Lead Opinion
This appeal requires us to decide whether, when a federal court reviews a state prisoner’s petition for a writ of habeas corpus, it must “look through” a summary decision on the merits by a state appellate court to review the last reasoned decision. Marion Wilson, Jr., a Georgia prisoner sentenced to death for the murder of Donovan Parks in 1996, filed a petition for a writ of habeas corpus in the Superior Court of Butts County, Georgia. That court denied his petition in a written opinion. Wilson sought to appeal that decision, and the Supreme Court of Georgia summarily denied his application for a certificate of probable cause to appeal. The district court then denied Wilson’s federal petition for a writ of habeas corpus, and after reviewing the one-sentence decision of the Georgia Supreme Court, we affirmed. Wilson v. Warden, Ga. Diagnostic Prison,
We vacated our panel opinion to determine en banc whether federal courts must “look through” the summary denial by the Supreme Court of Georgia and review the reasoning of the Superior Court of Butts County. We conclude that federal courts need not “look through” a summary decision on the merits to review the reasoning of the lower state court. We remand to the panel all outstanding issues in this appeal.
I. BACKGROUND
In 1996, Marion Wilson, Jr., and Robert Earl Butts killed Donovan Parks in Mil-ledgeville, Georgia. Wilson v. State,
Officers arrested Wilson. They searched Wilson’s residence and found a “sawed-off shotgun loaded with the type of ammunition used to kill Parks.” Id. Wilson told the officers that Butts had shot Parks with a sawed-off shotgun. A jury convicted Wilson of malice murder, felony murder, armed robbery, hijacking a motor vehicle, possession of a firearm during the commission of a crime, and possession of a sawed-off shotgun. Id. at 342-43. At sentencing, trial counsel argued that Wilson was not the triggerman and presented evidence of his difficult childhood. Georgia presented evidence of Wilson’s extensive criminal history and gang activity. The trial court sentenced Wilson to death, and the Supreme Court of Georgia affirmed his convictions and sentence on direct appeal. Id. at 343.
Wilson filed a state petition for a writ of habeas corpus in the Superior Court of Butts County, Georgia, in which he argued that his trial counsel rendered ineffective assistance in his investigation of mitigation evidence for the penalty phase of Wilson’s trial. At an evidentiary hearing, Wilson introduced lay testimony that he argued should have been used as evidence of his difficult childhood. He also introduced expert testimony that he argued could have explained his poor judgment skills.
The superior court denied Wilson’s petition in a written order. It examined the lay testimony and found it largely cumulative of other evidence at trial or inadmissible on evidentiary grounds. It found that the
Wilson then filed a federal petition for a writ of habeas corpus, and the district court denied him relief. It ruled that the state trial court reasonably applied clearly established federal law. But the district court granted Wilson a certificate of ap-pealability on the issue of the effectiveness of his trial counsel at sentencing.
A panel of this Court affirmed. Wilson,
In his petition for rehearing en banc, Wilson argued that the panel erred when it reviewed the summary denial of his petition for a certificate of probable cause to appeal. Wilson argued that, under the decision in Ylst v. Nunnemaker,
In its response to Wilson’s petition, Georgia argued that a court should “look through a summary denial to a reasoned decision only to determine whether the state appellate court affirmed on procedural grounds or on the merits.” Georgia defended the panel decision that, under Richter, a federal court must defer to the summary denial of the Georgia Supreme Court by asking “what argument or theories could have supported the affirmance.” Georgia urged this Court to deny Wilson’s petition.
On July 30, 2015, we vacated the panel opinion and granted Wilson’s petition for rehearing en banc. We directed the parties to brief the following issue: “Is a federal habeas court required to look through a state appellate court’s summary decision that is an adjudication on the merits to the reasoning in a lower court decision when deciding whether the state appellate court’s decision is entitled to deference under 28 U.S.C. § 2254(d)?”
To provide the Court with argument on both sides of the question, we appointed Adam Mortara as amicus curiae to argue that the question should be answered in the negative. We thank Mr. Mortara for his service to this Court on short notice and for his superb brief and oral argument in keeping with the highest tradition of the legal profession.
Wilson and Georgia also challenged our precedent that the denial of a certifícate of probable cause by the Georgia Supreme Court is an adjudication on the merits for the purposes of section 2254(d). See Hittson v. GDCP Warden,
II. DISCUSSION
We divide our discussion in two parts. First, we discuss why the denial of a certificate of probable cause by the Georgia Supreme Court is an adjudication on the merits. Second, we explain why a federal court is not required to “look through” a summary decision of a state appellate court that is an adjudication on the merits to the reasoning in a lower court decision.
A. The Denial of a Certificate of Probable Cause by the Georgia Supreme Court Is an Adjudication on the Merits.
The Antiterrorism and Effective Death Penalty Act of 1996 requires a federal court to deny an application for a writ of habeas corpus “with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or ... was based on an unreasonable determination of the facts.” 28 U.S.C. § 2254(d). When deciding that issue, we review one decision: “the last state-court adjudication on the merits.” Greene v. Fisher, — U.S. -,
When, as here, the Georgia Supreme Court summarily denies a certificate of probable cause to appeal after a superior court has denied habeas relief on the merits, the summary denial is an adjudication on the merits. In Georgia, a petitioner must seek a certificate of probable cause from the Georgia Supreme Court before he can appeal a denial of habeas relief. Ga. Code Ann. § 9-14-52(a). Georgia Supreme Court Rule 36 states that “[a] certificate of probable cause to appeal a final judgment in a habeas corpus case involving a criminal conviction will be issued where there is arguable merit, provided there has been compliance with [Ga. Code Ann.] § 9-14-52(b).” Ga. Sup. Ct. R.
The Georgia Supreme Court does not avoid adjudicating a habeas appeal by requiring the petitioner to seek a certificate of probable cause. The Georgia Constitution vests the state supreme court with appellate jurisdiction over “[a]ll habeas corpus cases.” Ga. Const. Art. VI, § VI, ¶ III. In Reed v. Hopper,
And, in fact, the Georgia Supreme Court thoroughly reviews the evidence and the petitioner’s arguments before denying an application for a certificate of probable cause. The Georgia Supreme Court makes its decision with the aid of the complete record and transcript, which the clerk of the superior court is required to transfer to the clerk of the Supreme Court. See Ga. Code Ann. § 9-14-52(b). Although the Georgia Supreme Court frequently denies an application summarily, it sometimes writes lengthy opinions to explain why a prisoner’s claims are without merit. See, e.g., Gibson v. Turpin,
The courts of last resort in many other states provide a discretionary appeals process similar to certiorari review. For example, in granting or denying a writ, the Louisiana Supreme Court exercises its “sound judicial discretion” and considers a number of nonexhaustive factors including whether the appeal presents “a significant issue of law which has not been ... resolved,” the decision of the court of appeal “will cause material injustice or significantly affect the public interest,” or “the controlling precedents should be overruled or substantially modified.” La. Sup. Ct. R. 10(a). The rules in Illinois and Pennsylvania also provide for review in the “sound judicial discretion” of the court, Ill. Sup. Ct. R. 315(a); Pa. R. App. P. 1114(a), and the rules in Massachusetts provide for review when it is in “the public interest” or “the interests of justice,” Mass. R. App. P. 27.1(e). These courts decide whether to review an appeal based, at least in part, on considerations other than the merits of the appeal. Unlike the Georgia Supreme Court, these state supreme courts may deny an application to appeal a denial of collateral relief without determining that the appeal lacks merit and, as a result, these denials are not adjudications on the merits.
