JESSICA WILSON, Individually and as the Executor of the Estate of Matthew Cacioppi, Deceased, Plaintiff-Appellant, v. OSF HEALTHCARE SYSTEM, d/b/a OSF ST. ANTHONY MEDICAL CENTER, an Illinois Not-for-Profit Corporation, and LAWRENCE P. PRABHAKAR, MD, Defendants-Appellees.
NO. 4-22-0475
IN THE APPELLATE COURT OF ILLINOIS FOURTH DISTRICT
October 12, 2023
2023 IL App (4th) 220475-U
Honorable Lisa R. Fabiano, Judge Presiding.
Appeal from the Circuit Court of Winnebago County No. 18L16
JUSTICE LANNERD delivered the judgment of the court.
Justices Cavanagh and Steigmann concurred in the judgment.
ORDER
¶ 1 Held: The appellate court affirmed, concluding the trial court did not abuse its discretion when it (1) consolidated the wrongful death and probate cases for the limited purpose of determining whether Rule 137 sanctions should be imposed and (2) both dismissed the wrongful death case with prejudice and awarded attorney fees as a sanction for Rule 137 violations.
¶ 2 Plaintiff, Jessica Wilson, individually and as the executor of the estate of Matthew Cacioppi, appeals from the Winnebago County circuit court‘s judgment imposing sanctions in the form of attorney fees under
I. BACKGROUND
A. Probate Case
¶ 5 In February 2016, plaintiff filed an affidavit of heirship, verified petition for letters of administration, and oath of office related to the death of Matthew Cacioppi. These proceedings were docketed as Winnebago County case No. 16-P-83 (probate case). Plaintiff listed herself as Cacioppi‘s “spouse” and stated, “[Plaintiff] is the spouse, via civil union, of the decedent.” In the affidavit of heirship, plaintiff also stated she and Cacioppi were married via civil union in his lifetime. At an April 16, 2016, hearing in the probate case, plaintiff testified under oath that although she and Cacioppi had a marriage ceremony, she had not been able to have the marriage formally registered.
¶ 6 In response to plaintiff‘s statements regarding her marital status with Cacioppi, the trial court amended the verified petition by hand. The court retitled the petition as “Petition to Admit Will & for Letters of Office” and crossed out the word “spouse,” replacing it with “L” for “legatee.” The court also amended the affidavit of heirship, inserting “not” before the word “married,” and adding the following: “3. Survived by mother, father deceased. 4. Mother & father had 3 children: decedent, Andrea Harkness, Melanie Jenkins. 5. Dec[edent] left the following heirs: [Dawn Horn, Andrea Harkness, and Melanie Jenkins].” The court crossed out plaintiff‘s name from the document. After hand-writing the amendments to the pleadings, the court directed plaintiff to initial the pleadings, which she did. The court then appointed plaintiff as executor of Cacioppi‘s estate.
B. Plaintiff‘s Complaints
¶ 8 In January 2018, plaintiff filed a six-count complaint in the Winnebago County circuit court, individually and as executor of Cacioppi‘s estate, which the court docketed as No. 18-L-16 (wrongful death case). Plaintiff asserted claims for wrongful death, negligence, and loss of consortium related to Cacioppi‘s death. Counts I to III were brought against OSF; counts IV to VI asserted the same claims against Dr. Prabhakar. In the complaint, plaintiff alleged that she “has suffered grief and despair and has been deprived of her husband‘s comfort, care, advice, society and support and as such has a right to bring an action on her own behalf.” In count III, plaintiff alleged as follows:
“34. That all times relevant MATTHEW CACIOPPI and [PLAINTIFF] were wedded as husband and wife.
35. That as a direct and proximate result of the aforesaid negligent acts of Defendant OSF, Plaintiff‘s husband sustained severe and permanent injuries and died.
36. Plaintiff *** has been deprived of the care, comfort, society, companionship and relationship with her husband.”
Plaintiff‘s counsel, Cynthia Koroll, signed the initial complaint.
¶ 9 In July 2018, plaintiff filed an amended complaint, again individually and as the executor of Cacioppi‘s estate. In the amended complaint, plaintiff again alleged she and Cacioppi were married at all relevant times and added claims against Rockford Surgical Services, who is not a party to this appeal. Koroll again signed the amended complaint.
¶ 11 In May 2019, plaintiff filed a third amended complaint, again individually and as the executor of Cacioppi‘s estate. Plaintiff omitted the loss of consortium claims, and Koroll signed the third amended complaint.
C. Defendants’ Motion to Dismiss
¶ 13 In June 2019, OSF filed a motion to dismiss the third amended complaint under
¶ 14 Defendants further claimed, based on plaintiff‘s misrepresentation of her marital status, the trial court‘s order appointing plaintiff executor in the probate case was void ab initio as the product of a fraud on the court and caused the court to act outside its statutory authority. Defendants asserted, as a result, plaintiff did not have standing to sue under the Illinois Wrongful Death Act (
¶ 15 Plaintiff filed a response to defendants’ motion to dismiss, to which she attached a copy of Cacioppi‘s will. The will was prepared by Koroll and dated January 11, 2016. In the will, Cacioppi stated, “On January 10, 2016 I and [plaintiff] were married in a Civil Ceremony. Ill health precluded registering the marriage with the State of Illinois.”
