Lead Opinion
Michael Lee Wilson, a death row inmate in the Oklahoma State Penitentiary, appeals the district court’s denial of his petition for a writ of habeas corpus filed pursuant to 28 U.S.C. § 2254. Mr. Wilson was convicted of one count of murder in the first degree and robbery with a dangerous weapon. In the sentencing phase, the jury found three statutory aggravating factors. He was sentenced to death for the first degree murder and to life in prison for the robbery. For the reasons set forth below, we affirm the district court as to all issues other than ineffective assistance of counsel at the mitigation phase; with respect to that issue we remand for an evidentiary hearing. Judge Hartz and Judge Tymkovich join all but Part III of this opinion, which addresses the ineffective assistance of counsel claim. Judge Hartz joins Part III(c) and concurs in the result of Part III. Judge Tymkovich dissents from the holding of Part III.
I. Background
The factual findings of the Oklahoma Court of Criminal Appeals (“OCCA”) are
A. The Crime
Michael Lee Wilson, along with Billy Alverson, Darwin Brown, and Richard Harjo, planned to rob the QuikTrip convenience store in Tulsa, Oklahoma, where Mr. Wilson was an employee. The planning occurred for approximately two weeks prior to the crime. At 11:00 p.m. on the night of February 25,1995, Mr. Wilson completed his shift at the QuikTrip and was replaced by Richard Yost. In the early morning hours of February 26, Mr. Wilson, along with Alverson, Brown, and Har-jo, entered the QuikTrip. The subsequent events were captured on the store’s surveillance tape. Wilson I,
The four found Yost cleaning the windows on the coolers and surrounded him. When Yost tried to walk away, the four attacked him and dragged him into the back room. What occurred in that room is not visible on the surveillance tape, but the tape captured noises coming from there. At some point, Yost was handcuffed.
After helping to drag Yost to the back room, Alverson exited, picked up some items that had been knocked from the shelves during the struggle, and kept watch for customers. Soon after, Harjo also left the back room and the two walked out of the store together. As they exited, Yost yelled and screamed for help, believing that a customer had entered the store. When Alverson and Harjo returned, Harjo was carrying a black aluminum baseball bat. Both returned to the back room. Id.
Sounds of the bat striking Yost are audible on the surveillance tape. In addition to striking his head, trial evidence suggested that the baseball bat struck the handcuffs on Yost’s wrists as he held his hands above his head in an attempt to block the blows. These blows eventually caused Yost’s death. Id.
During the attack, Mr. Wilson exited the back room, examined his hands, put on a QuikTrip jacket, and went behind the counter. He greeted customers as they entered and completed sales, attempting to remove the safe below the counter between customers. He eventually succeeded. He also took money from the cash drawer and from the currency change machine, and removed the video from the surveillance camera recorder. Using a dolly from the store, the defendants loaded the safes and money into Mr. Wilson’s car. Id.
A customer discovered Yost’s dead body soon after the defendants left the Quik-Trip. It was in a gruesome condition. Yost’s ankles had been taped together with duct tape. There was a handcuff near his body; a piece was later discovered embedded into his head. His body was lying in a pool of spilled milk, beer, and blood.
After speaking to witnesses, the police discovered that Mr. Wilson had been in the store between 4:00 a.m. and 6:00 a.m. When he failed to come to work during his scheduled 3:00 p.m. shift that day, Officer Wayne Allen set up surveillance at Mr. Wilson’s home. Around 5:00 p.m., a gray vehicle pulled up to Mr. Wilson’s house. Mr. Wilson got out of the car, picked up a shovel and waived it in the air; soon after, he returned to the vehicle and the car drove away. Officer Allen stopped the car and arrested Mr. Wilson along with Alver-son, Harjo, and Brown, who were also inside. The police discovered large sums of money on all of the defendants except for Mr. Wilson. Id.
Following the arrest, Detective Charles Folks questioned Mr. Wilson. Part of the questioning was recorded, but another
When the police searched Alverson’s home, they discovered the drop safe, the dolly, QuikTrip glass cleaner, money tubes, and the surveillance video tape. Nothing was discovered at Mr. Wilson’s home. However, on February 27, Mr. Wilson’s mother, Patricia Taylor, requested that the police come to her house. When they arrived, they found a baseball bat, a bloody QuikTrip jacket with Mr. Yost’s name on it, Mr. Wilson’s Nike jacket, (which matched the one he wore during the robbery), and the other handcuff, all placed on the front porch. Id. at 455-56.
B. Judicial Proceedings
Mr. Wilson was tried, along with Darwin Brown, before a jury in the Tulsa County District Court. The court used a dual jury procedure, where one trial was conducted in front of two juries. One jury was assigned to adjudicate the charges against Mr. Brown while a separate jury was assigned to Mr. Wilson’s case. Wilson I,
At the sentencing phase, the Bill of Particulars charged that Mr. Wilson should be punished by death due to the existence of three aggravating circumstances: (1) the murder was especially heinous, atrocious, or cruel; (2) the murder was committed for the purpose of avoiding or preventing a lawful arrest or prosecution; and (3) it was probable that the defendant would commit criminal acts of violence that would constitute a continuing threat to society. Okla. Stat. Ann. tit. 21, § 701.12(4),(5), & (7). The jury found the existence of all three aggravating circumstances and recommended that Mr. Wilson be sentenced to death. The trial court agreed, and sentenced Mr. Wilson to death.
The OCCA affirmed both Mr. Wilson’s conviction for murder in the first degree and his death sentence. It reversed his conviction and sentence for robbery with a dangerous weapon; because Mr. Wilson was convicted of felony murder, under Oklahoma law, he could not be convicted of the underlying felony.
The district court denied the petition on August 8, 2006, but granted a certificate of appealability (“COA”) pursuant to 28 U.S.C. § 2253(c)(2) on fourteen grounds: (1) the use of the dual jury procedure; (2) the introduction of DNA evidence without
II. Standard of Review
Mr. Wilson filed his habeas corpus petition after the enactment of the Antiterrorism and Effective Death Penalty Act of 1996 (“AEDPA”). Therefore, AEDPA’s standards apply to all claims adjudicated on the merits in state court proceedings. Under AEDPA, a writ of habeas corpus will not be granted unless the state court’s adjudication of the claim (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the state court proceeding. 28 U.S.C. § 2254(d)(l)-(2); Turrentine v. Mullin,
A state court decision is “contrary” to clearly established law “if the state court applies a rule different from the governing law set forth in [Supreme Court] cases, or if it decides a case differently than [the Supreme Court has] done on a set of materially indistinguishable facts.” Bell v. Cone,
If we find that the state court erred, we still must determine whether the error is a structural defect “in the constitution of the trial mechanism, which def[ies] analysis by ‘harmless-error’ standards.” Arizona v. Fulminante,
If the state court did not decide the claim on the merits, the stringent principles of deference under 28 U.S.C. § 2254 are inapplicable. Mitchell v. Gibson,
III. Ineffective Assistance of Counsel
Petitioner’s most persuasive claim is that he was deprived of effective assistance of counsel because of his trial attorney’s failure “to adequately prepare his mental health expert, Dr. Eugene Reynolds, to testify in second stage or even make use of all of the mitigating information about Petitioner’s mental state that Dr. Reynolds could have provided to the jury.” Aplt. Br. 71. Mr. Wilson argues that he is entitled to an evidentiary hearing on this matter, which he has yet to receive. If not barred by AEDPA, a defendant is entitled to an evidentiary hearing “so long as his allegations, if true and not contravened by the existing factual record, would entitle him to habeas relief.” Miller v. Champion,
In recent years, the Supreme Court and this Court have placed increasing emphasis on the obligation of defense counsel in capital cases to develop and present mitigating evidence in the penalty phase of the trial, often on the basis of family upbringing and mental health. This is a closer case than some, because defense counsel did hire an appropriate expert, provide some background information, and present some of the expert’s findings to the jury. Cf. Anderson v. Sirmons,
A. Factual Background
1. Pre-trial Preparation
Although counsel was appointed to defend Mr. Wilson some two years before
The only family member counsel made available to Dr. Reynolds was Ms. Patricia Taylor, Mr. Wilson’s mother, and Dr. Reynolds spoke to her only after he completed his testing. At no point did counsel himself interview Ms. Taylor about Mr. Wilson’s life. Neither counsel nor Dr. Reynolds spoke to any other family member. Mr. Wilson has a sister and a brother, as well as a girlfriend, with whom he has a child.
2. Mitigation Phase at Trial
During the mitigation phase, counsel called six witnesses to testify for Mr. Wilson. Two individuals knew Mr. Wilson through church, but they could provide only limited observations about Mr. Wilson, including that he was “mannerable,” “respectful,” and “intelligent.” Tr. trans. 2/19/97, at 13, 19, 22. Two of Mr. Wilson’s former teachers also testified. Because they had not seen him in approximately five to six years, they also provided only limited insight, describing Mr. Wilson as “respectful,” “fun-loving,” and a “very good student.” Id. at 35, 38.
Counsel’s most important witness was Dr. Reynolds. On direct examination, counsel asked Dr. Reynolds generally about the tests administered to Mr. Wilson. He asked Dr. Reynolds about Mr. Wilson’s high IQ of approximately 126, placing Mr. Wilson in the “superior range of intelligence” category, which, Dr. Reyn
At no point did counsel elicit Dr. Reynolds’ more concrete, scientifically rooted diagnoses, including the PTSD, bipolar disorder, generalized anxiety disorder, and schizotypal personality features. The entirety of Dr. Reynolds’ description of Mr. Wilson’s psychological state is no more than a page of the sentencing transcript.
What occurred on cross-examination was a train wreck for Mr. Wilson. The prosecutor asked Dr. Reynolds:
Q: [A]re there psychopathic criminals who have superior intelligence?
A: Yes.
Q: The sharp contrast [Mr. Wilson] exhibits ... aren’t those classic designs of a psychopath? ‘Yes’ or ‘no’?
A: It can be.
Q: And aren’t psychopaths the most likely to re-offend, based on the studies? A: Yes.
Tr. trans. 2/19/97, at 65. Later in the cross examination, the prosecutor continued:
Q: [A]ren’t superficial charm and good intelligence, coupled with cunning and manipulative lack of imp[ul]sivity behavior characteristics of a psychopath?
A: Yes, they are.
Q: And that’s what Mr. Wilson has, isn’t it?
A: Some of those characteristics, he has.
Tr. trans. 2/19/97, at 76. In his closing argument, the prosecutor used this testimony to again call Mr. Wilson a “psychopathic killer based on the evidence.” Tr. trans. 2/20/97, at 46.
Finally, Mr. Wilson’s mother testified at trial. She had not talked with defense counsel at any point prior to her testimony. She spoke briefly about Mr. Wilson’s father and discussed Mr. Wilson’s involvement at church. That Ms. Taylor had more to say was apparent from her statement, after defense counsel finished his questioning, that she “did want to say something else, if I’m allowed.” Tr. trans. 2/19/97, at 103. Because defense counsel had rested, the court could not permit her to do so.
3. Postr-Conviction Investigation By Appellate Counsel
On direct appeal, new counsel was appointed to represent Mr. Wilson. Appellate counsel provided Dr. Reynolds with additional information, including Tulsa County Gang Intervention Team Records, hospital records, Tulsa public school records, and, most significantly, affidavits from Ms. Taylor, James Leon Wilson (Mr. Wilson’s brother), Staci Faenze (Mr. Wil
Interviews with the family members revealed that Mr. Wilson suffered from depression, concentration problems, and delusions, that he heard voices, and that he frequently experienced memory lapses. At one point, when his girlfriend informed Mr. Wilson she heard voices, Mr. Wilson responded “I’ve heard them too, I hear voices and its OK. You just have to fight them, you just have to pray them away and they will go away.” Pet. Addendum 4, at ¶ 11. All of the family members, as well as his girlfriend, vividly described the violent nightmares from which Mr. Wilson suffered throughout his life, during which he would kick, punch and shout all night. Mr. Wilson often experienced severe headaches that lasted for hours and sometimes days.
The affidavits also highlighted several experiences during Mr. Wilson’s youth that may have led to his emotional and mental problems, including his relationship with his father. Although there was testimony at trial that Mr. Wilson’s father was uninvolved in his life, the affidavits explained the effect that this absence, and his father’s constant drug use in and out of the home, had on Mr. Wilson. Mr. Wilson’s older brother, with whom Mr. Wilson was very close, sold dope to support the family and eventually became hooked on crack cocaine. He, like his father, was in and out of prison. The brother was heavily involved in a gang from the time Mr. Wilson was young, and Mr. Wilson in turn grew up surrounded by and involved with the same individuals. Mr. Wilson’s brother stated that gang members fired shots at Mr. Wilson “at least once every week.” Pet. Addendum 5, at ¶ 4.
Dr. Reynolds stated in his affidavit that “[t]hese affidavits and additional testing helped me reach a more accurate diagnosis since this information was not previously provided during my first evaluation.” Pet. Addendum 2, at ¶ 7. He concluded:
My testimony could have been improved upon enormously had I been provided with the additional information provided to me by the Appellate Defense Council [sic]. This information provides the history of Micheál [sic] experiencing delusions and hallucinations, and other behaviors which supports the diagnosis of schizophrenia, paranoid type. Knowing this may have helped the jury better understand Micheal’s [sic] emotional illness and how he could have participated in the crime.
Id., ¶ 15.
A The OCCA Decision
On direct appeal, the OCCA rejected Petitioner’s argument that trial counsel’s representation with respect to mental health mitigation was constitutionally deficient. As explained more fully below, the OCCA made no reference to the post-conviction investigation or affidavits, relying entirely on the record at trial. After briefly summarizing Dr. Reynolds’ preparation, the court concluded:
*1078 Reynolds testified that Wilson had a severe personality disturbance. Reynolds explained that Wilson had some unusual, bizarre types of thinking that would suggest that he is not in touch with reality at times. Reynolds [sic] testimony indicated that Wilson committed this crime as an intelligent but immature person, and that, because of his family support and his intelligence, he had the capability of being rehabilitated. The mere fact more evidence could have been presented is not, in itself, sufficient to show counsel was deficient. Reynold’s [sic] testimony was credible and well developed. We find Appellant has failed to carry his burden to show either deficient performance by counsel, or prejudice from the omission of this specific evidence.
Wilson I,
5. The District Court Decision
The district court denied the petition based on the OCCA’s analysis, which the court found was not an unreasonable application of Supreme Court precedent. Wilson III,
A careful reading of the trial transcript confirms that Petitioner’s trial counsel questioned Dr. Reynolds thoroughly during his second stage testimony. This Court finds nothing deficient in the performance of trial counsel. Accordingly, the Court finds that the OCCA’s rejection of this claim on direct appeal was not an unreasonable application of the legal principle announced by the Supreme Court in Strickland to the facts of Petitioner’s case. Petitioner has failed to satisfy the § 2254(d) standard on this portion of his ineffective assistance of counsel claim.
Id. The district court made no finding on prejudice, and also denied Mr. Wilson’s request for an evidentiary hearing.
B. The State’s Nonresponsive Brief
In its brief in this Court, the State offers almost no defense of counsel’s performance. The entirety of its argument is found in this short paragraph:
Trial counsel hired Dr. Reynolds to provide a complete evaluation of Appellant’s mental health. In addition, counsel provided information to Dr. Reynolds and made the Appellant and others available to assist in the diagnosis. Trial counsel did not provide deficient performance. See Trice v. Ward,196 F.3d 1151 , 116[sic] (10th Cir.1999).
Resp. Br. 80. Significantly, the State offers no reason we should regard the affidavits based on post-conviction investigation as either procedurally or substantively deficient, and no argument that any of the alleged deficiencies in trial counsel’s performance were the product of strategic judgment.
