Lead Opinion
In this criminal appeal, we consider whether petitioner was seized in violation of the Fourth Amendment to the United States Constitution. We shall hold that the police officer’s seizure of petitioner was an unlawful arrest and in violation of the Fourth Amendment to the United States Constitution. Accordingly, the trial court erred in denying his motion to suppress the evidence resulting from his unlawful seizure.
I.
Francis Eugene Wilson, petitioner, was indicted by the Grand Jury for Washington County on charges of second degree assault, resisting arrest, disarming a law enforcement officer, possession of marijuana, and disorderly conduct. He proceeded to trial before a jury and he was convicted of all the charges, except for disarming a law enforcement officer. He was sentenced to a term of imprisonment of three years on the resisting arrest charge, a consecutive term of one year imprisonment on the marijuana charge, and a concurrent term of imprisonment of sixty days for the disorderly conduсt charge.
In the Circuit Court, petitioner filed a motion to suppress the search and seizure conducted by the police. The parties agreed that the trial court could rule on the motion as part of the trial rather than to hold a separate hearing on the motion. After police officer Zimmerer testified before the jury, the trial court excused the jury, and, after argument on the motion, ruled on the motion to suppress. As did the Court of Special Appeals, we shall focus on the officer’s testimony up until the point when the court excused the jury and ruled on the motion to suppress.
Officer Zimmerer testified that at approximately 5:00 a.m. on February 13, 2005, while on routine patrol in Hagerstown, Maryland, in an unmarked police car, he saw something in the roadway. He thought the object was a trash bag or tarp that had blown into the roadway, and he activated his emergency lights. As he activated his emergency lights he noticed that the object was actually petitioner lying in the roadway. In response to the lights, petitioner stepped up in front of a van located one lane over to the right of the officer, went onto the sidewalk and started walking westbound, in the same direction as the unmarked police car. Officer Zimmerer then slowed down, left his lights on, and pulled up to the curb.
Petitioner continued walking past Officer Zimmerer, at which point the officer exited his vehicle and called to petitioner because “he wanted to see if he was okay.” Although Officer Zimmerer was in an unmarked police car, he was dressed in full uniform and his police badge was displayed. Petitioner did not respond and appeared to the officer “to be picking up his pace.” The officer noticed some abrasions on petitioner’s face and knuckles. He grabbed petitioner by his coat, sat him down on the curb, and began talking to him. The officer testified that he “tried to find out his name, ask him what was wrong with him, tried to find out where he lived at.” In response, petitioner “just sat there with a blank stare.” Officer Zimmerer testified that, based upon petitioner’s mannerisms,
The trial court then dismissed the jury and permitted defense counsel the opportunity to cross-examine the officer. Although he maintained that petitioner was not under arrest, the officer agreed that petitioner was not free to leave. The court then heard argument on the motion to suppress, and denied the motion. The court determined that, given the circumstances, the оfficer had a right to accost petitioner to see if anything was wrong and that “he had a right to do that because he was building reasonable articulable suspicion.” The court stated as follows:
“And perhaps maybe not at that time, but once he contacted the defendant, saw the injuries I think on his face and hands and knuckles, started gathering more information that something was seriously amiss, asked the defendant his name, asked other questions. The defendant just stared blankly after he had him sit down. So certainly this Officer had reasonable articulable suspicion to believe that something was going on with the defendant, either a crime was being committed because the defendant was under the influence of drugs, perhaps not alcohol because he couldn’t smell it, that the defendant was injured and needed help or assistance, that the defendant was having some type of mental or physical problem for which he needed to go to the hospital. So the officer had a right to detain, to do sоmething that was less intrusive than an actual arrest in order to determine if a crime was being committed, had been committed, the defendant’s identity to determine if he needed help or assistance, and there is a community caretaking function here. It’s like ..., there have been cases where the appellate courts have said that hearing screams in a building, they have a right to run in there to see if anything or anyone was in need of assistance or a crime was being committed. Here the defendant, because of his actions, the observations of the injuries, seeing him in the middle of the road just lying there, the defendant could have gotten killed at that point in time by a vehicle coming along not observing him until it was too late and running over him. So the Officer had articulable suspicion that perhaps a crime had been committed, was being committed, that the defendant was injured, that the defendant needed help, or that in fact after observing him, that the defendant was either assaulted, having a medical issue, or was under the influence of drugs. So taking him into ..., detaining him was a perfectly valid thing to do at that point in time. And telling him, ‘I’m taking you to the hospital,’ was also perfectly valid either because there was a basis for a Terry type of stop and detention or there was a basis to take him to the hospital because there was cause, certainly cause to believe that the defendant was having an injury, an illness or a medical condition, or was so under the influence that he was potentially going to injure himself or others in the future.”
