Winfield v. CommonwealthWinfield v. Commonwealth
Lead Opinion
Opinion
In Winfield v. Commonwealth,
[T]he trial court’s decision on the ultimate question of discriminatory intent represents a finding of fact of the sort accorded great deference on appeal.
Id. at 1868.
Deference to trial court findings on the issue of discriminatory intent makes particular sense in this context because, as we noted in Batson, the finding will “largely turn on evaluation of credibility.” In the typical peremptory challenge inquiry, the decisive question will be whether counsel’s race-neutral explanation for a peremptory challenge should be believed. There will seldom be much evidence bearing on that issue, and the best evidence often will be the demeanor of the attorney who exercises the challenge. As with the state of mind of a juror, evaluation of the prosecutor’s state of mind based on.demeanor and credibility lies “peculiarly within a trial judge’s province.”
Id. at 1869 (citations omitted).
[W]e decline to overturn the state trial court’s finding on the issue of discriminatory intent unless convinced that its determination was clearly erroneous. . . . “[Wjhere there are two permissible views of the evidence, the factfinder’s choice between them cannot be clearly erroneous.”
Id. at 1871-72 (citations omitted).
For the reasons stated in the panel’s majority opinion, and upon the further authority of Hernandez, the judgment of the trial court is affirmed and the stay of this Court’s April 30, 1991 mandate is lifted.
Affirmed.
Dissenting Opinion
with whom Koontz, C.J., and Barrow, J., join, dissenting.
In the previous decision of this appeal, Winfield v. Commonwealth,
The Supreme Court’s holding in Batson, as reaffirmed in Hernandez v. New York,
First, the defendant must make a prima facie showing that the prosecutor has exercised peremptory challenges on the basis of race. Second, if the requisite showing has been made, the burden shifts to the prosecutor to articulate a race-neutral explanation for striking the jurors in question. Finally, the trial court must determine whether the defendant has carried his burden of proving purposeful discrimination.
Id. at 358-59 (citations omitted).
“In evaluating the race-neutrality of [a prosecutor’s] explanation, a court must determine whether ... the [prosecutor’s peremptory] challenges violate the Equal Protection Clause as a matter of law.” Hernandez,
A neutral explanation in the context of our analysis here means an explanation based on something other than the race of the juror. At this step of the inquiry, the issue is the facial validity of the prosecutor’s explanation.
Hernandez,
It [is] impermissible for a prosecutor to use his challenges to exclude blacks from the jury “for reasons wholly unrelated to the outcome of the particular case on trial” or to deny to blacks “the same right and opportunity to participate in the administration of justice enjoyed by the white population.”
Batson,
“[T]he role of the trial judge in assessing the prosecutor’s motive only kicks in once a race-neutral justification has been offered.” United States v. Bishop,
In Hernandez, the prosecutor struck a bilingual Latino from the jury because the juror’s responses during voir dire caused the prosecutor to be uncertain the juror could accept an official interpreter’s translation of Spanish testimony. The prosecutor also struck for the same reason another person whose ethnicity was uncertain. Id. at 358. The prosecutor’s concern was not grounded in a mere suspicion that the juror’s language ability would interfere with the juror’s willingness to accept the interpreter’s translation. The prosecutor’s decision was based on “the specific responses and the demeanor of the [juror] during voir dire.” Id. at 360. The prosecutor “even had to ask the [trial] judge to question them” on their willingness “to accept what the interpreter said as the final thing on what the record would be.” Id. at 357 n.l. After considering these facts, the Court found that the prosecutor’s explanation was facially race-neutral. Id. at 361.
Unquestionably, in Hernandez, the prosecutor’s explanation for the strikes bore a relationship to the particular case. Several witnesses were expected to testify in Spanish. A translator was to be used at trial to translate into English the testimony of those witnesses. The Court cited United States v. Perez,
In the case before us, Winfield made a Batson motion based on the prosecutor’s decision to strike four African-American females from the twenty-person petit jury panel. The prosecutor first assured the trial judge that the strikes were not racially motivated and claimed that before trial he had decided to scrutinize at voir dire the African-American women ultimately stricken. The prosecutor further explained:
[Prosecutor]: Specifically, as to Polly Dunn, I felt like that because, though the case isn’t particularly complicated, I felt like that —
The Court: You say “isn’t” or “is?” What did you say?
