234 Conn. 513 | Conn. | 1995
The dispositive issue in this appeal and cross appeal is whether the defendant board of selectmen (board)
The trial court, Foley, J., found the following relevant facts. In 1990, discussions began for the construction of a new middle school in Windham. On March 1, 1994, a town meeting was held to consider the appropriation of $24,500,000 for the design and construction of a new middle school to be located on Quarry Street
On March 28,1994, 702 individuals qualified to vote in Windham presented a petition to the board pursuant to General Statutes §§ 7-1,
After the board’s decision to reject the March 28 referendum petition, the plaintiffs brought this action against the defendants seeking: “(1) a writ of mandamus ordering that the defendant-selectmen, forthwith set the time and place of a special referendum to rescind the action on the ballot question: ‘Shall the Town of Windham appropriate $24,500,000.00 for the design and construction of a middle school to be located on Town-owned land on Quarry Street in Willimantic and authorize the issue of bonds and notes in the same amount to defray said appropriation?’ of March 15, 1994; alternatively (2) a writ of mandamus ordering that the defendant-selectmen, forthwith call a special town meeting to reconsider the petition submitted to rescind the action on the ballot question: ‘Shall the Town of Windham appropriate $24,500,000.00 for the design and construction of a middle school to be located on Town-owned land on Quarry Street in Willimantic and authorize the issue of bonds and notes in the same amount to defray said appropriation?’ of March 15, 1994, and to reconsider and vote on said petition by the legislative body. The plaintiffs further claim (3) an injunction to stop the construction and continued expenditure of funds for the proposed Windham Middle School . . . .”
On the merits, the trial court focused on the defendants’ contention that the board was not required to submit the March 28 petition to a town meeting because such a petition did not fall within one of the four enumerated categories in Section XI-3 of the town charter, which delineates the circumstances requiring a
In considering whether to issue a writ of mandamus, the trial court examined whether the plaintiffs’ petitions to the board were proper. It concluded that they were not for a proper purpose because there was no provision in either petition for the protection of the architects who had contracted with Windham to construct the new school. Thus, the court concluded: “Accordingly, based upon the facts of this case where a referendum has occurred allowing for the expenditure of public funds, and where an attempt is made to subsequently rescind the prior vote, this court holds that it is proper for the selectmen to reject a proposed initiative that fails to protect persons who have acted upon the faith of the [prior] vote and fails to provide for payment of legal obligations of the [municipality] arising from contracts already made and entered into by the [municipality] prior to such rescission.” (Internal quotation marks omitted.) Accordingly, the trial court denied the plaintiffs’ request for writs of mandamus.
Thereafter, the defendants appealed and the plaintiffs cross appealed to the Appellate Court. We transferred the appeal and the cross appeal to this court pursuant to Practice Book § 4023 and General Statutes § 51-199 (c).
On appeal, the defendants, although agreeing with the trial court’s denial of the plaintiffs’ claims for relief, claim that the trial court incorrectly decided that: (1)
I
Before reaching the merits of the case, we must address the jurisdictional issues presented by this appeal. “A possible absence of subject matter jurisdiction must.be addressed and decided whenever the issue is raised.” Sadloski v. Manchester, 228 Conn. 79, 84, 634 A.2d 888 (1993).
A
We first determine whether this court has jurisdiction to hear the defendants’ appeal from the trial court. “It is settled law that the right to appeal is purely statutory and is allowed only if the conditions fixed by statute are met. Zachs v. Public Utilities Commission, 171 Conn. 387, 394, 370 A.2d 984 [1976]; Prevedini v. Mobil Oil Corporation, 164 Conn. 287, 293, 320 A.2d 797 [1973]. In re Juvenile Appeal (Anonymous), 181 Conn. 292, 293, 435 A.2d 345 (1980). Local 1303 & Local 1378 v. FOIC, 191 Conn. 173, 175, 463 A.2d 613 (1983). ... In all civil actions a requisite element of appealability is that the party claiming error be aggrieved by the decision of the trial court. . . .
