897, 899 (1942)). Accordingly, although, once released, a parolee retains a liberty interest in his continued freedom from incarceration, see Rogers v. Pennsylvania Bd. of Probation and Parole, 555 Pa. 285, 291, 724 A.2d 319, 322 (1999), he nonetheless remains in the legal custody of the state. See Commonwealth ex rel. Ensor v. Cummings, 420 Pa. 23, 26, 215 A.2d 651, 652 (1966). Consequently, a decision to grant parole neither extinguishes such custody nor impugns the validity of the prior detention. Cf. id. (concluding that release on parole did not render prior habeas petition moot because petitioner‘s freedom was still restricted by conditions of parole).
The Supreme Court has not defined precisely what constitutes a sufficient risk of increased punishment, and indeed, has repeatedly eschewed use of any single formula for identifying those legislative parole adjustments which would survive an ex post facto challenge. See, e.g., Jones, 529 U.S. at 252, 120 S.Ct. at 1368. It has, however, noted that the question is a matter of degree, see id. at 250, 120 S.Ct. at 1367, and indicated further that the party asserting an ex post facto claim bears the burden of “establishing that the measure of punishment itself has changed.” Morales, 514 U.S. at 510 n. 6, 115 S.Ct. at 1603 n. 6. In further defining this standard, the Supreme Court recently indicated that, “[w]hen the rule does not by its own terms show a significant risk, the [challenger] must demonstrate, by evidence drawn from the rule‘s practical implementation ... that its retroactive application will result in a longer period of incarceration than under the earlier rule.” Jones, 529 U.S. at 255, 120 S.Ct. at 1370. This creates
Morales involved a facial challenge to a change in California‘s parole regulations whereby the parole board had discretion to wait up to three years to reconsider releasing individuals convicted of multiple murders, rather than holding annual suitability reviews as required under the prior law. The Court upheld the statute, noting that the affected inmates were those least likely to be deemed suitable for parole in any event, and hence, the amendment created only a speculative, attenuated risk of increasing their punishment. See Morales, 514 U.S. at 508-09, 115 S.Ct. at 1603. Likewise, in Jones the petitioner challenged a revision in Georgia‘s parole guidelines, which increased the maximum interval between parole suitability considerations from three to eight years. The Supreme Court determined that such change did not create a sufficient risk of prolonged incarceration because the parole board retained discretion to reconsider a prisoner for release well before the eight-year period expired, particularly where a change in circumstances warranted expedited review. Furthermore, the board‘s internal guidelines dictated that it would only wait the full eight years when the inmate was not expected to become suitable for parole in any event. This allowed the board to “put its resources to better use, to ensure that those prisoners who should receive parole come to its attention.” Jones, 529 U.S. at 254, 120 S.Ct. at 1370. In Lynce, on the other hand, the Court disallowed a Florida parole amendment which retroactively cancelled provisional early release credits, resulting in the petitioner‘s re-arrest and incarceration. In striking down the law, the Court noted that, unlike the California amendment at issue involved in Morales, the Florida statute “did more than simply remove a mechanism that created an opportunity for early release for a class of prisoners whose release was unlikely; rather, it made
Because the amendment presently under review applies to all prisoners, it arguably creates a greater risk of increased punishment than the rule at issue in Morales, which, as noted, only pertained to inmates convicted of multiple murders. Additionally, it addresses the manner in which the Board must exercise its discretion, as indicated by the word “shall.” See
The second portion of the analysis involves whether the change is likely to be applied so as to enhance inmates’ punishment. In this regard, it is notable that the Board‘s articulation of its reasons for denying parole in 1999 and 2000 appear drawn from the text of the 1996 amendment. See Majority Opinion, at 690. While this may weigh in favor of a conclusion that the amendment has, in practical effect, disadvantaged Petitioner in his quest for early release, it is not, in my view, sufficient in itself to support such conclusion, or, more generally, a claim that the rule‘s overall application is likely to increase punishment. As already explained, the basis for denial recited in Petitioner‘s post-1996 dispositions reflects the Commonwealth‘s longstanding review policy as embodied in other portions of the statute. Therefore, absent some evidence of a systemic change in the rate at which the Board grants parole, or other proof regarding changes in parole frequency following the 1996 amendment, Petitioner cannot carry his burden of establishing that the Constitution has been violated. See Morales, 514 U.S. at 510 n. 6, 115 S.Ct. at 1603 n. 6; cf. Ganci v. Washington, 318 Ill.App.3d 1174, 253
longer begins with the best interest of the convict because
61 P.S. § 331.21 also states that parole be appropriate when “it does not appear that the interests of the Commonwealth will be injured thereby.” Therefore, Section 1 only reemphasizes that there is a pre-existing consideration of public safety as already indicated in61 P.S. § 331.21 [.]
Notes
is a penological measure for the disciplinary treatment of prisoners who seem capable of rehabilitation outside of prison walls; it does not set aside or affect the sentence and the convict remains in the legal custody of the state and under the control of its agents, subject at any time for breach of condition, to be returned to the penal institution.
the former and current versions of Section 1 of the Parole Act are general statements of public policy and philosophy and do not affect an offender‘s eligibility or opportunity to be paroled. Rather they are a legislative emphasis and reminder to the Board to make paroling decisions in accordance with the factors set forth in
61 P.S. § 331.19 . Section 1 does not change the parole review process so that it no