Georgia courts and practitioners sometimes refer to the process by which a certificate of probable cause is reviewed as “discretionary,” but they mean something different from traditional certiorari review. Black’s Law Dictionary defines “discretionary review” as “[t]he form of appellate review that is not a matter of right but that occurs only with the appellate court’s permission.” Review, Black’s Law Dictionary (10th ed. 2014). Georgia courts and practitioners use the term “discretionary” to distinguish appeals requiring permission from appeals as of right, not to describe a certiorari-type procedure. For example, a well-reputed treatise of Georgia appellate practice notes that an application for leave to appeal a final judgment under section 5-6-35 of the Georgia Code — which cannot be denied when there is “[rjeversible error,” Ga. Sup. Ct. R. 34 — “is widely referred to as ‘discretionary review.’ ” Christopher J. McFadden et al., Ga. Appellate Practice with Forms § 13:1 (2015-16 ed. 2015). “[B]ut practitioners should not be led astray by the term. As understood by both appellate courts, there is no discretion to deny an application for ‘discretionary review’ when reversible error appears to exist.” Id. (citing Nw. Soc. & Civic Club, Inc. v. Franklin,
In its supplemental brief, Georgia expressed concern that if a denial of a certificate of probable cause is an adjudication on the merits, a silent denial of a
The superior court denied Wilson’s claims only on the merits. The summary denial of Wilson’s application for a certificate of probable cause by the Georgia Supreme Court is the final state court adjudication on the merits. We must review that latter decision.
B. Federal Courts Need Not “Look Through” a Summary Decision on the Merits to Review the Reasoning of the Lower State Court.
The deferential standard of section 2254(d) applies regardless of whether the state court decision “is unaccompanied by an opinion explaining the reasons relief has been denied.” Richter,
Wilson argues that Richter applies only when there is no reasoned decision from any state court. He argues that, when a previous state adjudication offered a reasoned opinion, Ylst requires federal courts to “look through” the summary denial and review that previous opinion under the standard outlined in section 2254. We disagree.
Nothing in the Act or Richter suggests that its reasoning is limited to the narrow subset of habeas petitions where there is no reasoned decision from any state court. Under section 2254(d), a federal court reviewing the judgment of a state court must first identify the last adjudication on the merits. It does not matter whether that adjudication provided a reasoned opinion because section 2254(d) “refers only to a ‘decision’ ” and does not “requir[e] a statement of reasons.” Id. at 98,
Ylst involved the application of the doctrine of procedural default — a judge-made doctrine, see McQuiggin v. Perkins, — U.S. -,
It makes sense to assume that a summary affirmance rests on the same general ground — that is, a procedural ground or on the merits — as the judgment under review. As the Ylst Court explained, it is “most improbable” that an “unexplained order leaving in effect a decision ... that expressly relies upon procedural bar” actually “reject[ed] that bar and decid[ed] the federal question.” Id. at 803-04,
The Supreme Court of the United States after all does not adopt the reasoning of a lower court when it issues a summary disposition. When the Court vacated the judgement of a three-judge district court after the district court erroneously interpreted a summary affirmance by the Supreme Court, Chief Justice Burger explained in a concurring opinion, “When we summarily affirm, without opinion, the judgment of a three-judge District Court we affirm the judgment but not necessarily the reasoning by which it was reached.” Fusari v. Steinberg,
An appellate court might affirm because it agrees with the disposition of a claim for a different reason. This Court frequently affirms “on any ground supported by the reeord[,] even if that ground was not considered by the district court.” Clements v. LSI Title Agency, Inc.,
To be sure, the Supreme Court stated in Ylst that “silence implies consent,”
Because appellate courts may affirm for different reasons, federal courts should not, under the deferential standard of review established in section 2254, assume that the summary affirmances of state appellate courts adopt the reasoning of the court below. “AEDPA’s requirements reflect a ‘presumption that state courts know and follow the law.’ ” Woods v. Donald, — U.S. -,
Likewise, the Supreme Court has explained that the doctrine of procedural default in habeas cases “is grounded in concerns of comity and federalism.” Coleman v. Thompson,
Wilson and Georgia would have us ignore these interests of federalism and comity and impose opinion-writing standards on state appellate courts. Under their approach, a state appellate court that adjudicates a prisoner’s federal claim on the merits would have to provide a statement of reasons to prevent a federal court, on habeas review, from treating the decision of that state appellate court as a rubberstamp of the opinion below. But the Supreme Court has instructed us to do otherwise. It has stated, “[W]e have no power tell state courts how they must write their opinions.” Id. at 739,
Judge Jill Pryor’s dissent argues that the Georgia Supreme Court intends to adopt the opinion of a lower court when it summarily affirms and that we should not assign those summary affirmances the meaning of summary affirmances by federal appellate courts, but we disagree with the dissent’s interpretation of Georgia law. Nothing in Georgia law or the practice of the Georgia Supreme Court proves that a summary denial of an application for a certificate of probable cause adopts the reasoning of the superior court. That the Georgia Supreme Court sometimes provides reasons for its denial of an application for a certificate of probable cause when it disagrees with certain reasoning by the superior court does not prove that the Georgia Supreme Court endorses the opinion of the superior court every time it does not write an opinion. It proves only that the Georgia Supreme Court sometimes chooses to provide reasons for a decision. Because we must give state court decisions the “the benefit of the doubt,” Renico,
When assessing under Richter whether there “was no reasonable basis for the state court to deny relief,”
As amicus argues, under the “look through” approach, federal courts would always attribute the reasoning of a lower court to a state appellate court that summarily affirmed, even in circumstances where it is implausible that the state appellate court adopted that reasoning wholesale. For example, between the date of a lower court decision and the date of a summary affirmance by the state supreme court, the Supreme Court of the United States might issue a decision that changes “clearly established Federal law,” 28 U.S.C. § 2254(d). By “looking through” to
Wilson argues that in instances (where an intervening Supreme Court ruling bears on the case, the Ylst presumption would be rebutted, but it would be rebutted by reviewing the state court proceedings in a way that is contrary to the requirements of section 2254. To rebut the presumption, a federal court would presumably consider the opinion of the lower court, the later unexplained order by the state appellate court, and the briefing before that appellate court, see Ylst,
The Supreme Court has never held that a federal court must “look through” the last adjudication on the merits and examine the specific reasoning used by the lower state court. The phrase “look through” from Ylst has come to stand for the routine practice of “looking through” denials of appellate review that are not on the merits to locate the proper state court adjudication on the merits for purposes of section 2254(d). For example, in Brumfield v. Cain, — U.S. -,
Similarly, in Johnson v. Williams, the Supreme Court approved the approach of the Ninth Circuit of looking through the California Supreme Court’s summary denial of the petition for review. See
Contrary to the dissents’ argument, the Supreme Court did not hold in Premo v. Moore,
Several of our sister circuits have stated that courts must “review the last reasoned state court decision,” Woodfox v. Cain,
The Fourth and Ninth Circuits held— and two Justices of the Supreme Court agree — that Richter governs only where “there was no reasoned decision by a lower court” and that Ylst provides the rule where there is one, Cannedy,
III. CONCLUSION
We REMAND this appeal to the panel for consideration of the remaining issues.