If the entirety of counsel’s obligation to present mitigation evidence based on mental health were to hire an expert (no matter when), to provide him some “information,” and to arrange for access to the defendant and one family member, this would be responsive. It is unresponsive when the defendant has introduced specific evidence indicating that counsel hired the expert so late in the process that he was unable to complete necessary mental health evaluations, that counsel failed to gather or provide readily available relevant information that would have affected the diagnosis, and that counsel failed to present the expert’s actual diagnoses to the jury.
C. The Need for De Novo Review
As already.noted, the district court denied Petitioner’s request for habeas relief, or even an evidentiary hearing, on the basis of deference to the OCCA’s decision rejecting Petitioner’s arguments on direct appeal, as ordinarily required by 28 U.S.C. § 2254(d). Wilson III,
Of course, to obtain an evidentiary hearing on habeas, Mr. Wilson has the burden of first showing that he “diligently sought to develop the factual basis underlying his habeas petition, but a state court prevented him from doing so,” or that his evidentiary proffer falls within an exception to 28 U.S.C. § 2254(e)(2)’s ban on the admission of new evidence. Miller,
To be clear, this does not mean that we apply de novo review every time the state court declines to hold a hearing on a defendant’s evidentiary proffer. Had the state court evaluated the non-record evidence in its denial of Mr. Wilson’s Strickland claim and his request for an evidentiary hearing, we would apply AEDPA’s deferential standard. See, e.g., Welch v. Sirmons,
Assigned new counsel on direct appeal to the OCCA, Petitioner asserted that his trial counsel was ineffective during the sentencing phase of trial because he failed to properly investigate Mr. Wilson’s mental health background and to adequately prepare the expert witness. Petitioner also claimed that defense counsel did not properly present those mental health diagnoses that the expert did make prior to trial. Petitioner proffered five affidavits in support of these claims. Three of these affidavits were from family members and one was from Mr. Wilson’s former girlfriend, who is also the mother of his child. All described different mental health problems Mr. Wilson had, along with other struggles he experienced throughout his youth. The fifth was from the trial expert, Dr. Eugene Reynolds. In his affidavit, Dr. Reynolds described the diagnoses he reached after receiving the additional affidavits from Mr. Wilson’s family, provided by appellate counsel. He also outlined the diagnoses he made prior to the sentencing phase but which were never presented to the jury, and recounted his interactions with the defendant. To develop his ineffective assistance claim and bring this non-record evidence into the record, Mr. Wilson requested an evidentiary hearing under Oklahoma Court of Criminal Appeals’ Rule 3.11(B)(3)(b). Okla. Stat. tit. 22, ch. 18, App. Rule 3.11(B)(3)(b). This was sufficient to meet the “diligence” requirement of 28 U.S.C. § 2254(e)(2), and the State does not contend otherwise.
The question, then, is whether the state court considered this evidence when it rendered its decision. If so, its decision is entitled to deference; if not, we must make our own de novo evaluation. Oklahoma Appellate Rule 3.11(B)(3)(b) allows a defendant, on direct appeal, to offer non-record evidence in support of an ineffective assistance of trial counsel claim. If the court finds, “by clear and convincing evidence there is a strong possibility trial counsel was ineffective for failing to utilize or identify the complained-of evidence,” the OCCA will remand to the trial court for an evidentiary hearing based on the claims raised in the application. Okla. Stat. tit. 22, ch. 18, App. Rule 3.11(B)(3)(b); Dewberry v. State,
Judge Tymkovich argues that “[bjecause the standard for obtaining an evidentiary hearing under Rule 3.11 is lower than the standard set forth in Strickland — petitioner need only show a ‘strong possibility’ of ineffective assistance — when
The OCCA did not remand for an evi-dentiary hearing, Wilson I,
Had the district court held an evidentia-ry hearing or otherwise made any factual findings based on the affidavits, we would accept those findings unless they were clearly erroneous. Bryan,
The dissent argues that Schriro v. Landrigan, — U.S.-,
Schriro does not undermine this analysis. In that case, the defendant — first in his application for state post-conviction relief and later on federal habeas — sought an evidentiary hearing to show that his trial counsel had failed to investigate certain mitigating evidence. The state court declined- to hold an evidentiary hearing on the ground that the defendant had instructed trial counsel not to present any mitigating evidence at the sentencing hearing, rendering any failure to investigate nonprejudicial. The federal district court likewise refused to grant him an evidentia-ry hearing, but the Court of Appeals reversed, finding that the defendant’s instructions referred only to a narrow subset of the potential mitigating evidence. Schriro,
Schriro thus stands for the proposition that if a state court considers non-record evidence and declines to hold an evidentiary hearing — for example, because it finds that the record flatly refutes the evidentiary proffer or renders it irrelevant — the federal court must defer to that determination unless it is “based on an unreasonable determination of the facts” in light of the record. 28 U.S.C. § 2254(d)(2). It was therefore error in Schriro for the Court of Appeals to make its own independent judgment of the facts. But when the state court makes no reference to the new, non-record allegations, either because it simply ignores the information or because it employs a procedural bar against incorporating non-record evidence higher than that permitted by the Constitution, AEDPA deference is not due to the state’s decision not to hold the evi-dentiary hearing, or to any factual determinations made without reference to the proffered evidence. See Bryan,
D. Specific Claims of Defective Performance By Trial Counsel
Mr. Wilson argues that trial counsel was ineffective because of his poor investigation in preparation for the sentencing phase and his failure to put on relevant mitigating evidence at trial. “To establish ineffective assistance of counsel, a petitioner must prove that counsel’s deficient performance was constitutionally deficient and that counsel’s deficient performance prejudiced the defense, depriving the petitioner of a fair trial with a reliable result.” Boyd v. Ward,
Our analysis today is guided by the Supreme Court’s recent jurisprudence emphasizing the importance of thorough investigation — in particular, of mental health evidence — in preparation for the sentencing phase of a capital trial. While initially, the Supreme Court applied Strickland rather narrowly, see, e.g., Burger v. Kemp,
In Williams v. Taylor,
Soon after, the Court decided Wiggins v. Smith,
Most recently, in Rompilla v. Beard,
These cases stand for three important principles. First, the question is not whether counsel did something-, counsel must conduct a full investigation and pursue reasonable leads when they become evident. See Dickerson v. Bagley,
As in Williams, Wiggins, and Rompilla, Petitioner’s complaint is based on his counsel’s limited investigation into potential mitigating evidence about Mr. Wilson’s mental health, as well as counsel’s failure to present the available mental health diagnoses. Specifically, Petitioner raises two objections to counsel’s pre-trial preparation: his failure to engage an expert until shortly before trial, and his failure to supply the expert with readily available relevant information. Petitioner raises one objection to counsel’s performance at trial: his failure to present the expert’s actual diagnoses to the jury.
1. Pre-Trial Preparation Deficiencies
a. Delay in Hiring Mental Health Expert
First, counsel hired Dr. Reynolds only three weeks prior to trial and met with him only two days before he testified, despite the fact that counsel was assigned to this case two years in advance of trial. Under the American Bar Association Guidelines, “preparation for the sentencing phase, in the form of investigation, should begin immediately upon counsel’s entry into the case.” ABA Guidelines 11.8.3 (1989). The reason for the ABA’s direction is obvious — there must be sufficient time for interviews, research, and adequate testing before strategic planning can even begin. Additionally, if counsel waits until immediately before trial, it is too late to correct any invalid tests or to pursue leads discovered during the testing process, a requirement for counsel to be effective. See Rompilla,
Mr. Wilson’s case exemplifies the problems with delaying the investigation. Dr. Reynolds did not have time to conduct additional testing to confirm a diagnosis of schizophrenia, nor could the defense team gather collateral evidence that might provide insight into Mr. Wilson’s psychology. In his affidavit, Dr. Reynolds states flatly that “I needed additional testing, and further collateral data to support [a schizophrenia] diagnosis” but “[unfortunately, there wasn’t enough time.” Pet. Addendum 2, at ¶ 4. He further stated that, with the additional family information provided by appellate counsel after conviction and the additional testing he could then perform, he was able to “reach a more .accurate diagnosis,” id. at ¶ 7, and that this
In Anderson v. Simmons,
The Ninth Circuit reversed a denial of habeas corpus on grounds of ineffective assistance in a case with similar facts. In Bloom v. Calderon,
Judge Tymkovieh argues, in dissent, that the decision not to readminister the MMPI-2 test or collect collateral data was attributable not to the lack of time, but to Dr. Reynolds’ failure to recommend further testing to counsel: “Wilson’s counsel appropriately relied on Dr. Reynolds to decide how many rounds of mental health testing should be conducted. The record does not reveal that Dr. Reynolds ever advised counsel further testing beyond the initial round was necessary or advisable.” Diss. Op. 1133-34; see also id. at 1144 (“counsel did not consider additional tests and interviews necessary”).
We do not read the record that way. According to his affidavit, Dr. Reynolds administered the MMPI-2 test during the first battery of testing, but (for an unexplained reason) the results were invalid. “[Bjecause his first MMPI-2 was invalid,” Dr. Reynolds explains, “I needed additional testing, and further collateral data to support this diagnosis. Unfortunately, there wasn’t enough time to obtain this information before trial.” Pet. Addendum 2, at ¶ 4. The failure to retest had nothing to do with whether Dr. Reynolds “advised counsel further testing beyond the initial
The dissent also suggests that no negative consequences flowed from the late hiring because “[i]f counsel had considered further investigation necessary, he could have sought a continuance or conducted what further investigation was possible in the time remaining.” Diss. Op. 1144 (emphasis omitted). Perhaps so, but that does not make his performance any less ineffective. It might well be regarded as exacerbating counsel’s ineffective performance that he did not take any steps to repair the damage of his late start even when the consequences became apparent. Dr. Reynolds, in his affidavit, stated as follows: “Evaluations were performed on 1-22-97, 1-29-97, and 2-06-97. Results were made available to defense counsel shortly after February 7th, 1997.” Pet. Addendum 2, at ¶ 13. The MMPI-2 test “provided some evidence for a diagnosis of schizophrenia,” id. at ¶ 4, but was invalid and had to be administered again. If counsel did not grasp the importance of obtaining an accurate diagnosis and deliberately chose to do nothing, as the dissent seems to suggest, this is but confirmation of his lack of understanding of the role of mental health evidence in the mitigation phase of a capital trial. In any event, it is far from clear that if counsel had requested a continuance, the judge would have granted the motion. The trial court might well have been reluctant to keep the jury sitting additional days so late into an already lengthy trial on account of a problem caused by counsel’s own dilatoriness.
b. Deficient Investigation
We are also disturbed by counsel’s exiguous investigation. The ABA requires counsel to consider “[witnesses familiar ■with and evidence relating to the client’s life and development, from birth to the time of sentencing....” ABA Guidelines 11.8.3 (1989). This specifically includes “[witnesses drawn from the victim’s family or intimates who are willing to speak against killing the client.” Id. Yet counsel neglected to interview a single family member — despite the fact that his mother, sister, brother, and girlfriend all were readily available and willing to talk. As we concluded on similar facts in Anderson v. Sirmons, “Trial counsel did not undertake a strategic decision in this case to omit the mitigation evidence identified above [including family background]; counsel simply did not investigate and therefore did not know such evidence was available.”
As described in affidavits, interviews with family members would have produced potentially valuable evidence of Mr. Wilson’s delusions, hallucinations, nightmares, and inability to maintain contact with reality. They also would have provided evidence supporting the schizophrenia diagnosis. Testimony about these problems, both from Dr. Reynolds and the family, would have changed the substance and tone of the sentencing hearing and would have given meaning and color to any testimony about a “personality disturbance,” tr. trans. 2/19/97, at 57, providing the jury with details highlighting the depth of Mr. Wilson’s problems.
In his affidavit, Dr. Reynolds testified to the importance of this information. He explained that the family’s statements, along with additional testing, “helped me reach a more accurate diagnosis since this information was not previously provided during my first evaluation.” Pet. Adden
All of this information was easily within counsel’s reach, and yet he never contacted the family. The investigation counsel performed here was far more deficient than that conducted in Rompilla, where counsel at least interviewed five family members,
To be sure, although counsel did not interview Mr. Wilson’s mother, Patricia Taylor, he did make her available to Dr. Reynolds, who interviewed her for approximately one hour. But he neither interviewed the other immediate family members nor made them available. Counsel cannot know whether other family members are able to contribute important information without talking to them.
This is an example, then, of trial counsel who did not trouble even to talk to a large portion of the “reasonably available” witnesses. Wiggins,
Nor were the witnesses counsel did interview and present adequate substitutes for the family members. The two teachers had not seen Mr. Wilson in five to six years. There is no evidence that the family friends from church knew Mr. Wilson particularly well; their testimony at sentencing certainly does not suggest a close relationship. See tr. trans. 2/19/97, at 13, 19, 22 (describing Mr. Wilson as “manner-able,” “respectful,” and “intelligent.”). None of them were in a position to observe the kind of strange behavior, nightmares, and delusions noted by the family members in their affidavits, much of which took place during the night or at odd times when outsiders would not be present. And in general, there is no substitute for the information counsel can glean from the family when researching the defendant’s background, as they are almost always the only people who can provide a complete narrative of the defendant’s life.
Under our precedents, this was ineffective performance. Anderson,
Judge Tymkovich, in dissent, argues that “counsel fulfilled his obligation by engaging Dr. Reynolds and providing him with access to Wilson’s mother, other witnesses, and Wilson’s records.” Diss. Op. 1136. “If Dr. Reynolds thought further interviews would be helpful, he could have suggested them to counsel, but we have no
The information here — interviews with close family members — is so basic that counsel should not have to be told by an expert that they are necessary. ABA Guideline 11.8.3 (1989) specifically instructs defense counsel to investigate “[witnesses drawn from the victim’s family or intimates who are willing to speak against killing the client.” Id.; see also Anderson,
Of course it is true that “reasonably diligent counsel may draw a line when they have good reason to think further investigation would be a waste.” Rompilla,
We recognize that in many situations, the expert will know better than counsel what evidence is pertinent to mental health diagnoses and will be more equipped to determine what avenues of investigation are likely to result in fruitful information. To a degree, counsel should be able to rely on that expert to determine what evidence is necessary to an effective evaluation, and what additional evidence the expert needs to complete testing. See, e.g., Hendricks v. Calderon,
Finally, we note that the State does not defend counsel’s pre-trial investigation on the ground that the expert did not ask counsel to provide the family interviews. Generally speaking, we do not rely on a ground not put forward by the party. See Webber v. Scott,
c. Lack of an Affidavit from Counsel
In dissent, Judge Tymkovich argues that it is impossible to determine that counsel “knew or should have known further investigation was necessary,” or that counsel’s late hiring of the expert prejudiced the investigation, because we lack an affidavit from counsel that sheds any light on these issues. Diss. Op. 1132. According to the dissent “[t]he absence of any admissions in counsel’s affidavit to errors at trial stands in stark contrast to other death-penalty appeals in which counsel confesses his performance was deficient.” Id. at 1132 n. 7.
