Wilson v. WeaverWilson v. Weaver
MEMORANDUM OPINION AND JUDGMENT ORDER
Plаintiffs seek declaratory and injunctive relief against the policy of the Illinois Department of Public Aid, which denied benefits claimed on behalf of an unborn child under the Aid to Families with Dependent Children (“AFDC”) Program. Jurisdiction is predicated upon
At the time this suit was brought, Sylvia Wilson was still pregnant with her daughter, Mariama. Mrs. Wilson had applied for AFDC benefits with the Departments of Public Aid of the State of Illinois and Cook County, but her application was denied because Illinois’ interpretation of “child” excludes unborn children from the category of those eligible for such benefits, even though unborn children would qualify under federal standards. It is uncontroverted that her application was satisfactory in all other material respects. Hence, the issue presented in this suit is the validity of that exclusion.
Unborn children are entitled to receive AFDC benefits under the eligibility requirements of the Department of Health, Education and Welfare.
. . . King v. Smith [392 U.S. 309 ,88 S.Ct. 2128 ,20 L.Ed.2d 1118 (1968)] establishes that, at least in the absence of congressional authorization for the exclusion clearly evidenced from the Social Security Act or its legislative history, a state eligibility standard that excludes persons eligible for assistance, under federal AFDC standards violates the Social Security Act and is therefore invalid under the Supremacy Clause.
Accord,
Carleson v. Remillard,
Finally, this.court grants plaintiffs’ request to add Mariama Wilson as a party plaintiff, but denies leave to proceed as *1150 a class because a class action is unnecessary in view of the fact that the Illinois policy has been declared unconstitutional. Both sides are invited to submit within twenty days proposed orders granting final relief. Plaintiffs’ motions for a temporary restraining order and a preliminary injunction will be held under advisement until then.
SUPPLEMENTAL OPINION
Both parties have presented motions to vacate, alter, or amend this court’s opinion of December 26,1972. Plaintiffs are dissatisfied with the ruling on their request for leave to proceed as a class, while defendants challenge the decision on its substantive merits and, as an afterthought, they also challenge the order of September 11, 1972 in which I denied plaintiffs’ request for the convening of a three-judge court. For the reasons stated below, plaintiffs are granted leave to proceed as a class, except for purposes of determining compensatory damages involving the consideration of collateral facts regarding individual claimants. Defendants’ motion to vacatе, alter, or amend is denied.
I. Three-Judge Court
Defendants’ motion to vacate the judgment of December 26, 1972 is based in part on the denial of plaintiffs’ request for a three-judge panel under
First, although the policy challenged here is one of statewide application, the parties appear to agree that it is not embodied in a state statute or order, as is required by
But, even if the challenged policy was embodied in a state statute or administrative order, the convening of such a panel would clearly be premature until the disposition of plaintiffs’ supremacy clause claims, particularly at a time when
Although this may require the piecemeal litigation of plaintiffs’ claims, proceeding in this fashion is necessary, even when a three-judge panel has been convened, because of the principle of avoiding the needless resolution of constitutional issues. Moreover, as a practical matter, suits challenging the validity of state AFDC regulations are commonly resolved on the supremacy clause alone.
See, e. g.,
Jefferson v. Hackney,
II. Class Action
In this court’s order of December 26, 1972, plaintiffs were denied leave to proceed as a class “because a class action is unnecessary in view of the fact that the Illinois policy has been declared unconstitutional.” That ruling will be reconsidered in light of plaintiffs’ requests for retroactive benefits and for notice to other members of the class of their rights under this decision.
It is now well-settled that “the class action is an appropriate procedure in welfare cases.” Fischer v. Weaver,
Plaintiffs seek to represent a class “composed of all women whose pregnancies have been medically determined, and their unborn children, who meet the eligibility conditions for AFDC, but are denied AFDC until the actual birth of the child.” Complaint f[ 5. Of course, the class is also limited to the geographic boundaries of the State of Illinois. This court finds that there are questions of law and fact common to the class, that the claims of the named parties typify those of the class, and that the representative parties will fairly and adequately protect the interests of the class. Furthermore, the class is so numerous that joinder of all members is impractical.
See
Exhibit attached to plaintiffs’ Motion to Maintain Class Action. Finally, the action also satisfied any one of the three alternatives to Rule 23(b). Under these circumstances, “a court may not deny class status [simply] because there is no ‘need’ for it.” Fujishima v. Board of Education,
Moreover, a class action is in fact necessary to enable plaintiffs and others similarly situated to secure the full relief to which they are entitled. The complaint in this case is nоt limited to a request for declaratory and injunctive relief against the operation of an unconstitutional state policy. Rather, it asks this court to order “payment of all assistance benefits wrongfully denied and withheld” as a result of the Illinois poli
*1152
cy toward unborn children. Since members of the class are entitled to notice that they are now eligible for aid, Doe v. Swank,
III. The Definition of Child
Section 402(a) (10) of the Social Security Act,
When confronted with claims involving an alleged conflict between state and. federal eligibility standards the Supreme Court has held that a state standard denying assistance to persons eligible under federal standards must fall unless the exclusion is clearly authоrized under the Social Security Act itself or its legislative history. Townsend v. Swank,
Alabama’s “substitute father” regulation was held inconsistent with the definition of “рarent” under § 406(a) of the Social Security Act,
In Townsend v. Swank,
Finally, Carleson v. Remillard,
supra,
considered whether the “continued absence from the home” language of
Thus, plaintiffs correctly characterize the issue in this case as whether the statute itself requires that aid be furnished to unborn children and not whether HEW’s own regulations require such aid. In this regard, it is well to remember that “the principle that accords substantial weight to interpretation of a statute by the dеpartment entrusted with its administration is inapplicable insofar as those regulations are inconsistent with the requirement of § 402(a) (10) that aid be furnished to
‘all eligible individuals.’ ”
Townsend v. Swank,
supra,
In support of defendants’ position that the AFDC program does not require the payment of benefits to unborn children, HEW contends that unlike the terms “parеnt” in King v. Smith, supra, and “continued absence from the home” in Carleson v. Remillard, supra, the meaning of the term “dependent child” in this case is unclear, that it cannot unequivocally be said to include unborn children, and that it therefore should not be so construed. The United States unsuccessfully raised identical arguments at pages 5-7 of its amicus brief in Carleson v. Remillard, supra, and there is no reason to give them any greater weight here than in the Supreme Court. Simply stated, this argument amounts to a reversal of the King v. Smith test of eligibility and would аuthorize the states to exclude persons from AFDC unless the statute or its legislative history clearly made coverage mandatory. That is clearly not the law.