Dissenting Opinion
dissenting:
If we are candid, we should acknowledge that the best we can do is predict which line of authority the Supreme Court will use to decide whether, in an AEDPA habe-as case, it is appropriate to presume that the Georgia Supreme Court’s summary denial of a certificate of probable cause is based on the rationale articulated by the trial court in its reasoned decision. My prediction is that the Supreme Court will decide the issue differently than the en banc majority and hold that the presumption in Ylst v. Nunnemaker,
1. The two cases that the majority primarily relies on — Harrington v. Richter,
2. According to the majority, nothing in Richter suggests that its reasoning is limited to the narrow subset of habeas cases where there is no reasoned decision from any state court. That may be true, but Ylst was similarly silent with respect to its own reach. If the majority is right about the breadth of Richter, then the same goes for Ylst, as nothing in Ylst suggests that its look-through approach is limited to the subset of cases where the state lower court’s rejection of a claim on procedural grounds is later affirmed without explanation. So silence is a legal wash (or, if one prefers betting parlance, a push).
3. As we are reading tea leaves to divine what Richter means, it might be a good idea to start with what the Supreme Court has actually said about Richter. In a recent case citing Richter, the Supreme Court described its scope in narrow terms, limiting it to situations where there is no reasoned lower court decision. See Brumfield v. Cain, — U.S. -,
4. It would also be instructive to look at what the Supreme Court has done in a case similar to this one. Premo v. Moore,
In Moore, the Oregon post-conviction court denied the defendant’s ineffective assistance of counsel claim because it found that counsel’s efforts to suppress certain evidence would have been “fruitless.” Id. at 119-20,
5.Sears v. Upton,
The state trial court in Sears ruled that the defendant’s counsel had rendered defi
The Supreme Court granted certiorari and reversed, holding that the state trial court had improperly applied the prejudice prong of Strickland v. Washington,
Sears was not an AEDPA habeas case, but that difference in procedural context does not matter much, if at all. The Supreme Court had certiorari jurisdiction in Sears pursuant to 28 U.S.C. § 1254(a), which provides for review of “final judgments or decrees rendered by the highest court of a State in which a decision could be had[.]” The AEDPA provision that the majority focuses on here, 28 U.S.C. § 2254(d), allows those held in custody “pursuant to the judgment of a State court” to seek habeas relief, and instructs federal courts to not grant relief unless the state court “decision” was contrary to or involved an unreasonable application of clearly established federal law (as determined by the Supreme Court). To my mind, §§ 1254(a) and 2254(d) are similar in that they allow federal review of state court “judgments.”
I am not, of course, saying that there were two different judgments under review in Sears, or that there are two different judgments under review in this case. The question we address is a different one: whether there should be a rebuttable presumption that where there is a reasoned decision by a lower court, an unexplained denial of relief by a state appellate court is based on the same rationale articulated by the lower court. And Sears suggests that the answer to that question is yes.
6. Two members of the Supreme Court believe that we erred in failing to apply the Ylst look-through presumption to the Georgia Supreme Court’s summary denial of a certificate of probable cause. See Hittson v. Chatman, — U.S.-,
7.As far as I can tell, all of the circuits to have considered the look-through issue limit Richter to situations where there is no reasoned decision by any state court. See Grueninger v. Dir., Va. Dep’t of Corr.,
There should be strong reasons for creating a circuit split, and I do not see any such reasons here. The views of the Fourth, Fifth, Seventh, and Ninth Circuits, moreover, make practical sense. Starting with a result (the result reached in a summary denial of relief), then coming up with hypothetical reasons to support that result, and then assessing whether such imagined reasons are contrary to or an unreasonable application of clearly established Supreme Court precedent, is not what appellate courts normally do. The notion of a court starting with a result, and then searching far and wide for reasons to justify that result, turns the notion of neutral decision-making on its head. Richter requires us to perform that sort of analysis under AED-PA when there is one (and only one) summary state court decision denying relief, but there is no good reason to expand its reach beyond that limited procedural scenario.
8. The majority’s conclusion is contrary to what we have done in the past. In published AEDPA habeas opinions both before and after Richter, we looked through the Georgia Supreme Court’s summary denial of a certificate of probable cause and reviewed the decision of the state trial court, i.e., the last reasoned state court decision. See Putman v. Head,
9. Part of the majority’s rationale also clashes with circuit precedent. According to the majority, a federal court would vio
For example, in Hammond the Georgia trial court, on collateral review, ruled that counsel had not rendered deficient performance under the standard articulated in Strickland. On appeal, the Georgia Supreme Court expressly declined to address counsel’s performance, and instead held that the defendant failed to show prejudice. When the case reached us, we did not have any trouble examining both the trial court’s decision (on the performance prong) and the Georgia Supreme Court’s decision (on the prejudice prong) in conducting AEDPA review. We held that “where a state trial court rejects a claim on one prong of the ineffective assistance of counsel test and the state supreme court, without disapproving that holding, affirms on the other prong, both of those state court decisions are due AEDPA deference.” Hammond,
We therefore went on to review the reasoning given by both Georgia courts, at each level of review, to decide whether “both reasons for rejecting the claim are ‘contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court.’ ” Id. (emphasis added). In choosing to examine both decisions, we explained that “the critical fact ... is that the Georgia Supreme Court does not appear to have disagreed with the trial court’s decision on the deficiency element. The court could have easily expressed its disagreement, if any, but it did not do so.” Id. at 1331.
In other words, we held in Hammond that silence on the part of the Georgia Supreme Court implied consent with the trial court’s reasoning. That, by the way, is the assumption that Ylst is based on: “The maxim is that silence implies consent, not the opposite — and courts generally behave accordingly, affirming without further discussion when they agree, not when they disagree, with the reasons given below.” Ylst,
Unfortunately for the district courts that now have to implement today’s ruling, and the lawyers who have to live with it, the majority does not explain why it believes its holding is consistent with Windom and its progeny. As I understand our circuit precedent following today’s decision, when a state supreme court denies a claim in a reasoned opinion by relying on a single rationale and expressly declines to address a different rationale articulated by the lower court, a federal habeas court can nevertheless look through that state supreme court opinion and review (with AEDPA deference) the different rationale offered by the lower court in its reasoned opinion, on the theory that the supreme court’s silence indicates acquiescence as to that unaddressed rationale. But when a state supreme court denies a claim summarily— i.e., without saying anything whatsoever about the lower court’s rationale — a federal habeas court cannot look through the summary denial to the reasoned opinion of the lower court because in that scenario, apparently, silence does not indicate consent. Why this is so remains a mystery, and it will be left to district courts and future Eleventh Circuit panels to sort out the doctrinal mess.
Dissenting Opinion
dissenting:
The question before the en banc Court today is whether a federal habeas court should look through a state appellate court’s summary decision denying a petitioner relief to the reasoning in a lower state court decision when deciding whether the state appellate court’s decision is entitled to deference under 28 U.S.C. § 2254(d). “Looking through” means that the federal habeas court presumes that when a state appellate court issues a summary decision, it has implicitly adopted the reasons given in a lower state court’s decision for denying the petitioner’s claims, absent strong evidence to rebut the presumption. The federal court then reviews the lower court’s reasoning when deciding whether the state appellate court’s decision is entitled to deference. By rejecting a look-through presumption, the majority places a far heavier burden on habeas petitioners than the Antiterrorism and Effective Death Penalty Act of 1996 (“AED-PA”) requires. I reject the majority’s position because (1) Supreme Court precedent indicates we should look through and (2) the majority opinion runs roughshod over the principles of federalism and comity that underlie federal collateral review of state court decisions.
