Petitioner Willis Randolph appeals the district court’s denial of his petition for a writ of habeas corpus challenging his 1986 state court conviction for murder. We hold that if the State places a cooperating informant in a jail cell with a defendant whose right to counsel has attached, and if the informant then makes a successful effort to stimulate a conversation with the defendant about the crime charged, the State thereby violates the defendant’s Sixth Amendment rights under
Massiah v. United States,
I. Background
Petitioner Randolph is currently serving a life sentence for his conviction for the murder of 10-year-old Lamont Collins on June 24,1981. The police initially suspected Lamont’s father, who had expressed unhappiness at paying child support and had threatened Lamont’s mother. Police, however, were unable to discover sufficient evidence of the father’s involvement to justify bringing charges against him. Several years later, Randall McKinney was interviewed in connection with another homicide. During the interview, he stated that he had seen petitioner Randolph near the scene of the crime at the time of the killing. McKinney claimed that he had not previously come forward because he believed that Randolph had already been convicted of the killing. Soon after McKinney’s interview with the police, Randolph was arrested and charged with Lamont’s murder.
Randolph is a developmentally disabled African-American with an IQ of 59. The prosecution’s theory of the case was that Lamont’s father had paid Randolph to murder Lamont. Randolph was tried twice. At his first trial, the evidence against him consisted primarily of McKinney’s testimony that he had seen Randolph, whom he had known since childhood, near the scene of the crime looking into an open car trunk, and that Randolph’s car matched the description of a car several witnesses had reported seeing near the murder scene.
Prior to the start of his first trial, at which the State sought the death penalty, Randolph moved to set aside the jury panel based on the fact that there were lower percentages of African-Americans and Hispanics in the venire than their respective percentages in the general population. Randolph also moved to change venue, arguing that the media coverage of the murder and his subsequent arrest so tainted the jury pool as to make a fair trial all but impossible. The trial judge denied both motions. The first trial ended in a mistrial when the jury hung. Subsequent interviews revealed that eight of the jurors had voted to find Randolph guilty, and four had voted to acquit.
The State did not seek the death penalty at Randolph’s second trial. Randolph again moved to set aside the jury panel and to change venue, and the trial judge again denied both motions. On retrial, the prosecutor had the benefit of two additional witnesses, both of whom were jailhouse informants. One informant was Jack Kon-kle, who gave somewhat conflicting and
Moore shared a jail cell with Randolph throughout most of Randolph’s first trial and for several weeks after the judge declared a mistrial. Moore came to the attention of prosecutors when he gave them a letter asking for leniency and mentioning that he was Randolph’s cellmate. Moore’s defense attorney, as well as prosecutors, interpreted Moore’s letter as an offer to testify against Randolph. Moore met with Deputy District Attorney James Oppliger and Detective Pete Chavez several times to discuss his possible testimony against Randolph, as well as a plea deal relating to the crime for which Moore was being held. At some point, Moore told Oppliger and Chavez that Randolph had admitted to killing Lamont and had said that he was due to receive a lot of money. Moore also told the prosecution team that Randolph had known Lamont’s father and had spoken highly of him, thus supporting the prosecution’s theory that the father had hired Randolph to kill Lamont.
Prior to the start of the second trial, Randolph moved to exclude the testimony of Konkle and Moore. After hearing the proffered testimony of the two witnesses, the trial judge denied the motion. With the benefit of these additional witnesses, the State obtained a conviction for first degree murder. Randolph was sentenced to a prison term of 27 years to life.
After exhausting his state remedies, Randolph sought habeas corpus relief in federal district court. He argued,
inter alia,
that the jury venire was not representative of a cross-section of the community; that the trial judge’s failure to change venue prior to the start of the second trial violated his Fourteenth Amendment right to due process; that the use of Moore’s testimony violated his Sixth Amendment right to counsel; that the use of Moore’s and Konkle’s testimony violated due process; and that the prosecutor violated
Brady v. Maryland,
II. Standard of Review
We review the dismissal of a petition for writ of habeas corpus
de novo. Beardslee v. Woodford,
III. Discussion
A. Jury Venire
The Sixth Amendment right to a trial by jury includes a right to a jury
(1) that the group alleged to be excluded is a “distinctive” group in the community;
(2) that the representation of this group in venires from which juries are selected is not fair and reasonable in relation to the number of such persons in the community; and
(3) that this underrepresentation is due to systematic exclusion of the group in the jury-selection process.