Because the defendants prevailed at trial, and they have not otherwise indicated how their interests were affected by the decision,
Because the plaintiffs were denied their requested relief and were therefore “injured” by the trial court’s decision, the plaintiffs were aggrieved by the decision of the trial court if the injury was to a “specific, personal and legal interest in the subject matter” of the trial court’s decision. Thus, if the plaintiffs possessed such an interest, they have standing to bring their cross appeal in this court, and we have jurisdiction to determine the issues raised in that cross appeal. See Practice Book § 4005.
We next determine whether the plaintiffs possessed such an interest, in the context of considering whether they originally had standing to bring suit against the board.
To establish standing, the party bringing suit must allege aggrievement caused by the actions of an entity of the municipality. Double I Ltd. Partnership v. Glastonbury, 14 Conn. App. 77, 79-80, 540 A.2d 81,
We agree with the trial court that both Rood and Edelman satisfied the requirements of voter standing because, as registered voters in Windham, they were qualified to vote at both the proposed petition referendum and the proposed special town meeting. This right to vote was their legal interest in the present controversy. They were deprived of the opportunity to vote by the board. Therefore, they were aggrieved because if the board had been required to grant either petition and had called a special town meeting, Rood and Edelman would have been able to exercise their right to vote. Quoka v. Drapko, Superior Court, judicial district of Ansonia-Milford, Docket No. 0036714S (November 25, 1992) (taxpayer had standing to bring mandamus action because he was qualified to vote under provisions of General Statutes § 7-6 at special town meeting); see Clark v. Gibbs, 184 Conn. 410, 439 A.2d 1060 (1981).
Furthermore, the association satisfied the requirements of standing in its representative capacity because it meets the three conditions of standing for associations: (1) its members would otherwise have standing to sue in their own right; (2) the interests the association seeks to protect are germane to its purpose; and (3) neither the claim asserted nor the relief requested
Having concluded that the plaintiffs had a “specific, personal and legal interest in the subject matter of the decision,” we further conclude that that interest was injured by the trial court’s denial of their requested relief. Consequently, the plaintiffs were aggrieved by the decision of the trial court and have standing to appeal that court’s decision to this court. As a result, we have jurisdiction to hear the plaintiffs’ cross appeal.
II
We next consider the plaintiffs’ claim on cross appeal: that the trial court improperly denied their requests for writs of mandamus and injunctive relief on the basis that they had failed to present the petitions for a
“It is settled law that as a creation of the state, a municipality has no inherent powers of its own. City
The Home Rule Act (act) is the relevant statutory authority. Under the act, municipalities have the power to adopt a charter to serve as the organic law of that municipality.
The act requires charters to conform to certain standards. General Statutes § 7-193. Of particular relevance in this case are the provisions listing the various forms of legislative bodies that municipalities may adopt. General Statutes § 7-193 (a) (1) provides: “Any charter adopted or amended under the provisions of this chapter shall conform to the following requirements: (1) The municipality shall have a legislative body, which may be: (A) A town meeting; (B) a representative town meeting; (C) a board of selectmen, council, board of directors, board of aldermen or board of burgesses; or (D) a combination of a town meeting or representative town meeting and one of the bodies listed in subparagraph (C). In any combination, the body having the greater number of members shall have the power to adopt the annual budget and shall have such other powers as the charter prescribes, and the body having the lesser number of members shall have the power to adopt, amend and repeal ordinances, subject to any limitations imposed by the general statutes or by the charter. The number of members in any elective legislative body, the terms of office of such members and the method by which they are elected shall be prescribed by the charter.”
