*1 for a writ of Corby’s petition granting Miranda station, given was she where corpus is REVERSED. habeas by Mason recognized As warnings. chronol- of this implication plain
Ryan, Corby which of that the substance
ogy was to the present unable
argues he was im- Corby believed had Burnett
jury: murder when in Mohammed’s her
plicated cannot It therefore accused him. first
she from Corby precluded was be said WINDSOR, in her Offi Edith Schlain facts from jury the to the “expos[ing] the Es Capacity as Executor cial draw appropriately jurors could which the Spyer, Plaintiff- Thea Clara tate of reliability of’ to the relating inferences Appellee, Arsdall, Burnett, Van she as whether specifically S.Ct. accusa- for his him retaliation accused America, STATES UNITED there Consequently, her. against
tion Defendant-Appellant, Corby’s Confrontation no violation rights. Clause Advisory Group Legal
Bipartisan Representatives, House United States that no constitu we hold Because rvenor-Defendant-Appel Inte occurred, need not con we violation tional lant. any error was harmless. sider whether however, 12-2335-cv(L), court note, that the district Nos. We Docket 12-2435(Con). error stan harmless an incorrect applied doubt) (harmless a reasonable beyond dard Appeals, United States 557- Corby, F.Supp.2d in this case. Circuit. Second appeal on direct the test 58. While was harm error whether constitutional 27, 2012. Argued: Sept. doubt, Chap see beyond less reasonable 18, 2012. Decided: Oct. California, 386 U.S. man v. (1967), in decid L.Ed.2d prison state claims
ing federal habeas
ers, we deference afford because courts, an error harmless we “find
state injurious ef
unless it had substantial jury’s determining or influence in
fect Pliler, Fry v.
verdict.” (cita L.Ed.2d 16 marks omit quotation internal
tions and
ted).
CONCLUSION Corby’s argu- all of have considered
We to with- find them be appeal
ments on order court’s The district
out merit. *4 brief; Kircher,
Nelson, Kerry on the W. Pittard, Davenport, William Christine Tatelman, Walker, Mary B. Beth Todd Counsel, United States Office of General Washington, of Representatives, House counsel), DC, Intervenor-Defen- dant-Appellant. Weiss, Rifkind, Paul, A. Kaplan,
Roberta LLP, York, & New Wharton Garrison (Andrew Ehrlich, Janghor- J. Jaren N.Y. Paul, Weiss, Rifkind, bani, Wharton & LLP, York, NY, James D. Garrison New Saxe, A. American and Rose Civil Esseks Union, York, NY, New Liberties Mel- Goodman, Eisenberg, Arthur issa *5 Hirose, York Mariko New Civil Liberties Foundation, York, NY, on Union New brief), Appellee. for Litchfield, CT, McCarthy, P. Vincent for College of amicus curiae American Pedia- in of support tricians Intervenor-Defen- danL-Appellant. A.
Joseph Campbell, Defending Alliance Scottsdale, AZ, Freedom, for amicus curi- in Douglas sup- Frederick Foundation ae Intervenor-DefendanL-Appellant. port of Noland-Heil, American Center Cecilia Justice, Beach, Virginia Law & VA for (Erik Zimmerman, Jay Alan Sekulow and Roth, for J. American Center Law Stuart Justice, Beach, and Wash- Virginia & VA brief), DC, on the for amici curiae ington, Attorneys Former General Edwin Meese in of support III and John Ashcroft Inter- venor-Defendant-Appellant. Zoeller, General, Attorney
Gregory F. (Thomas Indiana, Indianapolis, IN of State Delery, Acting Assistant At- Stuart F. Fisher, General, H. Solicitor Ellen Mei- M. General, torney Department United States General, laender, Attorney Deputy on the (Michael Justice, Jay Washington, of DC Indiana, brief), of for amici curiae States brief), Flentje, E. Singer, August on the Arizona, Colorado, Alabama, Alaska, Geor- Defendant-Appellant. for Idaho, Kansas, Nebraska, gia, Michigan, Oklahoma, Carolina, PLLC, Dakota Clement, South South Paul Bancroft D. (H. Virginia support in of Intervenor-De- Washington, Christopher Bartolo- DC mucci, fendant-Appellant. and Nicholas J. Dugan, B. Conor (Francis Baker, Paulson, Organization Caputo, K. National N.Y. F.
Joshua Susan (William Washington, brief), Marriage, City for DC C. on for amici curiae Duncan, Foundation, Lehi, York, Marriage City Law New the Council of the of New UT, brief), York, for curiae Na- amicus R. Bloomberg, Michael His Offi- Organization Marriage sup- Mayor tional for Capacity City cial as New York, port Intervenor-Defendant-Appellant. Quinn, Christine C. Her Offi- Capacity Speaker cial the Council of Fitschen, Legal The National Steven W. City of York in of Plain- Support New Foundation, Beach, VA, Virginia for ami- tiff-Appellee. Women America cus curiae Concerned Wachtell, Wolinsky, Lipton, Marc Rosen support Intervenor-Defendanb-Ap- Katz, York, (Jonathan & New N.Y. pellant. M. Moses, Schwartz, Kevin Ap- S. Luke M. Sheehan, F. William Goodwin Procter brief), pling, on the for amicus curiae the (Andrew LLP, Washington, DC S. Hud- Partnership City for New York in Support son, LLP, Washington, Goodwin Procter Plaintiff-Appellee. Gilfoyle, F.P. DC and Nathalie American B. Goldberg, Suzanne Columbia Law Association, Psychological Washington, York, School, NY, New for amicus curiae DC, brief), for on the amici curiae the Sexuality Columbia Law School & Gender Association, American Psychological Support Law Clinic in Plaintiff-Appel- Pediatrics, Academy American lee. Association, Psychiatric American Association, Psychoanalytic
American Connors, Catherine R. Pierce Atwood *6 National Association of Social Workers LLP, Portland, ME, for amici curiae His- City Chap- and its New York and State in Support Plaintiff-Appellee. torians of ters, and the York Psychologi- New State Nemetz, LLP, R. Mayer Miriam Brown cal support Plaintiff-Ap- Association in of (Kathleen Washington, Connery DC Dawe pellee. Mayer Michael B. Kimberly, and Brown Sommer, Legal Susan L. Lambda De- LLP, DC, Washington, and Heather C. Fund, Inc., York, fense & Education New Sawyer, on Judiciary, Committee John (Timothy N.Y. Fisher S. and Brian P. Conyers, Jr., Nadler, Ranking and Jerrold Rice, LLP, Hartford, English, McCarter & Members, DC), Washington, for amici curi- CT and Shannon P. Minter and Christo- ae Members of the of Repre- U.S. House Stoll, pher F. National Center for Lesbian sentatives, Support in of Plaintiff-Appel- Francisco, CA, Rights, brief), San on the lee.
for amici curiae Bar Associations and Pub- Berner, Nicole Washington, G. DC Organiza- lic Interest and Legal Service (James AFL-CIO, B. Coppess, Washing- Support tions in of Plaintiff-Appellee. ton, DC, Szymanski, Change Patrick Damm, Melveny
Matthew F. O’ & Win, DC, Washington, O’Brien, and Alice (Dawn LLP, York, Myers New N.Y. Sesti- Association, National Education Washing- Portnoi, to, Lucas, Dimitri D. Amy and R. ton, DC, brief), on the for amici curiae O’Melveny LLP, Myers Angeles, Los & American Federation of Labor and Con- York, NY, brief), CA and New on the for gress Organizations, Industrial Change amici Family curiae Law in Professors Win, and National Education Associa- Support Plaintiff-Appellee. in support Plaintiff-Appellee. tion Cardozo,
Michael A. Corporation Joseph Tringali, Coun- F. Simpson Thacher & (Alexandra York, York, City LLP, York, sel of the of New New Bartlett New N.Y. Schneiderman, Attorney Gener- Davis, Eric T. on the S. Nicholas Pitney and C. York, York, N.Y. New al, of New State Advoca- and Service brief), curiae for amici General, Sorrell, Attorney (William H. Trans- Lesbian, and Bisexual Gay, cy for and Vermont, VT Montpelier, (SAGE), Senior National State Elders gender General, State of Attorney Society George Jepsen, American and Center Law Citizens brief) Hartford, CT, on Connecticut, Plaintiff-Appellee. support in Aging on York, New Ver- States of amici curiae for De- Legal NAACP Adegbile, P. Debo nei- support in mont, and Connecticut York, Inc., Fund, New & Education fense party. ther Klein- Boddie, Rachel M. (Elice C. N.Y. Civin, Tabacco, Joshua man, Ria A. Responsibili- Sloan, for Citizens Melanie & Education Defense Legal NAACP Washington, Washington, in ty and Ethics York, NY, Washing- Inc., and Fund, New Weismann, Re- (Anne for Citizens DC, L. Legal NAACP DC), amicus curiae ton, for Washington, in and Ethics sponsibility Inc., Fund, sup- Education & Defense Morrison, B. DC and Alan Washington, Plaintiff-Appellee. port School, Washing- Washington Law George LLP, Gray brief), curiae Wolkoff, & for amicus Ropes ton, DC, Harvey J. (Stuart and Ethics in W. Yothers York, Responsibility N.Y. for New Citizens LLP, Gray Bickett, party. & neither Ropes support of P. Washington Samuel M. Freeman York, N.Y. Steven New JACOBS, Judge, Chief Marnin, Anti-Defamation Before: M.