Duren v. Missouri,
Randolph relies, as he did at his second trial, on a study prepared by Dr. John Tinker. Dr. Tinker’s study purported to show that there were relatively fewer African-Americans and Hispanics in the venire in the second trial than in the general population in Fresno County, the geographical area of the venire. African-Americans, Dr. Tinker found, represented 4.3 percent of the population in the county but constituted only 3.1 percent of the venire. Thus, there was a 1.2 percent absolute disparity.
See United States v. Sanchez-Lopez,
Applying the first prong of the
Duren
test, it is clear that African-Americans and Hispanics are “distinctive groups.”
See United States v. Nelson,
Prior to the trial, Fresno County Assistant Jury Commissioner Irma Marez described the manner in which the County assembles the venire. Fresno County compiles a list of individuals who are registered voters in the County or who have obtained a driver’s license or ID card from the California Department of Motor Vehicles. Approximately 50,000 names are randomly drawn from this list each summer, and questionnaires are sent to those individuals. The County uses the returned questionnaires to determine whether the individuals qualify for jury service or whether they should be excused or deferred. The venire is ultimately drawn from this group of qualified jurors.
Approximately 25 percent of people fail to return the first questionnaire. The County sends a second questionnaire to these people, stating that a failure to return the questionnaire could subject them to a summons demanding that they appear personally in court to fill it out. In prac
Randolph argues that the County’s failure to issue summonses to individuals who fail to return questionnaires is the sort of “systematic exclusion” forbidden by the third prong of the Duren test. Randolph does not argue that the County failed to summon Hispanics while summoning other ethnic groups, and he has not presented evidence showing that Hispanics failed to return questionnaires at a higher rate than the general population. Nevertheless, Randolph argues that because Hispanics make up a significantly smaller percentage of the venire than of the County population as a whole, the County was obligated to issue summonses in order to maintain a representative venire.
Under the test established by
Duren,
disproportionate exclusion of a distinctive group from the venire need not be intentional to be unconstitutional, but it must be systematic. In
Duren
itself, women were, unlike men, able to opt out of jury service by filling out a paragraph in the questionnaire sent to them. Further, women who did not return the questionnaire were presumed to have opted out; the same presumption did not apply to men.
In
United States v. Jackman,
A showing that a jury venire underre-presents an identifiable group is, without more, an insufficient showing of systematic exclusion under the third prong of the
Duren
test. If underrepresentation by itself were sufficient to support a holding of unconstitutionality, the second and third prong of
Duren
would effectively collapse into one inquiry. Randolph cannot satisfy
Duren’s
third prong because he has failed to present any evidence that the underrep-resentation of Hispanics is due to the system Fresno County uses to assemble the venire. While Randolph suggests in his brief that Hispanics return questionnaires at a lower rate than the general population, he has presented no evidence to support this suggestion. As the district court found, Dr. Tinker’s study did not establish whether the relatively smaller percentage of Hispanics in the venire resulted from a lower questionnaire return rate or from some other factor. For that reason, among others, Randolph has not shown that the alternative system he proposes-issuing summonses to all individuals who fail to return the questionnaires-would increase Hispanic representation. Because Randolph has not shown any relationship between the disproportionately low percentage of Hispanics in the venire and the juror-selection system the County uses, we
B. Venue
Petitioner also challenges the state trial court’s failure to change the venue for the second trial
sua sponte,
arguing that the media coverage of the murder and subsequent arrest of Randolph so tainted the jury pool as to deny him a fair trial. A criminal defendant is entitled to be tried by “a panel of impartial, ‘indifferent’ jurors.”
Irvin v. Dowd,
Because Randolph does not claim actual prejudice, he must show presumed prejudice. In evaluating a claim of presumed prejudice, we typically consider three factors, including whether there was a “barrage of inflammatory publicity immediately prior to trial amounting to a huge ... wave of public passion,” whether the media accounts were primarily factual or editorial in nature, and whether the media accounts “contained inflammatory, prejudicial information that was not admissible at trial.”
