Willson v. City of Des MoinesWillson v. City of Des Moines
Defendants City of Des Moines, Nick Brown and Larry Bedford challenge a judgment entered on a jury verdict in favor of plaintiff Robert L. Willson on Willson’s claims for damages under
The events giving rise to this appeal arose in connection with the application for and execution of a search warrant for plaintiffs home and place of business. Des Moines police officers Nick Brown and Larry Bedford were a part of a police tactical unit which had been attempting a sting operation in an effort to curb the sale of stolen property.
On January 11, 1981, defendant Brown and Richard Schaffer, another member of the tactical unit, provided information, and Schaffer made application to the district court for a search warrant to be executed at plaintiffs home and place of business. The search warrant which was issued by the court allowed peace officers to search for specified shotguns, a handgun and a television set.
On January 13, the warrant for plaintiffs home and place of business was executed by Des Moines police officers. The items authorized to be seized in the search warrant were not found, but a large quantity of other items, such as tools, were seized by the officers during the execution of the warrant. Plaintiff was arrested at that time on a theft charge which was later dismissed. Defendant Bedford was the officer supervising the search at Willson’s Auto Body Shop, plaintiff’s place of business. There was another search warrant executed that same day at a Des Moines residence as a part of the sting operation. That search was not connected with Will-son.
Later that day, the news media apparently was informed by defendant Brown at the Des Moines police station of the execution of the warrants. Plaintiff alleges that in these conversations Brown made untrue statements.
Most of the property seized at Willson’s home and business later was determined not to be stolen and was returned to him with the exception of a few items.
Plaintiff’s original petition filed on June 11, 1981, was based on a
On March 13, 1984, plaintiff moved to amend his petition, Iowa Rule of Civil Procedure 88, to state an additional claim for invasion of privacy by defendants, alleging that their statements put him in a false light. This was resisted by defendants, but the amendment was allowed by the court.
Defendants filed an answer to plaintiff’s amended petition, contending that Iowa Code chapter 613A (1981) provided the exclusive remedy in Iowa for torts of municipalities and their employees.
The case then proceeded to trial. At the close of plaintiff’s evidence and of all evidence, defendants moved, in the court-reported record, for dismissal or for a directed verdict on several grounds.
The case was submitted to the jury, and a verdict was returned against defendant Bedford on plaintiff’s
Defendants then filed written motions for directed verdict, again asserting that Iowa Code chapter 613A provided the exclusive remedy for plaintiff’s claims, and, thus, there was no claim available under
The court granted defendants’ motion for a directed verdict on the invasion of privacy claim against defendant Brown on the ground that the evidence failed to show Brown had knowledge or acted in reckless disregard as to the falsity of the publicized statements. This ruling was in substance a grant of judgment notwithstanding the verdict.
Judgment was entered against defendant Bedford for the sum of $5,150 compensatory damages under the
Defendants appealed to us. Plaintiff timely filed notice of cross-appeal.
The determinative issues we must consider are: 1) whether plaintiff was entitled to relief under
I.
Availability of
Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress. For the purposes of this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of the District of Columbia.
It is not enough to note that they [petitioners] rely on the Due Process Clause of the Fourteenth Amendment, for that Clause is the source of three different kinds of constitutional protection. First, it incorporates specific protections defined in the Bill of Rights. Thus, the State, as well as the Federal Government, must comply with the commands in the First and Eighth Amendments; so too, the State must respect the guarantees in the Fourth, Fifth, and Sixth Amendments. Second it contains a substantive component, sometimes referred to as “substantive due process,” which bars certain arbitrary government actions “regardless of the fairness of the procedures used to implement them.” Ante, at - [106 S.Ct. at 665 ], 88 L.Ed.2d [at] 668. Third, it is a guarantee of fair procedure, sometimes referred to as “procedural due process”: the State may not execute, imprison, or fine a defendant without giving him a fair trial, nor may it take property without providing appropriate procedural safeguards.
The type of Fourteenth Amendment interest that is implicated has important effects on the nature of the constitutional claim and the availability of§ 1983 relief.
(Footnotes omitted.)
Plaintiff Willson sued under
The district court submitted to the jury under
Having concluded that plaintiffs petition properly states a claim for deprivation of federal constitutional rights, the question becomes whether that deprivation is actionable under
Parratt
involved a
Therefore, the Court reasoned, the alleged deprivation of property
4
while wrongful was not without due process of law, and, thus, the inmate’s claim failed to state a cause of action under
Thus,
Parratt
suggests that if a plaintiff has a post-deprivation state remedy available, due process may be satisfied. In the present case, plaintiff presumably could seek redress against defendants in a state court action brought under Iowa Code chapter 613A. That statute, known as the Municipal Tort Claims Act, provides the exclusive remedy for any civil action against a municipality or one of its officers.
