Wilson v. U.S. Department of TransportationWilson v. U.S. Department of Transportation
MEMORANDUM OPINION
Joe Wilson, proceeding
pro se,
brought a fourteen count Complaint against the Department of Transportation and nine individuals. Mr. Wilson has stated claims against the Secretary of Transportation as follows: (1) a claim for race and age discrimination based on a December 2007 denial of promotion and (2) a claim for retaliation based on his manager’s decision to charge him with leave without pay from
I. FACTS
Mr. Wilson brought suit against the Department of Transportation and the following nine individuals employed at various offices within the Federal Highway Administration (“FHWA”): Morten Sorensen, Director of Financial Services at the Office of the Chief Financial Officer (“OCFO”); Margo Sheridan, Deputy Chief Financial Officer at OCFO; Albert “Tom” Park, former Chief Financial Officer at OCFO; Elissa Konove, current Chief Financial Officer at OCFO; Patricia Toole, FHWA Human Resources Director; Allen Masuda, FHWA Office of Civil Rights Associate Administrator; Jeff Paniati, FHWA Executive Director; Patricia Prosperi, FHWA Administrator of Administration; and Marylou Nicholson, Management Assistant at FHWA.
The Complaint is replete with vague allegations. For example, the Complaint alleges:
48. DEFAMATION. This complaint and all the suffering that lead up to it could have been averted long ago.... As a solution, Plaintiff proposed diversity, tolerance, ethics, and leadership training for Morten Sorensen and an apology for this inexplicable behavior. What Plaintiff received was a written reprimand.
50. HOSTILE WORK ENVIRONMENT. A hostile work environment is not a single action. It may begin as a single action and from there is becomes a pattern of events. Here is a brief roll of what makes up this hostile work environment:
The intimidation of the staff.
The extraordinary closeness of management [] working on this situation with no positive results, only wasted taxpayer money and more hostility.
The exorbitant number of denied promotions from personal motives and grudges.
The proactive involvement of OCC 2 in non-EEO cases that provides heart and confidence to management and intimidation to employees.
The excessive number of near violent eruptions in OCFO.
Lou Nicholson spying and intimidating.
The Competitive Sourcing/BPR 3 initiative that targeted only certain individuals — over 50, handicapped, minorities. Inexplicable Freedom of Information Act (FOIA) activity.
Compl. [Dkt. # 1] ¶ 48 & 50.
Despite such vague allegations, it can be discerned from the Complaint that Mr. Wilson has been employed as an accountant with the FHWA since 2003. He started at the grade level GS-9, was promoted to GS-11 in 2005 and was promoted to GS-12 in 2006. He alleges that he is entitled to promotion on a non-competitive basis and that despite being recommended for, and eligible for, promotion since 2006, Defendants have failed to promote him to grade GS-13. Compl. ¶ 5. He claims that in December of 2007, he was required to take a “last minute test with no notice covering
On December 18, 2007, Mr. Wilson contacted an EEO counselor and claimed that he was not promoted due to race and age discrimination; Mr. Wilson is a an African-American and he was 52 years old in December of 2007. Defs.’ Mot. to Dismiss [Dkt. # 6], Ex. 8 (EEO Counselor’s Report); id., Ex. 11 (EEO Investigation Report). On January 22, 2008, FHWA sent Mr. Wilson a notice of his right to file a discrimination complaint. Id., Ex. 9 (Notice). On January 30, 2008, Mr. Wilson filed a formal complaint, and the Department of Transportation’s Office of Civil Rights (“DOT OCR”) accepted Mr. Wilson’s claim for investigation. Id., Ex. 10 (Letter from DOT OCR).
On August 29, 2009, Mr. Wilson again contacted an EEO counselor to file a complaint. He alleged that the agency charged him with leave without pay from August 31, 2009 to September 3, 2009, and that this was done in retaliation for his prior complaint of discrimination. He also alleged a hostile work environment, as a co-worker (Deera Herron) told Mr. Wilson that she had overheard management make derogatory remarks about him. Id., Ex. 19 (EEO Counselor’s Report). On October 2, 2009, Mr. Wilson filed a formal charge with the DOT OCR. Id., Ex. 23 (Complaint). DOT OCR dismissed the charge for failure to state a claim, noting that the allegations did not demonstrate severe or pervasive conduct that actually affected any term or condition of employment. Id.