There is no support for the proposition that the absence of an affidavit from trial counsel is fatal to a habeas petitioner’s claim of ineffective assistance. See Barkell v. Crouse,
In any event, an affidavit from trial counsel is unnecessary here. While the record lacks a statement from Wilson’s counsel “that he did not have enough time to obtain a further diagnosis,” diss. op. 1132, Dr. Reynolds’ affidavit provides us with that information. Moreover, the undiscovered witnesses in this case were Mr. Wilson’s immediate family members — the most obvious of resources. We do not need an affidavit from trial counsel informing us that he was aware he had in
2. Failure to Present Diagnoses At Trial
Finally, we are troubled by counsel’s failure to present the diagnoses that Dr. Reynolds had already made. At trial, Dr. Reynolds testified only briefly and in general terms about Mr. Wilson’s mental health problems. Counsel never asked Dr. Reynolds about the bipolar diagnosis, the PTSD, the paranoid personality disorder, the passive-aggressive and schizotypal personality features, or the generalized anxiety disorder, despite the fact that the ABA rules state that “[c]ounsel should present to the sentencing entity or entities all reasonably available evidence in mitigation unless there are strong strategic reasons to forego some portion of such evidence.” ABA Guidelines 11.8.6 (1989). Among those topics counsel should consider are medical history, as well as family and social history. Id. In his affidavit, Dr. Reynolds explained additional deficiencies in counsel’s examination:
I should have been given the opportunity to explain how psychological testing is merely a guide or a hypothesis to understanding an individual’s behavior. That the test results must be used in conjunction with the patient’s history, and other data. I should have been given the opportunity to explain that the prosecutor’s. emphasis on psychopath was not a DSM-IV diagnosis and that the questionnaire he used to support this diagnosis was not a psychological test but simply a questionnaire with no validity or reliability factor found in psychological tests.
Pet. Addendum 2, at ¶ 14.
In Anderson v. Sirmons, this Court emphasized the importance of explaining to the jury the difference between abnormalities of personality and actual mental disorders. In the absence of such explanation, jurors may perceive the defendant’s personality traits “as ‘meanness’ or antisocial behavior, but with expert evaluation and explanation [they] are properly explained as deriving from disruption and impairments to the nervous system.”
Notwithstanding these apparent deficiencies, counsel’s failure to present a more detailed case for mitigation based on mental health might still be regarded as reasonable if it were the result of a strategic choice. As the Court explained in Strickland, “strategic choices made after thorough investigation of law and facts relevant to plausible options are virtually unchallengeable; and strategic choices made after less than complete investigation are reasonable precisely to the extent that reasonable professional judgments support the limitations on investigation.”
We nonetheless will briefly address the strategic choice argument, because it forms the basis for so much of Judge Tymkovich’s analysis in dissent. Counsel’s strategy, he argues, was to present Mr. Wilson to the jury as a person of very high intelligence, with capacity to benefit society. Evidence of Mr. Wilson’s mental illness, he argues, might have undercut this approach. “Once counsel decided to focus his mitigation strategy on Wilson’s high intelligence and capacity for reform, it was reasonable for counsel not to pursue further leads of mental illness.” Diss. Op. 1132.
We find this argument unpersuasive, and certainly short of the “strong strategic reasons” that ABA Guideline 11. 8.6 requires before counsel should forego presentation of available mitigating evidence. First, counsel did put on limited evidence that Mr. Wilson suffered from mental health problems, albeit without the diagnostic detail or explanation that would have enabled the jury, in Dr. Reynolds’ words, to “better understand Micheal’s [sic] emotional illness and how he could have participated in the crime.” Pet. Addendum 2, at ¶ 15. If evidence of mental illness would conflict with defense counsel’s chosen strategy of emphasizing Mr. Wilson’s intelligence and capacity for reform, the damage was already done. Once this information was presented to the jury, there is no plausible strategic reason to refrain from presenting the more powerful and vivid mental health evidence, including the bipolar disorder, the generalized anxiety disorder, the PTSD, as well as the paranoid personality disorder and schizo-typal personality features.
Further, Dr. Reynolds’ mental health diagnoses are not necessarily inconsistent with defense counsel’s argument that Mr. Wilson had “potential, under the structure of the penal system,” to do well. Tr. trans. 2/20/97, at 43. The specific mental disorders to which Dr. Reynolds could have testified are, at least in some cases, unlike generalized “personality disorders,” amenable to medication. If it is true that Mr. Wilson could succeed given structure despite suffering from a “personality disorder,” there is no reason to think it is any less true if Mr. Wilson were incarcerated and medicated for something like bipolar disorder.
3. Conclusion
Trial counsel’s preparation for the sentencing phase, in sum, fell below acceptable standards on numerous levels. First, he did not hire an expert until just a few weeks before trial, and he waited until the sentencing phase began to meet with that expert. This time crunch prevented trial counsel from providing the expert relevant information that could have corrected flaws in the testing and from conducting further investigation based on the leads the expert developed. We know now that, with time for retesting and with additional collateral information, the expert would have arrived at a diagnosis of schizophrenia. Second, he failed to conduct even the most basic investigation: meeting with family members. These interviews would have provided significant information related to Mr. Wilson’s background and mental health. Finally, he did not even present the mental health diagnoses that the expert was able to develop prior to testifying. Neither the delay nor the failure to investigate could have been strategic, and the State does not claim that they were. The failure to present the expert’s full mental health diagnoses to the jury does not appear to be strategic, and the
E. Prejudice
To prevail on his Strickland claim, the defendant must also show “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.” Strickland,
The district court made no findings on the issue of prejudice. Accordingly, we can reach this issue as an alternative ground for affirmance only if the record is sufficiently clear with respect to all facts bearing on the issue. United States v. Carrizales-Toledo,
It would be difficult, on this record, to conclude' with any confidence that the jury’s verdict would not have been affected by a proper presentation of the mental health evidence and related family history. The mitigation evidence that was presented consisted of statements that Mr. Wilson was generally a good, churchgoing boy with a high IQ and a “severe personality disturbance.” Tr. trans. 2/19/97, at 57. The prosecutor was able to use this testimony to label Mr. Wilson as a “psychopath.” Id. at 76. Psychopath, defined as a “mentally deranged person,” carries with it an extremely negative connotation. Oxford English Dictionary (2d. ed.1989); see Caro v. Woodford,
There may well be grounds for skepticism that a jury in this type of case would have been swayed by hearing Dr. Reynolds present his specific diagnoses. But we do not write on a blank slate. Courts have repeatedly found this type of evidence to be powerful mitigation. “[Evidence about the defendant’s background and character is relevant because of the belief, long held by this society, that defendants who commit criminal acts that are attributable to ... emotional or mental problems, may be less culpable than defendants who have no such excuse.” Penry v. Lynaugh,
Diagnoses of specific mental illnesses such as schizophrenia or bipolar, which are associated with abnormalities of the brain and can be treated with appropriate medication, are likely to regarded by a jury as more mitigating than generalized personality disorders, which are diagnosed on the basis of reported behavior, are generally inseparable from personal identity, and are often untreatable through medical or neurological means. See Christos Pantelis et ah, Structural Brain Imaging Evidence for Multiple Pathological Processes at Different Stages of Brain Development in Schizophrenia, 31 Schizophrenia Bull. 672 (2005) (reviewing studies); Steven R. Hirsch & Daniel Weinberger, Sohizophre-nia (1995); Nick Manning, Psychiatric Diagnosis Under Conditions of Uncertainty: Personality Disorder, Science and Professional Legitimacy, 22 Soc. Health & Illness 621 (2000). We thus cannot regard the inability of Dr. Reynolds to conduct the retesting necessary to establish a diagnosis of schizophrenia, and the failure of counsel to elicit Dr. Reynolds’ psychological diagnoses during the mitigation phase of trial, as having no effect on the probable outcome.
We assume, had Dr. Reynolds been given the opportunity to testify about these diagnoses, he would not just have used the terms “schizophrenia” and “bipolar disorder,” but would also have testified about the ways in which these illnesses prevented Mr. Wilson from conforming his conduct to the law. This is a far cry from the limited testimony actually given where Mr. Wilson was described as having a “severe mental disorder” and a “severe personality disturbance.” Tr. trans. 2/19/97, at 57. The description of the effects of Mr. Wilson’s mix of mental illnesses might well have made a difference to the jury’s ability to evaluate his culpability. Compare with Clark v. Mitchell,
Additionally, Mr. Wilson’s family, ignored by counsel, could have provided personal narratives of Mr. Wilson’s problems and experiences from his childhood through adulthood, which both led to and revealed his mental health problems. There is evidence that expert testimony on mental illness is most powerful when combined with narratives from lay witnesses such as family and friends. See Scott E. Sundby, The Jury as Critic: An Empirical Look at How Capital Juries Perceive Expert and Lay Testimony, 83 Va. L.Rev. 1109,1135 (1997).
Far from presenting “a full picture of Wilson to the jury,” diss. op. 1135, counsel failed to present even the most rudimentary facts about his family circumstances, such as that Mr. Wilson is a father. Mr. Wilson’s family could have testified about Mr. Wilson’s struggles with his drug-addicted father, a subject upon which Ms. Taylor only briefly touched, his immersion in gang life because of his brother, and his delusions, nightmares, and hallucinations, all of which may have evoked empathy from the jury. Though counsel called Ms. Taylor to testify, he had not interviewed her before she was called to the stand; because of this, he did not know to ask questions that might elicit this information.
As with the first Strickland prong, the State offers little argument that the deficiencies in counsel’s performance, if they were deficiencies, were non-prejudicial. The State’s entire argument on prejudice is contained in this paragraph:
In addition, Appellant cannot demonstrate any prejudice as Appellant has filed to demonstrate a reasonable probability that any further mental health evidence would have affected the jury’s imposition of the death penalty. See Malicoat v. Mullin,426 F.3d 1241 , 1261 (10th Cir.2005). In light of the overwhelming evidence of the three aggra-vators found by the jury, there is no reasonable probability that any additional mental health evidence would have changed the jurors’ minds.
Resp. Br. 80. The bulk of this is nothing more than a statement of the legal test for prejudice, unaccompanied by any argument why it has not been satisfied.
The State’s sole argument is that it is unlikely the jury would have been moved by more powerful mental health evidence in light of the overwhelming evidence, which the jury credited, of three statutory aggravating- factors. We recognize the force of the point. See McCracken v. Gibson,
Going beyond the arguments put forth by the State, Judge Tymkovich argues in dissent that the mental health evidence was not necessarily mitigating and may have had a “double-edged sword” effect.
Judge Tymkovich also argues that the jury may have “drawn a negative picture about Wilson’s gang involvement and the murder itself’ after hearing the family’s testimony. Diss. Op. 1137. We think this is unlikely. Far from demonstrating that Mr. Wilson was a loyal gang member, the family’s testimony would have shown that Mr. Wilson jeopardized his own safety by helping the police in their investigations of the gang. He did this despite having been pulled into the gang scene as early as the ninth grade. While gang involvement may normally be aggravating, Mr. Wilson’s cooperation with the police, at great risk to himself, likely neutralized its harmful effects.
In any event, whatever doubts there might be regarding the impact of counsel’s deficiencies on the verdict, the district court did not address the issue. We therefore cannot affirm on that ground. The State is free to argue lack of prejudice on remand.
F. Further Proceedings
Because Mr. Wilson has alleged facts that, if true, would entitle him to relief, we conclude that an evidentiary hearing is appropriate. While we normally defer to a district court’s decision on whether to hold an evidentiary hearing, Coronado,
IV. Claims of Pre-Trial Error
Although we have determined that remand to the district court is appropriate, we must consider the remainder of Mr. Wilson’s claims, as he has presented several arguments which, if meritorious, would require reversal of either his conviction or sentence. We therefore proceed to those claims.
A. Voir Dire
1. Voir Dire Questioning
Mr. Wilson contends that he was denied his right to “an impartial jury drawn from a venire that has not been tilted in favor of capital punishment....” Uttecht v. Brown, - U.S. -,
The OCCA found that while the trial court could have improved the manner in which it conducted voir dire, there was no error because “[t]he trial court’s follow-up questions were designed to determine whether the jurors’ personal views on the death penalty would impair their ability to render an impartial verdict.” Wilson I,
A capital defendant’s right to an impartial jury prohibits the exclusion of venire members “simply because they voiced general objections to the death penalty or expressed conscientious or religious scruples against its infliction.” Witherspoon v. Illinois,
We agree with the OCCA’s ruling. The trial court retains great flexibility in conducting voir dire. Mu’Min v. Virginia,
2. Refusal To Conduct Individual Voir Dire
Mr. Wilson also argues that both his Sixth Amendment right to an impartial jury and his due process rights were violated by the trial court’s refusal to conduct individual, sequestered voir dire. He claims that the group voir dire educated the jurors on what answers would automatically result in their removal from jury service. The OCCA found “no evidence that the potential jurors were anything but candid in their answers to the trial court’s questioning,” and so there was no error. Wilson I,
A defendant’s right to an impartial jury includes the right to an adequate voir dire to identify unqualified jurors. See Morgan v. Illinois,
Mr. Wilson has failed to show that his voir dire was so “egregious” that it violated his due process rights. Trujillo,
V. Claims of Error in the Guilt Phase
A. Dual Jury Procedure
Mr. Wilson claims that the use of the dual juries during his trial with code-fendant Darwin Brown violated his rights under the Sixth, Eighth, and Fourteenth Amendment. He argues that the use of the dual jury procedure is structural error; in the alternative, he contends that the procedure prejudiced his defense and that the prejudice was not harmless. Before we determine whether a dual jury procedure is amenable to harmless error analysis, however, we must determine if there was any error at all. See Bland v. Sirmons,
Because a great deal of the evidence pertained to both Mr. Wilson and Mr. Brown, the two were tried jointly with two separate juries assigned each to one defendant. Each was represented by separate counsel. Both juries sat in the jury box together and the state presented the evidence against both defendants simultaneously. When evidence admissible only
The dual jury procedure is not without problems. Dual jury trials require counsel to guard against prejudicial evidence that might be entered against another defendant, drawing the lawyer’s attention away from his own client. This increases the already difficult job of the capital defense lawyer. Additionally, constantly removing a jury from the room interrupts the flow of trial and can confuse the jury. Jury management difficulties increase two-fold. Scarborough v. State,
Moreover, many of the potential harms from a dual jury procedure, including the inadvertent introduction of prejudicial evidence against one defendant, are also present and possibly magnified in a trial where the defendants are tried jointly. “In joint trials without dual juries, defense counsel and defendants often wind up at the same counsel table.” Lambright v. Stewart,
Second and more specifically, Mr. Wilson argues that defense counsel was loathe to remove the jury and cause a spectacle, and therefore refrained from cross-examining some of the government’s witnesses. We note that Mr. Wilson has not identified any specific information that might have been, but was not, elicited from a proper cross-examination of any witnesses. Additionally, we are slightly puzzled by why counsel would elect not to cross-examine important witnesses, given that the trial court gave “careful and meticulous ... instructions,” Brown,
Mr. Wilson also claims that the dual jury system resulted in improperly admitted evidence about Yost’s death on the theory that because he was not in the back room while the beating occurred, details of the event were not relevant to his case. This argument borders on the absurd. The government tried Mr. Wilson for felony murder and for first degree malice murder; the government’s theory was that Mr. Wilson helped plan Yost’s murder two weeks prior to the robbery and that the murder occurred in furtherance of the robbery of which Mr. Wilson was an integral part. Details of the victim’s death were relevant.
Because we find no error, we do not reach Mr. Wilson’s claim that the dual jury procedure is structural error, though we note that this Court recently rejected this argument when made by Mr. Wilson’s co-defendant. Brown,
During the guilt phase, the state introduced the results of a Polymerase Chain Reaction (PCR) test performed on blood stains found on various pieces of evidence, including the black aluminum baseball bat, shoes, sweatpants, a QuikTrip jacket, a Nike jacket, a paper bag, a latex glove, and a steering wheel. Tr. trans. 2/12/97 at 257. As the state’s expert, Cindy Brown, a criminalist with the Oklahoma State Bureau of Investigation, (“OSBI”), explained, the PCR test is a method used to replicate DNA which can then be typed.