Next, HEW cites its own regulation,
The requirements for state pаrticipation in the federally-aided AFDC program are stated at
Inasmuch as Congress does not act in a vacuum, it is proper to begin an examination of the legislative history of the word child with its dictionary definition, which is “an unbоrn or recently born human being.” Webster’s Third New International Dictionary (1969). Furthermore, any uncertainty about the meaning of the word child should be resolved in light of the broad remedial goals of the AFDC program, which are stated at
Finally, even if the unborn child was not within the contemplation of Congress at the time the Act was passed, HEW and its predecessors have authorized the payment of benefits on behalf of the unborn since at least 1941. The last Congress recognized the prevailing interpretation of
IV. The Definition of Parent
The Social Security Act provides that AFDC may be claimed on behalf of a child who is “deprived of
parental
support or care by reason of the death, continued absence from the home, or physical or mental incapacity of a
parent. . . .
”
In order to avoid what would px’ove to be a fruitless exercise in semantics, this court is of the opinion that the word “parent”, like the word “child”, should be interpreted in light of the broad remedial purposes of the Social Security Act stated at
Defendants’ second assertion, that the Supreme Court has defined parent to mean only an individual owing the child a legal duty of support, is similаrly without merit because it overlooks the fact that the support of an unborn child is necessarily given through its mother in the form of proper nutrition and medical care. Surely these defendants cannot seriously deny that such things are considered necessaries for which a husband is liable under the common law of Illinois and most every other state. Moreover, under the Illinois Paternity Act the mother of an illegitimate child is entitled to institute paternity proceedings while still pregnant and, among other things, recover maternity expenses. Ill.Rev.Stat. Ch. 106%, §§ 53, 54 (Smith-Hurd Supp. 1973). And, inasmuch as an unborn child program has been in existence for at least the last 25 years and has been recognized as such by the last Congress, it seems that the niceties of how the unborn child actually receives its support have never before troubled the federal authorities. Therefore, I find that an unborn child is not disqualified from AFDC merely because its natural father fulfills his obligation to it by providing the support directly to the mother and thus indirectly to his *1156 child. Indеed, even defendants must be at a loss to conceive of any other way such support could be provided.
V. Remedies
My original opinion was written in response to plaintiffs’ motion for summary judgment on the issue of liability alone. Since then, plaintiffs have sought the entry of a preliminary injunction enjoining defendants from failing to furnish AFDC to needy pregnant mothers and their unborn children who meet all the eligibility conditions for AFDC save the Illinois requirement limiting AFDC to children who are born. At this time I am prepared to grant such an injunctiоn and hereby direct the clerk of this court to enter such an order. However, inasmuch as there remain substantial issues pertaining to the scope of other relief sought herein, the parties are granted 14 days from today to submit their proposals for a final order and any supporting memoranda they might wish to file. In particular, the court considers the issues of the form of notice to the plaintiff class and the scope of compensatory relief to be viable topics of disсussion.
Notes
. The court is aware of a contrary holding in Grubb v. Sterrett,
.
For the purposes of encouraging the care of dependent children in their own homes or in the homes of relatives by enabling each State to furnish financial assistance and rehabilitation and other services, as far as practicable under the conditions in such State, to needy dependent children and the parents or relatives with whom they are living to help maintain and strengthen family life and to help such parents or relatives to attain or retain capability for the maximum self-support and personal independence consistent with the maintenance of continuing parental care and protection, there is authorized to be appropriated for each fiscal year a sum sufficient to carry out the purposes of this part.
. Note that unborn children are not completely ignored under federal income tax laws because they derive at least an indirect financial benefit from their parents’ medical expense deductions.
. The House Ways and Means Committee on H.R. 1, Rep. No. 92-231, states, at page 184:
Your committee wants to make clear that an unborn child would not be included in the definition of a child. This will preclude the practice, now used in the AFDC program in some States, of finding that an unborn child does meet the definition, thereby establishing a “family” even before the child is born.
And the Senate Finance Committee Report, Sen.Rep. No. 92-1230, states at page 108:
Regulations of the Department of Health, Education, and Welfare permit Aid to Families with Dependent Children payments for a child who has not yet been horn. The committee hill would make unborn children ineligible for AFDC.