First, although the United States Supreme Court has not explicitly held that federal habeas courts must look through a summary state appellate court decision to a lower court’s reasoning when deciding whether the state appellate court’s summary decision is entitled to deference under § 2254(d), the Supreme Court’s decisions nonetheless support looking through. The Supreme Court first adopted a look-through presumption in Ylst v. Nunnemaker,
Subsequently, in Harrington v. Richter,
Although neither Ylst nor Richter addressed the exact issue before us today, in a companion case to Richter, Premo v. Moore,
Second, the majority opinion tramples on the principles of federalism and comity that underlie federal collateral review. By rejecting a look-through presumption, the majority opinion treats the reasoned opinion of a Georgia superior court as a nullity merely because the Georgia Supreme Court subsequently rendered a summary decision. Although the Georgia Supreme Court has never explicitly stated that its summary decisions indicate agreement with the superior court’s reasoning, there are good reasons to conclude that the Georgia Supreme Court’s silence indicates agreement with and adoption of the lower court’s reasoning. This inference is supported by the way in which Georgia has structured its habeas system to require a superior court to render a reasoned decision denying relief only after discovery and an evidentiary hearing while allowing the Georgia Supreme Court to issue a summary decision denying review; the Georgia Supreme Court’s practice of issuing a reasoned decision denying an application for a certificate of probable cause when it disagrees with the superior court’s reasoning; and the Georgia Supreme Court’s continued use of summary decisions despite knowing that the United States Supreme Court on direct review treats its silence as indicating agreement with and adoption of the superior court’s reasoning. By requiring federal habeas courts to ignore this evidence about what the Georgia Supreme Court intended its summary decision to mean, the majority opinion violates the principles of federalism and comity that serve as the foundation for deference to state court proceedings under § 2254(d).
I am not alone in rejecting the majority’s position. Two United States Supreme Court justices recently told us that we should use this en banc case as an “opportunity to correct [our] error” in failing to apply a look-through presumption. Hittson v. Chatman, — U.S.-,
I. BACKGROUND
The question of whether we should adopt a look-through presumption arises in the context of our review of Georgia death row inmate Marion Wilson’s federal habe-as petition. Mr. Wilson was convicted of malice murder and sentenced to death. The Georgia Supreme Court affirmed the conviction and sentence. Mr. Wilson petitioned the Superior Court of Butts County, Georgia for collateral relief, arguing among other points that his trial counsel provided ineffective assistance by failing to investigate mitigation evidence at the penalty phase. After discovery and a two-day evidentiary hearing, the superior court denied Mr. Wilson’s petition in a lengthy written order, determining that some of his claims were procedurally defaulted under Georgia law and others failed on the merits. With respect to the ineffective assistance of counsel claim based on counsel’s failure to investigate mitigation evidence, the superior court explained that the claim failed for two reasons: counsel’s performance was not deficient and Mr. Wilson had not demonstrated prejudice. Mr. Wilson applied for a certificate of probable cause to appeal to the Georgia Supreme Court, which denied his application in a one-sentence summary order. He then sought review in the United States Supreme Court, which denied his petition for certiorari.
Mr. Wilson then petitioned for a writ of habeas corpus in federal court based on ineffective assistance of counsel. The district court denied his petition, concluding that the state court’s adjudication was entitled to deference under 28 U.S.C. § 2254(d). In deciding whether to defer to the state court’s adjudication of Mr. Wilson’s claim, the district court looked through the Georgia Supreme Court’s summary denial of the application for a certificate of probable cause to the superi- or court’s reasoning. The district court acknowledged that “the conduct of Wilson’s trial attorneys with regard to their investigation and presentation of mitigation evidence is difficult to defend.” Order at 1 (Doc. 51).
Mr. Wilson appealed. After correctly determining that the Georgia Supreme Court summary decision was the relevant state court decision for review, a panel of this court held that it was not required to review the reasoned opinion of the superi- or court and instead framed the issue as “whether there was any reasonable basis for the [Georgia Supreme Court] to deny
II. ANALYSIS
Section 2254(d) governs when a federal habeas court must defer to a state court’s adjudication of a habeas claim. This provision forbids a federal court from granting an application for a writ of habeas corpus “with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim” in the state court “resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or ... resulted in a decision that was based on an unreasonable determination of the facts.” 28 U.S.C. § 2254(d); see Parker v. Sec’y for Dep’t of Corr.,
Although § 2254(d) does not identify the state court decision to which we defer when multiple state courts have reviewed the petitioner’s claim, the Supreme Court has explained that under § 2254(d) a federal habeas court reviews only one deeision: “the last state-court adjudication on the merits.” Greene v. Fisher, — U.S. -,
I believe that we should presume the Georgia Supreme Court adopted the superior court’s reasoning and in effect review whether the superior court’s application of federal law and determination of the facts are entitled to deference. To address why, I begin by explaining that a federal habeas court’s application of § 2254(d)’s standard depends upon whether the state court rendered a reasoned decision. I then discuss why the federal habeas court should presume that when the Georgia Supreme Court summarily denies an application for a certificate of probable cause, it implicitly adopted the superior court’s reasoning. Because this presumption allows the federal court to attribute reasoning to the Georgia Supreme Court’s decision, I would have the federal court review whether the reasoning in the Georgia superior court’s decision — which the Georgia Supreme Court implicitly adopted in its summary
A. The Nature of Federal Review under § 2254(d) of State Court Decisions
I begin with the nature of a federal court’s review of a state court decision under § 2254(d). More specifically, when must a federal court review the actual reasoning set forth in a state court decision and when must the court instead hypothesize possible reasons that could have supported the state court decision? In analyzing deference to a state court decision under § 2254(d), the Supreme Court has applied two distinct modes of analysis. The first mode applies when there is a reasoned decision from the state court. I refer to this as the “reasoned-decision” approach. In these cases, a federal habeas court reviews the reasoning set forth in the state court decision and then determines whether that reasoning is entitled to deference. The second mode applies when there is no reasoned state court decision. I refer to this as the “unexplained-decision” approach. In such cases, the federal habe-as court may conjure up hypothetical arguments or theories that could have supported the result the state court reached and then reviews whether those arguments or theories are entitled to deference.
1. The Reasoned-Decision Approach
Under the reasoned-decision approach, in considering whether to defer to a state court decision under § 2254(d), a federal habeas court reviews the reasoning in the state court decision, not the result the state court reached. The Supreme Court applied this approach when it pierced AEDPA deference in Wiggins v. Smith.
In Wiggins, the petitioner, who was sentenced to death, argued that his trial counsel rendered ineffective assistance by failing to investigate his background or present mitigating evidence at his sentencing. Id. at 514,
2. The Unexplained-Decision Approach
The Supreme Court recognized an exception to the reasoned-decision approach that allows a federal habeas court to consider hypothetical arguments or theories that could have supported the state court decision when the state court does not explain its reasons for denying relief— what I am calling the unexplained-decision approach. When federal habeas courts apply the unexplained-decision approach, they in effect review whether the result reached by the state court is entitled to deference. See Richter,
In Richter, the Supreme Court first adopted the unexplained-decision approach when confronted with how to apply AED-PA’s deferential standard to a California Supreme Court summary decision that was the only state court decision to address the petitioner’s claim. In Richter, the petitioner sought habeas relief on his ineffective assistance of counsel claim in the first instance in the California Supreme Court, as permitted under California procedure.