On March 24, 2010, Mr. Wilson filed this lawsuit. Then, on April 6, 2010, an EEOC Administrative Judge dismissed his 2008 charge of failure to promote due to race and age discrimination for the reason that the 2008 charge was pending in this suit. Id., Ex. 29 (EEOC Dismissal Notice). The instant Complaint alleges fourteen Counts:
Count I — Violation of EEOC Regulations at29 C.F.R. §§ 1614.103 , .106(a), & .107(a)(1);
Count II — Conspiracy to violate civil rights under42 U.S.C. § 1985 ;
Count III — Negligent failure to prevent conspiracy to violate civil rights under42 U.S.C. § 1986 ;
Count IV — Violation of Title VII of the Civil Rights Act,42 U.S.C. §§ 2000e— 2000h-6 based on the pre-2008 failure to promote and hostile environment;
Count V — Violation of Title VII of the Civil Rights Act,42 U.S.C. §§ 2000e— 2000h-6 based on retaliation and hostile environment;
Count VI — Violation of Title VII of the Civil Rights Act of 1991,42 U.S.C. § 1981a ;
Count VII — Violation of the Age Discrimination in Employment Act of 1967 (“ADEA”),29 U.S.C. § 621 et seq. ;
Count VIII — Violation of the Civil Service Reform Act of 1978,5 U.S.C. § 2302 ;
Count IX — Breach of duty of good faith and fair dealing;
Count X — Civil Conspiracy;
Count XI — Breach of Contract;
Count XII — Intentional and Negligent Infliction of Emotional Distress;
Count XIII — Defamation; and
Count XIV — Violation of the First, Fifth, Ninth, and Fourteenth Amendments to the U.S. Constitution.
Defendants move to dismiss all Counts other than Counts IV, V, and VII.
II. STANDARD OF REVIEW
Defendants seek partial dismissal of the Complaint based on failure to state a claim under
A. Failure to State a Claim
A motion to dismiss pursuant to
In deciding a motion under
B. Lack of Jurisdiction
When reviewing a motion to dismiss for lack of jurisdiction under
III. ANALYSIS
A. Count I, Violation of EEOC Regulations
Mr. Wilson alleges that Defendants violated EEOC Regulations
B. Counts II, III, and XIV, Conspiracy to Violate Civil Rights and Constitutional Claims
Mr. Wilson asserts a
Bivenstype
6
claim for deprivation of his rights under
C. Count VI, Violation of Title VII of the Civil Rights Act of 1991
Mr. Wilson alleges a violation of Title VII of the Civil Rights Act of 1991,
D. Count VIII, Violation of the Civil Service Reform Act of 1978
Mr. Wilson alleges that Defendants violated his rights under the Civil Service Reform Act of 1978 (“CSRA”),
Mr. Wilson chose to pursue his discrimination claim via the EEO process and did not bring any claims through the Merit Service Protection Board or the mixed case route. He did not allege any claims under the CSRA in his EEO complaints. Because Mr. Wilson has not exhausted any claim under the CSRA, this Court lacks jurisdiction over such a claim. Count VIII will be dismissed.
E. Count IX, Breach of Duty of Good Faith and Fair Dealing and Count XI, Breach of Contract
Mr. Wilson contends that Defendants breached an alleged contract whereby he would be promoted on a noncompetitive career ladder and that they breached their duty of good faith and fair dealing, a duty implied in every contract.
See Choharis v. State Farm Fire & Cas. Co.,
F. Count X, Civil Conspiracy; Count XII, Intentional and Negligent Infliction of Emotional Distress; and Count XIII, Defamation
Mr. Wilson’s claims for civil conspiracy, intentional and negligent infliction of emotional distress, and defamation are barred by sovereign immunity. It is “axiomatic that the United States may not be sued without its consent and that the existence of consent is a prerequisite for jurisdiction.”
United States v. Mitchell,
The exclusive remedy for torts committed by Government employees in the scope of their employment is a suit against the Government itself under the Federal Tort Claims Act (“FTCA”),
Mr. Wilson’s defamation claim is barred by sovereign immunity, and no waiver for such a claim is included in the FTCA. Also, the Complaint does not contain any allegations pursuant to the FTCA and it does not aver that Mr. Wilson exhausted administrative remedies as to these claims. Further, with regard to the civil conspiracy claim, such a claim under
G. Count IV and V, Violation of Title VII and Count VII, Violation of the ADEA
Mr. Wilson alleges that Defendants violated Title VII based on the pre2008 failure to promote and hostile environment (Count IV) and based on retaliation and hostile environment (Count V) and that Defendants violated the ADEA based on the pre-2008 failure to promote (Count VII). Because the Complaint is long and vague, it may be that Mr. Wilson intends to assert other discrimination claims as well. As to those claims, however, he has not exhausted administrative remedies and thus has not stated a claim.