and Seth
DRONEY,
Judges.
brief),
Circuit
NY,
York,
on the
STRAUB
League, New
League,
Anti-Defamation
curiae
amici
part
dissents
Judge STRAUB
Rabbis,
American
Conference
Central
opinion.
separate
in a
part
concurs
Torah, Bend
Beit Simchat
Congregation
Justice,
Partnership for
Arc: A Jewish
JACOBS,
Judge:
Chief
DENNIS
Organiza-
Zionist
the Women’s
Hadassah:
surviv-
sued as
Edith Windsor
Plaintiff
America,
Hindu American
tion
couple that
*7
a same-sex
ing spouse of
Founda-
Foundation,
Alliance
Interfaith
resi-
and
in 2007
in
married
Canada
Justice
League, the
tion,
Citizens
Japanese
her
time of
York
in New
of dent
Church
United
Ministries:
and Witness
de-
2009. Windsor was
in
death
spouse’s
Wom-
of Jewish
Christ,
Counsel
National
spousal
deduction
of
the benefit
nied
Way Founda-
en,
the American
for
People
26 U.S.C.
under
estate taxes
federal
Judaism,
for
Women’s
tion,
Reform
for
Union
of the
2056(A)
solely
Section
because
Judaism,
§
and
Conservative
League for
(“DOMA”), 1
Marriage Act
of
of Defense
support
in
Judaism
of Reform
Women
“marriage”
the words
§
defines
U.S.C.
Plaintiff-Appellee.
way
in
law a
federal
“spouse”
Nelles,
& Cromwell
L.
Sullivan
Sharon
from
Service
Revenue
the Internal
bars
Cohen,
(H. Rodgin
York,
LLP,
N.Y.
New
or the
spouse
Windsor as
recognizing
Wagener,
Eitel,
H.
William
Mitchell S.
§
is as
of
text
The
couple as married.
Iskelov,
Volik,
Sulli-
G.
Diana
H.
Heather
follows:
York,
LLP,
N.Y.
New
Cromwell
van &
any Act
meaning of
determining the
Field,
Meaghan
Brill W.
and Laura
regulation,
any ruling,
or of
Congress,
LLP,
of
Angeles,
Los
Klieger
&
Kendall Brill
various adminis-
of the
interpretation
Profes-
brief),
amici curiae
CA,
for
on the
agencies
trative bureaus
Law
Welfare
Family and Child
sors
“marriage”
States,
word
United
Plaintiff-Appellee.
support
only
legal
nonmoving party.”
union
means
between one
Church
American
Kerik,
man and one woman as husband and Knights
the Ku Klux Klan v.
wife,
(2d Cir.2004).
“spouse”
only
the word
refers
to a F.3d
opposite
person of the
sex who is a
A preliminary
concerning align-
issue
or a
husband
wife.
parties
ment of the
has
appeal
been
§
issue
U.S.C.
At
is Windsor’s claim
presented by
States,
motion. The United
$363,053,
refund in
the amount
defendant,
initially named as the sole
con-
constitutionality
which turns on the
of that
its
ducted
defense
the statute in the
law.
section
up
point.
February
district court
to a
On
we
For
reasons
follow hold that:
filed,
three months after suit was
standing
I.
in this action
Windsor
the Department of Justice declined to de-
York,
predict
because we
that New
which
thereafter,
Act
fend the
and members of
permit
did not
to be Congress took
it.
steps
support
until
licensed
would nevertheless Bipartisan Legal Advisory Group of the
recognized
have
Thea
Windsor and
Clara United States House of Representatives
Spyer as
at the time of Spyer’s
married
(“BLAG”) retained counsel and since then
death in
so that
was a
Windsor
sur-
laboring
has taken the
oar in defense of
spouse
viving
under New York law.
the statute. The United States remained
a party, switching
active as
sides to advo-
II. Windsor’s suit is not
foreclosed
cate
statute be ruled unconstitu-
Nelson,
Baker
tional.
(1972),
L.Ed.2d
which held that the
use of the traditional
of marriage
definition
Following the district court’s deci
for a
regulation
state’s own
of marriage
sion,
appeal,
BLAG filed a notice of
as did
equal
status did not
protection.
violate
the United States in its role as nominal
subject
III. Section 3 of DOMA is
defendant. BLAG moved this Court at
scrutiny
intermediate
under the factors
appeal
outset
strike the
notice
City
enumerated
Cleburne
Cle-
filed
realign
United States and to
Center,
Living
burne
appellate parties
to reflect
(1985),
continues enforce Section 3 On June the why United States Dis- which indeed is Windsor does not trict Court for the Southern money. District of have constitutionality her The of J.) (Jones, New York granted summary the statute will a impact have considerable judgment in of favor in a many operations Windsor thor- on of the United States. ough States, opinion. Chadha, 919, Windsor v. 931, United See v. 462 INS 103 (S.D.N.Y.2012). (1983) (“When F.Supp.2d 2764, 833 394 77 The L.Ed.2d 317 court ruled that DOMA agency Section 3 of violat- an of party the is a United States equal ed protection the because there was to a in Congress case which the Act of it no rational support unconstitutional, basis to it. Id. at 406. administers held it is “We review a grant district court’s of sum- an aggrieved party purposes for of taking novo, mary judgment construing de an appeal.... agency’s the as an status record in the most light aggrieved favorable to party ... is not altered
177 court not. may agree with the that the district did We decline the Executive fact that certify. in is un- question statute holding that the
constitutional.”). First, signaled of Appeals very ques-
its
to decide this
disinclination
Godfrey
tion.
it
on
When elected
decide
DISCUSSION
an
the Court
ground,
alternative sufficient
a
expressed
preference
and ex-
Appeals
I
issue
pectation
would be decided
of federal estate
purpose
For the
legislature:
...
by the New York
“[w]e
taxes,
of domicile
the law of the state
Legislature
hope that
will address
persons
ordinarily determines whether two
377,
controversy.” Godfrey, 13 N.Y.3d at
married at the time of death. Eccles
were
272, 920
We
892 N.Y.S.2d
N.E.2d 328.
Comm’r.,
1053-54
v.
19 T.C.
up
Ap-
hesitate to serve
the Court of
(1953);
58-66,
Rev. Rul.
1958-
seek
here. Because
Windsor’s
cided
dismissal.” Alexander v. Ca
(2d Cir.2010)
hill,
79,
have
un-
n.
marriage
recognized
would
been
598 F.3d
7
89
Spyer’s
173,
der
(quoting
Bradley,
New York law the time of
Mandel v.
death,
(1977)).
176,
2238,
standing.
she
97 S.Ct.
has
II may constitutionally ment define in as it does 3 of Section DOMA is suffi Nelson, In Baker an appeal v. from a ciently question distinct from the in Baker: Supreme finding Minnesota Court decision marriage may whether same-sex be consti right no marriage, same-sex Su- tutionally by the restricted states. After preme summary Court issued dismissal all, actually were Spyer Windsor and mar ques- “for want substantial of a federal case, in this eye ried at least of New 810, 37, tion.” 409 U.S. 93 S.Ct. 34 York, they where Other have lived. courts (1972). L.Ed.2d 65 The Minnesota Su- likewise concluded that Baker not does preme Court had held equal that “[t]he equal protection control review of DOMA protection clause of the Fourteenth for these reasons.1 Amendment, clause, process like the due not offended state’s classification might Even if Baker have had reso persons marry.” authorized to Baker v. 1971, nance Windsor’s case it does Nelson, 310, 313, 291 Minn. 191 N.W.2d “ today. federal had ‘[I]nferior courts (Minn.1971). BLAG, 185 According to best adhere to that if the view the Court compels Baker Congress the inference that unsubstantial, a question branded as may prohibit same-sex except develop remains so when doctrinal way same under law without of- ” ments indicate otherwise.’ Hicks v. Mi fending Equal Protection Clause. We randa, 2281, disagree. (quoting L.Ed.2d Port Auth. long
“The
Court has
rec Bondholders Protective Comm. v. Port of
ognized
Auth.,
(2d
precedential
value of a N.Y.