The United States Supreme Court faced the dilemma of how a federal habeas court should review the California Supreme Court’s summary decision under § 2254(d). Although the petitioner argued that the summary decision was not on the merits, which would make § 2254(d) inapplicable,
Under § 2254(d), a habeas court must determine what arguments or theories supported or, as here, could have supported, the state court’s decision; and then it must ask whether it is possible fairminded jurists could disagree that those arguments or theories are inconsistent with the holding in a prior decision of this Court.
Id. at 102,
After Richter, circuits were split about the proper mode for federal habeas courts to use when the last state court decision was accompanied by an explanation, with some circuits treating Richter as requiring federal habeas courts to review only the result reached by a state court even when the state court decision was accompanied by an explanation.
In Brumfield, the Supreme Court pierced AEDPA deference because the Louisiana state trial court’s denial of an evidentiary hearing on the petitioner’s claim that he could not be executed on account of his intellectual disability was based on unreasonable factual determinations. Id. at 2274. The state of Louisiana argued that even if the state habeas court had made unreasonable determinations of fact, its decision was entitled to deference under § 2254(d) because the result was reasonable given the petitioner’s failure to present evidence that his intellectual dis
The Supreme Court rejected Louisiana’s position, explaining that because “the state trial court never made any finding that [the petitioner] had failed to produce evidence suggesting he could meet this age-of-onset requirement,” there was “no determination on that point to which a federal court must defer in assessing whether [the petitioner] satisfied § 2254(d).” Id. Distinguishing Richter, the Supreme Court explained that federal habeas courts must defer to “hypothetical reasons [the] state court might have given for rejecting [the] federal claim” only when there is “no ‘opinion explaining the reasons relief has been denied.’ ” Id. at 2282-83 (quoting Richter,
In many cases, it is clear whether the reasoned-decision or unexplained-decision approach should apply. When the last state court decision on the merits explains why the petitioner is not entitled to relief, the Supreme Court has applied the reasoned-decision approach when considering whether to defer to the state court decision under § 2254(d). Conversely, when no state court has issued a reasoned decision, the Supreme Court has told us that the federal habeas courts should use the unexplained-decision approach. This case requires us to consider a more difficult question: how should a federal habeas court treat a state appellate court’s unexplained summary decision when a lower state court has rendered a reasoned decision?
B. Looking Through a Summary State Appellate Court Decision When a Lower Court Has Rendered a Reasoned Decision
I would adopt a look-through rule and presume that when a state appellate court renders a summary decision after a lower state court issued a reasoned decision, the state appellate court adopted the lower court’s reasoning. To be clear, with a look-through presumption, the federal habeas court still would review the last state court decision on the merits — the summary decision. The presumption simply provides a way of identifying the arguments or theories on which the state appellate court relied in its summary decision for the purpose of affording deference under §.2254(d). Because the presumption permits reasoning to be attributed to the Georgia Supreme Court’s decision, I would have a federal habeas court use the reasoned-decision approach, to review the Georgia Supreme Court’s decision.
1. The Leading Supreme Court Decisions Support a Look-Through Presumption.
The Supreme Court’s decisions in Ylst,
a. Ylst v. Nunnemaker
The Supreme Court first recognized the look-through presumption in Ylst, where it treated a state appellate court’s summary decision as adopting the grounds in the last reasoned decision that rejected the petitioner’s habeas claim. In Ylst, a California inmate argued on direct appeal that the prosecution introduced evidence that was inadmissible under Miranda v. Arizona,
The Supreme Court held that federal courts should apply a look-through presumption to determine whether a state court’s unexplained order applied a procedural bar, meaning “[wjhere there has been one reasoned state judgment rejecting a federal claim, later unexplained orders upholding that judgment or rejecting the same claim rest upon the same ground.” Id. at 803,
Although the question before the Supreme Court concerned only whether the later summary decision rested on a procedural ground like the last reasoned decision, the Supreme Court justified the look-through presumption in broad terms:
The maxim is that silence implies consent, not the opposite — and courts generally behave accordingly, ■ affirming without further discussion when they agree, not when they disagree, with the reasons given below. The essence of unexplained orders is that they say nothing. We think that a presumption which gives them no effect — which simply “looks through” them to the last reasoned decision — most nearly reflects the role they are ordinarily intended to play.
Id. at 804,
The majority opinion reads Ylst as supporting only a presumption that “a summary affirmance rests on the same general ground — that is, a procedural ground or on the merits — as the judgment under review.” Maj. Op. at 1236. The majority relies on language in Ylst stating it would be “ ‘most improbable’ that an ‘unexplained order leaving in effect a decision ... that expressly relies upon procedural bar’ actually ‘rejected] that bar and decid[ed] the federal question.’ ” Id. (alterations in original) (quoting Ylst,
I acknowledge there was no holding in Ylst that federal habeas courts should presume that a state appellate court adopted a lower court’s reasons for rejecting a habeas petitioner’s claims on the merits. But the rationale in Ylst — that a summary affirmance indicates agreement with the lower court’s reasons absent strong evidence to the contrary — equally supports treating a state appellate court’s summary affirmance as adopting a lower court’s reasoning for rejecting the merits of the petitioner’s claims.
Moore and Richter were companion cases — argued on the same day and then decided on the same day in opinions authored by Justice Kennedy. The majority contends Richter dictates that we must review the Georgia Supreme Court’s summary decision using the unexplained-decision approach. But Richter did not address whether federal habeas courts should look through, because in Richter the California Supreme Court was the only state court to render a decision on the petitioner’s claims. Although Richter never addressed what mode federal habeas courts should use when there is both a summary state appellate court decision and a reasoned lower court decision, the majority opinion extends Richter’s unexplained-decision approach beyond the “subset of habeas petitions where there is no reasoned decision from any state court,” concluding that “[tjhere is no basis in [§ 2254(d)] or Richter for two divergent analytical modes — one when there is no previous reasoned decision below and another for when there is.”
The majority’s extension of RichtePs unexplained-decision approach to all summary state court decisions creates tension with the text and structure of § 2254(d). Congress structured § 2254(d) to provide for two distinct bases, set forth in separate subsections, for piercing AEDPA deference when a state court decision is (1) contrary to or an unreasonable application of clearly established federal law or (2) based on an unreasonable determination of the facts. See 28 U.S.C. § 2254(d)(1), (2); see also Rice v. Collins,
I acknowledge that in Richter the Supreme Court implicitly accepted that federal habeas courts may blur the distinction between § 2254(d)(1) and (2) when reviewing a summary state court decision if there was no reasoned decision from any state court. But given the inherent tension between Richter and the structure of § 2254(d), Richters unexplained-decision approach should not be extended to apply when there is a reasoned decision from a state court.
Although Justice Kennedy did not address in Richter the approach that federal habeas courts should apply to review a summary state appellate court decision when there is a reasoned decision from a lower court, his opinion in Moore implicitly answered this question and supports limiting the unexplained-decision approach to cases where no reasoned state court decision exists. Put another way, Moore shows that the approach a federal habeas court takes to review a state appellate court’s summary decision turns on whether the lower state court rendered a reasoned decision. After all, in Moore, the Supreme Court looked through the state appellate court’s summary decision on the merits to whether the lower court had given reasons for denying the petitioner’s claim.