Windham adopted a charter in 1992, pursuant to the act. It created a combination form of government pursuant to § 7-193 (a) (1) (D), combining the board and town meeting forms of government. Although this charter includes many provisions, only a few are relevant here. Most importantly, the charter vested the legislative power of Windham in the board. The charter gave the board the power to “enact, amend or repeal ordinances and resolutions not inconsistent with the Charter or the Connecticut General Statutes provid
In making this determination, we look to the act itself. “ ‘When the words of a statute are plain and unambiguous, we need look no further for interpretive guidance because we assume that the words themselves express the intention of the legislature. Johnson v. Manson, 196 Conn. 309, 316, 493 A.2d 846 (1985), cert. denied, 474 U.S. 1063, 106 S. Ct. 813, 88 L. Ed. 2d 787 (1986); Mazur v. Blum, 184 Conn. 116, 118-19, 441 A.2d 65 (1981). When we are confronted, however, with ambiguity in a statute, we seek to ascertain the actual intent by looking to the words of the statute itself; State v. Kozlowski, [199 Conn. 667, 673, 509 A.2d 20 (1986)]; Dukes v. Durante, 192 Conn. 207, 214, 471 A.2d 1368 (1984); the legislative history and circumstances surrounding the enactment of the statute; State v. Kozlowski, supra, 673; DeFonce Construction Corporation v. State, 198 Conn. 185, 187, 501 A.2d 745 (1985) [superseded on other grounds by Ducci Electrical Contractors, Inc. v. Dept. of Transportation, 28 Conn. App.
The language of the act unambiguously states that a town charter may prescribe the form of legislative body, provided that such provisions conform to one of the four enumerated types listed in § 7-193 (a) (1). Furthermore, the act states that in a town such as Wind-ham that has chosen a combination of legislative bodies, “the body having the greater number of members shall have the power to adopt the annual budget and shall have such other powers as the charter prescribes . . . .” (Emphasis added.) General Statutes § 7-193 (a) (1). This language suggests that if a municipality chooses to do so, it may limit the involvement of the town meeting to only the adoption of the annual budget. In Windham, the town meeting is the body with the greater number of members.
Pursuant to this section of the act, the Windham charter prescribes those instances requiring a town meeting. A petition to reconsider whether the residents of the town want to appropriate over $20,000 is not one of the enumerated situations. Nonetheless, the plaintiffs argue that this situation falls under chapter XI-3 (b) because it is a continuation of the approval of an appropriation in excess of $20,000. We are not persuaded. The appropriation had already been approved at the March 15 town meeting. The plaintiffs are not claiming that the appropriation was made unlawfully. Instead, they did not like the result of the first vote
In addition to the language of the act, the purpose of the act supports our conclusion. “The purpose . . . of Connecticut’s Home Rule Act is clearly twofold: to relieve the General Assembly of the burdensome task of handling and enacting special legislation of local municipal concern and to enable a municipality to draft and adopt a home rule charter or ordinance which shall constitute the organic law of the city, superseding its existing charter and any inconsistent special acts. General Statutes § 7-188; Sloane v. Waterbury, 150 Conn. 24, 26-27, 183 A.2d 839 (1962); State ex rel. Sloane v. Reidy, 152 Conn. 419, 209 A.2d 674 (1965); Shalvoy v. Curran, 393 F.2d 55, 59 (2d Cir. 1968); see Littlefield, ‘Municipal Home Rule—Connecticut’s Mature Approach,’ 37 Conn. B.J. 390, 402 (1963); 56 Am. Jur. 2d [182-83], Municipal Corporations § 126 [1971]; 62 C.J.S., Municipal Corporations § 124. The rationale of the act, simply stated, is that issues of local concern are most logically answered locally, pursuant to a home rule charter, exclusive of the provisions of the General Statutes. See Lockard, ‘Home Rule for Connecticut’s Municipalities,’ 29 Conn. B.J. 51, 54 (1955). Moreover, home rule legislation was enacted ‘to enable municipalities to conduct their own business and control their own affairs to the fullest possible extent in their own way . . . upon the principle that the municipality itself knew better what it wanted and needed than did the state at large, and to give that municipality the exclusive privilege and right to enact direct legislation which would carry out and satisfy its wants and needs.’ Fragley v. Phelan, 126 Cal. 383, 387, 58 P. 923 (1899); accord 1 Antieau, Municipal Corporation Law, § 3.03; 1 McQuillin, Municipal Corporations (2d Ed.) § 93.” Caulfield v. Noble, supra, 178 Conn. 85-87.
