This case presents an important question of first impression in this state that concerns the extent to which documents in the possession of state agencies are subject to public disclosure under our Freedom of Information Act (General Statutes §§ 1-15, l-18a, l-19-l-19b, 1-21, l-21a, l-21c-l-21k). In February of 1975, Kenneth G. Wilson, vice president for academic affairs at the University of Connecticut, appointed seven people to serve on a committee he had established and denominated the program review committee
On September 14, 1976, William Pinch, chairman of the federation of students and service organizations, which is the university’s student government, directed a letter to Wilson seeking access to the documents received by him from the PEC. Wilson refused to permit the examination of these documents and Pinch appealed that decision to the freedom of information commission (hereinafter the commission) pursuant to General Statutes § l-21i (b). The commission, which never examined the documents, concluded that they were records subject to disclosure under § 1-19 of the Freedom of Information Act and ordered Wilson to provide Pinch with access to them. Wilson, the university, and the state of Connecticut appealed the commission’s decision to the Court of Common Pleas. 1 See General Statutes § l-21i (d).
- The commission has appealed and the university has cross appealed. The university claims, that the court erred in concluding that the PRC documents are not exempt from disclosure as being preliminary' drafts' or notes. The commission claims that the trial court erroneously concluded that portions of the PRC documents are exempt from disclosure under the “-similar file” and the “collective bargain-i’ng” exceptions to the act’s disclosure mandate.’ The-commission also claims that -the court exceeded-its.. authority by remanding the case to it with direction for'further proceedings. •-
As the remarks of Representative Burke indicate, however, the act does not confer upon the public an absolute right to all government information. Its careful delineation of the circumstances in which public meetings may be held in executive session; General Statutes § l-18a (e); and in which agency records, or preliminary drafts or notes of such records, may properly remain undisclosed; General Statutes § 1-19 (b); reflects a legislative intention to balance the public’s right to know what its agencies are doing, with the governmental and private needs for confidentiality. Contrary to the suggestion of the commission,
2
it is this balance of the
Subsection (a) of § 1-19 of the General Statutes contains the broad public right to inspect or copy agency records.
3
Subsection (b) (1) of § 1-19
4
Although the legislative history on this portion of the act is not illuminating; see 18 H. R. Proc., Pt. 8, 1975 Sess., pp. 3901-13; 18 S. Proc., Pt. 5, 1975 Sess., pp. 2322-36; it is clear from the language of § 1-19 (b) that the exemption contemplates two types of agency documents: one that is “final” and another that is “preliminary.”
6
The distinction between these two types of documents does not consist of the extent to which the person or persons from whom they originate expect to alter them. If that were the case, a research memorandum that an administrative official requests from an aide con
Instead, we believe that the term “preliminary drafts or notes” relates to advisory opinions, recommendations and deliberations comprising part of the process by which government decisions and policies are formulated. See
N.L.R.B.
v.
Sears, Roebuck & Co.,
This interpretation of the disclosure exemption of General Statutes § 1-19 (b) (1) comports with similar law from other jurisdictions. Although our Freedom of Information Act does not derive from any model act or the federal Freedom of Information Act, other similar acts, because they are in pari materia, are interpretatively helpful, especially in understanding the necessary accommodation of the competing interests involved. See 2A Sutherland, Statutory Construction (4th Ed.) §§ 51.06, 52.03. The federal Freedom of Information Act requires the disclosure of, among other documents, “(A) final opinions, including concurring and dissenting opinions, as well as orders, made in the adjudication of cases; (B) those statements of policy and interpretations which have been adopted by the agency and are not published in the Federal Register; and (C) administrative staff manuals and instructions to staff that affect a member of the public.” 5 U.S.C. § 552 (a) (2). In 5 U.S.C. § 552 (b) (5) the act goes on to exempt from the disclosure requirements “inter-agency or intra-agency
Moreover, the fact that the recommendational input derives from a person or body not charged with making the ultimate decision has been considered insignificant in determining whether the exemption from disclosure applies. See
Wu
v.
National Endowment for Humanities,
Thus, the analysis employed by the federal courts in construing exemption five of the federal act is a temporal one: It distinguishes between pre-decisional, decisional, and postdecisional documents relating to agency law, policy, or procedure. Although exemption five in the federal act does not employ the same language as that appearing in our act’s parallel exemption, the temporal measurement of documents, by the use of the term “preliminary” and the implicit reference to the term “final,” in our statute suggests that the same analysis reflected in the federal decisions construing exemption five is appropriate in construing our statute’s similar exemption.
Under New York’s Freedom of Information law the same result would also obtain. Drawing on federal case law on the subject, the court in
Miracle Mile Assn.
v.
Yudelson,
68 App. Div. 2d 176, 182,
These decisions recognize a legislative determination, implicit in the type of exemptions from dis
It was this very communication that Wilson sought and obtained from the PRC. Wilson assured the members of the committee that their communications would remain strictly confidential.
11
This he was entitled to do under the circumstances of this case. The PRC was a wholly advisory committee. It had no statutory or university delegated anthority. Its members served at the pleasure of Wilson and its function was determined by Wilson. In a sense, the PRC was a “research aide” to vice president Wilson. See
Sanders
v.
Benton,
Determining that the documents in question constitute preliminary drafts and notes under the act is not enough, however. The statute further requires the public agency to determine “that the public interest in withholding such documents clearly outweighs the public interest in disclosure.”