After pleading no contest to a felony murder charge, Moore sought a writ of habeas corpus in Oregon state trial court, alleging he had been denied effective assistance of counsel when his attorney failed to file a motion to suppress his confession.
Moore next filed in federal court a petition for a writ of habeas corpus claiming ineffective assistance of counsel. Moore,
In Moore, the state trial court’s rationale was indeterminate, though, because
Again, I concede that neither Ylst nor Richter expressly answers the question of whether we should look through a state appellate court’s summary decision for purposes of deciding whether that decision is entitled to deference under § 2254(d). But when that very scenario came before the Supreme Court in Moore — authored by Justice Kennedy and issued on the very same day as his opinion in Richter — the Court implicitly applied a look-through presumption to try to ascertain the reasoning behind the Oregon Court of Appeals’s summary decision. Moore should guide our analysis here: it demonstrates that federal habeas courts should (1) presume that the state appellate court adopted the lower court’s reasoning, (2) identify the actual reasoning set forth in the lower court’s decision, and then (3) apply the reasoned-decision approach to determine whether those reasons are entitled to deference under § 2254(d).
c. Justice Ginsburg’s Special Concurrence in Hittson v. GDCP Explains that We Should Look Through.
After Moore, Justice Ginsburg wrote an opinion specially concurring in the denial of certiorari in Hittson to make clear that we should look through. Post -Richter, in Hittson, a Georgia death row inmate sought certiorari after our Court affirmed the denial of his federal habeas petition. Our Court refused to look through the Georgia Supreme Court’s summary decision denying a certificate of probable cause and instead reviewed the Georgia Supreme Court’s decision using the unexplained-decision approach. Hittson v. GDCP Warden,
d. The Majority Opinion Creates a Circuit Split.
The majority contends Richter dictates that we should not look through, but no other circuit has adopted its position. Instead, we are the only circuit — out of three to confront the issue — to hold that federal habeas courts should not look through to find the reasons a state appellate court denied the petitioner’s claims on the merits and should instead apply the unexplained-decision approach whenever a state court renders a summary decision, even when there is a reasoned decision from a lower court. See Grueninger v. Dir., Va. Dep’t of Corr.,
The majority opinion provides no good reason for creating a circuit split. Its attack on the reasoning of the Fourth and Ninth Circuits is based on its flawed assumption that the unexplained-decision approach applies to all state court summary decisions, even where there is a reasoned decision from a lower state court. But, as explained above, Richter does not address whether federal habeas court should look through, and the majority opinion ignores that the Supreme Court in Moore implicitly looked through.
2. Principles of Federalism and Comity Support a Look-Through Presumption.
Even if the Supreme Court had not recognized that federal habeas courts should look through a state appellate court’s summary decision when reviewing that decision under § 2254(d), we should adopt a look-through presumption because it best honors principles of federalism and comity. The majority and I agree that principles of federalism and comity should guide our
I conclude that adopting a look-through presumption best serves principles of federalism and comity for four reasons. First, although the Georgia Supreme Court has never stated explicitly that it agrees with the superior court’s reasons for rejecting a petitioner’s claims when it renders a summary decision, there is strong support for the inference in Georgia procedure and the Georgia Supreme Court’s practices.
Second, although principles of federalism and comity prohibit a federal habeas court from forcing a state court to set forth reasons why it rejected a petitioner’s claim, contrary to the majority’s contention looking through imposes no opinion-writing standard. This is because a state appellate court can overcome the look-through presumption by something as simple as issuing a one-sentence summary decision stating that it disagrees with the lower court’s reasoning but agrees that the petitioner is not entitled to relief.
Third, looking through allows federal ha-beas courts to respect and give effect to the different ways that states have chosen to structure their collateral review systems. More specifically, looking through allows federal habeas courts to treat a summary state appellate court decision that is the product of a state collateral review system in which no state court has rendered a reasoned decision differently from a summary state appellate court decision that is the product of a state collateral review system in which a lower court has rendered a reasoned decision.
Fourth, I disagree with the majority’s argument that looking through is inappropriate because federal appellate courts do not treat their summary decisions as adopting the reasoning of lower courts. Federal practice should not dictate what a state appellate court’s summary decision means, particularly where, as here, there is evidence that the Georgia Supreme Court implicitly adopted the lower court’s reasoning.
a. Looking Through Accurately Captures What the Georgia Supreme Court Intends its Summary Decisions to Mean.
On the most basic level, the majority opinion’s refusal to look through the Georgia Supreme Court’s summary denial of an application for a certificate of probable cause offends principles of federalism because it results in federal courts ignoring the superior court’s reasoned decision despite evidence that the Georgia Supreme Court implicitly adopted that reasoning. AEDPA leaves “primary responsibility with the state courts” for adjudicating ha-beas claims. Pinholster,
The majority opinion treats the superior court’s decision as a nullity because the Georgia Supreme Court subsequently issued a decision denying an application for a certificate of probable cause, albeit in a summary opinion. In my view, Georgia’s statutory procedures as well as the Georgia Supreme Court’s practices support the conclusion that the Georgia Supreme Court’s silent denial of an application for a certificate of probable cause indicates agreement with and adoption of the superior court’s reasoning. This evidence comes
First, the way in which Georgia has set up its habeas system suggests that the Georgia Supreme Court’s summary denial indicates agreement with the superior court’s reasoning. Georgia law requires a petitioner to seek habeas relief in a superi- or court in the first instance, O.C.G.A. § 9-14-43, and mandates that the superior court issue a reasoned decision including written findings of fact and conclusions of law, id. § 9-14-49. The State limits the scope of appellate review, requiring petitioners to apply for a certificate of probable cause to appeal, id. § 9-14-52, and allowing the Georgia Supreme Court to issue a certificate of probable cause only when the petitioner has demonstrated arguable merit. See Foster,
Second, the Georgia Supreme Court’s practice of issuing a reasoned denial of an application for a certificate of probable cause when it disagrees with the superior court’s reasoning but agrees with the result further supports the conclusion that the Georgia Supreme Court’s summary denial indicates agreement with the superior court’s reasoning. Although the Georgia Supreme Court routinely denies applications for certificates of probable cause in summary decisions, it has sometimes provided reasons why it denied an application when it agreed with the result the superior court reached — that is, the denial of relief — but disagreed with the superior court’s reasons. For example, the Georgia Supreme Court explained in Tollette v. Upton that it denied an application because, although the superior court applied the incorrect legal standard to evaluate prejudice, under the correct standard the petitioner failed to demonstrate that his claim had arguable merit. Tollette v. Upton, No. S13E1348 (Ga. Mar. 28, 2014); see also Rivera v. Humphrey, No. S13E0063 (Ga. Sept. 9, 2013) (denying application for certificate of probable cause even though superior court applied the wrong standard because “after independently applying the correct legal principle to the facts as found by the [superior] court, ... we conclude that the Petitioner’s claim is without arguable merit”); Pace v. Schofield, No. S08E049 (Ga. Jan. 12, 2009) (concluding that superior court’s prejudice analysis was erroneous but denying application because “there is no arguable merit to the Petitioner’s ineffective assistance of counsel claims”).