[Prosecutor]: Is not particularly complicated. I felt like there were some matters that would have to be followed closely by way of introduction of evidence and based on the fact that I read that she was a retired domestic, I did not (pause) — I could only surmise that her education might limit her ability to understand what was going on. Rose Massenburg - I felt the same thing. A cosmetologist with Kate Salon, I felt like that she might have that same difficulty in understanding. My other strike was (pause) Corine Lee and I used the same logic or judgment in that particular case.
The Court: Well, what is she, retired from something?
[Prosecutor]: She — she was — yes sir, Corine Lee was retired from the Fort Lee Laundry.
* * *
[Prosecutor]: Your Honor, I might say that, you know, the only background information I have is what’s provided from that list. You know, no one went out and did any investigation for me of the jurors, so based on that list, based on what I observed, based on people as they listen to your remarks, I have to make my decisions quickly by way of the strikes that I made and I can assure the court it had nothing to do with the race of these individuals involved.
The Court: Well, you made three of them you say before trial, or did you make them all — did you make four before trial?
[Prosecutor]: I made three before — I made a determination that those were people I was looking at closely to strike and it had nothing to do with their race because I wasn’t aware of their race. The fourth person was a person that I had not listed as a potential strike but then based on her being a friend of the defendant, I made that decision.
The trial judge accepted the prosecutor’s strikes as “based on neutral and detached reasons that had nothing to do with race.” The trial judge erred.
A prosecutor cannot refute an allegation of discriminatory strikes simply by denying a discriminatory purpose or “ ‘affirm [ing]
In focusing only upon whether the explanation was race neutral, the majority ignores an essential core element of the Batson test: “The prosecutor . . . must articulate a [race] neutral explanation related to the particular case to be tried.” Batson,
Requiring a nexus between the characteristic used to strike jurors and the facts of the case tends to eliminate the possibility that the prosecutor will use a surrogate to substitute for race.
The difference between Hernandez ... on the one hand, and the present case on the other, is the difference between a reason — whether valid or not — and a racial stereotype. It is the difference between a criterion having a discriminatoryracial impact, and one acting as a discriminatory racial proxy. It is, in short, the difference between what the Constitution permits, and what it does not.
Bishop,
The record further proves that the prosecutor’s explanation lacked a factual basis and, when stripped to its core, was pretextual. The sinister nature of the prosecution’s rationale is readily evident from a review of employment information available for several of the white female jurors. Doris Crumpler Goodyear listed her profession as “Retired -SRMC.” Louise Gill Mayer described herself as an employee at Anderson School Annex. Kathleen G. Kirkpatrick was a housewife. Brigitte Lotte Pope has retired from “B & W.” Alice Lee was “Asst. Mgr. - Hickory Hill Mobile Homes.” The current or past employment of these five white women jurors, who were not stricken, was not described sufficiently for anyone to conclude that their educational backgrounds were superior to those of the three African-American women stricken. The prosecutor could only have concluded that their race suggested a higher level of education. Furthermore, if we are to accept the prosecution’s claim that the facts of this case require some unarticulated intellectual capacity from the members of the jury, then we are tacitly agreeing with his implicit suggestion that African-Americans, as a race, lack this capacity.
The uninformed manner in which the prosecutor chose his strikes also does not support his claim that the educational level of the jury members was of any special relevance to this criminal trial. The prosecutor explained that he struck the three African-American jurors because he “felt” they lacked a desired level of education. The prosecutor never revealed what amount of schooling is required to understand the nuances of drug possession. Without ascertaining whether any evidence minimally supported the prosecutor’s theory.and without an explanation why the prosecutor chose to strike these jurors when a larger number of white jurors would have been subject to exclusion using this same criterion, this Court defers to the prosecutor’s subjective, baseless judgment and, thus, condones “a jury selection practice that permits ‘those to discriminate who are of a mind to discriminate.’ ” Batson,
The specious nature of the prosecutor’s reasoning also is exposed by his conduct. The prosecutor neither asked the jurors any questions about their educational level nor asked questions from which he might have gleaned their educational level. Indeed, the record is more emphatic. The prosecutor did not ask the three African-American women who were stricken any questions. In its reliance on Hernandez, the majority fails to appreciate that the prosecutor’s conclusion in Hernandez, that the bilingual jurors might have difficulty accepting the translation of the official interpreter, was based on the jurors’ responses and hesitance in answering questions the prosecutor posed on voir dire.