Mr. Wilson argues that the admission of the PCR DNA test results without a Dau-bert hearing violated his Eighth and Fourteenth Amendment rights. Daubert v. Merrell Dow Pharm., Inc.,
“As a general matter, federal ha-beas corpus relief does not lie to review state law questions about the admissibility of evidence.... ” Moore v. Marr,
The introduction of this evidence did not violate traditional notions of due process. Numerous federal and state courts as well as scientific investigators have found that PCR DNA analysis is reliable. See, e.g., United States v. Wright,
Mr. Wilson’s claim that Cindy Brown was unqualified to testify as a DNA expert is similarly meritless. She had worked as a criminalist with OSBI for seven and a half years. She holds a Bachelor of Science in chemistry and received training in DNA testing from OSBI and from the FBI. Before Mr. Wilson’s trial, she had testified in about a dozen other trials, six times as a DNA analyst. Mr. Wilson has not demonstrated any error in the admission of Ms. Brown’s testimony, “much less that the admission of the ... evidence rendered the proceeding fundamentally unfair.” Fox,
C. Introduction of DNA Evidence In Violation of Oklahoma’s Discovery Code
Okla. Stat. Ann. tit. 22, § 2002 provides that, upon request from defense counsel, the state shall disclose, at least ten days prior to the start of trial, “the names and addresses of witnesses which the state intends to call at trial” with their statements or summaries thereof, along with results of scientific tests or experiments and tangible objects which the prosecution intends to use at trial. Mr. Wilson contends that the trial court violated his constitutional rights when it admitted evidence, specifically, the PCR DNA results, in violation of the Oklahoma discovery code, because the district attorney did not inform him ten days in advance of the presence of the DNA evidence.
“Because federal habeas corpus relief does not lie for errors of state law,” Lewis v. Jeffers,
First, Mr. Wilson has not shown that the Oklahoma Discovery Code creates a protected liberty interest, compare with Vitek,
Second, while “[a] defendant’s right to notice of the charges against which he must defend is well established,” there is no clearly established constitutional right to non-exculpatory discovery. Gray v. Netherland,
D. Second Degree Murder Instruction
Mr. Wilson next argues that the trial court erred when it refused to instruct on the lesser included offense of second degree felony murder. We recently denied a similar claim in Brown,
Under Beck v. Alabama, “a sentence of death [may not] constitutionally be imposed after a jury verdict of guilt of a capital offense, when the jury was not permitted to consider a verdict of guilt of a lesser included non-capital offense, and when the evidence would have supported such a verdict.”
Mr. Wilson claims that he presented sufficient evidence at trial to warrant a jury instruction on second degree felony murder. A person commits first degree felony murder when he “takes the life of a human being during, or if the death of a human being results from, the commission or attempted commission of [certain listed felonies, including] ... robbery with a dangerous weapon.... ” Okla. Stat. tit. 21, § 701.7(B). Homicide is murder in the second degree when it is “perpetrated by a person engaged in the commission of any felony other than the unlawful acts” set out in § 701.7. 21 Okla. Stat. tit. 21, § 701.8(2). Second degree felony murder encompasses murder committed during a robbery by force or fear, which is not an enumerated felony in the first degree murder statute. See Brown,
The use of the weapon is what distinguishes robbery by force or fear from robbery with a dangerous weapon: “once the state has established that a defendant used a dangerous weapon in the
Nonetheless, Mr. Wilson argues that a second degree instruction was appropriate because the perpetrators brought a dangerous weapon — the baseball bat — into the QuikTrip only after they subdued Yost, and thus it was not used to effectuate the robbery. Mr. Wilson also asserts that he did not have the requisite intent to kill with a dangerous weapon because he was not present in the back room when Yost was beaten to death. The OCCA rejected both versions of the argument, stating that “[i]n this case, the evidence clearly showed that the victim was beaten to death with a baseball bat, a dangerous weapon which was used to complete the robbery.... There was no evidence other than the evidence that a dangerous weapon was used to commit the robbery. Accordingly, we find no error.” Wilson I,
The evidence, as found by the OCCA, demonstrates that the bat was used during the course of the robbery. We afford this finding a presumption of correctness unless it is rebutted by “clear and convincing evidence,” 28 U.S.C. § 2254(e)(1), a high burden which Mr. Wilson has not met. It is impossible to disaggregate the robbery from the murder. Mr. Wilson stood behind the counter at the QuikTrip, attempting to pull out the safe, as the other co-defendants murdered Yost, the sole witness to the robbery, with the bat. Additionally, Mr. Wilson confessed that the group planned to kill Yost as part of the robbery. The OCCA’s decision was not contrary to federal law, nor was it an unreasonable application of the facts to that law. See Brown,
VI. Claims of Error in the Sentencing Phase
Mr. Wilson raises several issues regarding evidence introduced by the state at the sentencing stage in support of aggravating factors. Before a death sentence is imposed in Oklahoma, the sentencer must find, beyond a reasonable doubt, the existence of at least one statutorily defined aggravating factor, and then must further find that the applicable aggravating factors outweigh any mitigating circumstances. Okla. Stat. tit. 21, § 701.11. At the penalty phase of Mr. Wilson’s proceedings, the prosecution attempted to prove three aggravating circumstances: (1) that the murder was especially heinous, atrocious, or cruel; (2) that the murder was committed for the purpose of avoiding or preventing a lawful arrest or prosecution; and (3) that it was probable that the defendant would commit criminal acts of violence in the future that would constitute a continuing threat to society. In response, Mr. Wilson presented mitigating evidence, seeking to avoid a sentence of death. The jury found the existence of all three aggravators beyond a reasonable doubt and recommended a sentence of death. The judge sentenced Mr. Wilson to death. See generally Turrentine v. Mullin,
A. Heinous, Atrocious, or Cruel Aggravator
In his first sentencing stage claim, Mr. Wilson argues that the state offered insufficient evidence to support the jury’s finding that the murder was especially heinous, atrocious, or cruel (“HAC”), and that
1. Sufficiency of the Evidence that the Murder Was Especially Heinous, Atrocious, or Cruel
Mr. Wilson argues that there was insufficient evidence at trial to prove the “heinous, atrocious, or cruel” aggravator. In a sufficiency of the evidence claim on habeas corpus, “the relevant question is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” Jackson v. Virginia,
Mr. Wilson specifically argues that there was insufficient evidence to show that the murder was preceded by torture or serious physical abuse, at least one of which is required to prove the heinous, atrocious, or cruel aggravator. See Stouffer v. State,
We look to Oklahoma law to determine the substantive elements of the “heinous, atrocious, or cruel” aggravating circumstance. Valdez v. Bravo,
Torture may include the infliction of either great physical anguish or extreme mental cruelty ... [it] must be the result of intentional acts by the defendant ... [and] must produce mental anguish in addition to that which of necessity accompanies the underlying killing. Analysis must focus on the acts of the defendant toward the victim and the level of tension created. The length of time which the victim suffers mental anguish is irrelevant.
Berget v. State,
The OCCA held that:
The medical examiner testified that the first blow by the baseball bat could have rendered Yost unconscious. However, before the baseball bat was ever intro-*1106 dueed into the attack, Yost was attacked and dragged into the back room by his four assailants. Yost screamed for help while the bat was being retrieved from the car. Obviously he was being restrained at that time by Wilson and another defendant. Yost suffered injuries to his hands, arguably coming from the blow from the bat, indicating defensive wounds. There was a piece of metal from the handcuff imbedded in Yost’s head indicating that he had his hands between his head and the bat. In the surveillance tape noises can be heard during the attack after the baseball bat was taken to the cooler where Yost was being held. Once the bat arrived, it is possible that Yost was struck and rendered unconscious with one blow. However, we find that before the bat was brought into the attack, Yost had suffered the extreme mental anguish of being held captive, knowing that his ultimate fate rested in the hands of his attackers whom he could identify if left to live.
There is ample evidence of the extreme mental anguish suffered by Yost prior to his death. This evidence illustrates the realization by Yost that he was going to be harmed and even killed by the gang of robbers who had overpowered him and dragged him into a back room.
Wilson I,
This Court addressed essentially the same argument in the case of Mr. Wilson’s co-defendant, and concluded that, viewed in the light most favorable to the state, there was sufficient evidence that Mr. Yost suffered both physical anguish and extreme mental abuse while conscious. Brown,
Likewise, there is evidence of extreme mental anguish. “Evidence that the victim was conscious and aware of the attack supports a finding of [mental] torture.” Jones v. Gibson,
2. Sufficiency of the Evidence that Mr. Wilson Was a Major Participant
Mr. Wilson also contends that, even if there is sufficient evidence that the heinous, atrocious, or cruel aggravator should apply to Yost’s murder, there is insufficient evidence to indicate that he himself participated in the beating, that he attempted to kill Yost, or that he intended to kill Yost, as the Supreme Court requires before applying capital punishment. Enmund v. Florida,
Under Enmund and its progeny, when the defendant did not himself strike the blows that killed the victim, in order to be eligible for the death penalty he must either have intended to kill or have been a major participant in the felony who acted with a reckless indifference to human life. Tison v. Arizona,
The OCCA rejected Mr. Wilson’s claim, stating:
In the second portion of this proposition, Wilson claims that the especially heinous, atrocious, or cruel aggravator does not apply to him because he did not inflict the serious physical abuse, nor did he intend that such abuse be inflicted. Wilson, citing Tison v. Arizona,481 U.S. 137 ,107 S.Ct. 1676 ,95 L.Ed.2d 127 (1987), correctly claims that, in a felony murder prosecution, the State must at least show that the accused substantially participated in the killing.
The evidence that Wilson substantially participated in the killing is clear. Wilson was involved in the initial subduing of Yost. He admitted that he knew that Yost would be killed. Wilson even supplied the bat used to beat Yost to death. He was present in the back room when the bat was brought in by Harjo. He was present when sounds of the first blow can be heard on the audio/videotape. He had to know that a beating with a baseball bat would cause serious conscious physical suffering and death.
Wilson I,
Because this is a sufficiency of the evidence claim, we must determine whether any rational trier of fact could have found that Mr. Wilson had the requisite culpabili
S. Constitutionality of the Heinous, Atrocious, or Cruel Aggravator ■
Finally, Mr. Wilson claims that the heinous, atrocious, or cruel aggravator was unconstitutional as applied because the jury instruction did not require a finding of “consciousness,” though it did require the jury to conclude that there was “torture or physical abuse.” R. Vol. II, Box 2, Jury Instruction 6, CR 4-73, at 370. Therefore, it did not sufficiently narrow the class of defendants eligible for the death penalty.
To be acceptable under the Eighth Amendment, the aggravating circumstance must furnish a sentencer with a principled means of guiding its discretion. See Maynard v. Cartwright,
His argument is foreclosed by Workman. The Workman Court approved a jury instruction stating “[t]he phrase ‘especially heinous, atrocious, or cruel’ is directed to those crimes where the death of the victim was preceded by torture of the victim or serious physical abuse.”
Even if the jury instruction did not sufficiently narrow the jury’s discretion, the state court can also perform this narrowing function on review. Walton,
B. Continuing Threat Aggravator
Mr. Wilson makes several claims related to the continuing threat aggravator. To
1. Constitutionality of the Continuing Threat Aggravator
Mr. Wilson first challenges the constitutionality of the continuing threat aggravator. Under Oklahoma law, this aggravator requires “[t]he existence of a probability that the defendant would commit criminal acts of violence that would constitute a continuing threat to society.” Okla. Stat. Ann. tit. 21, § 701.12(7). He claims that this is vague and overbroad because it does not perform the appropriate narrowing function. This claim is foreclosed by our Circuit’s precedent. We have repeatedly upheld the constitutionality of this aggravator. See, e.g., Sallahdin v. Gibson,
2.. Admission of Defendant’s Incriminating Statements
In support of the continuing threat ag-gravator, the State offered testimony by Sergeant Samuel McCullough. Sergeant McCullough testified that on February 16, 1995, ten days prior to Yost’s murder, he pulled over Mr. Wilson, along with co-defendant Brown, for speeding. McCullough asked Mr. Wilson to exit the car and provide identification; because he had no identification, McCullough ordered him to sit in the patrol car. The officer asked Mr. Wilson who he was and if he had an arrest record. Mr. Wilson identified himself and told Sergeant McCullough that he had been arrested in a double homicide in October of 1994 and was awaiting sentencing on a lesser charge of accessory to murder. When McCullough asked if there were any guns or drugs present in the vehicle, Mr. Wilson offered “[n]o, you can look if you want to.” Tr. Trans. 2/18/97 at 55. During the consensual search of the vehicle, McCullough noticed a black aluminum baseball bat laying between the seats and a loaded .25 caliber automatic pistol under the passenger seat. Id. at 56. Mr. Wilson was arrested for transporting a loaded firearm. At no point did Mr. Wilson receive Miranda warnings. Miranda v. Arizona,
Mr. Wilson argues that because he did not receive any Miranda warnings, his statements to Sergeant McCullough were inadmissible. He also argues that McCullough’s testimony about the gun and baseball bat was inadmissible, because his consent to search the car was given during an illegal interrogation and was therefore not voluntary; the weapons should have been excluded as fruits of this illegal interrogation.
At trial, defense counsel objected to the admission of these statements because he believed they were irrelevant to the continuing threat aggravator, not because of the lack of the Miranda warning. Accordingly, the OCCA reviewed the Miranda-
“It is well established that ‘police officers are not required to administer Miranda warnings to everyone whom they question.’ ” United States v. Erving L.,
Mr. Wilson was subject to a routine traffic stop. We find nothing in the record, and Mr. Wilson has pointed to nothing in the record, indicating that “at any time between the initial stop and the arrest, he was subjected to restraints comparable to those associated with a formal arrest,” triggering the need for Miranda warnings. Berkemer,
3. Admission of Prior Conviction
Mr. Wilson also claims that the admission of his prior conviction for accessory after the fact to murder was in error. During the sentencing phase, the prosecutor presented evidence in support of the continuing threat aggravator that Mr. Wilson had been charged and convicted as an accessory after the fact in a 1994 drive-by shooting. Mr. Wilson argues that this conviction involved no act of violence and therefore had no “logical relationship to predictions of future dangerousness.” Pet. Br. at 80.
To prove the continuing threat aggravator, the state must show that a particular defendant has a pattern of criminal conduct likely to continue in the future. Douglas v. State,
Jp. Prejudicial Hearsay Testimony
Mr. Wilson contends that hearsay testimony introduced during the sentencing phase violated his Sixth Amendment confrontation rights. In support of the continuing threat aggravator, the state produced the testimony of Sergeant Mike Huff. Huff testified that, on September 11, 1994, Detective Gary Meek informed Huff that Wilson was “driving a vehicle which matched the description of the vehicle used in that homicide the previous night.” Tr. trans. 2/18/97, at 33. As a result, Huff stopped Wilson when he spotted him driving. Mr. Wilson claims that Huffs repetition of what Meek told him was testimonial hearsay which violated his confrontation rights.