I agree with the majority that under AEDPA we must give state court decisions “the benefit of the doubt.” Maj. Op. at 1239 (quoting Renico v. Lett,
b. Looking Through Imposes No Opinion-Writing Standard.
The majority attacks the look-through presumption as inconsistent with federalism because it “impose[s] opinion-writing standards on state appellate courts.” Id. at 1238. It certainly is true that the Supreme Court has expressed concern about federal habeas courts using AEDPA to impose opinion-writing standards on state courts. See Johnson v. Williams, — U.S. -,
But even if the Georgia Supreme Court chooses to explain why it denied the petitioner’s application, I cannot agree that looking through creates an undue opinion-writing burden because on direct review under 28 U.S.C. § 1257(a) the United States Supreme Court already presumes that the Georgia Supreme Court’s summary decisions adopt the reasoning in the lower court’s decision. As a result, the Georgia Supreme Court presently has an incentive to state when it disagrees with the superior court’s rationale regardless of whether federal habeas courts look through.
In Sears, on direct review under § 1257(a), the United States Supreme Court looked through the Georgia Supreme Court’s summary decision denying an application for a certificate of probable cause, presuming that it denied the application for the reasons set forth in the superior court’s decision. See, e.g., Sears,
And again in Foster, the Supreme Court on direct review looked through the Georgia Supreme Court’s summary denial of a certificate of probable cause to the superi- or court’s reasons for denying the petitioner’s claim. A threshold issue in Foster was whether the Georgia Supreme Court’s denial of a certifícate of probable cause rested on federal or state law grounds. Foster,
Since Sears, then, the Georgia Supreme Court has been on notice that if it summarily denies an application for a certificate of probable cause, the United States Supreme Court — at least on direct review under § 1257(a) — will treat its summary decision as implicitly adopting the superior court’s reasoning and will vacate its judgment if the superior court’s reasoning is flawed. Accordingly, I fail to see how looking through under § 2254(d) would impose an improper opinion-writing standard.
c. Looking Through Respects Differences in How States Have Structured Their Habeas Systems.
The majority opinion requires federal habeas courts to apply the unexplained-decision approach to review all summary state court decisions, regardless of whether the state habeas system requires a reasoned decision from a lower court. But the majority opinion’s approach violates the principles of comity and federalism that underlie AEDPA because it fails to respect differences in how the states have chosen to structure their systems. See Younger v. Harris,
To illustrate why such summary decisions should not be treated identically, I compare the California and Georgia state collateral review systems. California, like Georgia, has structured its collateral review procedures to permit its state supreme court to issue a summary decision rejecting a petitioner’s claims on the merits, but its system for reviewing habeas claims otherwise bears little resemblance to Georgia’s. California law allows a petitioner to seek relief in the California Supreme Court in the first instance without requiring the California Supreme Court to issue a reasoned decision. See Richter,
But, as I described above, collateral review in Georgia is markedly different. Georgia guarantees petitioners at least one reasoned decision addressing their claims. Thus, there is good reason to infer that the Georgia Supreme Court intends its summary decision to adopt the lower court’s reasoning. Looking through allows federal habeas courts to give meaning and effect to these differences in how Georgia and Florida have chosen to structure their state habeas systems.
At bottom, the majority takes the position that federal habeas courts must review all summary state court decisions in one uniform way. Although the majority exalts the importance of uniformity, the majority also would have federal habeas courts draw simultaneous, inconsistent conclusions about what a single state appellate court’s summary decision means. Petitioners frequently raise more than one claim in a state habeas petition, and state habeas trial courts may issue a single order addressing all of the claims. As in this case, the state habeas trial court may conclude that some of the petitioner’s claims are procedurally defaulted and others fail on the merits. Or the state court may
I am concerned that by embracing a look-through presumption for purposes of identifying whether the state appellate court applied a procedural default but rejecting it for purposes of identifying the grounds on which the state appellate court rejected the petitioner’s claims, the majority opinion fails “to afford state courts due respect” and offends principles of federalism. Woods v. Donald, — U.S.-,
d. Deferring to How Federal Appellate Courts Understand Their Summary Decisions Violates Federalism Principles.
The majority contends that federal ha-beas courts should not adopt a look-through presumption because when federal appellate courts summarily affirm decisions from lower courts, they do not necessarily adopt the lower court’s reasoning. The majority assumes that a state appellate court’s summary decision carries the same meaning on federal habeas review that federal appellate courts assign to their own summary decisions. This position is unprincipled and inconsistent with federalism.
It is true that the United States Supreme Court and federal appellate courts have said that their summary affirmances do not adopt the reasoning of the lower court. The Supreme Court has explained, for example, that only what “was essential to sustain” the lower court’s judgment may be read into its summary decisions. Anderson v. Celebrezze,
Because federal review of state habeas decisions is unique, however, it strikes me as inappropriate that the federal courts’ practice in another context should dictate what a state appellate court’s summary
First, in Ylst, despite suggesting that a state appellate court’s summary orders “are not meant to convey anything as to the reason for the decision,” the Supreme Court treated a state appellate court’s summary decision as adopting the grounds in the last reasoned state court decision. Ylst,
Second, as I explained above, decisions from the Georgia Supreme Court demonstrate that it issues summary denials when it agrees, not disagrees, with the superior court’s reasons for denying the petitioner’s claims. The majority’s reliance on how federal courts understand their summary af-firmances and corresponding refusal to consider what Georgia’s collateral review system and the Georgia Supreme Court’s practices tell us about the meaning of its summary decisions fail to afford due respect to principles of comity and .federalism. See Thompson v. Bell,
III. CONCLUSION
I fear that the majority opinion’s application of the unexplained-decision approach to review a summary decision of the Georgia Supreme Court will deprive petitioners of federal habeas relief, eroding the guarantees of the Great Writ. I cannot agree that to pierce AEDPA deference a habeas petitioner must show that the Georgia Supreme Court’s denial of an application for a certificate of probable cause was unreasonable. I believe that federal habeas courts should presume that the state appellate court’s summary decision under review adopted the lower court’s reasons for rejecting the petitioner’s claims. When the presumption has not been overcome by strong evidence, a federal habeas court should review whether the arguments or theories in the superior court’s decision are entitled to deference under the reasoned-decision approach.
The majority’s decision today requires federal habeas courts under § 2254(d) to defer to a summary decision of the Georgia Supreme Court so long as a federal court can conjure up any ground upon which relief reasonably could have been denied, even when the superior court’s reasoning was contrary to clearly established law. To reach this result, the majority ignores United States Supreme Court cases that direct us to presume that the Georgia Supreme Court silently adopted the superior court’s reasoning. And the majority ignores the evidence that the Georgia Supreme Court intends and understands its summary denials to mean that it agrees with the superior court’s reasoning. Instead, the majority relies on the unsupported assumption that federal cases addressing the meaning federal appellate courts assign their summary decisions dictate what the Georgia Supreme Court’s summary decisions mean. Rather than working the careful balance between the state and federal system that AEDPA and our Constitution require, the majority
Notes
. As the district court explained, just four months before the start of trial, the two lawyers who served as Mr. Wilson’s trial counsel had not begun their mitigation investigation or even decided who would be responsible for the mitigation investigation. Through trial, each attorney believed the other was primarily responsible for developing the mitigation case. As a result, trial counsel never interviewed any background witnesses. Although there were red flags about Mr. Wilson’s background in documentary evidence, counsel failed to expand their investigation beyond the records.