As explained by the prosecutor, the challenges rested neither on the intention to exclude Latino or bilingual jurors, nor onstereotypical assumptions about Latinos or bilinguals. The prosecutor’s articulated basis for these challenges divided potential jurors into two classes: those whose conduct during voir dire would persuade him they might have difficulty in accepting the translator’s rendition of Spanish-language testimony and those potential jurors who gave no such reason for doubt.
The prior opinion by this Court in this case states that the prosecutor’s conclusion that the excluded African-American women “probably possessed limited education . . . might not have been correct, but it is consistent with common experience.” Winfield,
The prosecutor did not claim he divided the jury pool into two integrated categories of better educated and less educated prospective jury members.
Even if, as erroneously held in the prior decision, this Court limited its review to whether the trial judge committed clear error in accepting the prosecutor’s explanation to be race neutral, such error was present in his decision. A criteria, “otherwise neutral on its face, must not be applied so as invidiously to discriminate.” Washington v. Davis,
The impact of the official action - whether it “bears more heavily on one race than another” - may provide an importantstarting point. Sometimes a clear pattern, unexplainable on grounds other than race, emerges from the effect of the state action even when the [rationale for the action] appears neutral on its face.
Village of Arlington Heights v. Metropolitan Housing Dev. Corp.,
The record clearly proves that the prosecutor used his strikes in a racially discriminatory fashion. “ ‘[A]n invidious discriminatory purpose may often be inferred from the totality of relevant facts, including the fact, if it is true, that the [classification] bears more heavily on one race than another.’ ” Hernandez,
The prosecutor’s claim that he targeted all three women for scrutiny after considering their job descriptions but before learning their race is highly suspect. Petersburg is a city with a history of racial discrimination in housing. Its African-American population exceeds seventy percent of the city’s population.
Residence, as it were, often acts as an ethnic badge. As study after study has showed, residence, especially in urban centers, can be the most accurate predictor of race — more accurate, indeed, than social class. See, e.g., Kain, The Influence of Race and Income on Racial Segregation and Housing Policy, in Housing Desegregation and Federal Policy 99, 102 (1986); Note - Racial Diversity in Residential Communities: Societal Housing Patterns and a Proposal for a “Racial Inclusionary Ordinance”, 63 S. Cal. L. Rev. 1151, 1167-69 (1990). As one commentator remarked, “[0]ne legacy of the [racial] caste system has remained largely intact: the urban ghetto.” Comment — Individual Rights and Demographic Realities: The Problem of Fair Housing, 82 N.W.L. Rev. 874, 875 (1988).
Bishop,
In any event, the prosecutor claims to have made his final decisions only after the voir dire. It is difficult to imagine how the prosecutor could draw a non-racial conclusion that his initial estimate that Polly Dunn, Rose Massenburg, and Corine Lee lacked sufficient education to understand the evidence in a fairly simple criminal trial was reasonable when they said nothing at voir dire. “Where the prosecutor’s neutral explanation is an obvious mask for a race-based challenge, the prosecutor has not met his burden under Batson.” Splunge,
Selection procedures that purposefully exclude black persons from juries undermine public confidence in the fairness of our system of justice. Discrimination within the judicial system is most pernicious because it is “a stimulant to that race prejudice which is an impediment to securing to [black citizens] that equal justice which the law aims to secure to all others.”