See Williams-Jones v. LaHood,
The hostile work environment claims will be dismissed for failure to state a claim. Title VII prohibits an employer from discriminating on the basis of race, color, religion, sex, or national origin in hiring decisions, in compensation, terms and conditions of employment, and in classifying employees in a way that would adversely affect their status as employees.
In determining whether a hostile work environment claim is substantiated, a court must look at all the circumstances of the plaintiffs employment, specifically focusing on such factors as the frequency of the discriminatory conduct, its severity, whether it was threatening and humiliating or was merely offensive, and whether it unreasonably
Here, Mr. Wilson makes only vague allegations relating to his claim of discrimination based on a hostile work environment:
50. HOSTILE WORK ENVIRONMENT. A hostile work environment is not a single action. It may begin as a single action and from there is becomes a pattern of events. Here is a brief roll of what makes up this hostile work environment:
The intimidation of the staff.
The extraordinary closeness of management [] working on this situation with no positive results, only wasted taxpayer money and more hostility.
The exorbitant number of denied promotions from personal motives and grudges.
The proactive involvement of OCC in non-EEO cases that provides heart and confidence to management and intimidation to employees.
The excessive number of near violent eruptions in OCFO.
Lou Nicholson spying and intimidating. The Competitive Sourcing/BPR initiative that targeted only certain individuals— over 50, handicapped, minorities. Inexplicable Freedom of Information Act (FOIA) activity.
Compl. [Dkt. # 1] ¶ 50. He also alleges that “Plaintiff became aware of the hostile work environment ... in March 2003. At that time, fiercely contested outsourcing was underway with predominately African-Americans and all other minorities targeted, resulting in numerous complaints reported and/or claims filed, and Sandy Weisman, the senior executive in charge of this office departing abruptly when one such filed EEO case was settled out of court.”
Id.
¶ 21. He notes that “Defendant Sorensen began harassing his staff by taking roll call attendance each morning, abusing his employees, micro-managing, and recruiting junior managers to join in on his harassment.”
Id.
¶ 36. Finally, he avers that “Defendants continue to allow
At this juncture, Defendants do not seek to dismiss Mr. Wilson’s claims for race and age discrimination based on the December 2007 denial of promotion (Counts IV and VII) and for retaliation based on the decision to charge him with leave without pay from August 31 to September 3, 2009 (Count V). Those claims remain pending.
H. Proper Defendant
Title VII and the ADEA do not impose individual liability; the only proper defendant in suits brought under these statutes is the head of the department or agency being sued.
See
IV. CONCLUSION
Accordingly, all claims will be dismissed except the following: (1) a claim for race and age discrimination based on a December 2007 denial of promotion (Counts IV and VII) and (2) a claim for retaliation based on the decision to charge Mr. Wilson with leave without pay from August 31 to September 3, 2009 (Count V). The Secretary of Transportation, Ray LaHood, is substituted the Department of Transportation. All other Defendants will be dismissed. 8 A memorializing Order accompanies this Memorandum Opinion.
Notes
. The Court asserts no opinion whether these claims can later survive summary judgment.
. "OCC” is the FHWA Office of Chief Counsel.
. The Complaint does not define the "Competitive Sourcing/BPR initiative.”
. Despite notations in the Complaint that pre2008 discrimination claims were included in a separate case, Mr. Wilson later sought to include such allegations in this case. Defendants interpreted the Complaint to actually include pre-2008 discrimination claims, and the Court has deemed the Complaint to include such allegations. See Minute Order filed Dec. 27, 2010.
. In the alternative, Defendants move for a more definite statement under
.
Bivens v. Six Unknown Named Agents of Federal Bureau of Narcotics,
. In addition, the U.S. Attorney General has certified that the individual Defendants were acting within the scope of their duties. Defs.' Mot. to Dismiss, Ex. 2 (Certification). Where such a certification has been made, federal defendants are entitled to immunity.
U.S. v. Smith,
. Thus, Mr. LaHood will be the sole Defendant in this case.