. Since February 2015, Georgia has executed nine individuals. Eight of them applied to the Georgia Supreme Court for a certificate of probable cause after the state habeas trial court denied relief. The Georgia Supreme Court denied each application in a summary order.
. The Supreme Court has applied the reasoned-decision approach many times. See, e.g., Porter v. McCollum,
. Each year more than 3,400 original petitions for a writ of habeas corpus are filed directly with the California Supreme Court, making up over one-third of that court’s caseload. See Richter,
. To be clear, this circuit split — about whether Richter required federal habeas courts to review the result reached, not the reasoning, of a state court — is distinct from the circuit split created by the majority opinion in this ease, which concerns whether a federal habe-as court should presume that a state appellate court’s summary decision adopted a lower court's reasons for rejecting the petitioner’s claim.
. The majority's position that in Brumfield the Supreme Court “had no opportunity to apply or qualify Richter” simply cannot be squared with the Supreme Court's decision. Maj. Op. at 1242. In Brumfield the Supreme Court clarified that federal habeas courts should not use the unexplained-decision approach announced in Richter when there is a reasoned state court decision.
. I note that the majority opinion is utterly inconsistent with our decision in Hammond v. Hall,
Our decision in Hammond can be understood in one of two ways: either (1) federal courts may review more than one state court decision when applying § 2254(d), or (2) federal courts may presume that a state appellate court by its silence adopted a lower court’s reasoning. Either way the majority has countermanded Hammond. First, the majority rejects the position that federal habeas courts may consider more than one state court decision under § 2254(d). See Maj. Op. at 1232 (directing that under § 2254(d), we only "review one decision”). Second, the majority forbids federal habeas courts from presuming that a state appellate court silently adopted the reasoning of a lower court. See id. at 1232. Although the en banc court is not bound by prior panel precedent, I am troubled that the majority opinion never acknowledges its conflict with Hammond or offers an
. We must, of course, bear in mind that “there is dicta and then there is dicta, and then there is Supreme Court dicta.” Schwab v. Crosby,
. I note that prior to Richter, when reviewing state appellate court decisions for purposes of § 2254(d), we extended Ylst beyond the procedural default context and presumed that a state appellate court's summary affirmance
. Nothing in § 2254(d) or the case law interpreting it supports the majority’s position that all summary state appellate court decisions must be reviewed in the same way, regardless of whether there was a reasoned decision from a lower court. Indeed, the majority’s emphasis on the need for a uniform approach ignores that the Supreme Court has already applied two distinct analytical modes for applying § 2254(d)’s standard.
. The Oregon Supreme Court then denied the petitioner’s request for discretionary (cer-tiorari-like) review. Moore v. Palmateer,
. Under Oregon law, the Oregon Court of Appeals's summary affirmance was a decision on the merits. See Or. Stat. § 34.710 (providing petitioner the right to appeal a trial court judgment refusing to allow a habeas writ).
. Although Justice Ginsburg disagreed with our Court's rejection of the look-through presumption, she ultimately concurred in the denial of Mr. Hittson's petition because the state trial court's reasoning was entitled to deference under § 2254(d). See Hittson,
. Indeed, the combination of the Hittson concurrence and Brumfield caused the Georgia Attorney General to change his position in this case because ”[i]t simply does not seem to be the better choice to refuse to look at the last reasons given by a state court in deciding a claim and [Richter] provides no language suggesting that the last reasoned opinion should not be looked to for federal habeas review.” Appellee Br. at 18. Although this concession certainly does not bind us, it is telling that Georgia's Attorney General changed his position even though the result would be that petitioners face a lighter, and the state a correspondingly heavier, burden on federal review of summary denials of ha-beas relief.
. In addition, at least one other circuit has in dicta suggested that it would look through a state appellate court’s summary decision on the merits to the last reasoned opinion. See Woodfox v. Cain,
. Other states, like Georgia, have adopted systems that permit their appellate courts to resolve appeals from denials of habeas relief in summary decisions on the merits. In Florida, habeas petitioners not sentenced to the death penalty may appeal state habeas trial court decisions to Florida's intermediate appellate courts as a matter of right. See Fla. R. Crim. P. 3.850(k); Johnson v. Wainwright,
. Certainly, the same principles do not always apply on the Supreme Court’s direct review of state habeas decisions under 28 U.S.C. § 1257(a) and federal habeas review of state court decisions under AEDPA. But the majority presents no compelling reason why the meaning of a Georgia Supreme Court decision should vary between the two contexts. Despite the differences between direct and collateral review, the Supreme Court has applied principles from direct review cases to federal habeas cases when an issue is "common to both direct and habeas review." Harris v. Reed,
. The majority contends that because the Georgia Supreme Court would have to issue this one-sentence order to overcome the look-through presumption, looking through would impose an opinion-writing standard. I suppose that is literally correct, but any burden would be minimal, limited to a form sentence that could be used with little more trouble than the sentence that the Georgia Supreme Court most frequently uses, "it is ordered that [the application] be hereby denied.”
. This statutory provision provides that “[f|i-nal judgments ... rendered by the highest court of a State in which a decision could be had [] may be reviewed by the Supreme Court.” 28 U.S.C. § 1257(a).
. Although the Supreme Court has stated that it “rarely” reviews under § 1257(a) state court decisions denying collateral relief, Lawrence v. Florida,
. The majority tries to sidestep this issue by contending that under Ylst a summary affir-mance means only that the state appellate court’s decision rested "on the same general ground — that is, a procedural ground or on the merits — as the judgment under review.” Maj. Op. at 1236. The problem is that Ylst went further than treating a summary affir-mance as simply indicating an agreement with the general ground reached by the lower court. The Supreme Court explained that a summary affirmance indicates agreement with the lower court's reasons: "silence implies consent ... and courts generally behave accordingly, affirming without further discussion when they agree ... with the reasons given below.” Ylst,
. The majority points out that Justice Ginsburg concurred in the denial of certiorari in Hittson because she agreed with the result reached by our Court but not the reasoning, concluding that the Georgia Supreme Court likewise may deny an application for a certificate of probable cause in a summary order even though it disagrees with the lower court’s reasoning. Implicit in this argument is the idea that federal habeas courts should look to how the United States Supreme Court applies its discretionary standard for reviewing certiorari petitions, see Supreme Ct. R. 10 ("Review on a writ of certiorari is not a matter of right, but of judicial discretion.”), to understand what the Georgia Supreme Court’s summary denial of a certificate of probable cause means, even though the Georgia Supreme Court’s decision is on the merits. I fail to see why the fact that the United States Supreme Court may in its discretion deny a certiorari petition for any reason indicates
. The majority also suggests that a federal habeas court that looks through violates principles of federalism because it improperly "review[s] the entire process by which a prisoner’s federal claim was adjudicated” instead of determining whether the last state-court decision is entitled to deference. Maj. Op. at 1240. This suggestion relies on the assertion that looking through requires a federal habeas court to review the entire state court proceedings because the federal court would have to consider the lower state court decision and briefing before the state appellate court to determine whether the look-through presumption is overcome. But I see no problem because a federal habeas court would look to briefing before the state appellate court only as part of the threshold inquiry to identify the content of the state court decision. The Supreme Court has recognized that a federal habeas court reviewing a state court decision has a "duty ... to determine the scope of the relevant state court judgment.” Coleman v. Thompson,