In Caulfield v. Noble, supra, 178 Conn. 91, we held that decisions regarding the appropriation of surplus revenues are matters of local concern. In Shelton v. Commissioner of Environmental Protection, 193 Conn. 506, 521, 479 A.2d 208 (1984), we held that the organization of local government or local budgetary policy is a matter of local concern. Furthermore, the enactment of ordinances by initiative and referendum has been recognized as a matter of local interest. In re Pfahler, 150 Cal. 71, 82, 88 P. 270 (1906); 56 Am. Jur. 2d 193, supra, § 138.
At issue in this case is whether Windham’s primary legislative body—the board of selectmen—can be compelled to hold a referendum on the petition of the town’s voters despite the fact that the charter explicitly lists the situations in which a town meeting is required. We conclude that this matter is of purely local interest. It is similar to the enactment of an ordinance by referendum or petition, which has been held to be a local issue. In re Pfahler, supra, 150 Cal. 82; 56 Am. Jur. 2d 193, supra, § 138. It is also similar to the appropriation of a town’s budget, which is also a local matter, in that it relates to concerns that are of particular importance to the town itself. It is of no import to the rest of Connecticut whether the town of Windham holds a second referendum to reconsider an issue on which its voters have already voted. Indeed, unlike the sale of handguns, the regulation of which may clearly impact the “ ‘safety of the general public’ ”; (emphasis added)
Alternatively, the plaintiffs argue that, for purposes of appropriating funds in excess of $20,000, the legislative body is the town meeting instead of the board of selectmen. They claim that “[i]f a legislative body has the power to adopt a binding resolution or ordinance, it necessarily must have the concomitant power to rescind such legislative action when it deems such measure appropriate.” The plaintiffs argue, therefore, that a town meeting to rescind a prior legislative act is mandatory upon petition.
Although the plaintiffs’ first statement is a fair reading of Windham’s charter only to the extent that town meeting approval is required for appropriations in excess of $20,000, the second claim completely ignores the charter. In fact, the plaintiffs’ only support for this second proposition consists of citations to cases that arose prior to the enactment of the act. See, e.g., Madison v. Kimberly, 118 Conn. 6, 169 A. 909 (1934); Staples v. Bridgeport, 75 Conn. 509, 54 A. 194 (1903); Terrett v. Sharon, 34 Conn. 105 (1867). It does not necessarily follow that “[i]f town meeting approval is necessary to approve construction of a new middle school . . . the only legislative body capable of exercising the well settled power to rescind such action is the town meeting.” As we have already stated, the extent of the use of the town meeting form of government is a matter of purely local concern. Windham’s town charter enumerates those situations in which town meeting approval is required. A referendum to reconsider the prior appropriation of more than $20,000 is not one of these enumerated situations. Had the town wished to require a town vote upon petition to repeal or reconsider a prior appropriation, such a provision
The plaintiffs also claim that chapter V-7 of the town charter indicates that the board was required to put the plaintiffs’ petition to a referendum vote.
We conclude that General Statutes $ 7-1 does not preempt the provisions in the Windham town charter that delineate the circumstances requiring town meeting involvement. Consequently, the board was not required to act on the plaintiffs’ petitions, because they did not fall within one of the enumerated circumstances requiring town meeting involvement. Thus, the trial court properly denied the plaintiffs’ request for mandamus and injunctive relief.
The judgment of the trial court is affirmed.
In this opinion the other justices concurred.
The named defendant is the board of selectmen of the town of Wind-ham. In addition, the other defendants are Walter Pawelkiewicz, George E. Barton, Hanna K. Clements, Joseph S. Marsalisi, John J. McGrath, Jr., Yolanda Negron, Charlotte S. Patros, Lawrence Schiller, Sam Shifrin, Sebastian Ternullo, Thomas W. White, Windham Middle School Building Committee, Susan Collins, Rebecca Grillo, Paulann Lescoe, Barbara McGrath, Angela Mesick, Juan Montalvo, George Patros and Lynne Weeks.