Ainsworth v. Calderon,
The three factors are not satisfied in this case. Most of the relevant articles were published at the time Lamont was murdered, six years before the first trial and eight years before the second trial. This length of time helps mitigate any bias the media coverage might have created.
See Harris,
C. Massiah Violations
Randolph further contends that the incriminating statements he made to Moore should be excluded because they were obtained in violation of his Sixth Amendment right to counsel. Once a defendant’s Sixth Amendment right to counsel has attached, the government is forbidden from “deliberately eliciting” incriminating statements from the defendant.
Massiah v. United States,
The central question in
Henry
was “whether under the facts of this case a Government agent ‘deliberately elicited’ incriminating statements from Henry within the meaning of
Massiah.” Id.
at 270,
In contrast to
Henry,
the Supreme Court found no Sixth Amendment violation in
Kuhlmann v. Wilson,
1. Acting on Behalf of the State
In order for a
Massiah
violation to have occurred, Moore must have been acting on behalf of the State. After Moore met with Deputy District Attorney Oppliger and Detective Chavez, he was returned to the cell he shared with Randolph. Unlike in
Henry,
there was no explicit deal under which Moore was promised compensation in exchange for his testimony. For purposes of our holding, we accept as true the State’s contention that Moore was told not to expect a deal in exchange for his testimony. However,
Henry
makes clear that it is not the government’s intent or overt acts that are important; rather, it is the “likely ... result” of the government’s acts.
Henry,
We have not previously considered whether a jailhouse informant can be considered a government agent if there is no express agreement between the informant and the government that the informant will be compensated for his services. In the circumstances of this case, we hold that an explicit agreement to compensate Moore is not necessary to a finding that Moore acted as an agent of the State. There is sufficient undisputed evidence to show that the State made a conscious decision to obtain Moore’s cooperation and that Moore consciously decided to provide that cooperation. That cooperation rendered Moore an agent of the State. We recognize that agreed-upon compensation is often relevant evidence in determining whether an informant is acting as an agent of the State. But it is the relationship between the informant and the State, not the compensation the informant receives, that is the central and determinative issue.
2. Factfinding by the District Court
We thus conclude that Moore was acting as an agent of the State when he was placed in Randolph’s cell after meeting with Deputy District Attorney Oppliger and Detective Chavez. But we are unable to determine whether a
Massiah
violation occurred because two critical factual issues have not been resolved or properly considered by the district court. The first issue relates to timing: When did Moore meet with the prosecution team, and when, in relation to that meeting or
We address timing first. According to Moore, he had two early meetings with Oppliger and Chavez, and the first of those two meetings took place before he obtained incriminating information from Randolph. According to Oppliger and Chavez, there was only one early meeting, and that meeting took place after Moore had obtained the incriminating information.
Moore testified before the magistrate judge that he first met with Deputy Oppli-ger and Chavez on August 17, 1989, the day he gave his letter requesting leniency to his defense attorney. Moore further testified that it was only after he was placed back in the jail cell, after that meeting, that Randolph made many of the incriminating statements to which Moore later testified at Randolph’s trial. Moore testified that he relayed those statements to prosecutors at a second meeting on August 24. Oppliger and Chavez, however, testified that there was only one early meeting. According to their testimony, that meeting took place on August 24.
The district court did not resolve whether Moore first met with Oppliger and Chavez on August 17 or 24. The magistrate judge’s report, which the district court adopted, stated that “although it is not clear, there is substantial evidence in the record to support a finding that petitioner’s admission was made to Moore prior to Moore’s first meeting with Oppliger and Chavez, whether that meeting occurred on August 17, 1989 or on August 24, 1989.” (emphasis added). A statement that “there is substantial evidence in the record to support a finding” is not the same thing as a finding. That is, the magistrate judge did not recommend, and the district court did not make, a finding that Randolph’s admission was made to Moore prior to Moore’s first meeting with Oppliger and Chavez.