However, two important restrictions on the Parratt rationale exist. First, Parratt does not apply if a plaintiff alleges that the constitutional deprivation occurred as a part of an established state procedure. 6 Here, plaintiff does not contend that the alleged violations occurred as a result of an established state procedure. Thus, this first restriction is inapplicable. Second, and most crucially, Parratt only represents a restriction on a claim alleging a deprivation of an underlying right to procedural due process.
B.
Violations of specific constitutional rights.
The
Parratt
doctrine only applies to claimed violations of procedural due process. It is not applicable to violations of specific constitutional rights contained in the Bill of Rights and made applicable to the states by virtue of the fourteenth amendment regardless of the availability of a state remedy.
See Daniels,
474 U.S. at -,
Although the legislation [section 1983 ] was enacted because of the conditions that existed in the South at that time, it is cast in general language and is as applicable to Illinois as it is to the States whose names were mentioned over and again in the debates. It is no answer that the State has a law which if enforced would give relief The federal remedy is supplementary to the state remedy, and the latter need not be first sought and refused before the federal one is invoked. Hence the fact that Illinois by its constitution and laws outlaws unreasonable searches and seizures is no barrier to the present suit in federal court.
Id.
at 183,
The Court in Parratt, which applied to claims of an alleged denial of due process, clearly distinguished that case from one such as Monroe where plaintiffs fourth amendment rights had been violated by stating:
The only deprivation respondent alleges in his complaint is that “his rights under the Fourteenth Amendment of the Constitution of the United States were violated. That he was deprived of his property and Due Process of Law.” App 8. As such, respondent’s claims differ from the claims which were before us in Monroe v. Pape, supra, which involved violations of the Fourth Amendment, and the claims presented in Estelle v. Gamble,429 US 97 ,50 L Ed 2d 251 ,97 S Ct 285 (1976), which involved alleged violation of the Eighth Amendment_ Respondent here refers to no other right, privilege, or immunity secured by the Constitution or federal laws other than the Due Process Clause of the Fourteenth Amendment simpliciter.
Parratt,
Thus, to adopt defendants’ interpretation would create an irreconcilable tension between Parratt and Monroe. Parratt did not purport to overrule Monroe, yet the suggested interpretation of it would have that effect. Until and unless Monroe is overruled by the Supreme Court, we believe we are obliged to follow it.
We conclude
Parratt
does not apply to bar a
Plaintiff’s claim, therefore, survives
Par-ratt.
Plaintiff has a substantive right under the fourth amendment to be free from unreasonable searches and seizures. If defendants did indeed violate this right, then it is constitutionally impermissible no matter what type of procedural protections accompany it, and the availability of a postde-privation state law remedy is no defense to applicability of
II.
Attorney fees.
The district court awarded plaintiff attorney fees pursuant to
In any action or proceeding to enforce a provision of sections 1981, 1982, 1983,1985, and 1986 of this title, title IX of Public Law 92-318, or title VI of the Civil Rights Act of 1964, the court, in its discretion, may allow the prevailing party, other than the United States, a reasonable attorney’s fee as part of the costs.
Because we have determined that plaintiff properly brought his cause of action under
Plaintiff also has made application, which is resisted by defendants, for appellate attorney fees under
III.
Invasion of privacy claim.
Plaintiff, on cross-appeal, contends that the district court erred in directing a verdict on his false light invasion of privacy claim against defendant Brown.
See
Plaintiff’s original petition filed June 11, 1981, asserted only claims under
On March 13, 1984, however, some three years after the search and seizure and over two years after the original petition was filed, plaintiff moved for leave to amend his petition, Iowa Rule of Civil Procedure 88, to add a count for invasion of privacy. Plaintiff contended that defendant Brown’s statements to the news media which were made at the Des Moines police station invaded plaintiff’s privacy by holding him out publicly in a false light. 8
Defendants resisted the motion because the invasion of privacy claim or count was not included in plaintiff’s original petition, the incident referred to was distinct in time and nature from the claims stated in the original petition, and the new count substantially changed the issues.
The district court granted plaintiff leave to amend and found that the added tort claim related back to the date of the original petition, so it was not precluded by the Iowa Code section 613A.5 limitation that an action must be commenced within six months unless a written notice of claim has been presented to the municipality within sixty days after the alleged wrong.
Iowa Rule of Civil Procedure 88 provides that leave to amend a petition should be freely given when justice so requires. It is within the court’s discretion as to whether an amendment should be allowed, and the court’s decision will be reversed only if there is a clear abuse of that discretion.
At issue here is whether plaintiffs invasion of privacy claim arose out of the same “conduct, transaction or occurrence” as the
An amendment should not be allowed if it would substantially change the issues in the case.
Ackerman v. Lauver,
The amended petition significantly expanded the scope of the litigation. Events and conversations occurring after the search warrant was obtained and executed, having nothing to do with the validity of the warrant or the scope of the search, were brought into play and became relevant. The newspersons who covered the story were unable to remember three years after the event what defendant Brown told them that served as the basis of their news stories.