387 F.2d
263 n. 3
Cir.1967)
summary
J.))
added).
pre
dismissal
limited to ‘the
(Friendly,
(emphasis
presented
necessarily
cise issues
forty
Baker,
de-
years
after
there have
See
Dep’t. of HHS,
v.
Mgmt.,
F.Supp.2d
Massachusetts U.S.
Pers.
982 n. 5
(1st Cir.2012)
F.3d
(finding
(N.D.Cal.2012) ("The
Baiter
failure of the federal
permitted equal protection
long
review so
as
government
recognize
Ms. Golinski's mar
arguments did not "rest on a constitutional
riage
provide
and to
benefits does not alter
Windsor,
right
marriage”);
to same-sex
law.”);
the fact that she is married under state
("The
F.Supp.2d at 399-400
case before the
Dragovich
Treasury,
v.
Dept.
No. 4:10-
present
Court does not
the same issue as that
cv01564-CW,
944, 951-53,
F.Supp.2d
presented
Accordingly,
in Baker....
after
(N.D.Cal.
WL
May
*6-7
comparing the
issues
Baker and those in
2012);
Cnty.
Orange,
Smelt v.
case,
the instant
the Court does not believe
F.Supp.2d.
(C.D.Cal.2005),
872-74
vacat
'necessarily
question
that Baker
decided' the
part
(9th
grounds,
ed in
on other
179
why
not
reason
Baker does
Supreme
stitute another
to the
changes
manifold
been
case.
disposition
our
this
jurisprudence.
foreclose
equal protection
Court’s
1971,
in
“inter
Baker was decided
When
in
suggested
has
dicta
The First Circuit
not
in the
scrutiny”
yet
mediate
suspect
a
classifi-
recognition
of new
Boren,
Craig v.
See
vernacular.
Court’s
“imply[] an
in this context would
cation
451,
190, 218,
L.Ed.2d
50
97 S.Ct.
429 U.S.
Massachusetts,
See
overruling of Baker.”
(coin
J.,
(1976)
dissenting)
(Rehnquist,
397
reasons
disagree
at 9. We
for two
682 F.3d
scrutiny”). Classi
“intermediate level
ing
not discuss.
the First Circuit did
illegitimacy
on
sex
fications based
First,
marriage,
legiti-
it comes
when
See
quasi-suspect.
yet
not
deemed
were
interests of a state differ
regulatory
mate
275,
259, 264-65,
99
v.
439 U.S.
Lalli Lalli
government.
from those of the federal
(1978)
518,
(applying
III
view places the burden of
law,
challenging
a
must
party
who
an
deciding
equal protection
“In
disprove “‘every conceivable basis which
challenge
per
a
statute
classifies
”
Doe,
might support it.’ Heller v.
509 U.S.
purpose
for
receiving
sons
[federal]
320,
2637,
113
125
257
S.Ct.
L.Ed.2d
benefits,
required,
long
arewe
so
as the
(1993) (quoting
v.
Lehnhausen
Lake Shore
or
suspect
quasi-
classifications are not
Co.,
356, 364,
Parts
Auto
410 U.S.
93 S.Ct.
suspect
infringe
and do not
fundamental
(1973)).
1001,
Windsor her modulation the level of vigorously amici review; argue rationally that DOMA not rational pro basis related discussion goals. these Rational largely basis re- con has confined been to concur
181
minority
politically
is “a
or
think it
er the class
dissenting opinions.3 We
ring and
Immutability and
powerless.” Id.
lack
is some doctrinal
say
to
that there
is safe
necessary
political
strictly
not
power
in
are
instability
this area.
identify suspect
factors to
a
class. See Cle-
permutation
no
of rational
Fortunately,
burne,
10,
at 442 n.
A) History of Discrimination
B)
Ability
Relation to
easy
It is
to conclude that homosexuals
easy
Also
to
in
decide
this case is wheth-
history
have suffered a
of discrimination.
er
the class
“frequently
characteristic
amici
Windsor
several
labor to estab
bears
to ability
perform
[a] relation
to
or
history,
lish and document this
but we
Cleburne,
society.”
contribute to
473 U.S.
think
is
not much
Perhaps
debate.
440-41,
3249;
Frontiero,
at
105 S.Ct.
see
telling proof
the most
dis
animus and
(“[W]hat
S.Ct. 1764
against
crimination
in this
homosexuals
differentiates
from
non-suspect
sex
such
that,
is
country
many years
and in
statuses as intelligence
physical
disabili-
states,
many
homosexual conduct was
ty, and aligns it with the recognized sus-
criminal. These laws had the imprimatur
criteria,
pect
is that the sex characteristic
Bowers,
Supreme
Court. See
frequently
no
ability
bears
relation to
to
2841;
U.S. at
106 S.Ct.
see also Law
perform
society.”).
or contribute to
rence,
539 U.S. at
S.Ct.
Cleburne,
Supreme
Court ruled that
(noting that such laws
homo
“demean[ed
heightened scrutiny was inappropriate be-
sexuals’] existence [and]
their
controlled]
cause “those
are mentally
who
retarded
destiny”).
ability
have
reduced
cope
with and
argues
BLAG
discrimination
everyday
function
world.” 473 U.S.
against homosexuals differs
from
Cleburne,
“immutability.”
at
We conclude a ficiently keep private, to define that status and ensure that discernible characteristic minority sign v. no outward discloses the status a discrete class. See Rowland change Alienage illegitimacy actually physically class be unable or are sub must Pedersen, ject People change. defining See trait their class. mask the - F.Supp.2d at -, ("The WL *23 Su operations change can have their sex. preme Court has held resident aliens ordinarily citi- Aliens can become naturalized suspect despite ability the constitute a class illegitimate can zens. The status of children be Additionally, opt voluntarily. class out of the People changed. frequently can hide their illegitimate may subject to as be one's status customs, origin changing their national change strictly a and is therefore not immuta names, At their or their a associations.... characteristic.”) (internal citation omit ble then, minimum, Supreme willing Court is ted); Army, F.2d see Watkins v. U.S. also effectively trait immutable if to treat a as J., (Norris, (9th Cir.1989) concur difficulty, changing great it would involve ("It by 'immutability' ring) clear major change requiring physical or such [Supreme] never meant strict im Court has change identity."). a traumatic mutability that members of the sense Bowen, 602, 107 settings workplace, or or on See S.Ct. 3008. social person subway. ap- But when such political power, may Without minorities be plies Security benefits on the Social to protect unable themselves from discrim (for example), illegit- parent death majoritarian at the of. ination hands The imate status becomes manifest. char- political process. that homo We.conclude necessarily in order acteristic is revealed significantly sexuals -are still encumbered right. Similarly, a legal to exercise sexual respect. in this preference necessarily disclosed when question is not The whether homosexu- persons apply two sex for a same (as als achieved political have successes over they legally per- license are York), in New years; they clearly ques- mitted do when have. surviving of a spouse they tion strength is whether have spousal seeks the benefit deduction politically protect wrong- themselves from (as here). Windsor does ful discrimination. When the *15 Court ruled that sex-based classifications argues BLAG that classification based subject heightened scrutiny sexual orientation would be more were to in “amorphous” may 1973, than discrete. It be acknowledged the Court that women the category that exceeds the number of already major political had achieved victo- persons whose sexual orientation is out- Frontiero, 685, 411 ries. See U.S. at 93 wardly “obvious, immutable, or distin- S.Ct. 1764. The Nineteenth Amendment guishing,” thereby predictably and who had in been ratified and Title VII undergo surely discrimination. But that is already had employ- outlawed sex-based illegitimacy also true ori- and national ment. See 78 Stat. 253. The Court was gin. Again, what matters here is whether persuaded nevertheless that women still the characteristic invites discrimination political lacked in adequate power, part it when is manifest. “vastly they underrepre- because were
The class affected
Section 8 of
decisionmaking
sented
this Nation’s
composed entirely
DOMA is
persons
councils,” including
presidency,
the
the
the same
who
each
sex
have married
oth-
Court,
legislature.
and the
er.
persons
Such
constitute a subset of Frontiero,
at
n.