Reviewing for plain error, the OCCA rejected this claim, stating that “the answer was in response to questioning about why Huff was contacting Wilson. The answer was given, not for the truth of the matter asserted, but to explain why he was contacting Wilson.” Wilson I,
The Confrontation Clause bars “admission of testimonial statements of a witness who did not appear at trial unless he was unavailable to testify, and the defendant had had a prior opportunity for cross-examination.” Crawford v. Washington,
First, Huffs statements were most likely not “testimonial hearsay evidence.” “ ‘Hearsay’ is a statement, other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.” Fed.R.Evid. 801(c); Okla. Stat. tit. 12, § 2801(A)(3) (same). Huffs statement was not offered to prove the truth of the matter asserted, but instead, was offered to show Huffs motivation for stopping Mr. Wilson. Accordingly, there is no Confrontation Clause problem. Crawford,
Second, even if Huffs statement qualified as testimonial hearsay, we have recently stated that it is “far from clear” whether the Confrontation Clause even applies at capital sentencing proceedings. United States v. Barrett,
C. Improper Admission of Victim Impact Evidence
Mr. Wilson contends that the testimony of Angela Yost, the victim’s wife, and Alma Dorn, the victim’s mother, which was offered as victim impact testimony during the sentencing phase of the trial, violated his right to due process under the Fourteenth Amendment. The OCCA denied this claim of error on appeal, Wilson I,
As is required by 22 Okla. Stat. Ann. tit. 22, § 984.1(C), the victim impact statements in written form were provided to the defendant in advance of sentencing. See also Ledbetter v. State,
Following Ms. Yost’s testimony, defense counsel asked to approach the bench and objected, as prejudicial, to a member of the Victim Witness Center’s presence in the courtroom, as she had been crying. Id. at 168. The court removed the audience member. Counsel did not object to the testimony itself.
The state’s final witness was Ms. Dorn. She testified, “[a]s a child, a young adult, Richard didn’t give me any problems. He was maturing into a responsible adult, and an asset to our family and community. He had long-range plans of being better educated. He had gone to TJC for two years. He had gotten his real estate license, just set plans, hopes and dreams of taking care of his family.” Id. at 170. She also discussed her son’s plans to take care of her in her old age.
After Ms. Dorn completed her statement, the following colloquy transpired:
Mr. SMALLWOOD: [Mr. Brown’s defense attorney] May we make a brief record,
Your Honor?
THE COURT: Yes, sir.
MR. SMALLWOOD: Judge, comes now Defendant Brown and objects to the victim impact testimony as being far more prejudicial than relevant.
THE COURT: Overrule your objection, Mr. Smallwood. You had an opportunity to object to these victim impact statements. The Court eliminated one of the sentences that you didn’t like of Ms. Yost’s. I’ll overrule it and overrule your motion for a mistrial.
Id. at 171.
Mr. Wilson asserts that this testimony was so highly emotional and unduly prejudicial that- it rendered the trial fundamentally unfair in violation of the due process clause of the Fourteenth Amendment. Payne v. Tennessee,
Because Mr. Wilson’s counsel did not object to the victim impact statements, the OCCA correctly reviewed this claim for plain error. It found that:
In this case, Wilson complains about statements from the victim’s wife stating she enjoyed cooking and ironing for the victim. This evidence is relevant to show the psychological, emotional and physical impact of the victim’s death. Wilson complains about the victim’s mother’s statements that he had just received his real estate license and had plans for the future. The victim’s mother also stated that the victim told her that he would take care of her in old age and for her not to worry about the future. These statements were relevant to show the financial and emotional impact of the crime itself on the victim’s survivors. Wilson claims that the mother’s statement was hearsay. Arguably the state•ment was not offered for the truth of the matter asserted, thus not hearsay. The statement was only offered to show that the victim’s mother believed that the victim would take care of her financially in the future.
The victim’s wife testified that the victim was especially fond of Christmas holidays because he was raised in a family that did not celebrate Christmas. The victim’s mother testified that she didn’t have any problems with the victim as a child. Statements about a victim’s childhood have no relevance in victim impact evidence. We find that these comments amounted to error, but they do not rise to the level of plain error, because they did not go to the foundation of the case, or take from Wilson a right essential to his defense.
Wilson I,
VII. Claims Relevant to Both Stages
A. Introduction of Irrelevant, Cumulative and Prejudicial Evidence
Mr. Wilson alleges that his constitutional rights guaranteed by the Eighth and Fourteenth Amendments were violated because of the introduction of irrelevant, cumulative, and prejudicial evidence, including gruesome photographs, videos of the crime scene, and weapons.
“Federal habeas review is not available to correct state law evidentiary errors; rather, it is limited to violations of constitutional rights.” Smallwood v. Gibson,
1. First Stage Evidence
We first address the photographs admitted during the trial’s guilt phase. Specifically, Mr. Wilson argues that photographs of the victim’s back and head in a pool of blood, a photograph of the victim’s entire body face down on the floor, the back of the victim’s shaved head, and an additional “grotesque” picture, were more prejudicial than probative. Pet. Br. at 48. The OCCA found that these photographs “aided the medical examiner in his explanation of the wounds to the victim and manner of death” and were “relevant to show the cause of death and the intent of the attacker.” Wilson I,
Mr. Wilson also contends that evidence of the money found on his co-defendants was irrelevant, as the police found no money on him. We cannot agree. Mr. Wilson is charged with robbery, and the state’s theory was that he acted in tandem with the other three defendants. The money was relevant evidence of the joint robbery.
2. The Sentencing Phase
Mr. Wilson argues that photographs introduced in the sentencing phase were unduly prejudicial, particularly photos of the victim’s bruised knuckles and lacerated ring finger, and photos of the right and left sides of the victim’s face. The OCCA found that these were probative of consciousness and were relevant to the heinous, atrocious, or cruel aggravating circumstance, and that none of the photos’ prejudice was outweighed by their probative value. Wilson I,
Mr. Wilson relies on Spears v. Mullin,
The photographs of the right and left side of Yost’s face, however, cannot be justified on these same grounds, as they do not depict defensive wounds. Regardless of whether they were improperly admitted, however, we cannot say that they rendered Mr. Wilson’s trial fundamentally unfair. Unlike in Spears, where there was little evidence of conscious physical suffering, here, there was ample support for the jury to find the heinous, atrocious, or cruel aggravator.
During sentencing, the government introduced a post-autopsy photograph of the interior of the victim’s skull. The OCCA found that the admission was error, stating that “we fail to find the relevance of this photograph for second stage. Post-autopsy photographs generally are found to be inadmissible, for any probative value they have is substantially outweighed by prejudicial effect.” Id. at 468. However, given the gory nature of the other photographs introduced at trial, which were properly admitted, the court found that any error was harmless. Id. at 469.
We agree with the OCCA that the post-autopsy photograph was irrelevant, as it only demonstrated the medical examiner’s work, and not any injuries from the defendant’s attack. However, we also agree that the erroneously admitted photograph did not have a “substantial and injurious effect or influence in determining the jury’s verdict.” Brecht v. Abrahamson,
3. Both Stages
Mr. Wilson also argues that the photographs and the crime scene video offered in both the guilt and sentencing phase were cumulative and irrelevant. He first argues that the photographic evidence depicting Yost’s death was irrelevant because he did not inflict the wounds on Yost. This argument is meritless; even if he did not hit Yost himself, he was charged with felony murder. He also argues that the still photographs of the crime scene, the diagrams of the crime scene, the color photographs of the store aisles, of the handcuff on the floor, and of broken glass near the victim, were all cumulative of the crime scene video. The OCCA found that:
[t]he still photographs taken from [the] video made it easier for witnesses to identify the defendants at the time certain events are taking place. Therefore, they were introduced for different purposes and are not cumulative.
He claims that the diagrams and photographs of the scene were also cumulative of the crime scene video introduced during the second stage. The diagrams and the photographs of the scene were introduced to give the jury an idea of the layout of the store and different angles of the crime scene. The crime scene video gives the jury a walk through perspective of the crime scene. This information was relevant to prove the aggravating circumstances alleged by the State: that the murder was especially heinous, atrocious or cruel and that Wilson would commit future acts of violence which would constitute a continuing threat to society. The introduction of these separately did not result in the needless admission of cumulative evidence.
Wilson I,
B. Prosecutorial Misconduct
Mr. Wilson argues several instances of prosecutorial misconduct. He points to six episodes: (1) misstatements of facts made in closing statement; (2) demeaning and ridiculing him by calling him a “psychopath;” (3) improper attacks on defense counsel; (4) invocation of sympathy for the victim and the victim’s family; (5) telling the jury it had a civic and moral duty to convict him; and (6) misstatements of the law. Mr. Wilson contends not only that each instance of misconduct is sufficient to violate his right to due process, but that even if each is harmless, the cumulative effect of the errors warrants relief.
“[N]ot every improper or unfair remark made by a prosecutor will amount to a federal constitutional deprivation.” Tillman v. Cook,
1. Prosecutor’s Misstatement of Facts
Mr. Wilson first complains that the prosecutor argued facts not in evidence during his guilt phase closing argument when he stated that rolls of money were found in Mr. Wilson’s car. The vehicle stopped by the police was not Mr. Wilson’s — he was only a passenger, and though rolls of money were found in the pockets of the three other occupants, none were discovered on Mr. Wilson. Wilson I,
We agree with the OCCA’s assessment. This was a minor misstatement in a trial where there was overwhelming evidence of Mr. Wilson’s guilt on both the robbery and the first degree murder charge. Bland,
Mr. Wilson also claims that the prosecutor misrepresented Mr., Wilson’s own statements about the planning of the crime. The prosecutor quoted Mr. Wilson as saying “ ‘[y]eah, we were going to kill him,’ ” tr. trans. 2/14/97, at 17, and told the jury that Mr. Wilson confessed that the decision to kill Yost was made two weeks prior to the crime, id. at 18. Mr. Wilson contends that at no point during his recorded confession presented at trial did he make these statements. At trial, however, Detective Folks testified that Mr. Wilson made these statements during an unrecorded segment of the interview. The OCCA found that the prosecutor’s statements were an “accurate review of Folks’ testimony” and therefore not error. Wilson I,
2. Prosecutor’s Use of Disparaging Terms
During the sentencing phase closing argument, the prosecutor referred to Mr. Wilson as a “psychopath,” tr. trans. 2/20/97, at 46^17 and an “animal,” id. at 29, and suggested that he needed to be “put ... down to sleep.” Id. The prosecutor also referred to Mr. Wilson as “unadulterated evil” and a “psychopathic killer.” Id at 46. Because defense counsel failed to object, the OCCA reviewed this claim for plain error. The OCCA held that use of the term “psychopath” was not error, as it was an accurate summary of trial testimony; as to the rest of the arguments, it held that though “[t]he State should refrain from unwarranted personal criticism or name calling,” the comments did not rise to the level of plain error. Wilson I,
We agree with the OCCA that it was not error to call Mr. Wilson a “psychopath.” Dr. Reynolds, the defense mental health expert who testified at the sentencing phase, acknowledged that Mr. Wilson exhibited some characteristics of a psychopath, though he did not believe that Mr. Wilson precisely met this diagnosis. The prosecutor’s comments were acceptable characterizations of Dr. Reynolds’ concessions.
As to the prosecutor’s use of the terms “animal” and “unadulterated evil” to describe Mr. Wilson, we find the pejoratives unprofessional, inappropriate, and unworthy of an officer of the court. Nonetheless, there was ample evidence introduced by the state to support the three aggrava-tors. The state incorporated all first stage evidence into the sentencing phase. Tr. trans. 2/18/97, at 102. It also introduced evidence that Mr. Wilson had prior convictions for transporting a loaded gun and an accessory after the fact to the 1994 murder, in which he also allegedly provided the ammunition for the homicide. Finally, the state introduced, through photographs of defensive wounds and video of the attack, evidence of the conscious physical and mental suffering experienced by Mr. Yost. When this evidence is juxtaposed against the minimal mitigating evidence offered by the defense, we agree with the OCCA that the name calling, however improper, did not rise to the level of plain error.
3. Prosecutor’s Attack on Defense Counsel
Mr. Wilson also alleges that the prosecutor improperly attacked defense counsel by asking a prospective juror during voir dire if he would “let a smoke screen” fool him, implying that it was defense counsel’s
Attacks on defense counsel can at times constitute prosecutorial misconduct. See, e.g., United States v. Young,
4- Prosecutor’s Invocation of Sympathy for the Victim and the Victim’s Family
Mr. Wilson next argues that the prosecutor went too far when he invoked sympathy for the victim and the victim’s family in his sentencing phase closing argument. The prosecutor asked the jury to
put [themselves] in the victim’s shoes. Each and every day you get up, you put on your clothes, and you go to work. You tie your shoes, you get off — you get off to work, you kiss your wife and your kids, if you have any, goodbye. And you don’t know what the day might bring. You only have hope. And he left that particular night, on the 25th, hoping it to be just like an ordinary day in terms of what he would do. He didn’t have the chance to tell Angela goodbye. He didn’t have the chance to tell his two sons goodbye.... And if you find this man guilty, I submit to you he’ll have more than 2 minutes and 11 seconds to ponder his death, much more than Richard Yost.
Tr. trans. 2/20/97, at 30. Later on, in his rebuttal closing argument, the prosecutor stated “I’m sorry that [Mr. Wilson’s] mother has to wait 20 minutes to see him in jail. But you know what? Ms. Dorn right over there, guess how long she gets to wait to see her son [Mr. Yost] ... [t]he rest of her life, she gets to wait to see Richard.” Id. at 49. Mr. Wilson argues that these statements encouraged the jury to sentence him to death based on sympathy for the victim.
Defense counsel failed to object to these statements, and so the OCCA reviewed for plain error. The OCCA held that
[t]he State should not encourage the jury to impose the death penalty out of sympathy for the victims. This Court has specifically condemned many of the comments made in second stage, stating ‘[t]here is no reason for them and counsel knows better and does not need to go so far in the future.’ No amount of mitigating evidence can counter this ar*1120 gument, and if the jury agrees they may not even consider mitigating evidence.
Wilson I,
We do “not condone prosecutorial remarks encouraging the jury to allow sympathy to influence its decision.” Moore v. Gibson,
5. Prosecutor’s Statement that the Jury Had a Duty to Convict
Mr. Wilson alleges that the prosecutor’s remarks in his guilt phase closing argument encroached on the province of the jury by telling them they had a duty to convict Mr. Wilson. The prosecutor stated that
Richard Yost, on the 26th day of February, 1995, was confronted with the fight of his life, and he lost. Sad, but true, he lost. He didn’t have a choice. He had a judge, a jury, and executioner all in one. In the form of four individuals and a baseball bat. Now, it’s your turn and you have a choice. You can deal with him accordingly. Find him guilty on Count 1, Murder in the 1st Degree and find him guilty on Count 2, Robbery with a Dangerous Weapon.
Tr. Trans. 2/14/97, at 19-20. The prosecutor later argued that the jury process is
[t]he great equalizer. This is where what was so unfair that night is now equalized. And he has to face the great equalizer that this system is. Because now, it’s not four plus a bat on one. Now, it’s one versus the justice the 12 of you can deliver to him in your verdict of guilty to murder. The great equalizer.
Id. at 37. Defense counsel lodged timely objections to both statements.
The OCCA held that “[t]hese comments were tantamount to telling the' jury that their job was to avenge the murder of Yost. The jury’s duty is to determine the facts from the evidence, to follow the law, and to reach a verdict based upon the evidence.... The jury’s duty is not to render a verdict out of a sense of vengeance or as ‘the great equalizer.’ ” Wilson I,
“It is improper for a prosecutor to suggest that a jury has a civic duty to convict.” Thornburg v. Mullin,
Though we emphasize that these remarks were improper, we cannot find that the remarks deprived Mr. Wilson of a fundamentally fair trial because, as previously discussed, the evidence of guilt in this case was overwhelming. However, we remind the government that “[pjrosecutors should be aware that arguments of this sort, while unnecessary to obtain a proper verdict, create grave risk of upsetting an otherwise unobjectionable verdict on appeal or on collateral review. It is time to stop.” Id. Had this error occurred at the sentencing phase, for example, where the evidence in support of the aggravators was less overwhelming, the result might be different. But because we cannot find that the comments affected the outcome of the guilt phase, we find that the OCCA’s judgment of harmless error was not an unreasonable application of clearly established federal law.