D. Motion to Dismiss Hearing
¶ 17 The trial court conducted a hearing on defendants’ motion to dismiss in June 2021. During arguments, OSF emphasized plaintiff‘s false allegations she and Cacioppi were married and she had standing to pursue the wrongful death case on her own behalf. OSF argued the case should be dismissed entirely or, in the alternative, plaintiff should be dismissed as a party.
¶ 18 The trial court found Cacioppi‘s will established plaintiff and Cacioppi were never legally married, and therefore, plaintiff made material misrepresentations to the court in both the wrongful death and probate cases. The court took the case under advisement.
¶ 19 In July 2021, plaintiff‘s counsel submitted a copy of the April 11, 2016, transcript from the probate case to the trial court. The court indicated that it needed to review the transcript before issuing its decision on the motion to dismiss and continued the matter for further proceedings. The court also sua sponte scheduled a hearing to determine whether sanctions were warranted under
E. Rule 137 Hearing
¶ 22 Dawn Horn, Cacioppi‘s mother, also testified at the hearing. Horn admitted she knew plaintiff and Cacioppi were never married and did not have a civil union. She also admitted she was aware of and consented to Koroll identifying plaintiff as Cacioppi‘s wife in the pleadings filed in this case. Horn agreed with plaintiff and Koroll to waive her right to pursue a wrongful death claim because she believed plaintiff should receive any financial compensation related to Cacioppi‘s death.
¶ 23 During the hearing, the trial court found the following pleadings filed by plaintiff contained false statements: (1) the petition for the letters of administration identifying plaintiff as Cacioppi‘s wife, (2) the affidavit of heirship indicating that plaintiff and Cacioppi were married in his lifetime, (3) the initial complaint identifying plaintiff as Cacioppi‘s wife, (4) the amended complaint with the same allegations, (5) the second amended complaint alleging the same, and (6) the third amended complaint alleging Cacioppi was plaintiff‘s husband.
“[A] copy of detailed invoices and billing logs reflecting the work performed, the date it was performed, the person who performed the work, the time allotted to each task, the rate charged and the amount billed and paid by [Dr. Prabhakar‘s insurer are attached] as Exhibit 1, for in camera inspection.”
Counsel‘s affidavit further provided as follows:
“All of the information contained in Exhibit 1 consists of privileged attorney/client communications and privileged attorney work product reflecting the mental thoughts and impressions of [defense counsel] in defense of this claim, and is not subject to disclosure or discovery by any other party, and all privileges are preserved and explicitly not waived by submitting this fee petition and affidavit for an in camera inspection.”
Exhibit 1 to Dr. Prabhakar‘s fee petition is not contained in the record on appeal.
“As to the second Santiago[v. E.W. Bliss Co., 2012 IL 111792] requirement, Ms. Koroll‘s casual relationship with the truth and utter disregard for the obligations imposed by
Supreme Court Rule 137 demonstrate that a lesser sanction would be inadequate to remedy both the harm to the judiciary and the prejudice to these defendants. It is the continued lying even after this Court made a finding that [plaintiff] was not the spouse which convinces the Court that a lesser remedy would be inadequate here. Clearly, Ms. Koroll has shown many times over that she does not respect this Court‘s authority when she continues to advance this falsehood. It is also glaringly evident that even being caught in a lie cannot change Ms. Koroll‘s behavior and compel compliance with [Rule] 137. For that reason as well, the Court finds that a lesser sanction would be inadequate.* * *
Although the cases seem to either impose attorneys’ fees or dismiss with prejudice, the Court believes that the factual circumstances of this case make it uniquely suited for an award of attorneys’ fees in addition to dismissal with prejudice. First, a dismissal with prejudice does not sanction [plaintiff] for her blatant and knowing violations of [Rule] 137. Having no interest in any wrongful death cause of action, its dismissal with prejudice does not hold her accountable in any way. An award of attorneys’ fees is thus appropriate against her. As for attorney Koroll, the defendants have expended significant resources in unravelling her falsehoods, and even when they did, she persisted in the lies. She has to date not acknowledged her lies to this Court and these defendant[s], has not offered any explanation for her repeated lies, and has not sought to correct any false pleadings. Instead, she has continued to harass the defendants with baseless motions. An award of attorneys’ fees against her in addition to dismissal with prejudice is thus appropriate.”
¶ 26 This appeal followed.