The plaintiffs are the association, William Rood and Steven Edelman. The association is a nonprofit organization comprised of a group of individuals who are qualified to vote and who are taxpayers in Windham. The
General Statutes § 7-1 provides: “(a) Except as otherwise provided by law, there shall be held in each town, annually, a town meeting for the transaction of business proper to come before such meeting, which meeting shall be designated as the annual town meeting. Special town meetings may be convened when the selectmen deem it necessary, and they shall warn a special town meeting on application of twenty inhabitants qualified to vote in town meetings, such meeting to be held within twenty-one days after receiving such application. Any town meeting may be adjourned from time to time as the interest of the town requires.
“(b) Where any town’s public buildings do not contain adequate space for holding annual or special town meetings, any such town may hold any such meeting outside the boundaries of the town, provided such meetings are held at the nearest practical locations to the town.”
The Home Rule Act is codified at General Statutes §§ 7-187 through 7-201.
On November 17, 1993, the Windham board of finance had approved the appropriation of $20,000 to pay for prereferendum architectural services.
A notice of this town meeting had stated that one of its purposes was “[t]o consider a resolution, (a) to appropriate $24,500,000 for design and construction of an approximately 1,100 student capacity middle school serving grades five through eight to be located on Town-owned land known as 123 Quarry Street in the Willimantic section of the Town, including drives, parking areas, sidewalks, athletic fields, utilities and other related improvements. The appropriation may be spent for design and construction costs, equipment, furnishings, materials, architects’ fees, engineering fees, construction management fees, study, test and permits costs, legal fees, net temporary interest and other financing costs, and other expenses related to the project;
“(b) to authorize the issue of bonds or notes of the Town in an amount not to exceed $24,500,000; to determine, or authorize the First Selectman and the Treasurer to determine, the amount, date, interest rates, maturities, form and other particulars of the bonds or notes . . . .”
See footnote 3 for the text of § 7-1.
General Statutes § 7-2 provides: “Notwithstanding the provisions of section 7-1, any town may adopt an ordinance, in the manner provided by section 7-157, requiring that a special town meeting be warned by the selectmen on application of at least fifty inhabitants qualified to vote at town meetings, such meeting to be held within twenty-one days after such application is received by the selectmen; provided nothing in this section shall be construed to affect any ordinance legally adopted prior to October 1,1957.”
General Statutes § 7-7 provides: “All towns, when lawfully assembled for any purpose other than the election of town officers, and all societies and other municipal corporations when lawfully assembled, shall choose a moderator to preside at such meetings, unless otherwise provided by law; and, except as otherwise provided by law, all questions arising in such meet
The ballot question of March 15,1994, provided: “Shall the Town of Wind-ham appropriate $24,500,000.00 for the design and construction of a mid-
A fourth claim for declaratory relief was withdrawn.
The trial court also concluded that the association had standing under a three part test: “(1) its members would ‘otherwise have standing to sue in their own right’; (2) the interests the association seeks to protect are ‘germane to the organization’s purpose’; and (3) ‘neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.’ ”
Moreover, the trial court determined that the matter was justiciable, disagreeing with the defendants’ argument that the matter was incapable of being adjudicated because it is a political question. The trial court determined that this issue did not present a political question because its adjudication would not place the court in conflict with a coequal branch of government.
Section XI-3 of the Windham town charter provides: “Town meeting approval shall be required for the following: (a) consideration of the annual budget; (b) approval of any additional appropriation in excess of $20,000 for any purpose; (c) authorizing the issuance of bonds or notes or other borrowing; (d) any sale or purchase of real estate of the Town used or reserved for Town or Service District purposes. The Board of Selectmen may submit any other matter it desires to town meeting for its consideration. The town meeting shall not act upon any appropriation in excess of $20,000 except upon the recommendation of the Board of Finance, nor shall it increase the amount of any appropriation above the amount recommended by the Board of Finance.”