6. Prosecutor’s Misstatements of the Law
Mr. Wilson’s final complaint alleges that the prosecutor misstated law during voir dire and closing argument. During voir dire, the prosecutor, in front of the jury, objected to defense counsel’s line of questioning, stating that “[defense counsel’s question implied] to the jurors that they personally are going to kill him. They’ll be recommending a sentence. If we reach the punishment phase, they’ll be recommending a sentence.” Tr. Tran. 2/4/97, at 85. Mr. Wilson argues that this statement diminished the gravity of the jury’s role in sentencing in violation of Caldwell v. Mississippi,
A death sentence is unconstitutional if the jury believes “that the responsibility for deciding the appropriateness of the [death penalty] lies elsewhere.” Caldwell,
Mr. Wilson next argues that the prosecutor misstated the law regarding who could be considered a principal to a crime. During voir dire, the prosecutor asked
The OCCA’s decision was not contrary to clearly established federal law. The jury was properly instructed, at the close of trial, as to the requisite involvement a party must have to be responsible for felony murder. R. Vol. II, Box 2, Jury Instruction 25, 26, CR 2-4, CR 2-6, at 350-51 (“Merely standing by, even if standing by with knowledge concerning the commission of a crime, does not make a person a principal to a crime.”). Assuming, arguen-do, that these remarks were erroneous, they did not so infect Mr. Wilson’s trial with prejudice as to render it fundamentally unfair.
C. Cumulative Error
Mr. Wilson has two cumulative error arguments: first, he claims that the prose-cutorial misconduct errors, in the aggregate, deprived him of a fair trial at either the guilt or sentencing phase; second, he argues that all errors during the guilt and sentencing phase deprived him of a fair trial. We analyze them together, and hold that the prosecutorial misconduct claims, combined with any other remaining errors, were not so prejudicial as to warrant relief.
Cumulative error is present when the “cumulative effect of two or more individually harmless errors has the potential to prejudice a defendant to the same extent as a single reversible error.” Duckett v. Mullin,
This was far from a perfect trial, and we have found several errors, as did the OCCA. At the guilt phase, we found three examples of prosecutorial misconduct: (1) the prosecutor misstated facts about the money found in Mr. Wilson’s car; (2) the prosecutor argued that the jury should convict as the “great equalizer;” (3) and the prosecutor disparaged defense counsel. We found no additional errors. As we have already stated, the prosecution’s evidence at the guilt phase was quite strong. There was the videotape, the confession, the eyewitnesses, and the evidence left for the police by Mr. Wilson’s mother. Despite the impermissible prosecutorial comments, it was not unreasonable for the OCCA “to conclude that the jury had sub
We found several errors at the sentencing phase, including: (1) ridiculing Mr. Wilson as an “animal” who needed to be “put ... down to sleep” and “unadulterated evil”; (2) encouraging the jury to sentence Mr. Wilson to death out of sympathy for the victim and the victim’s family; (3) introduction of the post-autopsy photo; and (4) introduction of unduly prejudicial victim impact evidence. These are the same errors found by the OCCA. For the purposes of cumulative error analysis, we will also assume, arguendo, that it was error to admit the photographs of Yost’s bloody face. We do not consider Mr. Wilson’s ineffective assistance of trial counsel claim here, as, depending on the outcome of the proceedings below, it will either require reversal of Mr. Wilson’s sentence anyway or, if the government offers strong rebuttal evidence against the affidavits drawing into doubt their credibility and requiring an evidentiary hearing, there may not be error at all. This might be a closer case had defense counsel put on stronger mitigation evidence at sentencing. However, given the lack of mitigating evidence, and the strength of the evidence supporting the aggravators, discussed earlier, we must determine that the OCCA “reasonably applied clearly established federal law” in finding that there was not cumulative error. Id. at 1029. Habeas relief on this ground is therefore denied.
We think, however, that it is worth noting what the OCCA stated in its opinion. In assessing the cumulative error claim, the OCCA commented that “we are confounded by the fact that experienced prosecutors jeopardize cases, in which the evidence is overwhelming, with questionable argument....” Wilson I,
VIII. Conclusion
For the reasons set forth above, we VACATE the district court’s opinion on the ineffective assistance of counsel claim and REMAND for further proceedings in accordance with this opinion. On all other claims, we AFFIRM the district court’s denial of habeas relief.
Notes
. Mr. Wilson was charged under alternative theories of first degree murder: either malice murder or felony murder. The court, however, gave the jury only a general first degree murder verdict form, making it impossible to determine under which theory the jury found . him guilty. As a result, the OCCA assumed that Mr. Wilson was convicted of felony murder so that he could "receive the benefit of the rule that a defendant cannot be convicted of felony-murder and the underlying felony." Wilson I,
. What exactly made the testing invalid, and what “invalid” means precisely, is not clear from the briefs, nor could habeas counsel clarify this for the Court at oral argument.
. The Supreme Court recently granted certio-rari to resolve a circuit split on this very question. Bell v. Kelly, - U.S. -,
. The majority of empirical studies demonstrate that mental health evidence has a mitigating effect on juries. We acknowledge, however, that there are some conflicting studies; additionally, almost all of the studies are based on the same data set, which is now over ten years old. See John H. Blume et. al., Competent Capital Representation: The Necessity of Knowing and Heeding What Jurors Tell Us About Mitigation, 36 Hofstra L.Rev. 1035 (2008) (describing the empirical research on what is effective mitigation); Justice Research Ctr., Northeastern Univ., Juror Interview Instrument: National Study of Juror Decision Making in Capital Cases (1997); William J. Bowers, The Capital Jury Project: Rationale, Design, and Preview of Early Findings, 70 Ind. L.J. 1043 (1995) (providing an overview of the Capital Jury Project); Stephen P. Garvey, The Emotional Economy of Capital Sentencing, 75 N.Y.U. L.Rev. 26, 27 n. 4 (2000) (citing the quantitative analyses of the Capital Jury Project data). The State does not rely on these studies to rebut the prejudicial impact of counsel’s deficiencies, and so we need not delve into them any farther than to comment that more investigation of this important issue would be useful.
. Mr. Wilson also argues that because at the time of his trial the Oklahoma Constitution
. PCR analysis uses a heating process to replicate the one percent of DNA strands which exhibit genetic variation within the population. When the hydrogen bonds that join complementary strands of DNA are heated, they separate, or "denature.” A denatured DNA strand "forms a template that allows the manufacture of a new strand that is identical to the former complementary strand.” Beasley,
Concurrence Opinion
concurring:
I join Judge McConnell’s opinion except for Part III. As for Part III, I join only Part III(C) and concur in the result. I agree that we must remand for further proceedings on Mr. Wilson’s claim that he received ineffective assistance of counsel with respect to the investigation and presentation of Mr. Wilson’s mental condition
Judge Tymkovich raises important questions regarding Mr. Wilson’s claim of ineffective assistance with respect to mitigation. I share many of his thoughts regarding the perils of putting on mental-health evidence and the need to give substantial deference to trial counsel’s decisions on what sort of mitigating case to present to the jury. I also am troubled by the omissions in Dr. Reynolds’s affidavit of any mention of what he told counsel and how counsel responded. After all, ineffectiveness of counsel must be determined by what the attorney knew when he made a decision, not by what may have been in Dr. Reynolds’s mind.
Nevertheless, in light of the procedural posture of this case, I think that we must remand for an evidentiary hearing on this matter. Mr. Wilson was not required to prove ineffectiveness of counsel to be entitled to an evidentiary hearing. Under the law as I understand it, he needed only to make allegations in his application under
To begin with, as Judge McConnell explains in Part III(C) of his opinion, we must review de novo Mr. Wilson’s claim of ineffectiveness with respect to the investigation and presentation of mitigating mental-health evidence. We then apply the pre-AEDPA standard for granting an evi-dentiary hearing on this claim. “[T]o be entitled to an evidentiary hearing, a petitioner [must] make allegations which, if proved, would entitle him to relief.” Miller,
The critical allegation in Mr. Wilson’s § 2254 application is that defense counsel conducted a deficient investigation of Mr. Wilson’s mental condition and did not make an informed and competent strategic decision not to conduct a thorough investigation. The investigation was deficient because, according to Mr. Wilson, his counsel waited until the last minute to conduct an investigation, rushed Dr. Reynolds so that he could not conduct adequate testing and obtain necessary background information, and failed to have family members interviewed about Mr. Wilson’s mental health. As a result, alleges Mr. Wilson, defense counsel did not learn the full extent of Mr. Wilson’s mental illness, including his paranoid schizophrenia and delusions, and did not make an informed decision to refrain from presenting such evidence to the jury. The alleged prejudice to Mr. Wilson is that competent counsel would have presented the full picture to the jury at the penalty stage of trial and at least one juror would have refused to impose the death penalty.
In my view, the allegations of Mr. Wilson’s § 2254 application would, if proved, entitle him to relief. Under the two prongs of the Strickland test for ineffective assistance of counsel, he has alleged that his counsel’s performance was constitutionally deficient and that he was prejudiced thereby. See Strickland v. Washington,
As Judge Tymkovich points out in dissent, Mr. Wilson’s claim is not totally convincing. In particular, defense counsel — in light of the evidence of guilt, particularly the video recording of Mr. Wilson’s conduct during the crime — may have decided that a claim of mental illness would not get very far with the jury or would even be counterproductive, so further investigation of the claim (after receiving Dr. Reynolds’s initial report) would be a wasted effort. But the record does not reveal such a decision by counsel. Moreover, Judge McConnell’s opinion establishes that the
Concurrence Opinion
concurring in part and dissenting in part.
I concur with the majority’s opinion except for Part III, which reverses the district court’s denial of habeas relief to Wilson on his ineffective assistance of counsel claim and grants him an evidentiary hearing. I conclude, even taking all of Wilsons allegations regarding ineffective assistance as true, counsel’s performance was not constitutionally inadequate and the district court consequently did not abuse its discretion in denying Wilson an evidentiary hearing on that claim.
I would therefore affirm the district court’s denial of habeas relief to Wilson in all respects.
I. Introduction
Wilson’s ineffective assistance of counsel claim presents two issues for our review: (1) whether Wilson is entitled to habeas relief on the claim, and (2) whether Wilson is entitled to an evidentiary hearing on the claim.
While Wilson presents these issues as analytically distinct, they are not; in deciding the first issue, we necessarily decide the second. The decision whether to grant an evidentiary hearing turns on whether the petitioner has alleged facts which would entitle him to habeas relief on the underlying claim. Schriro v. Landrigan, — U.S. -,
In this opinion, I will first discuss the standards of review applicable to Wilson’s appeal. I will then show why Wilson is not entitled to habeas relief on his claim of ineffective assistance. Finally, I will explain why the district court properly denied Wilson an evidentiary hearing on his claim.
We apply two standards of review in considering Wilson’s ineffectiveness claim. The district court’s decision to deny habe-as relief on the claim is a legal question we review de novo. Fricke v. Sec’y of the Navy,
The twin layers of our standard of review make sense considering this court’s position in the judicial hierarchy. First, as a federal court reviewing a state court’s final criminal judgment, our sole role is to uphold the United States Constitution; errors of state law are not within our purview. Principles of federalism, comity, and finality compel us to accord proper deference to the state court’s judgment. See, e.g., Williams v. Taylor,
The majority, without according proper deference to either the state or district court’s judgments, conducts a de novo review of the entire record before us. The majority is wrong for two reasons: (1) it fails to correctly apply the abuse of discretion standard to the district court’s decision denying an evidentiary hearing, and (2) it fails to accord AEDPA deference to the state court’s judgment on the merits.
The Supreme Court has reaffirmed that we review a district court’s decision to deny an evidentiary hearing for an abuse of discretion only. The Court held, “In cases where an applicant for federal habe-as relief is not barred from obtaining an evidentiary hearing by 28 U.S.C. § 2254(e)(2), the decision to grant such a hearing rests in the discretion of the district court.” Schriro,
Relying upon Schriro, several other circuits have recently acknowledged deference must be accorded state court judgments even where the state court did not hold an evidentiary hearing. The First Circuit, in a case like this one dealing with ineffective assistance, noted federal courts must accord AEDPA deference to state judgments when deciding whether an evi-dentiary hearing is appropriate. See Teti v. Bender,
The majority suggests that because Wilson was diligent in his efforts to obtain an evidentiary hearing in state court, but was denied that hearing, de novo review is appropriate. This is not so. Diligence does not control our standard of review. Rather, the requirement that a petitioner show diligence is merely one of two procedural hurdles a petitioner must cross before receiving an evidentiary hearing in federal court. After the enactment of AEDPA, a federal habeas petitioner must show he was diligent in developing the factual basis for his claim in state court (hurdle number one), and that his allegations, if true, would entitle him to habeas relief (hurdle number two).
The majority relies heavily upon our precedents in Bryan v. Mullin,
Wilson’s claim of ineffective assistance was adjudicated on the merits in Oklahoma state court. “An adjudication on the merits occurs when the state court resolves the case on substantive grounds, rather than procedural grounds.” Valdez v. Cockrell,
This conclusion is bolstered by our cases holding that the OCCA’s denial of an evi-dentiary hearing under that court’s Rule 3.11 bears on the substantive Strickland analysis. In both Bland v. Sirmons,
Here, although the OCCA did not explain why it denied Wilson an evidentiary hearing, it did conclude “an evidentiary hearing on this claim should be denied.” Wilson,
In sum, a petitioner’s claim may have been adjudicated on the merits, and therefore subject to AEDPA deference, even if petitioner makes allegations in federal ha-beas court based on new evidence (1) presented in the form of affidavits (as here), or (2) arising out of a federal evidentiary hearing. See, e.g., Schriro,
Because Wilson’s claim was adjudicated on the merits in Oklahoma state court, AEDPA’s § 2254(d) applies to Wilson’s federal habeas appeal. To prevail under this deferential standard, Wilson must show the state court’s decision “was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States,” or “was based on an unreasonable determination of the facts in
As the Supreme Court has emphasized, “an unreasonable application of federal law is different from an incorrect application of federal law.” Williams v. Taylor,
:|c * *
The majority incorrectly conducts a de novo review of the state court’s judgment without deference to the court’s legal or factual conclusions. Applying the correct standard of review, this court should ask whether Wilson is entitled to federal habe-as relief because the state court’s judgment was in some way unreasonable; and, if so, whether the district court abused its discretion in denying Wilson an evidentia-ry hearing. In answering these questions, we apply twin layers of review, taking into account our role as a federal court reviewing a state court judgment and as a court of appeals reviewing a lower court’s decision.
Bounded by these important parameters, our review of the district court’s decision to deny habeas relief equates to (1) an independent review (2) of the state court’s judgment (3) in which we ask whether the decision “was contrary to, or involved an unreasonable application of, clearly established Federal law,” 28 U.S.C. § 2254(d)(1), or “was based on an unreasonable determination of the facts,” id. § 2254(d)(2). Further, our review of the district court’s decision to deny an eviden-tiary hearing equates to (1) a deferential review (2) of the district court’s decision (3) in which we ask whether the district court abused its discretion in concluding petitioner’s allegations, if true, would not entitle him to federal habeas relief.