U.S.
93 S.Ct.
homosexuals;
larger category
but as
argument,
counsel for BLAG conceded at
parallels
There are
between
status
nothing
amorphous, capricious,
there
or
women
at
time of Frontiero and
tentative
their
about
sexual orientation.
today:
position
homosexuals
their
“has im-
Oral Arg. Tr. 12:11-14. Married same-sex
decades,”
markedly in
couples
proved
recent
but
Spyer
like Windsor and
are the
population
law,
they
pervasive,
most
although
visible
still “face
at
times
they
subtle,
are foremost in
reviewing
mind when
more
...
po-
discrimination
DOMA’sconstitutionality.
Frontiero,
litical arena.”
U.S.
685-
86,
We
conclude that sexual orien-
“under-repre-
whether homosexuals are
sufficiently
tation is a
distinguishing char-
in positions
power
authority
sented”
identify
acteristic
minority
the discrete
knowing
without
their number relative to
class
homosexuals.
population.
the heterosexual
But it is safe
D) Political Power
say
seemingly
small number
Finally,
acknowledged
so
we
homosexuals
situated
consider whether homosexu-
minority.
als are a politically powerless
hostility
attributable
either to
ex-
IV
hostility
keeps
them or to a
eludes
private which, for
preference
their sexual
—
To
intermediate
withstand
amounts to much
same
purposes,
our
be
scrutiny, a classification must
“substan
Moreover, the same considerations
thing.
important government
to an
tially related
degree
expected
suppress
some
Jeter,
can be
interest.” Clark
U.S.
activity
inhibiting
the kind of
[*] [*] [*] nition avoiding “the unknown marriage, protecting consequences of a *16 fisc, and sup of these four factors Analysis a foundational social novel redefinition of that our conclusion homosexuals ports Second, argues that institution.” BLAG subject height to that is compose encourage class to Congress enacted the statute that scrutiny. “responsible procreation.” argument, We further conclude At ened (rather BLAG’s counsel all but conceded is than sus quasi-suspect the class may for enacting these reasons DOMA weight the factors based on pect) scrutiny. Oral withstand intermediate recog classifications analogy and Tr. Arg. 16:24-17:6. suspect quasi-suspect. and While nized target sig have homosexuals been A) Maintaining Defini- “Uniform long-standing discrimination nificant and Marriage tion” of spheres, this mis private public Congressional Record Statements require not sufficient to ‘our treatment “is ” eligi- intent to enforce uniform express an v. exacting scrutiny.’ Trimble Gor most by marital insur- bility benefits don, 1459, 97 52 S.Ct. receive—or ing couples same-sex (1977) (quoting 31 Mathews L.Ed.2d across all lose—the same federal benefits Lucas, 427 96 49 U.S. S.Ct. However, the on unifor- emphasis states.5 (1976)). L.Ed.2d Congress and mity suspicious because next determine whether step The Supreme historically Court de- have laws, re- scrutiny state domestic relations survives intermediate ferred to DOMA of their variations. irrespective view. legislators couples different example, con- moved between states with certain were For See, e.g., policies marriage. administratively diffi- on same-sex cerned that it would be (2004) (Sen. Inhofe). Cong. changes as same-sex Rec. 15318 cult to deal with benefit uniformity un-
To the extent
there has ever been
rationale is further
rule in federal
“uniform” or “consistent”
dermined
inefficiencies that it creates.
it
concerning marriage,
is that mar
found,
law
a district court in
Circuit
As
virtually
riage
province
is “a
exclusive
simpler
was
more consistent —for
—and
Sosna,
419 U.S. at
the States.”
government
the federal
to ask whether a
553. As the
S.Ct.
couple
married
under the law of the
states,
of the
“the
at
time
emphasized,
domicile,
adding
state of
rather than
“an
Constitution, possessed
adoption
criterion, requiring
additional
full
the federal
subject
marriage
power over the
government
identify
and exclude all
delegated
Constitution
divorce....
[T]he
marital
from
unions
federal rec-
authority
no
to the Government of the
—
Pedersen,
ognition.”
F.Supp.2d at
subject marriage
United
on the
States
-,
*48;
Golin-
WL
see
Haddock,
divorce.” Haddock
ski,
(“The
F.Supp.2d
at 1001-02
pas-
575, 26
L.Ed.
sage
DOMA
undermined
actually
ad-
added),
(emphasis
overruled on oth
consistency
requiring
ministrative
grounds by
er
State
Williams v.
North
time,
federal government,
for the first
Carolina,
which state
discern
definitions of
(1942).
L.Ed. 279
DOMA was therefore
recognition
are entitled to federal
unprecedented
an
intrusion “into an area
not.”).
which are
regulation.”
traditional state
Massa
chusetts,
682 F.3d
13. This is a reason
unprece
Because
is an
DOMA
upon
to look
Section 3 of DOMA with a
of longstanding
dented breach
deference
eye.
precedent
...
cold
“The absence of
that singles
federalism
out same-sex
instructive;
is itself
of an
‘[discriminations
only
as the
inconsistency (among
especially suggest
unusual character
care many) in
requires
state law that
a federal
ful
consideration
determine whether
uniformity,
rule
achieve
the rationale
*17
they are obnoxious to the constitutional
premised
uniformity
is not an exceed
”
Evans,
provision.’
Romer
persuasive
ingly
justification for DOMA.
633, 116
(1996)
S.Ct.
187
C)
Preserving
a Traditional Under-
29
ardson,
91 S.Ct.
Marriage
standing of
omit-
(quotation marks
L.Ed.2d
ted).
observed, “ex-
court
As the district
justify
Congress undertook to
DOMA as
any arbitrarily
group
chosen
cluding
preserving
a
for
traditional mar
measure
government program
Cong.
an
riage
from
as
institution.
Rec.
individuals
lineage
But
of a legal
14951.
“[a]neient
Wind-
government resources.”
conserves
give
immunity
does not
concept
[a law]
sor,
(quotation
F.Supp.2d at
lacking
from attack for
a rational basis.”
marks).
Heller,
A
Washington at 18-23. DOMA D) Encouraging Responsible Procrea- pub- legislative intent to conserve scends tion lic resources. three
Finally, presents BLAG re reasons, is not these DOMA why advances the lated reasons DOMA For important gov substantially childrearing”: goals “responsible related to because procreation DOMA subsidizes protecting fisc. ernment interest only opposite-sex couples can procreate equal protection violates and is therefore “naturally”; biological DOMA subsidizes unconstitutional. (for
parenting more less the same rea- son); optimal and DOMA facilitates the V parenting arrangement of a mother Our straightforward legal analysis side- agree promotion pro- father. We steps point the fair same-sex important government creation can be an history unknown and tradition. But But objective. we do see how DOMA state) (federal or law is not concerned with substantially related to it. holy matrimony. Government deals with proffered All three rationales have the marriage aas civil status —however funda- they defect: are same cast incentives York mental —and New to ex- elected couples, for heterosexual incentives that tend status to same-sex A couples. not affect in any way. DOMA does may state enforce and couple’s dissolve a any provide does not DOMA incremental marriage, sanctify but it cannot or bless it. opposite-sex couples engage reason for that, pair go For must next door. “responsible procreation.”6 Incentives for opposite-sex couples marry pro CONCLUSION (or not) create were same after DOMA reasons, For the foregoing we AFFIRM as they enacted were before.7 Other grant of Windsor’s motion for sum- courts have likewise been unable to find mary judgment. even rational connection between encouragement DOMA and of responsible STRAUB, Judge, dissenting Circuit
procreation child-rearing. See Massa part and concurring part: chusetts, 682 F.3d at (underscoring 14-15 the “lack of demonstrated connection INTRODUCTION
between DOMA’s treatment same-sex Pedersen, lated 2012 WL ted); Windsor, of encouraging procreation. heterosexual ening the bonds couples and its DOMA is — important government therefore [*] marriage”) F.Supp.2d asserted and benefits to at *40-43. [*] F.Supp.2d not substantially goal (citations at — - —, [*] society strength interest 404-05; omit re- nized her wife’s death. For the reasons that New States, opinion of whether the State of dismiss I concur I part. respectfully York Windsor’s with those Court of appeal (1) dissent in part and concur decline deny taken Appeals parts BLAG’s motion to New York of majority certify the time of the United question recog- follow,
DOMA’s classification of I majority’s dissent from the hold- *19 spouses was not substantially related to an ing that DOMA is unconstitutional under important government interest. equal Accord- the Fifth protection Amendment’s ingly, we hold that Section 3 of DOMA guarantee.