We direct our attention briefly to the trial court’s concern over the fact that the documents in question were never examined by the commission or presented to the court. Where the nature of the documents, and, hence, the applicability of an exemption, is in dispute it is not only within the commission’s power to examine the documents themselves,
In light of our disposition of this case, the commission’s examination of the PRC documents is not necessary. This is so because the record discloses that Wilson testified before the commission concerning their contents in sufficient detail and neither the commission nor Finch questions the advisory and predecisional nature of those documents.
In concluding,
15
we note the commission’s argument that the trial court exceeded its authority under General Statutes § 4-183 (b) when it reviewed the commission’s determination that none of the
There is error, the judgment is set aside and the case is remanded to the trial court with direction to sustain the university’s appeal and to reverse the decision of the freedom of information commission.
In this opinion the other judges concurred.
Notes
On July 1, 1978, the jurisdiction of the Court of Common Pleas was transferred to the Superior Court. General Statutes § 51-164s.
The commission argues in. its brief that the trial court acted beyond the scope of the F.I.A. by applying the balancing test set out above in the interpretation of an exemption under the act.
General Statutes § 1-19 (a) provides: “Except as otherwise provided by any federal law or state statute, all records maintained or kept on file by any public agency, whether or not such records are required by any law or by any rule or regulation, shall be public records and every person shall have the right to inspect or copy such records at such reasonable time as may be determined by the custodian thereof. Each such agency shall keep and maintain all public records in its custody at its regular office or place of business in an accessible place and, if there is no such office or place of business, the public records pertaining to such agency shall be kept in the office of the clerk of any political subdivision or the secretary of the state, as the case may be. Any certified record hereunder attested as a true copy by the clerk, chief or deputy or such other person designated or empowered by law to so act, of such agency shall be competent evidence in any court of this state of the facts contained therein. Each such agency shall make, keep and maintain a record of the proceedings of its meetings.”
General Statutes § 1-19 (b) provides: “Nothing in sections 1-15, l-18a, 1-19 to 1-19b, inclusive, and 1-21 to l-21k, inclusive, shall be construed to require disclosure of (1) preliminary drafts or notes
On appeal, no claim is made by the university that the PRC documents are not “public records or flies” under § l-18a (d) of the act, which provides: “ 'Public records or flies’ means any recorded data or information relating to the conduct of the public’s business prepared, owned, used, reserved or retained by a public agency, whether such data or information be handwritten, typed, tape-recorded, printed, photostated, photographed or recorded by any other method.”
This observation comports with the principle that words used in expressing legislative intent are to be given their commonly approved meaning, unless a contrary intent is clearly expressed. General Statutes § 1-1;
Holmquist
v.
Manson,
The present ease involves documents transmitted from an entity which is not a public agency to a public agency. We do not suggest that, where a particular record embodies the final decision of a public agency and is therefore not within the ambit of the preliminary notes exemption, such a document becomes exempt by virtue of being used for predecisional purposes by some other public agency.
Our Freedom of Information. Act, before its amendment in 1975, contained a somewhat similar provision exempting from disclosure “inter-agency or intra-agency memoranda or letters dealing solely with matters of law or policy.” See General Statutes § 1-19 (Eev. to 1975); Public Acts 1975, No. 75-342 § 2. The object of this and other such exemptions, although expressed in different language, is to strike that balance between the public’s right to know and the government’s need to function effectively.
It has been said that exemption five of the federal act “resulted from the arguments of agency witnesses to committees of Congress that a full and frank exchange of opinion within agencies would be impossible if all internal communications were made public. . . . [Tjhese witnesses contended, and with merit, that advice from staff assistants and the exchange of ideas among agency personnel would not be completely frank if they were forced to ‘operate in a fish bowl.’ ” Annot., 7 A.L.E. Fed. 855, 861; see also House of Eepresentatives Eeports No. 1497, 89th Congress, 2d Session, 1966 U.S. Code Cong. & Admin. News 2418.
New York’s Freedom of Information Act has an exemption from disclosure similar to exemption five of the federal act. See N.Y. Public Officers Law § 87 (2) (g) (McKinney 1952).
No one has raised, and we therefore do not consider, any constitutional right of privacy that may be asserted by members of the PRC as a result of Wilson’s assurance of confidentiality.
There is no suggestion in this ease that, although the PRC had no actual authority, it possessed de facto decisionmaking authority. See
Sanders
v.
Benton,
A “public agency” or “agency” is defined under the act as “any executive, administrative or legislative office of the state or any political subdivision of the state and any state or town agency, any department, institution, bureau, board, commission or official of the state or of any city, town, borough, municipal corporation, school district, regional district or other district or other political subdivision of the state, and also includes any judicial office, official or body but only in respect to its or their administrative functions.” General Statutes § l-18a (a).
We point out that Finch did not claim and the commission did not find that these documents contain factual data that may be disentwined from exempt information. Such data is ordinarily subject to disclosure under freedom of information acts.
Environmental Protection Agency
v.
Mink,
Our decision on the plaintiff’s appeal is dispositive of the commission’s appeal, and therefore, makes it unnecessary for us to consider the claims raised therein.
General Statutes §4-183 (g) provides: “The court shall not substitute its judgment for that of the ageney as to the weight of the evidence on questions of fact. The court may affirm the decision of the ageney or remand the case for further proceedings. The court may reverse or modify the decision if substantial rights of the appellant have been prejudiced because the administrative findings, inferences, conclusions, or decisions are: (1) In violation of constitutional or statutory provisions; (2) in excess of the statutory authority of the agency; (3) made upon unlawful procedure; (4) affeeted by other error of law; (5) clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record; or (6) arbitrary or capricious or characterized by abuse of discretion or elearly unwarranted exercise of discretion.”