III. Ineffective Assistance of Counsel
I agree with the district court Wilson is not entitled to habeas relief on his ineffective assistance of counsel claim. We evaluate counsel’s efforts under the now-familiar two-part standard announced in Strickland v. Washington,
The OCCA concluded the performance of Wilson’s trial counsel was reasonable under Strickland because counsel “put forth a mental health expert to rebut the State’s continuing threat contention and to mitigate punishment,” and that expert had access to Wilson’s mother, Wilson’s medical records, school records, and statements from other people who knew Wilson. Wil
The district court concluded the OCCA’s adjudication of Wilson’s claim on the merits did not run afoul of § 2254(d). The court held, “[T]he OCCA’s rejection of this [ineffectiveness] claim on direct appeal was not an unreasonable application of the legal principle announced by the Supreme Court in Strickland to the facts of Petitioner’s case. Petitioner has failed to satisfy the § 2254(d) standard on this portion of his ineffective assistance of counsel claim.” Wilson v. Sirmons, No. 00-147,
I agree with the district court that the OCCA’s determination of Wilson’s claim was neither “an unreasonable application of[] clearly established Federal law,” or “based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d). The district court thus correctly determined Wilson was not entitled to habeas relief on his ineffectiveness claim.
After reviewing all the evidence before us, including the additional affidavits submitted by Wilson in conjunction with his habeas petition,
The Supreme Court has “declined to articulate specific guidelines for appropriate attorney conduct and instead ha[s] emphasized that ‘[t]he proper measure of attorney performance remains simply reasonableness under prevailing professional norms.’ ” Wiggins v. Smith,
To the extent counsel conducts a less-than-complete investigation to uncover potentially mitigating evidence, counsel’s investigation remains constitutionally acceptable “precisely to the extent that reasonable professional judgments support the limitations on investigation.” Strickland,
Keeping these principles in mind, I turn to whether trial counsel’s performance at the mitigation phase was deficient and prejudicial under Strickland.
A. Deficient
Wilson contends his counsel’s investigation was unreasonable because counsel did not obtain a diagnosis of schizophrenia, which would have been possible had the defense expert, Dr. Reynolds, done additional testing and interviewed additional witnesses. I disagree, and for three reasons conclude counsel exercised reasonable professional judgment in this case.
First, the record does not indicate counsel knew or should have known further investigation was necessary. If counsel had no reason to think the information he had was incomplete and that additional diagnoses were possible, counsel reasonably developed his trial strategy based on the information the expert examination had already produced. Glaringly absent in the record is any statement from Wilson’s counsel that he did not have enough time to obtain a further diagnosis. Wilson’s counsel did, in fact, submit an affidavit— but only about the dual jury issue. The record before us lacks the single most accessible and helpful source of information to make an informed and non-speculative conclusion about trial counsel’s performance.
Second, counsel obtained sufficient information about Wilson’s mental health to make a reasonable decision about trial strategy, which he acted on at the mitigation phase. Once counsel decided to focus his mitigation strategy on Wilson’s high intelligence and capacity for reform, it was reasonable for counsel not to pursue further leads of mental illness.
Finally, we have no reason to believe on this record that the amount of time counsel allotted for the investigation unreasonably limited the information counsel was able to discover. Trial counsel developed a theory of mitigation based on knowledge of Wilson’s personal history. As I discuss below, the record supports the conclusion counsel adequately put forward a defense based on his theory of the case.
During the penalty phase of a death penalty case, effective assistance requires counsel to make reasonable efforts to determine whether a defendant’s mental health presents a plausible argument against imposing the death penalty. See Smith v. Mullin,
Counsel conducted a constitutionally sufficient inquiry into Wilson’s mental health,
1. Counsel Conducted Adequate Testing and Interviews
Wilson argues trial counsel faltered by failing to order further mental health testing and by failing to personally interview several family members. Neither claim has constitutional merit.
Further Testing
When investigating a defendant’s mental health, counsel by necessity often relies on expert assistance. See, e.g., American Bar Association, American Bar Association Guidelines for the Appointment and Performance of Counsel in Death Penalty Cases 11.4.1 (1989) [hereinafter ABA Guidelines ] (“Counsel should secure the assistance of experts where it is necessary or appropriate” for the defense.). Wilson concedes counsel engaged a qualified clinical psychologist, Dr. Reynolds, to evaluate him. Dr. Reynolds met with Wilson on three separate occasions, during which time he administered multiple psychological tests. Reynolds also met with Wilson’s mother and had access to Wilson’s medical records, school records, and statements from people who knew Wilson well, including a teacher, a fellow church member, and a long-time family friend. Counsel and Dr. Reynolds discussed these findings before trial.
In the Supreme Court cases relied upon by the majority, trial counsel did not perform nearly as well. In Rompilla v. Beard, for example, counsel failed to investigate the defendant’s prior convictions for rape and assault, despite knowing the state intended to introduce those convictions as aggravating factors at sentencing.
Our Tenth Circuit cases have also faulted counsel for doing far less. See, e.g., Anderson v. Sirmons,
In determining what would lead a reasonable attorney to order additional rounds of mental health tests, we may expect counsel to rely on the opinion of a mental health expert. See Bell v. Thompson,
Wilson’s counsel appropriately relied on Dr. Reynolds to decide how many rounds of mental health testing should be conducted. The record does not reveal that Dr. Reynolds ever advised counsel further testing beyond the initial round was necessary or advisable. Nor did Dr. Reynolds advise further investigation might yield any definitive diagnoses. Only after trial did Dr. Reynolds indicate he needed additional information to support a schizophrenia diagnosis — apparently because of an invalid MMPI-2 test. Even in his post-trial affidavit, however, Dr. Reynolds does not say he told counsel about the invalid test or advised counsel that further testing or investigation would be helpful. Counsel in his affidavit does not indicate he received such advice, and we do not have any report Dr. Reynolds prepared for counsel prior to giving his testimony.
Even if Dr. Reynolds had conducted more testing, there is no reason to think counsel’s picture of Wilson would have changed. Dr. Reynolds’s affidavit, written after he performed a new battery of tests on Wilson after trial, says only it was “possible ” Wilson “could have been delusional at the time of the crime.” Aplt.
“ ‘An ambiguous or silent record is not sufficient to disprove the strong and continuing presumption’ that counsel’s performance was reasonable and that counsel made all significant decisions in the exercise of reasonable professional judgment.” Sallahdin v. Mullin,
Further Interviews
I also disagree with the conclusion counsel was unreasonable for failing to probe deeper into Wilson’s mental health history through additional witness interviews. Wilson argues counsel’s investigation was insufficient because counsel failed to uncover the information contained in the post-conviction affidavits of Wilson’s mother, girlfriend, brother, and sister. Dr. Reynolds’s post-conviction affidavit additionally suggests this information would have been helpful to a diagnosis of schizophrenia.
Strickland imposes only the obligation to conduct a reasonable investigation — not a perfect one.
Counsel also provided Dr. Reynolds with statements from two additional individuals who knew Wilson, but the record does not reveal the substance of their information. And counsel had access to information from Wilson’s mother through Dr. Reynolds, who personally interviewed her. Wilson’s mother testified at trial and apparently provided counsel with names of individuals who might testify on his behalf. The record does not reveal that counsel failed to pursue any of these leads. Compare Burger,
From all of these witnesses, counsel obtained significant mitigating information about Wilson’s life demonstrating a constitutionally adequate investigation. That counsel used this information to present a constitutionally adequate mitigation defense is shown by the following two points.
First, counsel presented a full picture of Wilson to the jury. Counsel proffered the following evidence: (1) Wilson’s friends and family knew him as a kind, caring, church-going person; (2) Wilson’s father, a drug addict and alcoholic, abandoned the family when Wilson was young; (3) Wilson’s mother was a strong positive influence; (4) a Sunday school teacher close to Wilson died of cancer, which extremely upset Wilson; (5) Wilson was exposed to significant gang activity growing up, and in one incident Wilson was shot in the leg; (6) Wilson’s home, where he was living with his mother, was torched by a rival gang; (7) Wilson’s brother was in jail; and (8) Wilson lived with his sister in North Carolina for some time and did very well when removed from the environment of his violent neighborhood. The bulk of the affidavit testimony Wilson offers in his habe-as petition simply repackages the information counsel actually presented to the jury. This repetition suggests counsel did a reasonably thorough job of uncovering the major contours of Wilson’s family and social history. This is certainly not a case where counsel sat idly by, thinking investigation would be futile.
Second, all of the witnesses who provided mitigation evidence at trial were also in a position to observe the kind of strange behavior Wilson now asserts his counsel should have uncovered through additional interviews. Yet the record does not show that anyone during counsel’s investigation mentioned Wilson’s extreme conduct or otherwise provided information to counsel that should have led to such inquiries.
To the extent counsel was obligated to seek out any behavioral evidence of mental illness, counsel fulfilled his obligation by engaging Dr. Reynolds and providing him with access to Wilson’s mother, other witnesses, and Wilson’s records. Counsel could reasonably have expected Dr. Reynolds to obtain any information he needed about Wilson’s behavior from Wilson’s mother, who lived with Wilson and was very close to him. If Dr. Reynolds thought further interviews would be helpful, he could have suggested them to counsel, but we have no information that Dr. Reynolds did so. That Dr. Reynolds later found information provided by additional family members helpful in corroborating his own conclusions does not make the initial investigation unreasonable; reasonableness is evaluated based on the information available to counsel at the time. Strickland,
Wilson’s mother’s post-trial affidavit claims counsel never personally interviewed her prior to trial. Failure to interview a witness prior to her testimony at trial can in some circumstances constitute ineffective assistance of counsel. See Hooper,
Perhaps the most cautious of counsel would always interview each member of the defendant’s family as well as other close contacts, but the Supreme Court has declined to make prudence the measure of constitutionally effective counsel. “[I]n
Counsel need only conduct a reasonable investigation. I cannot say that counsel’s investigative efforts in this case — which included collecting information from Wilson’s mother, teachers, and others close to the family — were unreasonable, particularly because counsel’s investigation evidently uncovered the bulk of the mitigating information Wilson’s new affidavits offer. On this record, counsel had no reason to think additional interviews would provide helpful noncumulative evidence, and counsel’s failure to conduct additional interviews was not constitutionally ineffective.
Finally, the affidavit evidence the majority claims would have been helpful in the mitigation case is, at best, a two-edged sword.
Wilson’s sister said she believed Wilson “was being pulled into the gang scene by at least his ninth grade year of high school. I remember [Wilson] got real suspicious and paranoid after he joined the gang.... I know that [Wilson] was present when some of his fellow gang members were killed.” Aplt.
I knew that [Wilson] had been arrested on another offense prior to his trial.... [Wilson] fumbled with the decision of what to say to police because the gang saw it as ratting out one of their own.... [Wilson] told me that the [sic ] he was in danger with the gang. The gang threatened him and made it clear he had to prove he was with them. I believe [Wilson] was pressured and coerced into the Quick Trip crime.
Id.
Finally, Wilson’s girlfriend refers to Wilson having trouble in prison because of a rumor he “snitched” on two Bloods until “word was out [Wilson] was back on the same side.” Aplt.
The affidavits present a disturbing picture of the murder in this case — Wilson
* * *
In sum, I cannot conclude that after counsel interviewed a number of people who knew Wilson and obtained an initial mental health diagnosis from Dr. Reynolds, it was unreasonable for counsel not to pursue the mental health investigation further. Counsel conducted a reasonably extensive inquiry into Wilson’s background. Nothing in the record indicates reasonably competent counsel could not have concluded he had all the relevant information available. I therefore agree with the district court’s conclusion that the OCCA’s adjudication of Wilson’s ineffectiveness claim was reasonable.
2. Counsel’s Strategic Decision Not to Emphasize Mental Illness Made Further Investigation Unnecessary
The trial record reflects that counsel made a strategic decision to de-emphasize Wilson’s mental illness and instead to focus his mitigation case on Wilson’s intelligence and capacity to become a productive member of society. Strickland requires that we defer to counsel’s strategic judgments that fall within the “wide range of professionally competent assistance.”
In any event, this court may affirm the district court “on any ground adequately supported by the record.” Elkins v. Comfort,
I would conclude on this record counsel made a reasonable strategic judgment backed by a reasonable investigation.
Reasonable Strategic Judgment
Counsel’s mitigation emphasis during the penalty phase of trial is a classically strategic decision. See, e.g., Bell,
Counsel chose to emphasize Wilson’s intelligence and rehabilitative potential in the following manner: (1) Dr. Reynolds testified that because of Wilson’s high intelligence and the excellent positive influence of his mother, Wilson’s mental disorders could probably be successfully treated and Wilson would likely mature into a contributing member of society; (2) Dr. Reynolds testified Wilson excelled in structured environments and because of his intelligence could be particularly beneficial to others; (3) other character witnesses testified Wilson was an intelligent, helpful, and caring person who could turn his life around; (4) counsel argued in closing: “There is some reason for him to live.... I submit to you that an intelligent person who has the capacity to do good can be of benefit to society.”; and (5) counsel suggested in closing that even serving a life prison term Wilson could, because of his high intelligence and positive influences, mentor other young men in prison to help them become productive members of society when released. Trial Tr. (Feb. 20, 1997), at 42-44. Wilson has failed to demonstrate counsel’s strategic focus was unreasonable.
Wilson argues counsel should have discovered and used a diagnosis of schizophrenia to convey to the jury that Wilson was a mentally ill man deserving of sympathy and pity. But emphasizing Wilson’s mental health could have undercut counsel’s chosen strategy of focusing on Wilson’s ability to grow into a useful role model for other young men in trouble. A schizophrenia diagnosis could have made Wilson’s mental health problems appear more intractable and unbeatable, and added ammunition to the prosecution’s case that Wilson was a dangerously ill person.
As with the evidence of Wilson’s gang involvement, emphasizing Wilson’s mental health issues was a two-edged sword. As the majority believes, the jury may have felt some sympathy for Wilson based on a diagnosis of schizophrenia. But, equally as likely, this diagnosis may have supported the prosecution’s portrait of Wilson as a dangerous and continuing threat to society. See, e.g., Bryan,
The majority presents a false dichotomy with regard to Dr. Reynolds’s more recent mental health evaluation. The majority argues trial counsel had to either (1) go all the way in basing a mitigation defense on a schizophrenia diagnosis, or (2) not present any evidence of Wilson’s mental health at all. Although the majority presents an all- or-nothing choice, trial counsel could have quite reasonably chosen a middle path: presenting enough mental health evidence to obtain the sympathy of some members of the jury without having to persuade more skeptical members Wilson’s mental illness was severe. Neither Supreme Court precedent nor the ABA Guidelines foreclose such a middle ground.
Commentators have recognized a mitigation defense based purely on the defendant’s mental health can be risky. One commentator, for example, noted counsel may decide to limit mitigation evidence because it “purportedly undermines residual doubt, because it has a double-edged
Wilson also suggests his trial counsel was ineffective for not asking Dr. Reynolds to testify more completely about his diagnosis. Wilson claims,
[Dr. Reynolds’s] testimony was left completely out of context, and on cross-examination the prosecutor was able to turn him into a sounding board for the prosecutor’s diagnosis of [Wilson] as a psychopath. Despite the fact that Dr. Reynolds had said [Wilson] was not a psychopath, on redirect counsel never gave Dr. Reynolds an opportunity to explain the meaning of the term psychopath, or to explain why his diagnosis indicated that [Wilson] was not a psychopath. This left the prosecutor free on closing argument to ridicule [Wilson] as a psychopath.
Aplt. Br. 71-72.
First of all, faulting counsel’s questioning during witness examination is particularly vulnerable to the kind of hindsight second-guessing that Strickland warned against.