6. argument withdrawing "[T]he drat suggesting the des- the To extent that BLAG is ignation 'marriage' couples of from same-sex Congress' might actually laws sexu- influence on promote strength could its own the orientation, or support al there is no evidence to stability opposite-sex of relationships marital (and farfetched). that claim it strikes us as any footing reality.” Perry lacks such in Brown, (9th Cir.2012). 671 F.3d institution of the traditional mar- unconstitu- mote holds DOMA majority The my Baker dictates decision. riage. tional, the law which formalizes a federal in federal of the understanding Furthermore, argued it is here we Presi- Congress, in the the context extant binding precedent this disregard to are the of Judiciary at time dency, the and rational traditionally applicable the ba- and and, say, I dare enactment DOMA’s instead, and, review now sis standard of history. If this our nation’s throughout suspect type a new classification create I it changed, believe understanding is be a in heightened scrutiny level of requiring to do people American so. is for the definition of mar- respect the federal Supreme The Court has never done riage. Forty ago, the United States Su- years so, reminding wary us to while be creat- es- presented with the preme Court any new classification itself ing such challenge we have here. sentially identical in I having any not created decades. be- law was The then DOMA-like Minnesota so in imprudent lieve it would be to do this highest court be- upheld in that state’s case. Eleven of our nation’s Cir- marry right it cause found have not an Appeals Courts utilized cuit a to sex was not fundamen- regard without scrutiny elevated form of as to sexual or- not thrust was right tal law’s recently, discrimination. Most ientation The irrational or invidious discrimination. to the the First Circuit went extreme held that the Supreme of Minnesota new, a creating increased level rational defining mar- applicable Minnesota statute analysis. appears to be This basis a a man and riage a union between case which Court is asked to first United States not violate the woman did more, majority the same or and the do appeal to the Upon their Constitution. scrutiny apply the first intermediate Court, plain- Supreme United States definition of invalidate the federal mar- jurisdictional squarely tiffs’ statement a man riage as between and woman. mar- claimed that Minnesota’s same-sex does The discrimination this case not pro- their riage prohibition equal violated suspect quasi-sus- recognized involve Court, Supreme The rights. tection It is squarely classification. about pect appeal for “want of a sub- dismissing the preservation of traditional institu- question,” obviously found stantial federal procreation tion its infirmity in that DOMA- no constitutional legitimate children. DOMA centers law. am to held like Minnesota I unable beyond mere go interests that moral state as it did had it concluded that the Minne- group. of an excluded DOMA’s disapproval a time sota was unconstitutional —at law to be reviewed on basis classification is accept required appel- it when was of whether has a rational relation The Court made challenge. late standard, Utilizing that I legitimate end. decision, and has never walked merits constitutional. conclude that DOMA is its away suggested it or from ever rational standard is most defer- The basis determination disposition elided merits to the ential determinations Con- It further procedural may conclusory on some basis. be are gress. Such disposition, that such a albeit in the fact- instructed us to be tried traditional rejects challenge public summary, presented process. policy choice oriented made jurisdictional in the and is bind- forth DOMA to be statement set *20 DOMA, And, Judiciary. as the ing Congress, lower courts. the federal for mar- Congress has set the boundaries recently O’Connor remind- as Justice with American soci- pro- riage keeping rational reasons exist to ed us that —all being the ety’s marriage riage. of a as It chose to let issue evolve historical view a This is not between a man and woman. The society. Congress within American Congress signaled the the its first time accomplished its task in manner which eligibili- of intentions in various definitions respect principle continues to the of feder- children, ty purposes to mar- federal as free alism. The states remain to define riage, and domestic relations. These have choose, they pursuant as to marriage at with laws the times conflicted state but And, our forty-one DOMA. of states con- always prevailed federal law has for feder- to as DOMA marriage tinue define does. purposes. al of totality The the is sufficient to foregoing of Congress
The had the benefit advice hold DOMA constitutional under the ra- Department from the of Justice that majority tional basis standard. Even the The Congress DOMA is constitutional. opinion, ultimately holding while DOMA codify always decided to what had been higher of unconstitutional under a level implicit history in federal law. The of appears scrutiny, to imply DOMA legislation respect federal of the mean- passes (Maj. rational basis atOp. review. ing marriage spouse was never even 180.) suggested mean other than anything to the My final observation relates to At- the
lawful union of one man and one woman torney General’s current position. His as- for all purposes. federal The nation’s tra- sertion sexual suspect orientation is a ditional understanding was memorialized classification and that fails pass DOMA to Congress DOMA. explicitly sought to minted, scrutiny strict recognize purposes recently for federal is and is signifi- understanding cance of our historical an contrary body established cases value, joining biological mainstream contrary. Attorney po- General’s component the marriage relationship unprecedented sition is its departure legal responsibility rearing the off- Department long- from the of Justice’s spring Congress of that union. The refer- standing policy defending federal stat- sanction, enced its intention to for federal disagrees utes even if the President aas society’s purposes, approve desire to the matter of policy. man and union long woman term as the bottom, At the issue here
ideal beget which to rear and children. level purposes, for federal Indeed, high state courts—as in New legitimate not other interests. The Con- legislature’s York—have credited their ra- gress President formalized in promote tional decisions to the welfare of DOMA, opposite-sex marriage purposes, children via for federal laws. basic hu- Further, articulated, Congress has as an- man condition of a man joining DOMA, other legitimate reason for long-term relationship woman in a and the the federal fisc as well as America’s de- only inherently capable one which is right equitable sired definition mar- generation humanity. another producing riage, government but rather the federal understanding Whether that is to continue codify entitled to a single definition of is for American people decide via historically understood. their in electing Congress choices Judiciary the President. It is not for the The Congress was uniform and consis- And, to search for new tent. chose standards which not to rush ahead with negate expression redefinition a time all a rational when the states nation utilized the traditional definition of mar- via Congress. *21 agencies and of the trative bureaus
DISCUSSION States, “marriage” the word United Impact Origin of DOMA and The 1. only legal union between one means response in 1996 in DOMA was enacted and one husband man and woman to the exclusion possible end to the only “spouse” refers wife and the word marriage in civil from couples same-sex sex is a person opposite to a who Lewin, 74 Haw. In Hawaii. Baehr husband or wife. (1993), the Hawaii P.2d § provision 7. This articulates 1 U.S.C. couples denying same-sex held that Congressional recognition, pur- federal justified be under marry to must right the union a man marriage poses, further remanded for scrutiny, and strict a woman. and with this determi- consistent proceedings Judiciary The House Committee’s nation.1 House indicates that several Report The (the Report”) “House Report DOMA pass to Congress led DOMA. motivations of an “orchestrat- part Baehr as described “governmental It four interests identifies tradi- being waged against legal assault ed (1) defending legislation: this advanced marriage.” See tional heterosexual traditional, nurturing the institution and (1996), 104-664, re- at 2-3 H.R.Rep. No. (2) marriage; defending tra- heterosexual 2905, 2906- U.S.C.C.A.N. printed (3) morality; protecting notions of ditional (“House “H. Rep.”). or Report” sovereignty self-gov- democratic state and ernance; key provisions. preserving govern- Section and scarce DOMA has two section, 12-18.) (H. states: at Rep. ment resources.” the choice-of-law justifies as a Report also DOMA House State, possession of the territory, or No responsible “encourag[e] pro- to means tribe, be States, Indian shall or United child-rearing,” Rep. H. creation act, any public to give effect required way Congress’s “moral and as a reflect record, any oth- judicial proceeding or homosexuality, a moral disapproval State, territory, possession, or tribe er heterosexuality better com- conviction relationship per- respecting a between (especially Judeo- ports with traditional as a sex that is treated sons of the same Christian) (H. 16.) Rep. morality.” laws other of such under tribe, State, or a territory, possession, or range of federal laws Given broad arising from such relation- right or claim relevant, conse- marital status is which ship. In far-reaching. of DOMA are quences § ex- provision This U.S.C. 1738C. preventing surviving same- addition a sit- prevent desire presses Congress’s inheriting like from spouse sex Windsor forced to where one state would be uation tax, from an money property or free estate marriages performed recognize same-sex couples prevents same-sex married DOMA in a different state. recognized joint lessening filing tax burdens from 1(a)- section of the definitional returns, § Section tax see 26 U.S.C. DOMA, provides: (c); surviving spouse of a prevents the collecting Act from Social determining meaning benefits, see, e.g., Security survivor any ruling, regulation, Congress, or of 402; prevents § federal em- interpretation of the various adminis- U.S.C. marriage. legislative prohibition of same-sex law in marriage never Same-sex became Const, I, But, Baehr, because, § 23. did not Haw. art. following the Hawaii See Hawaii until after DOMA was enacted. for the occur allow Constitution was amended *22 ” law,’ health the
ployees
sharing
governing
“[a]n
from
their
insur-
and
issue of fact
‘genuine’
medical
is
if ‘the
is
ance and certain other
benefits
such that
evidence
jury
spouses..