The court denied the motion to suppress, the trial resumed, and additional facts not to be considered on the motion to
The jury found petitioner guilty of second degree assault, resisting arrest, possession of marijuana, and disorderly conduct. As indicated, the court sentenced petitioner to four years of incarceration.
Petitioner noted a timely appeal to the Court of Special Appeals. Affirming the judgment of conviction, the intermediate appellate court held that petitioner was detained properly by the police in the exercise of their community caretaking function. Wilson v. State,
We granted Wilson’s petition for writ of certiorari to answer the following question:
“Did all of the evidence of guilt adduced against petitioner flow from a violation of his Fourth Amendment right against unreasonable seizure where a police officer, lacking even a reasonable suspicion of criminal activity, approached petitioner in full uniform, with weapon and badge displayed, and emergency lights activated; grabbed petitioner by the arm from behind, interrogated him, informed petitioner that he would be removed from the scene in the rear of a squad car, and then sought to place handcuffs upon him?”
Wilson v. State,
II.
In reviewing the trial court’s denial of a motion to suppress, we review the evidence in the light most favorable to the State. Owens v. State,
Petitioner presents two arguments.
Petitioner’s second argument involves the “community care-taking” function of the police. He argues that the community caretaking doctrine does not permit involuntary, warrantless seizures of individuals, and even if the doctrine could be extended to encompass seizure of individuals, the seizure of petitioner is outside the confines of this doctrine and thus violates the Fourth Amendment. Petitioner argues that this doctrine “has no prior countenance in the law of this State, and this Court must reject the Court of Special Appeals’ wrongful inclusion of this doctrine within the law of Maryland, both as a matter of law, and a matter of policy.” Brief of petitioner at 20. It is petitioner’s view that the community caretaking doctrine is very limited in scope and only applies to entries onto land and searches of effects. Alternatively, petitioner argues that even if the doctrine is to be recognized in Maryland, the officer was acting outside of its narrow scope when he sought to handcuff petitioner.
The State argues that petitioner was not arrested, but instead was reasonably detained by Officer Zimmerer pursuant to the police community caretaking function. Because petitioner appeared to the officer to be in need of assistance, it was reasonable for the officer to transport petitioner to the hospital, as well as tо place handcuffs on petitioner before putting him into the police car. Alternatively, the State argues that even if the initial detention was improper, petitioner’s assault upon the officer constituted an intervening event that attenuated any taint from his initial, arguendo illegal detention, and therefore any evidence seized by the police was not the fruit of any illegal detention. Finally, the State argues that even if the initial detention was illegal and petitioner’s assault on the officer did not constitute an intervening event that attenuated any alleged taint from the initial detention, the only evidence to be suppressed would be the marijuana.
The Fourth Amendment to the United States Constitution
We turn to the State’s community caretaking argument. The State justifies Officer Zimmerer’s actions as conduct falling within the police “community caretaking function.” In Cady v. Dombrowski,
The United States Court of Appeals for the Seventh Circuit held that the warrantless search and seizure violated Dombrowski’s rights under the Fourth Amendment. Dombrowski v. Cady,
Noting that the police were required to take control and custody of Dombrowski’s
“Because of the extensive regulation of motor vehicles and traffic, and also because of the frequency with which a vehicle can become disabled or involved in an accident on public highways, the extent of police-citizen contact involving automobiles will be substantially greater than police-citizen contact in a home or office. Some such contacts will occur because the officer may believe the operator has violated a criminal statute, but many more will not be of that nature. Local police officers, unlike federal officers, frequently investigate vehicle accidents in which there is no claim of criminal liability and engage in what, for want of a better term, may be described as community caretaking junctions, totally divorced from the detection, investigation, or acquisition of evidence relating to the violation of a criminal statute.”