Batson,
For these reasons, I would hold that the prosecutor did not offer a facially race-neutral explanation, that the explanation
Notes
Although I do not interpret Hernandez to be as limiting as do the majority and Judge Coleman in his dissent, I share Judge Coleman’s view that if Hernandez is to be interpreted to require absolute deference to the trial judge on all issues, including legal issues, the Court will have “impos[ed] such procedural and evidentiary obstacles [so as to] have severely curtailed and limited the . . . impact in affording meaningful equal protection to racial minorities to participate in administering the judicial process, which the Bat-son decision was expected to accomplish.” Furthermore, I agree with Judge Coleman’s view that we are not obligated to impose such obstacles because “the Hernandez decision does not . . . preclude states from utilizing or adopting their own procedural and evidentiary rules, as a matter of state law, to safeguard the equal protection rights of defendants and jurors recognized in Batson . . . and Powers v. Ohio,
Although the majority’s order does not detail in any particulars the aspect of Hernandez that supports its result, the Supreme Court in Hernandez expressly did not approve racial stereotyping:
Petitioner argues that Spanish-language ability bears a close relation to ethnicity, and that, as a consequence, it violates the Equal Protection Clause to exercise a peremptory challenge on the ground that a Latino potential juror speaks Spanish. He points to the high correlation between Spanish-language ability and ethnicity in New York, where the case was tried. We need not address that argument here, for the prosecutor did not rely on language ability without more, but explained that the specific responses and the demeanor of the two individuals during voir dire caused him to doubt their ability to defer to the official translation of Spanish-language testimony.
Hernandez,
In Hernandez, the Court accepted the prosecutor’s articulated basis for his challenges because the prosecutor divided the jury pool into two categories, each containing Latino and non-Latino jurors, of people whose responses and behaviors at voir dire indicated they might have difficulty accepting the translations of the interpreter and people whose behavior indicated they would not. Id. at 361. The trial judge conducted part of the voir dire on this very topic and, thus, had an opportunity also to gauge the jurors’ reactions.
1990 U.S. Census Population by Race, U.S. Dept, of Commerce, Census Bureau.
Dissenting Opinion
dissenting.
I dissented in the panel decision, Winfield v. Commonwealth,
After the panel’s decision, the United States Supreme Court decided Hernandez v. New York,
The majority obviously construes the Hernandez decision to restrict significantly the scope of appellate review and apparently chooses to adopt that standard for appellant review in the Court of Appeals. Under their reading of Hernandez, we must uphold the decision of the trial judge in Winfield’s case because he believed that the prosecutor identified the three black women jurors before trial based solely on a correlation between their employment and education as persons he would likely exclude from the jury. Essentially, I agree with the majority that if we adopt the federal standard of appellate review enunciated in the Hernandez plurality, we would be required to uphold the trial judge’s factual finding that the prosecutor determined to exclude before trial the three black female jurors based upon a nebulous correlation between employment and level of formal education. However, I dissent from that holding because the Hernandez decision does not, in my view, preclude the states from utilizing or adopting their own procedural and evidentiary rules, as a matter of state law, to decide whether the presumption of racial discrimination has been rebutted, provided that the state standard minimally safeguards the constitutional equal protection rights of defendants and jurors recognized in Batson v. Kentucky,
In Batson, the United States Supreme Court held that the state could not, by use of a prosecutor’s peremptory challenges, purposefully exclude members of a racial minority from jury participation solely on account of race. To do so violates the juror’s and the accused’s fourteenth amendment equal protection rights. Powers v. Ohio,
As I said in my dissent to the panel’s opinion, see Winfield,
Today, a majority of the Court adopts without serious analysis the standard of review posited by the Hernandez plurality. We are not required to adopt this approach and, I believe, would be better advised not to do so. Both the Batson and Hernandez decisions permit states to craft their own procedural and evidentiary rules to effectuate the protections recognized in Batson. The Supreme Court acknowledged that states may design their own “version [s] of the evidentiary standard,” Batson,
In the absence of an explicit mandate from the Supreme Court identifying a constitutional evidentiary standard, we have declared in Virginia that “[t]he trial judge cannot merely accept at face value the reasons proffered but must independently evaluate those reasons as he would any disputed fact.” Jackson,
The standard of appellate review approved in Hernandez, and now the standard of state appellate review the majority of this Court adopts, does much to undermine a defendant’s and a juror’s constitutional rights not to suffer purposeful discrimination through the use of the peremptory challenge process. By imposing such procedural and evidentiary obstacles as those set forth in Hernandez, the Supreme Court, and now our Court, have severely curtailed and limited the beneficial impact in affording meaningful equal protection to racial minorities to participate in administering