with same-sex
As
result of
reasonable
could return
verdict for
”
DOMA,
couples
nonmoving party.’
are de-
the
Holtz v.
married
Rockefel
(2d Cir.2001)
other,
Co.,
prived many
ler
rights,
of
lesser-known
&
258 F.3d
Inc.,
benefits,
privileges including,
(quoting
Liberty Lobby,
and
inter
Anderson v.
alia,
relating
prop-
benefits
to intellectual
)
.
(1986)
benefits;
benefits;
erty; housing
veteran’s
L.Ed.2d 202
(same-sex
immigration
spous-
entitlements
being
dispute
There
no
as to the materi-
only legally
spouses
es are the
married
of
matter,
find,
al facts in this
I
as a matter
deporta-
American citizens who can face
law,
that DOMA is constitutional.
tion);
employment
private
the
benefits
(including
sector
sick
to care
leave
for
III. The Precedential Effect of
Baker
Family
under
spouse
one’s
and Medi-
Nelson
Act);
cal
protections relating
Leave
and
majority
concludes
Windsor’s
domestic
partner
and intimate
crimes and
claim
Supreme
is not foreclosed
family violence.
summary
Court’s
dismissal
Baker v.
sum,
codifies,
In
purposes
DOMA
of Nelson,
statutes, regulations,
and rulings,
(1972).
Baker,
L.Ed.2d 65
a same-sex
understanding
marriage
“only
as
couple seeking
right
marry
chal-
legal union between
man and
one
one
lenged a Minnesota law that limited mar-
wife,”
woman as husband and
see 1 U.S.C.
riage
opposite-sex couples
on the
7,§
and it reserves to each state the abili- grounds
it
process
violated due
ty to retain that
policy
definition as its
if
equal protection,
unconstitutionally
it
chooses,
it,
the state so
alter
or to
as it
discriminated
of sex.
basis
Baker
§
sees fit. See 28 U.S.C.
1738C. In en-
Nelson,
291 Minn.
Whatever factual differences exist be Supreme Court. The relevant facts of this tween the challenge to the Minnesota law case substantially are similar to those of presented in Baker and chal Windsor’s Baker, which necessarily decided lenge DOMA, they are too attenuated to state defining law marriage as a union remove the instant case from scope of between a man and woman does not vio- Baker’s precedential effect. Although the late the Equal Protection Clause. Baker facts in this case are not identical to those is the last word from the Supreme Court Baker, “precedential value of a dis regarding the constitutionality of a state missal for want of a substantial federal limiting marriage law opposite-sex cou- question beyond extends the facts of the ples Equal under the Protection Clause particular case to all similar cases.” binding Court, thus remains on this Court, Wright Cnty. v. Lane Dist. 647 F.2d given equal that the protection (9th component Cir.1981); see League also of the Fifth Amendment is identical to and Women Voters Nassau Cnty. v. Nassau coextensive with the Fourteenth Amend- Cnty. Bd. Supervisors, 155, 164 737 F.2d guarantee. ment (2d Cir.1984) (the court’s “responsibility in gauging summary disposition’s] [a authori Since Baker holds that may states use ty ... is to mark out the ‘reach and con the traditional definition of marriage for tent’ of prior disposition”). purposes state without violating equal pro-
The couple same-sex argued tection, Baker it necessarily follows that Con- that Minnesota’s exclusion of gress same-sex may define marriage the way same couples from the institution of civil mar- purposes federal without violating riage Equal violated the Protection equal protection. Clause See Equal Citizens for because it was discrimination (8th not rational- Bruning, Prot. v. 455 F.3d ly Cir.2006) related any legitimate (“In governmental nearly one hundred and interest. Forty years may passed, have fifty years since the Fourteenth Amend- but Windsor makes the today same claim adopted, ment was to our knowledge no (based on, alia, inter similar arguments Supreme Justice of the suggest- regarding the over-and under-inclusive- ed that a state statute or constitutional ness of the limitation on provision codifying the traditional defini- right rationale). vis-á-vis the procreation tion of marriage Equal violates the Protec- Whatever differences exist between Wind- tion Clause or provision other of legislation curtailing Supreme jurisdiction change does not this rule.” 16B appellate jurisdiction Miller, Court’s change al., did Wright Charles Alan & Arthur R. et precedential import summary disposi- (2d § Federal Practice & Procedure ed.2012). tions. [mandatory] appeal "Abolition of the Constitution.”); the is- close resemblance between McConnell States United (8th Cir.1976) in Baker presented sue and the claim ad- Nooner, 547 F.2d (Baker by scope vanced means that the Windsor curiam) adjudi an “constitutes (per question Baker raised controls binding the merits which cation on foreclosing appeal, Windsor’s claim. courts”); Adams v. How the lower is, validity That cases involve the both (C.D.Cal. erton, F.Supp. deprivation marriage couples’ same-sex 1980) controlling in case (finding Baker already presented rights, a to and question appealed denial spouse same-sex where adjudicated on the merits “im INS to be classified as with petition addition, if, held, Court. Baker de- relative”), aff'd, 678 F.2d mediate nying couples marry right same-sex (9th Cir.1982) (acknowledging n. 2 equal protection, does not it follows violate Baker); nature of Wilson precedential denying couples subset *25 (M.D.Fla. Ake, 1298, F.Supp.2d 1305 354 (i.e., rights the associated rights) 2005) (Baker “binding precedent” is with with is also constitutional. This requiring effect” dismissal of “dispositive inescapable. conclusion sake of For the DOMA). challenge to equal protection completeness, in the that there is event any doubt that Baker forecloses holding of the Baker Windsor’s The correctness claim, I proceed now consider the mer- the squarely Supreme before placed its. jurisdictional that state- case’s Court summary The Court’s dismissal ment. Equal Principles IV. Protection question is
want of a substantial federal
Analysis
controlling precedent,
a
unless
therefore
“The
Process
the Fifth
Due
Clause of
re-examined by
Supreme
until
the
every person
Amendment assures
the
Hicks,
343-45,
U.S.
Court.
laws,
equal protection of the
‘which is es
acknowledges
“The Court neither
2281.
sentially
that
persons
a direction
all
simi
that
nor holds
other courts should ever
”
larly
be
alike.’
situated should
treated
have,
that its
recent
conclude
more
cases
States,
628,
Able v. United
155 F.3d
an earlier
by implication,
prece-
overruled
(2d Cir.1998)
v.
(quoting City Cleburne
Rather,
should
dent.
lower courts
follow
Ctr.,
Inc.,
Living
Cleburne
U.S.
controls, leaving to
directly
the case which
(1985)).
439, 105
3249, 87
S.Ct.
L.Ed.2d 313
overruling
its
prerogative
this Court
Felton,
Agostini
decisions.”
subject
own
of unequal
When the
treatment
historically
S.Ct.