Concluding that mandamus is available as an appropriate remedy at law if a proper petition is submitted to the board and is denied, the trial court denied the plaintiffs’ request for an injunction because they had failed to prove the lack of an adequate remedy at law. Clark v. Gibbs, 184 Conn. 410, 419, 439 A.2d 1060 (1981).
Practice Book § 4000 provides: “If a party is aggrieved by the decision of the court or judge upon any question or questions of law arising in the trial, including the denial of a motion to set aside a verdict, that party may appeal from the final judgment of the court or of such judge, or from a decision setting aside a verdict, except in small claims cases, which shall not be appealable, and appeals as provided in Gen. Stat. §§ 8-8, 8-9, 8-28 and 8-80.”
We recognize that, following the trial court’s decision, the plaintiffs submitted to the board a third petition incorporating the trial court’s suggestions for the contents of a proper petition. To the extent that the defend
Although pursuant to Practice Book § 4013, a party must give notice of alternate grounds for affirmance, under the circumstances of this case, the defendants’ appeal gave adequate notice to the plaintiffs, who responded substantively thereto.
Practice Book § 4005 provides: “Any appellee or appellees aggrieved by the judgment or decision from which the appellant has appealed may jointly or severally file a cross appeal within ten days from the filing of the appeal. Except where otherwise provided, the filing and form of cross appeals, extensions of time for filing them, and all subsequent proceedings
We recognize that the issue of whether the plaintiffs had standing to bring suit in the Superior Court was raised in this court by the defendants in their appeal and that we have already concluded that the defendants do not have standing to appeal the judgment of the trial court. Because the issue of standing implicates the court’s subject matter jurisdiction, however, we review the trial court’s determination that the plaintiffs had demonstrated an injury to their legal interest in the controversy sufficient to establish standing to bring suit.
Because we hold that the plaintiffs had voter standing, we do not reach the issue of whether they had taxpayer standing.
In light of our decision that the board was not required to hold a town meeting upon petition to reconsider the appropriation of money for the construction of a new middle school, we do not reach the issue of whether the architects were required to be protected.
The act provides a detailed procedure for the adoption of a charter. See General Statutes §§ 7-188 through 7-191.
Chapter V-3 of the Windham town charter, entitled “General Powers and Duties,” provides: “Except as otherwise provided in this Charter, the Board of Selectmen shall have the powers and duties conferred by law on boards of selectmen. Except as otherwise provided in this Charter, the legislative power of the Town shall be vested in the Board of Selectmen. The Board of Selectmen shall have the power to (a) enact, amend or repeal ordinances and resolutions not inconsistent with this Charter or the Connecticut General Statutes providing for the preservation of good order, peace, health, safety and welfare of the Town and its inhabitants; (b) create or abolish by ordinance boards, authorities, commissions, departments or offices except those established by Sections VII-4, VII-5, VII-6, VII-7, VII-8 and VII-9 of this Charter and the elected offices established by Article IV of this Charter; (c) establish by resolution such study, advisory or consulting committees and such employment positions as the Board may determine to be necessary to appropriate for the general welfare of the Town, and (d) establish by resolution the salaries, if any, and the provisions for reimbursable expenses of all appointive officials. The Board of Selectmen may contract for services and the use of facilities of the United States or any federal agency, the State of Connecticut and any political subdivision thereof, or may, by agreement, join with such political subdivision to provide services and facilities.”
The plaintiffs also argue that.because there is a constitutional right to petition pursuant to article first, § 14, of the Connecticut constitution, the board was required to hold a referendum upon petition. The plaintiffs have misinterpreted this “right.” This right refers to the right of an individual to petition the government. It does not obligate the government to act on such a petition. In this case, the plaintiffs have not been denied their right to petition the board.
While the plaintiffs may be correct in that a petition involving an appropriation can be in the form of an ordinance, that is not the case here.