This constitutes unfair surprise and prejudice. In this case, there was nothing in the original petition indicating plaintiff was concerned with or was making a claim about defendant Brown’s motives or conduct after the search. The effects of the passage of time were particularly evident in witnesses’ testimony at trial concerning the invasion of privacy claim.
Several federal cases have reached a similar result under
For these reasons, we affirm the district court in directing a verdict on the issue of plaintiff’s invasion of privacy claim.
IV.
Punitive damages.
Plaintiff also asserts on cross-appeal that the district court improperly directed a verdict in favor of defendants Brown and Bedford on the issue of punitive damages. Plaintiff does not appeal this ruling as to defendant City of Des Moines. Because we have concluded that the district court was correct in directing a verdict on plaintiff’s false light invasion of privacy claim, we only consider the award of punitive damages on the
A.
Defendant Nick Brown.
In order to properly award punitive damages, defendant Brown had to have been motivated by evil motive or intent or reckless or callous indifference to plaintiff’s constitutional rights.
See Smith v. Wade,
461 U.S.
The record shows that Brown did not sign the application for search warrant, although he provided some of the information for it. He had reasonable cause to believe the information he furnished was accurate. Officer Schaffer signed the application, and an assistant county attorney reviewed and approved the application pri- or to its submission to the court. Further, Brown did not personally know the plaintiff. The warrant was merely one of a series that were issued as a part of the sting operation. Plaintiff was treated no differently from any of the other suspects in the undercover operation.
Therefore, we find no error as to this assignment.
B.
Defendant Larry Bedford.
The jury also returned a verdict against defendant Bedford on the
The search warrant authorized defendants to search for and seize certain specified items such as shotguns, a handgun and a TV set. In addition, defendants were authorized to seize property obtained in violation of the law, property the possession of which is illegal, property used or possessed with the intent to be used as a means of committing a public offense or concealed with the intent to prevent an offense from being discovered, or property relevant and material as evidence in a criminal prosecution.
See State v. Hamilton,
The record shows that Bedford was in charge of the execution of the search warrant at the Willson Auto Body Shop. The warrant that he was executing allowed him to search for specific items listed on it. Although he did not find the listed items, it appears that he took several pieces of property from the shop down to the police station where it later could be determined if the property was stolen. He had no reasonable basis to believe that most of this property was stolen or contraband. Basically, the only pieces of property from the auto body shop that Bedford left behind were those items that were too heavy to lift into the truck to be transported to the police station. The record also indicates that he searched areas of the shop where the items for which he was authorized to search could not have been located. Bed-ford’s method of seizing property at best can be characterized as a “take now and check later” type of an operation.
Therefore, we conclude that there was substantial evidence from which the jury could determine that defendant Bedford exceeded the scope of the search warrant and had a reckless or callous indifference to plaintiff’s constitutional rights. The district court erred in directing a verdict on this issue as to defendant Bedford.
V.
Disposition.
As to defendants’ appeal, we affirm the conclusion of the district court that
On plaintiff’s cross-appeal, we affirm the district court’s directing of a verdict against plaintiff on the issues of the invasion of privacy claim and the award of punitive damages against defendant Brown. We reverse the district court’s directing of a verdict on the issue of punitive damages against defendant Bedford.
Therefore, we affirm the present judgment against defendant Brown and the City of Des Moines under
Plaintiff also has filed a motion in this court to tax the cost of preparing the trial transcript and to impose double costs on defendants. Rule of Appellate Procedure 10(b) provides that the transcript cost be taxed in the district court. Plaintiff’s motion is overruled. Costs in this court are taxed one-fourth to plaintiff and three-fourths to defendants.
AFFIRMED ON APPEAL; AFFIRMED IN PART AND REVERSED IN PART ON PLAINTIFF’S CROSS-APPEAL; AND REMANDED.
Notes
. This part of the holding, that the due process clause is implicated through the negligence of a state official, in
Parratt v. Taylor,
. In
Ingraham v. Wright,
.
See
. The logic of
Parratt
permits no principled distinction between deprivations of property and liberty interests. Therefore, this court has followed those jurisdictions which apply
Parratt
to a deprivation of a liberty interest.
Rhiner v. City of Clive,
. Iowa Code section 613A.1(3) defines a tort as:
every civil wrong which results in wrongful death or injury to person or injury to property or injury to personal or property rights and includes but is not restricted to actions based upon negligence; error or omission; nuisance; breach of duty, whether statutory or other duty or denial or impairment of any right under any constitutional provision, statute or rule of law.
(Emphasis supplied.)
. In
Parratt v. Taylor,
.
See L & H Sanitation v. Lake City Sanitation,
. We have long recognized this common law tort and have adopted the elements of false light invasion of privacy as set forth in the Restatement (Second) of Torts § 652E (1977). A claim for false light invasion of privacy is based upon an untruthful publication which places a person before the public in a manner that would be highly offensive to a reasonable person.
See Anderson v. Low Rent Housing Commission,