II. ANALYSIS
¶ 28 Plaintiff presents three arguments on appeal. First, plaintiff argues the trial court abused its discretion when it consolidated her wrongful death case with the probate case associated with the decedent. Second, plaintiff asserts the court‘s dismissal of the wrongful death case as a sanction for violating
A. Consolidation of the Probate and Wrongful Death Cases
¶ 30 Plaintiff first argues the trial court abused its discretion when it consolidated the probate and wrongful death cases. Specifically, plaintiff complains the consolidation of the two cases impermissibly conferred standing on defendants in the probate case and allowed them “to file pleadings ***, seek and receive attorney fees, and question parties and witnesses.” Plaintiff contends this abuse of discretion “deprived the estate, and therefore the heirs and legatee, of the substantial right to sue for wrongful death of the decedent.” Defendants respond the court‘s consolidation of the two cases for the limited purpose of determining whether
¶ 31 Under
“(1) where several actions are pending involving substantially the same subject matter, the court may stay proceedings in all but one and see whether the disposition of the one action may settle the others thereby avoiding multiple trials on the same issue; (2) where several actions involve an inquiry into the same event in its general aspects, the actions may be tried together, but with separate docket entries, verdicts and judgments, the consolidation being limited to a joint trial; and (3) where several actions are pending which might have been brought as
a single action, the cases may be merged into one action, thereby losing their individual identity, to be disposed of in one suit.” Id. at 102-03.
Additionally, a trial court may consolidate cases for a limited purpose if the requirements of
¶ 32 A reviewing court will not disturb the trial court‘s decision to consolidate cases unless it constitutes an abuse of discretion. Ad-Ex, Inc., 247 Ill. App. 3d at 102. An abuse of discretion occurs when the trial court‘s decision is unreasonable, arbitrary, or where no reasonable person would agree with its conclusion. Lake Environmental, Inc. v. Arnold, 2015 IL 118110, ¶ 16.
¶ 33 The trial court did not abuse its discretion when it consolidated the probate and wrongful death cases for the limited purpose of determining whether
¶ 34 Here, the record shows the trial court properly consolidated the cases for the limited purpose of determining the common issue of whether plaintiff and Koroll violated
B. Rule 137 Findings
¶ 36 Plaintiff next argues the “trial court‘s ruling[s] were arbitrary and capricious and exceeded the purpose of
¶ 38 Under
“The signature of an attorney or party constitutes a certificate by him that he has read the pleading, motion or other document; that to the best of his knowledge, information, and belief formed after reasonable inquiry it is well grounded in fact and is warranted by existing law or a good-faith argument for the extension, modification, or reversal of existing law, and that it is not interposed for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation.”
Id.
If the trial court finds a litigant‘s pleading violates
¶ 39 The decision whether to issue sanctions under
¶ 40 Here, the trial court‘s conclusion sanctions were warranted under
¶ 42 Finally, the trial court‘s factual finding Horn participated in a scheme to deprive the rightful beneficiaries of their rights to file a wrongful death claim even though she was a beneficiary herself was not illogical or against the manifest weight of the evidence. Horn testified she knew she was a rightful beneficiary of any wrongful death claim regarding Cacioppi but wanted any award of damages to be provided to plaintiff. Horn testified she knew plaintiff and Cacioppi were not legally married and consented to waiving any claim she had so plaintiff could proceed as the complainant in the wrongful death case. The court‘s finding Horn participated in this scheme is supported by Horn‘s testimony, and her desire for plaintiff to receive any financial compensation related to Cacioppi‘s death explained the motivation for her actions.
¶ 43 We conclude plaintiff has not shown the trial court‘s dismissal of the wrongful death case as a sanction for violating
C. Attorney Fees Award
¶ 45 Finally, plaintiff asserts the trial court abused its discretion when it awarded attorney fees to defendants. Defendants contend the court properly awarded attorney fees as part of its
¶ 46 As stated above,
¶ 47 We agree with the trial court‘s conclusion that because plaintiff had no individual interest in the wrongful death case, “a dismissal with prejudice does not sanction [plaintiff] for her blatant and knowing violations of [Rule] 137.” In their fee petitions, defendants described in detail the efforts they undertook to uncover plaintiff‘s and Koroll‘s
¶ 48 Additionally, plaintiff has forfeited any contention the trial court abused its discretion in awarding attorney fees because the fee petitions did not include counsels’ hourly rate, total hours billed, tasks performed, or any other information needed to award the fees. First, plaintiff failed to object to this issue at the evidentiary hearing and raise it in a posthearing motion. See Adams v. Sarah Bush Lincoln Health Center, 369 Ill. App. 3d 988, 1005 (2007) (“To preserve an issue for appeal, the party must both make an objection at the time of trial and in a posttrial motion.“). Furthermore, the record shows defendants provided this information to the court in exhibits attached to their fee petitions and indicated they had been submitted for the court‘s in camera review. Plaintiff failed to attach the exhibits as part of the record in this appeal.
¶ 49 Because plaintiff has not shown an abuse of discretion occurred in any of her claims in this appeal, we affirm the trial court‘s judgment.
III. CONCLUSION
¶ 51 For the reasons stated, we affirm the trial court‘s judgment.
¶ 52 Affirmed.