Id. at 441,
Since Cady, many courts have considered the breadth and scope of the community caretaking function of law enforcement officers.
This Court has not previously considered the breadth of community caretaking functions, nor has it expressly adopted the “community care doctrine” as an exception to the warrаnt requirement of the Fourth Amendment as it relates to individuals outside of the home and in need of aid. See Lewis,
The emergency aid doctrine was recognized by the United States Supreme Court in Mincey v. Arizona,
In Davis v. State,
Reiterating the general rule that a warrant is required to enter a home, the Court noted that an entry made during an emergency situation is a recognized exception. The Court held that the police entry onto the defendant’s property was for the purpose of investigating a reported death, and thus, the officers were legitimately on the premises and were not trespassers. Then, “in light of the gory scene which confronted the police in the back yard of the Davis’ home, their duties with regard to investigation of the death of the person found there commanded that they determine whether more than one person had been victimized in the carnage which had obviously taken place.” Id. at 395,
“We find that the entrance of the police officers into the house was reasonable under the circumstances then existing in order to determine whether the feet which were seen therein by Lt. Denell were those of a person in distress, immediate aid to whom might, under similar circumstances, have preserved a human life. Basic humanity required that the officers offer aid to the person within the house on the very distinct possibility that this person had suffered at the hands of the perpetrator of the homicide discovered in the back yard. The delay which would necessarily have resulted from an application for a search warrant might have been the difference between life and death for the person seen exhibiting no signs of life within the house. The preservation of human life has been considered paramount to the constitutional demand of a search warrant as a condition precedent to the invasion of the privacy of a dwelling house. As aptly stated by Judge Burger in Wayne v. United States,318 F.2d 205 , 212 (D.C.Cir.1963):
‘Breaking into a home by force is not illegal if it is reasonable in the circumstances. * * * But a warrant is not required to break down a door to enter a burning home to rescue occupants or extinguish a fire, to prevent a shooting or to bring emergency aid to an injured person. The need to protect or preserve life or avoid serious injury is justification for what would be otherwise illegal absent an exigency or emergency. Fires or dead bodies are reported to police by cranks where no fires or bodies are tо be found. Acting in response to reports of ‘dead bodies,’ the police may findthe ‘bodies’ to be common drunks, diabetics in shock, or distressed cardiac patients. But the business of policemen and firemen is to act, not to speculate or meditate on whether the report is correct. People could well die in emergencies if police tried to act with the calm deliberation associated with the judicial process. Even the apparently dead often are saved by swift police response. A myriad of circumstances could fall within the terms ‘exigent circumstances’ referred to in Miller v. United States, [ 357 U.S. 301 ,78 S.Ct. 1190 ,2 L.Ed.2d 1332 (1958) ] e.g., smoke coming out a window or under a door, the sound of gunfire in a house, threats from the inside to shoot through the door at police, reasonable grounds to believe an injured or seriously ill person is being held within.’
See also People v. Roberts,47 Cal.2d 374 ,303 P.2d 721 (1956).”
Id. at 395-96,
The Court of Special Appeals, in Alexander,
“Whether labeled a ‘community caretaking function’ or not, one such duty is to aid persons in apparent need of assistance. If when glancing through the window of a home from the public sidewalk, for instance, the police see an elderly man clutch his chest and fall to the floor or even if they only see a prostrate figure already on the floor, their duty is to respond promptly to a possible medical emergency. Undue concern with Fourth Amendment niceties could yield a dead victim who might otherwise have survived.”
Id. at 269,
Maryland courts have upheld the emergency aid doctrine in various other circumstances. See, e.g., Caroll v. State,
The caretaking function has been recognized also as a general public welfare rule or what is sometimes known as the “public servant” exception. When the police act to protect the public in a manner outside their normal law enforcement function, many courts have applied the doctrine to validate many warrantless searches and seizures, and in a variety of circumstances. Garner,
The common denominator throughout these cases is the non-criminal, non-investigatory police purpose. In Cady, the police were responding to a traffic accident rather than investigating criminal activity or seeking to implicate the defendant in a crime. The Supreme Court’s recognition of a separation between investigatory and non-investigatory functions of the police underlies the application of the public servant exception beyond the automobile impoundment/inventory search to justify initial encounters and intrusions in other circumstances.