Secondly, it was reasonable for counsel not to revisit a point he wished to avoid. See, e.g., Bland v. Sirmons,
Once counsel decided a mitigation argument based on Wilson’s mental illness would not strengthen his case, he had no reason to obtain a definitive diagnosis of schizophrenia from Dr. Reynolds. Wilson’s chaotic family life, coupled with his mental health problems, meant he did not do well on the Tulsa streets. But in the structured environment of prison — as with his sister’s home in North Carolina — Wilson could succeed. Wilson’s high IQ, religious faith, and well-mannered behavior
The Supreme Court has concluded counsel was not ineffective for limiting the investigation into mitigating evidence under similar circumstances. See Bell,
Instead of focusing entirely on serious mental health problems, counsel reasonably pursued a strategy where Dr. Reynolds’s limited mental health testimony would bolster a rehabilitation defense. Although counsel’s chosen strategy was ultimately unsuccessful, a “fair assessment of attorney performance requires that every effort be made to eliminate the distorting effects of hindsight, to reconstruct the circumstances of counsel’s challenged conduct, and to evaluate the conduct from counsel’s perspective at the time.” Strickland,
Supported by Reasonable Investigation
An investigation is sufficient to support a strategic decision if it uncovers for counsel all available options for presenting and arguing mitigating evidence. See Strickland,
In Wiggins, counsel was ineffective for not uncovering evidence of the extensive physical, sexual, and emotional abuse suffered by the defendant.
Unlike Wiggins, Wilson’s is not a case where counsel’s investigation touched on mitigating evidence but failed to unearth the full extent of it. Counsel unearthed
In this case, counsel had enough information to consider all reasonable options prior to trial. Dr. Reynolds’s evaluation revealed a great deal about Wilson’s mental health. Before trial, Dr. Reynolds told counsel: (1) Wilson had an IQ in the superior range; (2) Wilson had no organic brain damage; (3) Wilson exhibited some indications of several disorders including (i) generalized anxiety disorder, (ii) bipolar disorder, (iii) post-traumatic stress disorder, (iv) paranoid personality disorder, and (v) narcissistic personality disorder with passive-aggressive and schizotypal personality features; and (4) Wilson sometimes exhibited a lack of contact with reality and paranoid suspicious behaviors. Counsel knew enough to establish during Dr. Reynolds’s direct examination Wilson had “a severe mental disorder” and testing indicated “a severe personality disturbance.” Trial Tr. (Feb. 19, 1997), at 57. Dr. Reynolds also told the jury Wilson “has some very unusual, bizarre types of thinking. That would suggest that at times he’s not or has not periodically been in touch with reality. That he basically does not necessarily function at times in a normal state but that he has a great deal of emotional pathology.” Id. Counsel therefore knew Wilson had significant mental health problems.
Given the indications of mental illness in Dr. Reynolds’s initial analysis, I cannot conclude counsel had insufficient knowledge to make an informed decision about whether to focus his mitigation strategy on Wilson’s mental health. Counsel had evidence available to make the argument Wilson suggests he should have — that because Wilson was mentally ill he did not deserve to die. Instead, counsel chose a different focus, which is the essence of strategy. Whether or not counsel knew a more specific diagnosis was possible with further testing, counsel certainly knew mental illness was an available argument in mitigation and was entitled to de-emphasize that argument in favor of what he considered the more promising emphasis.
In sum, because counsel’s decision to focus on Wilson’s rehabilitative potential was supported by reasonable investigation and strategic judgment, his decision not to pursue further diagnosis of mental illness was similarly reasonable. I therefore find nothing wrong with the OCCA’s view of the matter under Strickland.
3. Counsel Allowed Sufficient Time to Prepare
Wilson contends counsel’s mental health investigation was unreasonable because counsel did not contact Dr. Reynolds until three weeks before trial and did not meet with Dr. Reynolds until two days before he testified. “No particular set of detailed rules for counsel’s conduct can satisfactorily take account of the variety of circumstances faced by defense counsel or the range of legitimate decisions regarding how best to represent a criminal defendant.” Strickland,
To be sure, insufficient preparation of the mitigation case can constitute ineffective assistance of counsel. See Williams,
The cases from the Ninth Circuit relied upon by the majority also reveal that counsel’s inadequate timing must result in detriment to the client to constitute ineffective assistance. See Bloom v. Calderon,
The record in this case does not indicate counsel allowed insufficient time to conduct his investigation. The majority suggests three weeks is insufficient to complete an adequate expert investigation.
The record gives no indication that the time counsel allowed for investigating Wilson’s mental health in any way limited the development or presentation of mitigating evidence. Wilson argues that if counsel had allowed more time for the investigation, Dr. Reynolds, by conducting additional tests and interviews, could have obtained a diagnosis of schizophrenia on top of the other mental health problems he had already identified.
As the above discussion demonstrates, Dr. Reynolds’s investigation revealed enough information to convince a reasonable counsel the investigation was adequate and to ensure counsel’s strategic decisions at trial were reasonably informed. The Constitution requires nothing more.
B. Prejudice
Even if counsel’s performance were deficient under Strickland’s first prong, Wilson must also establish that any deficiency prejudiced his defense. Strickland,
Juries may interpret evidence of mental illness in mitigation in several ways. They may decide not to impose the death penalty because mental illness helps to explain why the defendant behaved the way he did and makes the defendant less culpable for his crimes. Or they may decide not to impose the death penalty because mental illness makes the defendant a more humanized, sympathetic figure. See Smith,
Notably, none of the evidence Wilson offers on habeas review would add to a jury’s understanding of how Wilson’s mental illness explains his role in the murder. In Smith, we found prejudice when counsel failed to offer mental health evidence explaining how the defendant’s childhood brain injury caused a loss of emotional control, which could have resulted in murder when the defendant was unable to control his anger. Id.; see also Williams,
Wilson offers no plausible explanation of the role his mental health could - have played in the murder. Even after diagnosing Wilson as possibly schizophrenic, Dr. Reynolds suggests only an inconclusive “possibility]” that Wilson “could have been delusional at the time of the crime.” Aplt.
To counteract the prosecution’s aggravating factors, counsel presented a constitutionally adequate case of mitigation on Wilson’s behalf. The jury heard the various categories of mitigating evidence the ABA has identified as appropriate in capital cases. See ABA Guidelines 11.4.1(2) (identifying categories of potential mitigating evidence). This evidence included: (1) medical history, including signs of mental illness; (2) family and social history, including substance abuse and abandonment by Wilson’s father and life in a violent neighborhood affected by gang violence; (3) traumatic events, such as the sudden death of Wilson’s Sunday school teacher, being shot in the leg, and having his house burned down; (4) religious influences, including the faith of Wilson’s mother and his church activities; and (5) educational history, including academic achievement and well-mannered behavior in the structured school environment.
With regard to Wilson’s mental health, the jury heard evidence that Wilson had “a severe mental disorder” and a “severe personality disturbance.” Trial Tr. (Feb. 19, 1997), at 57. The jurors knew Wilson “has some very unusual bizarre types of thinking” and “has not periodically been in touch with reality.” Id. They also heard Wilson was not a psychopath, even though he had some characteristics that could indicate psychopathy.
Had the jury heard all of this alongside a specific diagnosis of paranoid schizophrenia, I cannot conclude to a reasonable probability the jury would have weighed the aggravating and mitigating factors differently. Further diagnosis and discussion of Wilson’s condition would only have given the prosecutor more opportunity to focus on the dangerous characteristics associated with Wilson’s mental illness. Dr.
This case is a far cry from Anderson v. Sirmons,
Based on Dr. Reynolds’s testimony alone, the jury was able to consider Wilson’s mental disabilities when determining his sentence. Dr. Reynolds’s descriptions of Wilson’s behavior meant the same thing to a lay jury as a clinical diagnosis, and may actually have been more useful to them. See Clark,
It is not even clear from the record that Dr. Reynolds’s testimony at trial would have changed had he performed additional testing. The description of Wilson’s illness Dr. Reynolds gave at trial reasonably encompasses the diagnosis Dr. Reynolds says he arrived at after trial. At trial, Dr. Reynolds testified Wilson had “very unusual, bizarre types of thinking. That would suggest that at times he’s not or has not periodically been in touch with reality.” Trial Tr. (Feb. 19, 1997), at 57. That description is similar to a diagnosis of schizophrenia. The American Psychiatric Association describes the characteristic symptoms of schizophrenia as including, among other things, “bizarre delusions,” “disorganized thinking and behavior,” and hallucinations. American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders DSM-IV-TR 299-300, 313 (4th ed.2000); see also id. (“The essential feature of the Paranoid Type of Schizophrenia is the presence of prominent delusions or auditory hallucinations in the context of a relative preservation of cognitive functioning and affect.”).
Having Dr. Reynolds change his testimony or add additional diagnoses to it would not likely have changed the jury’s decision. The failure to present additional diagnoses to a jury will not prejudice the defendant when the jury has already heard some evidence about the defendant’s mental health. See Malicoat v. Mullin,
Multiple aggravating circumstances lessen the likelihood of prejudice even further. See McCracken v. Gibson,
In sum, the jury heard extensive mitigating evidence, and Wilson’s newly proffered evidence adds little to that calculus. I cannot conclude there is a reasonable probability that had Dr. Reynolds explained Wilson’s diagnosis in more detail rather than simply describing its effects, the jury “would have struck a different balance between the mitigating and aggravating factors.” Anderson,
IV. Evidentiary Hearing
The district court did not abuse its discretion in denying Wilson an evidentiary hearing on his claim of ineffective assistance of trial counsel. Because my review of the record reveals Wilson is not entitled to relief on his claim, the district court was within its discretion in denying Wilson an evidentiary hearing.
A district court abuses its discretion only if its decision is “arbitrary, capricious, whimsical, or manifestly unreasonable.” United States v. Atencio,
Where, as here, the state court has adjudicated a petitioner’s claim on the merits, the petitioner must pass a high bar to show his entitlement to federal habeas relief. See Schriro,
In this case, the district court concluded, “As the disposition of Petitioner’s habeas corpus petition does not require reference to any materials beyond those that are available and currently before the Court, the Court finds that there is no need for an evidentiary hearing in this case. There are no disputed factual questions remaining that could possibly entitle Petitioner to habeas corpus relief.” Wilson,
I also note Wilson has not identified a factual dispute requiring an evidentiary hearing. Oklahoma’s and Wilson’s accounts of counsel’s preparation for trial appear to be identical, and the state does not dispute any of the information Wilson offers in his affidavits. Accordingly, the only dispute in this case is a matter of law based on the record before us. Because we need only determine whether the facts contained in the record amount to ineffective assistance of counsel under Strickland, no evidentiary hearing is required. See, e.g., Anderson v. Att’y Gen. of Kan.,
The district court therefore correctly rejected Wilson’s request for an evidentiary hearing.
V. Conclusion
Because I conclude the OCCA correctly determined Wilson’s trial counsel was not constitutionally ineffective under Strickland, and because the district court did not abuse its discretion in denying an eviden-tiary hearing, I respectfully dissent from Part III of the majority’s opinion.
. I agree with the majority 28 U.S.C. § 2254(e)(2) does not bar Wilson’s request for an evidentiary hearing because Wilson diligently sought to develop the factual basis for his ineffective assistance of counsel claim in state court. Because Wilson diligently requested, and was denied, the opportunity to develop the state court record, § 2254(e)(2) does not bar his request for an evidentiary hearing in federal court. See Williams,
. See 28 U.S.C. § 2254(e)(2) ("If the applicant has failed to develop the factual basis of a claim in State court proceedings, the court shall not hold an evidentiary hearing on the claim unless the applicant shows that — (A) the claim relies on — (i) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable; or (ii) a factual predicate that could not have been previously discovered through the exercise of due diligence; and (B) the facts underlying the claim would be sufficienl to establish by clear and convincing evidence that but for constitutional error, no reasonable factfinder would have found the applicant guilty of the underlying offense.”); Schriro,
. See 28 U.S.C. § 2254(d) (“An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim — (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States; or (2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.”).
. I acknowledge there has been a circuit split regarding the correct standard of review in cases where the petitioner presents a federal court with material not considered by the state court. See LeCroy v. Secy Fla. Dep't of Corrs.,
. See Okla. Stat., tit. 22, ch. 18, Rule 3.1 l(B)(3)(b)(i) (1997) ("This Court will utilize the following procedure in adjudicating applications regarding ineffective assistance of trial counsel based on evidence not in the record: ... [T]he application, and affidavits must contain sufficient information to show this Court by clear and convincing evidence there is a strong possibility trial counsel was ineffective for failing to utilize or identify the complained-of evidence.”); Dewberry v. State,
. Wilson presents six affidavits to this court. However, it appears only five were presented to the OCCA. The new (sixth) affidavit is from Wilson's state trial counsel.
. The absence of any admissions in counsel’s affidavit to errors at trial stands in stark contrast to other death-penalty appeals in which counsel confesses his performance was deficient. See, e.g., Fisher, 282 F.3d at 1293-98 (noting counsel admitted he failed to, among other things, discover crucial evidence, interview important witnesses, and investigate his client’s alibi).
. Wilson does not argue Dr. Reynolds performed incompetently as a psychologist. I note, however, the Fourth, Seventh, and Ninth Circuits have explicitly rejected a constitutional right to effective assistance of an expert witness, except to the extent such claim implicates effective assistance of counsel in hiring and preparing the witness. See Wilson v. Greene,
. Other circuits have recognized the importance of expert recommendations in counsel's decision-making concerning mental health investigations. See Martinez v. Quarterman,
. In any event, Wilson has not shown he was prejudiced by counsel's failure to interview his mother. Counsel's examination of the mother at trial effectively portrayed the sympathetic side of Wilson’s life and the effect his death would have on his family. To the extent her affidavit contains mental health information not presented at trial, there is no reason to believe trial counsel would have elicited it in an interview. I find it instructive Dr. Reynolds apparently did not discover this information when he spoke with Wilson’s mother during an interview whose purpose was to bolster the psychological testing already conducted. Wilson has not shown counsel would have discovered this information by conducting another interview himself. Accordingly, Wilson has made no showing that the mother’s testimony would have changed and therefore no prejudice. See Hedrick,
. What Wilson asserts is substantively new testimony involves the following: (1) Wilson telling his girlfriend his father was dead, when his father was alive but had abandoned the family years earlier; (2) Wilson introducing himself as Tom and using a different voice and facial expressions; (3) Wilson telling his girlfriend he heard voices; (4) Wilson, when he was a child, trying to convince his school his mother was white; (5) Wilson acting paranoid and suspicious; (6) Wilson having frequent violent dreams; (7) Wilson experiencing periodic depression, detachment, and memory gaps; and (8) Wilson speaking in a disconnected manner. Aplt.
. Of course, in an ideal world defense counsel would in all cases begin a mitigation investigation as soon as a representation begins, not mere weeks in advance. See ABA Guidelines 11.4.1. The record in this case does not reflect when counsel’s efforts to investigate mitigating evidence began. Although counsel engaged Dr. Reynolds as an expert witness three weeks before trial, counsel provided Dr. Reynolds with information showing counsel had begun developing a mitigation defense even earlier.
. After the initial tests, Dr. Reynolds had concluded: "Mr. Wilson was functioning in the Superior Range of intelligence with an IQ score of 126. There was no evidence of neurological or organic brain damage impair
. To the contrary, all the evidence points to lucid thinking and planning. In particular, Wilson coordinated his actions with three co-defendants, and the video tape of the robbery shows Wilson first chatting with the victim as he and his co-defendants perused the store. Wilson and his co-defendants waited until the store was free of customers before attacking the victim and forcing him into a back room. Wilson restrained the victim while his co-defendants left the store to retrieve the murder weapon. When his co-defendants returned, Wilson served customers and attempted to remove the store’s safe when the store was empty. Wilson’s words and actions that night offer no evidence of delusional thinking. Furthermore, none of the purported evidence of delusions Wilson offers in the post-conviction affidavits from his mother, sister, brother, and girlfriend are. temporally tied to the night of the murder. Nor does the record reveal any other indication Wilson had been behaving strangely around the time he committed this crime.