138 L.Ed.2d
a class
has
U.S.
is member of
that
(1997).3
discrimination,
object
gov-
been the
Although
questions may
nated
In
we have
that
on the basis
sexual orientation.
noted
Lawrence,
being
subsequent
stop
Supreme
expressly
when
stated
“insubstantial'’
Court
indicate,
developments
doctrinal
so
Port Auth.
present
case
...
does not involve
”[t]he
Bondholders,
a rational
either strict or intermedi-
“Only by faithful (under review, rational basis vir- purposes judicial re- in] ing principle [restraint tually any goal not forbidden the Con- preserve possible is it legislation view of stitution), may still be constitution- the law inde- rightful branch its legislative to the attitudes,” ally “negative valid. While ability function.” and its pendence “may accompa- often “fear” or other biases Commc’ns, 508 U.S. at Beach (and therefore unconstitution- ny irrational omitted). (internal quotation S.Ct. al) discrimination, presence their alone does not a constitutional violation make.” govern- legitimate a conceivable Having Garrett, Bd. Trs. Univ. Ala. v. alone, is, not sufficient mental interest 356, 367, L.Ed.2d rational review. To survive rational basis (2001). review, a ra- a law must also have basis legiti- to the asserted relationship
tional
any single valid rationale is suf-
Because
assessing
governmental interest.
mate
DOMA’s
support
ficient to
constitutionali-
relationship,
of a rational
ty,
analyze only many possible
the existence
I
inter-
knowledge
guided by the
necessary
courts should be
ests as
to sustain the law. See
Inc.,
Commc’ns,
review is “the most
rational basis
F.C.C. Beach
judicial
form of
scruti-
As (“We (Ky.Ct.App.1973) inter- do not legitimate governmental conceivable est, rationally [marriage] related to DOMA is not consider the refusal to issue or interest, un- the statute be will persons such of the same [to sex] license rational basis review. under constitutional Marriage In & punishment.”); re J.B. H.B., (Tex.Ct.App. S.W.3d and Chil- Responsible Procreation A. 2010) limiting (rejecting argument drearing by Biological Parents marriage opposite-sex and divorce to cou only by ani ples “explicable class-based DOMA, Congress sought enacting mus”). Texas, See also Lawrence v. recognize, purposes, for federal explicitly 558, 585, 123 156 L.Ed.2d marital U.S. component of the biological (2003) (“Unlike disapproval moral legal responsibility and the relationship Nu- offspring of such a union. rearing the of same-sex relations —the asserted state high accepted courts have merous state interest in this case—other reasons exist excluding same- this as a rational basis promote marriage the institution be legally recognized same- couples, even sex yond disapproval mere moral of an exclud institution of civil parents, from the sex (O’Connor, J., group.”) concurring). ed govern- DOMA advances the marriage. in recognizing The interest the connec- connecting marriage mental interest marriage childrearing tions between certain biological procreation by excluding parents can be broken biological down simply by procreate who cannot couples First, components. into several DOMA being sexual from joinder of their different expresses Congressional recognition marital status. the federal benefits of begetting rearing of new “responsible review, rational courts must Under basis generations importance is of fundamental for re and credit all rationales consider (Amicus society.” Br. to civil of States of oppo stricting federal benefits 25.) Indiana, et al. at Because the state not evince uncon couples site-sex that do children, has an interest the state is courts animus. Numerous have stitutional preventing thus also interested in “irre- couples recognized denying phenomenon im- sponsible procreation,” right marriage rights federal even exclusively plicated by heterosexuals. in reasons marry grounded at all can be (BLAG 49.) legiti- Br. at Because of these than animus. See Massachusetts other interests, reserving mate Servs., Human Dep’t. Health and rights opposite-sex couples “protects] (“Massachu (1st Cir.2012) F.3d society,” Amicus Br. of States of civil ”) (“we rely upon do not setts HHS Indiana, al. at without the et because charge that hidden but dominant DOMA’s cou- marriage, opposite-sex inducement of homosexuality”); hostility to purpose was *29 accidentally procreate, giving ples would (Bankr. Kandu, 123, B.R. 147-48 In re 315 unhealthy rise to unstable and families. W.D.Wash.2004) that can (noting DOMA important Marriage plays thus role by legitimate governmental explained be “channeling opposite-sex] sexual desires” Court, interests); Superior v. Standhardt which, marriage, in the absence of would (Ariz.Ct. 451, 276, Ariz. P.3d 465 206 77 relationships, in unstable which have (“Arizona’s result of same- App.2003) prohibition chil- documented to be harmful to been legislative marriages proper furthers sex (Amicus Indiana, Br. of States of et dren. simply to make end and was not enacted 26.) everyone al. at couples unequal same-sex
200 BLAG, “[mjarriage at- or It could temporary.
As casual find that stated tempts permanence and stabil- promote important marriage an function of is to vitally the wel- ity, important which are stability permanence more and create marriage.” children of the fare of the cause relationships children to 48-49.) (BLAG is, marriage That Br. at It choose be born. thus could to offer instability works to combat risk of form marriage an inducement —in the inherently which is characteristic of pro- its opposite- and attendant benefits—to but ab- opposite-sex relationships, creative solemn, couples long- sex who make relationships. sent from same-sex See commitment each other. term The Indiana, Br. States of et al. at Amicus could that this Legislature find rationale (“civil marriage 24 recognition arises from marriage apply with compa- for does not encourage biological parents need couples. force to rable same-sex These to remain for together the sake their can couples parents adoption, become children”).5 DOMA this inter- advances by artificial or insemination or other est, only provide state that the needs to marvels, technological they but do not in the opposite-sex couples incentives to parents result of become as a accident marriage, opposite- form only because impulse. or The Legislature could find unintended, unplanned, couples sex have relationships peo- that unstable between couples, by unwanted children. Same-sex ple opposite present greater sex contrast, reproduce only “deliberately danger that be children will born into or choosing by devoting to do so and seri- grow up in unstable homes than is the attention, time, ous and re- investment couples, with case same-sex and thus (Amicus Br. sources.” of States of stability in promoting opposite-sex 35.) Indiana, et al. relationships help will children more. accepted Numerous courts have ra- Robles, excluding 338, tionale as a basis for v. Hernandez 7 N.Y.3d 821 couples (2006) marriage. 770, 1, from civil The New 7 (plu N.Y.S.2d 855 N.E.2d instance, Appeals, York Court of deter- Andersen, rality opinion). See also 138 mined that (Johnson, J., at 1002 concurring); P.3d Sadler, Legislature could ... N.E.2d [het- find Morrison 821 24-25 relationships too (Ind.Ct.App.2005).
erosexual] are all often King Cnty., 5. See also Andersen v. tional basis. Such over- or under-inclusive (2006) Wash.2d 138 P.3d 982-83 finding does ness not defeat a rational ba ("[A]s Skinner, Loving, [v. Re- Harris, Zablocki sis."); N.J.Super. Lewis v. dhail, L.Ed.2d (Parril (N.J.App.Div.2005) A.2d indicate, marriage traditionally ] J.A.D., lo, (“[A] concurring) core feature of procreation linked to survival hu- marriage binary, opposite-sex is its na couples only man race. Heterosexual are the binary marriage [T]he ture .... idea of arose couples produce biological offspring who can sexes."); precisely because are two there couple. opposite- And the link between Health, Goodridge Dep’t Pub. Mass. procreation sex is not defeated (2003) (Sos 798 N.E.2d 979 n. by the opposite-sex fact that law allows J., man, (”[T]he dissenting) justifying reasons marriage regardless couple's willingness of a inextricably the civil laws are linked ability procreate. The facts that all to the fact that human intercourse sexual be opposite-sex couples do not have children frequently a man and a tween woman results single-sex couples raise children and *30 pregnancy and ... in childbirth that fact lies party have children with third assistance or why society at the core of fashioned the insti through adoption limiting do not mean that marriage place.”). tution in the first marriage opposite-sex couples to lacks ra- rights opposite-sex to marriage federal recogniz- in the interest furthers DOMA pro- couples. and the link between ing by the Ma- noted for the reasons creation might well have enacted Congress of Appeals:
ryland history consulting after “the entire DOMA most an environment [Safeguarding regarding “problems” of civilization” and propagation the stable conducive no institution to that arise when there is is a le- the human race continuance biological to remain to- encourage parents interest. government gitimate (Amicus Indiana, Br. of States gether. there exists remains whether question 35.) This, too, accepted has been et al. at an link interest between sufficient excluding for same-sex as a rational reason pro- for environment fostering stable same- (including legally recognized couples means at hand used creation and the See, marriages. parents) from civil sex i.e., implicit an restric- goal, further that Hernandez, N.Y.S.2d e.g., wish to avail them- on those who tion (“Plaintiffs (plurality opinion) N.E.2d marriage. selves State-sanctioned have demon- they to assume that seem exist a there does conclude We irrationality of the view strated link____ This “inextricable sufficient advantages offer opposite-sex marriages procreation and link” between by showing there is no scientific children the definition reasonably support could assuming it. no support evidence to Even a man and a marriage as between exists, reasoning this such evidence relation- only, it is that woman because scien- In the absence conclusive flawed. biologi- producing ship capable that is evidence, ration- Legislature tific could (advances of both members offspring cal premise the commonsense ally proceed on notwith- technologies reproductive that children will do best with mother standing). home.”).6 agree in the I with and father Deane, 401 Md. 932 A.2d Conaway v. offered Wind- BLAG that the evidence (2007) (internal citations omit- 630-31 organizations and professional sor and the ted). amici who advocate for affir- child welfare procreation component of Another Congress’s not make “common mance does restricting childrearing rationale for and children a regarding the needs of sense” marriage is rights opposite-sex interest under ra- governmental forbidden to have children Congressional desire 55.) (BLAG Br. at tional basis review. only biological in families with raised hereafter in the context of As noted fathers, cou- and which same-sex mothers uniformity, in which DOMA Thus, the manner con- provide. cannot BLAG ples inter- legitimate governmental furthers the special encour- “offer[s] tends that DOMA childrearing, responsible procrea- that result ests relationships agement tion, biological parentage respects jointly raising their mothers and fathers may still children,” of federalism. States principles an interest which biological regard- arrive at individual determinations cou- “simply apply does not 54.) (BLAG may marry, ing may accom- who Br. at DOMA ples.” func- nothing change this by limiting DOMA does encouragement plishes Workers, Association, Psychologi- New State cial York Psychological Amici American Pediatrics, argue that no such credible Academy cal Association American American Association, Psychoana- Amicus Br. of Ameri- evidence exists. See Psychiatric American Association, Association, Psychological et al. at 15-23. can of So- lytic National Association *31 other,” Br. at Historians Amicus DOMA from one system.7 tioning of our federal promulgation that the of a federal are and couples who certain simply excludes “injects the federal marriage eligibility from definition under state law married benefits, into domestic relations law privileges, government rights, certain federal the lawful delegitimize and works to both obligations. and cou- marriages of thousands of same-sex of married same-sex DOMA’s exclusion ... judgments considered ples and the rational review basis couples, under marriages, sanction same-sex [s]tates match, ends need not see means and where powers.” intruding] ... on core state Heller, at (States York, Vermont, and of New Con- interest sufficiently related to the federal 14.) Br. at necticut Amicus marital the link between the recognizing relations, in subject of off- The domestic rearing of its relationship and marriage, province has cluding been spring. Elk Sch. the states. See Grove Unified Quo Maintaining the B. Status Newdow, S.Ct. Dist. Uniformity (“Long ago L.Ed.2d we subject whole ‘[t]he observed rationally BLAG contends that DOMA is wife, and domestic relations husband governmental “in- legitimate related to the child, belongs the laws of the parent and eligibility in uniform for federal terest and not to the laws of the United States (BLAG 39.) Br. at marital benefits.” Burrus, ”) (quoting In re States.’ “long history Congress, argued, it is (1890)). 586, 593, 10 850, L.Ed. 500 marriage enacting federal definitions of this, does change But DOMA does not incorporate state defini- simply that do not con nothing strip the status states inevitably tions and will conflict with some Instead, marry. couples they fer on 42-43.) (Id. them.” A uniform fed- benefits, rights, DOMA limits the federal marriage eral definition of “ensures marriage privileges, responsibilities similarly-situated couples will have the to a of those deemed married under subset regardless same benefits of which state state law. (Id. 39^40.) they happen to live in.” expressed skepticism
The District Court government That the federal often de- end, regarding legitimacy of this but regarding fers state determinations rejected justification be- principally it to do so. obligate does not cause the states’ upon may perfectly “intrude[s] DOMA a state be disinterest- While regulating couple business of domestic relations.” into the prying ed reasons (JA-1007-09.) marries, government and various amici the federal remains Windsor argue government deeply properly federal concerned with the [has “[t]he reason(s) why couple See Massa- always] accepted states’ determinations weds. (“Con- HHS, validly who married —no matter how chusetts v. 682 F.3d at surely validity diverged gress far states’ criteria for has an interest who counts holding majority's applied pursuant that DOMA's defini- as to the states to the Four- is, therefore, yard- tion of as between a man and a teenth Amendment will be stick which to hold unconstitutional woman is unconstitutional doubtless Indeed, forty-one forty-one an affir- used to invalidate the laws in those law in the states. given majority’s to be the fact that mance Court of the states. Such has so likely forty- equal protection analysis by majority would the laws of the view doom couples purposes pursuant one states which exclude same-sex in this case for marriage. the Fifth Amendment is the same as that to be from civil *32 any marriage they like but refuses to programs married. The statutes legal residency immigrants it be- regimes grant are federal governs that section 3 only married to secure the benefits lieves security, the Internal Reve- as social such marriage. feder- medical insurance for nue Code and workers; structure and their benefit al by general, DOMA alters the but no married to deciding who is
requires unyielding, of the practice means federal whom.”). accepting marriages recog- government However, by law. time marry for nized state example, people when For acted, Congress recognized only all states immigration purposes, govern- the federal opposite-sex marriages, and the fact that marriage may validly ment deem “fraudulent,” Congress quo chose to maintain that status though it remains valid even 1325(c) new, evolving in response § to this social under state law. See 8 U.S.C. legislative not its in- issue does invalidate enters into (“Any knowingly individual who that, DOMA, may prior terest. It be evading any marriage purpose for the marriage “definition” of was federal immigration laws shall be provision advancing targeted goal limited to of a years, than 5 or imprisoned for more blanket, program, not a particular $250,000, both.”); than or fined not more policy imposed undifferentiated choice 1255(e). 1154(a)(2)(A), §§ Courts U.S.C. by statuses created states. See Massa- See, e.g., recognized principle. have HHS, at 12. chusetts v. 682 F.3d But this (1st 19, 21 Taing Napolitano, 567 F.3d fact does not render the asserted interest Cir.2009) a “spouse” remained (plaintiff uniformity illegitimate lacking or so relative” under the Immi- and “immediate “footing subject in the realities of the ad- Act, even if her gration and Naturalization legislation” dressed as to fail ration- marriage actually ceased under state law Heller, al basis review. 509 U.S. at spouse); of her Adams v. upon the death S.Ct. (9th Howerton, 1036, 1040-41 673 F.2d
Cir.1982) (even
same-sex
valid
Section 3 DOMA was enacted as
law does not count as a mar-
under state
regarding marriage equality
debate
was
immigration law
riage
pur-
for federal
time,
just beginning
the states. At that
States, 344 U.S.
poses); Lutwak v. United
actually permitted
no state had
same-sex
604, 610-11,
tional
quo) legitimate, the means em-
1996 status
protections under
are afforded additional
goal
ployed
appear appro-
to advance this
judicial characterization
uniformity (including in the
pursuit
understanding marriage.
torical
preserving
quo)
the status
are
form
creates
contends that DOMA
Windsor
under rational
support
sufficient to
DOMA
two
complexity and establishes
tiers
review, I choose not to discuss the
basis
permit
in states that
couples
married
rationales.
Beach
other
asserted
marriage.
question
But the
same-sex
Commc’ns,
209
er,
1,
us is
context that, respect unique conclude impru- it would be institution rule under which to announce a new
dent Abigail HUGHES, Defendant- subject heightened orientation is sexual Appellant.
scrutiny. Docket No. 10-5248-cv. Appeals,
CONCLUSION United States Court of Second Circuit. reasons, I would hold foregoing For the Baker, legislative distinction per Argued: Jan. rational basis drawn DOMA satisfies 24, 2012. Decided: Oct. is therefore constitutional. review and marriage, connections between Whether offspring recog-
procreation, biological uniformity it im-
nized DOMA and the are to continue is not for the courts
poses decide, but rather an issue for the repre- people
American and their elected through the democratic
sentatives to settle should not intervene
process. Courts political there is a robust debate
where well, doing poisons political
because so anti-majoritarian
imposing a destructive ruling vigorous
constitutional on a debate. should not entertain claims like
Courts here, as we can intervene
those advanced only
in this robust debate to cut short. respectfully majority
I dissent from the
opinion to the extent it holds otherwise. committee); Cong. Congress, provide types died in S. 111th efforts various (2009) (no (2009); Cong. part-
federal benefits for same-sex domestic H.R. 111th insurance, being life action on either version after ners—such as health insur- taken S.1910, ance, committees); reported pensions, employment-related out of 112th and other *40 introduced, (2011) committee); routinely Cong. (reported if unsuc- out of benefits—are (remains See, Cong. e.g., Cong. S. 110th H.R. 112th cessful. committee). (2007); (2007) (bills Cong. H.R. 110th