It is the public servant/general public welfare rule that the State invokes in this case to justify the police officer’s initial contact with petitioner. Law enforcement contact in the noncriminal context arises most often in two general сircumstances. The first is when police approach parked cars where the driver appears to be sick or when the car appears to be functioning improperly. A second area, which is at issue in the case sub judice, is when law enforcement officers approach pedestrians who appear to need assistance because they appear sick, in danger or in need of some emergency assistance. These encounters are commonly justified only when the purpose of the police is unrelated to criminal investigations.
The “public safety” doctrine is based upon a recognition that law enforcement officers perform a myriad of functions and responsibilities, the enforcement of criminal laws being only one of them. Williams v. State,
“The modern police officer is a ‘jack-of-all-emergencies,’ with complex and multiple tasks to perform in addition to identifying and apprehending persons committing serious criminal offenses; by default or design he [or she] is also expected to aid individuals who are in danger of physical harm, assist those who cannot care for themselves, and provide other services on an emergency basis. To require reasonable articulable suspicion of criminal activity before police can investigate and render assistance in these situations would severely hamstring their ability to protect and serve the public.”
As did the Delaware Supreme Court, as well as the majority of jurisdictions in the country, we find that the public welfare component of the community caretaking function of the police “encompasses a non-investigative, non-criminal role to ensure the safety and welfare of our citizens,” reflecting that principle that the role of the police is not limited to the investigation, detection and prevention of crime in this State. See id. at 218; see also State v. Lovegren,
Many courts have embraced the community caretaking doctrine/public welfare exception, thereby permitting police to investigate or aid citizens who may need assistance or are in danger. The exercise of this power by the police is not without strict limits, however. The caretaking function of the police must always be balanced with the rights and protections enjoyed by our citizens under the United States Constitution and the Maryland Declaration of Rights. See, e.g., United States v. King,
The Delaware Supreme Court fashioned a test to protect fundamental rights, based upon the Montana approach. Williams,
“[W]e must ascertain that the encounter was part of the police officer’s community caretaker function; that the officer’s actions during it remained within the caretaking function; and that once the caretaking function had ceased, either the encounter was terminated, or some other justification existed for its continuance.”
Id. The specific test formulated by Montana, and subsequently adopted in Delaware reads as follows:
“First, as long as there are objective, specific and articulable facts from which an experienced officer would suspect that a citizen is in need of help or is in peril, then that officer has the right to stop and investigate. Second, if the citizen is in need of aid, then the officer may take appropriate action to render assistance or mitigate the peril. Third, once, however, the officer is assured that the citizen is not in peril or is no longer in need of assistance or that the peril has been mitigated then аny actions beyond that constitute a seizure implicating not only the protections provided by the Fourth Amendment, but more importantly, those greater guarantees afforded under [state law].”
Lovegren,
The Court of Special Appeals adopted the three-part test to determine whether a detention by police was pursuant to their community caretaking function. The test, as articulated by the United States Court of Appeals for the Tenth Circuit in Garner,
“(1) based upon specific and articulable facts which ... reasonably warrant an intrusion into the individual’s liberty;
(2) the government’s interest must outweigh the individual’s interest in being free from arbitrary governmental interference; and
(3) the detention must last no longer than is necessary to effectuate its purpose, and its scope must be carefully tailored to its underlying justification.”
Wilson,
As did the Court of Special Appeals, and our sister jurisdictions, with a goal toward assuring that the exercise of the public welfare community caretaking function is conducted reasonably, we adopt a somewhat similar test. To enable a police officer to stop
IV.
We now assess the reasonableness of Officer Zimmerer’s contact with petitioner. Some courts have analyzed the police encounter in the context of whether the contact is a seizure; others have determined that it is not a seizure but that the police conduct was reasonable. We have made clear that the Fourth Amendment guarantees are not implicated in all circumstances where the police have contact with an individual. See Swift v. State,
Officer Zimmerer’s initial encounter with petitioner did not rise to the level of a seizure implicating the Fourth Amendment. Writing for the majority in Crosby v. State,
The officer saw petitioner lying in the middle of the roadway and initially simply called out to check upon his well-being. From the time that Officer Zimmerer grabbed petitioner by his coat, however, sat him down on the curb and began talking to him, a reasonable person would have believed that he was no longer free to leave. This belief was reinforced by Officer Zimmerer conveying to petitioner that he was going to take him to the hospital after placing him in handcuffs in the police cruiser. At the time that Officer Zimmerer detained petitioner so that he was no longer free to leave, the encounter between the officer and petitioner rose to the level of a seizure, and we therefore examine it under the Fourth Amendment.
The officer’s encounter with petitioner was conducted to provide emergency aid to petitioner or in the officer’s capacity to protect the public welfare. Officer Zimmerer testified that he approached petitioner because of his concern for petitioner’s health and safety, and when he first observed petitioner, Officer Zimmerer approached him to “see if he was okay.” The officer had no indication or reason to suspect that petitioner was involved in criminal activity and, therefore, he could not have entertained the reasonable articulable suspicion required to make a Terry stop. Terry,
We hold that Officer Zimmerer’s decision to place petitioner in handcuffs and to transport him to the hospital in his police cruiser was not carefully tailored to the underlying justification for the seizure. Just as an intrusion conducted pursuant to
In assessing whether law enforcement’s actions were reasonable, we consider the availability, feasibility and effectiveness of alternatives to the type of intrusion effected by the officer. Placing handcuffs on petitioner to transport him to the hospital for medical treatment, under the circumstances herein, was not reasonable. Petitioner committed no crime, and was not suspected of criminal activity. If medical treatment was necessary, the record does not indicate any reason why an ambulance was not called. Officer Zimmerer’s actions exceeded those permitted under the community caretaker function. His seizure of petitioner was therefore unreasonable.
JUDGMENT OF THE COURT OF SPECIAL APPEALS REVERSED. CASE REMANDED TO THAT COURT WITH INSTRUCTIONS TO REVERSE THE JUDGMENT OF THE CIRCUIT COURT FOR WASHINGTON COUNTY AND REMAND TO THAT COURT FOR A NEW TRIAL. COSTS IN THIS COURT AND IN THE COURT OF SPECIAL APPEALS TO BE PAID BY WASHINGTON COUNTY.
. We granted the State’s conditional cross-petition, which presented the following question:
“Did Wilson's assault on several police officers and his subsequent abandonment of drugs constitute intervening events that attenuated any alleged taint from his initial detention?”
Wilson,402 Md. 352 ,936 A.2d 850 . Because the trial judge denied petitioner’s motion to suppress evidence, the State did not have an opportunity, or need, to present its alternative argument related to intervening factors and attenuation to the trial court. The issue was not argued or developed below and we will not consider the question on this record; but, because we are reversing the judgment below, the State is free to present the argument to the trial court in any further proceedings.
. Because the Petitioner has not asserted a Fourteenth Amendment liberty interest in the right to refuse medical treatment, an interesting issue about which we have not had the opportunity to opine, we will not address it in this case. See Paul C. Redrup, When Law Enforcement and Medicine Overlap: The Community Caretaker Exception and the Right to Refuse Medical Treatment, 38 U. Tol. L.Rev. 741 (2006).
. Some stales have enacted commnnity caretaking statutes. See, e.g., Or Rev Stat § 133.033 (2007). That statute provides, in part:
“(1) Except as otherwise expressly prohibited by law, any peace officer of this state ... is authorized to perform community caretaking functions.
(2) As used in this section, ‘community caretaking functions' means any lawful acts that are inherent in the duty of the peace officer to serve and protect the public. 'Community caretaking functions’ includes, but is not limited to:
(a) The right to enter or remain upon the premises of another if it reasonably appears to be necessary to:
(A) Prevent serious harm to any person or property;
(B) Render aid to injured or ill persons; or
(C) Locate missing persons.”
Or.Rev.Stat. § 133.033.
. The second permutation of the police community caretaking function is the inventory search. In South Dakota v. Opperman,
"In the interests of public safety and as part of what the Court has called 'community caretaking functions,' automobiles are frequently taken into police custody. Vehicle accidents present one such occasion. To permit the uninterrupted flow of traffic and in some circumstances to preserve evidence, disabled or damaged vehicles will often be removed from the highways or streets at the behest of police engaged solely in carelaking and traffic-control activities. Police will also frequently remove and impound automobiles which violate parking ordinances and which thereby jeopardize both the public safety and the efficient movement of vehicular traffic. The authority of police to seize and remove from the streets vehicles impeding traffic or threatening public safety and convenience is beyond challenge."
Id. at 368-69,
. In Duncan and Smith v. State,
‘‘Vehicle accidents present one such occasion. To permit the uninterrupted flow of traffic and in some circumstances to preserve evidence, disabled or damaged vehicles will often be removed from the highways or streets at the behest of police engaged solely in caretaking and traffic-control activities. Police will also frequently remove and impound automobiles which violate parking ordinances and which thereby jeopardize both the public safety and the efficient movement of vehicular traffic. The authority of police to seize and remove from the streets vehicles impeding traffic or threatening public safety and convenience is beyond challenge.”
Duncan,
. We take no position in this case as to whether the public welfare/community caretaking function of the police would permit the police 10 stop a moving vehicle on the highway. Because many of our sister states have noted abuse of this authority by police, and because this issue has not been briefed nor argued in this case, we do not address those circumstances and await opining on the issue until it is properly presented. See, e.g., Doheny v. Comm’r of Pub. Safety,
. In Lafayette, the United States Supreme Court noted that "[t]he reasonableness of any particular governmental activity does not necessarily or invariably turn on the existence of alternative ‘less intrusive’ means.” Lafayette,
Dissenting Opinion
Dissenting Opinion by
which CATHELL, J., joins.
I dissent. The Majority opinion is fine until its very end (Maj. op. at 442-43,
As Chief Judge Krauser stated for the Court of Special Appeals in its opinion in this matter:
[Although the officer thought that [Wilson] might “possibly [be] under the influence of a controlled dangerous substance,” he testified that he stopped [him] and later transported him to the hospital out of concern for [Wilson’s] safety and the safety of others, and not to detect or investigate any criminal conduct by [Wilson]. The officer stated that he got out of his vehicle to follow [Wilson] because he “wanted to make sure that [Wilson] was okay”; that, in light of [Wilson’s] condition, he decided to take him to the hospital; that he handcuffed [him] not to consummate an arrest but in accordance with department policy; and that he could not be sure of what was wrong with [Wilson],
* * 4:
In the instant case, Officer Zimmerer’s initial attempt to place handcuffs on [Wilson] did not amount to an arrest. Zimmerer did not detain [Wilson] “for the purpose of prosecuting him for a crime.” He detained him for the purpose of taking him to the hospital. He also never told [Wilson] that he was under arrest, nor did he believe that [Wilson] was under arrest until after he resisted attempts to handcuff him. In fact, the officer told [Wilson] that he was taking him not to a police station, but to the hоspital and further explained that he was being handcuffed so that he could be placed into the police cruiser and transported there.
When asked by the State why he handcuffed [Wilson], Officer Zimmerer replied, “It’s departmental policy that everybody be handcuffed prior to being ... put in the vehicle,” and that “[s]econd of all, I didn’t know what was wrong with him. Like I said, 1 believed he was possibly under the influence of a controlled dangerous substance.” When the Sate inquired as to whether [Wilson] was arrested at this point, the officer said, “no.” Thus, [Wilson] was handcuffed in accordance with department policy and “to protect the officer,” because he did not know “what was wrong with” [him]. The officer’s attempt to handcuff was only transformed into an arrest, according to Officer Zimmerer, when [Wilson] assaulted Officer Zimmerer in resisting that procedure.
The Court of Special Appeals got it right, in my view. Accordingly, J would affirm its judgment that Wilson’s motion to suppress was denied correctly by the Circuit Court for Washington County.
Judge CATHELL has authorized me to state that he joins in this dissent.