There is “substantial evidence” that would support the opposite finding — that there were two early meetings, and that the first occurred on August 17, before Randolph made damaging admissions to Moore. Moore testified consistently and repeatedly that he met with Oppliger and Chavez on both August 17 and 24. Moore testified that at the first meeting on August 17 he had little to offer Oppliger and Chavez in the way of incriminating statements and that he only told them of Randolph’s incriminating statements at the second meeting. Moore also testified that Randolph did not make incriminating statements until after the trial judge declared a mistrial in the first trial. According to Moore, the mistrial was declared before Moore was placed back in the jail cell with Randolph after his first meeting with Oppliger and Chavez on August 17.
Moore testified that he was asked only general, introductory questions at the initial meeting on August 17 but was asked more pointed, detailed questions at the second meeting on August 24. Finally, Moore specifically described two different rooms in which each of the meetings occurred. According to Moore, the first meeting took place in an empty courtroom, and the second took place in a large conference room with a large table.
Chavez and Oppliger each testified that only one meeting occurred, but they described differently the room in which this meeting took place. Chavez testified that the meeting was in an empty courtroom. Oppliger testified that it was in a jury room with a large table. These two rooms, as described by Chavez and Oppli-ger, appear to correspond to the rooms
We do not recount the foregoing to usurp the factfinding role of the district court. Rather, we recount it to make clear the necessity for such factfinding. It is true, as the magistrate judge wrote, that there is “substantial evidence” to support a finding that there was only one early meeting, and that that meeting took place before Moore obtained incriminating information from Randolph. But it is also true that there is substantial evidence for the opposite finding, that there were two meetings and that Moore obtained incriminating evidence between the first and second meetings. Depending on which alternative is true, Randolph’s Sixth Amendment rights may or may not have been violated.
We next address Moore’s behavior. At the evidentiary hearing before the magistrate judge Moore testified that, at the first meeting with Oppliger and Chavez, “I told them what I knew, but I don’t think I knew that much then.” Nevertheless, Moore left the meeting feeling that “if they’re asking me questions about this guy, then if I give him information about him, then they have to do something for me.” Asked whether he was able to “get any more information for Mr. Oppliger” between the first and second meetings, Moore responded affirmatively. Moore testified that “if [Randolph] was to be on a subject about something that was in the area [of the crime] .... if it was along the line of that, and I figured that he wasn’t suspicious in me asking him about it, then I asked him about it.” According to Moore’s testimony, he further encouraged Randolph to provide information by “being friendly and talkative. Just, I guess, act like being-I was being on his side.” In response to the question, “Did you lead [Randolph] on to provide you with information?” Moore testified, “Of course. Yes.”
The magistrate judge wrote that “there is no evidence to support a finding that ... Moore in fact took action” to “deliberately elicit incriminating statements from petitioner.” (Emphasis added.) This statement is incorrect. Moore’s testimony, just recounted, is first-person evidence supporting precisely that finding — that Moore “took action ... to deliberately elicit incriminating statements from[Randolph].”
3. Massiah Violation
If, in fact, the State placed Moore in a cell with Randolph after he indicated his willingness to cooperate with the prosecution, the State “intentionally create[d] a situation likely to induce [Randolph] to make incriminating statements without counsel’s assistance.”
United States v. Kimball,
Our decision in
Brooks v. Kincheloe,
We concluded that all of the defendant’s incriminating statements could be used at trial, including those made to Kee after he met with detectives. The court found that Brooks had confessed his responsibility for the murder to Kee before Kee met with detectives, that “the detectives did not request Kee to elicit any information from defendant,” and that Kee was not used by the police “to carry out any deliberate and surreptitious investigation of defendant.” Id. at 944-45. We refused to disturb the state court findings of fact “that Kee was not a government agent at the time that Brooks made the incriminating statements concerning the murder.... While these findings indicate that Kee did take action beyond mere listening, they also clearly demonstrate that he did this before the detectives talked to him.” Id. at 945.
In this case, however, there is substantial evidence to support a conclusion that Oppliger and Chavez knew or should have known that Moore believed that he would receive leniency if he elicited incriminating statements from Randolph, circumstances sufficient to make Moore a government agent. Further, there is substantial evidence that, after meeting with Oppliger and Chavez, Moore took affirmative steps to elicit information from Randolph. This evidence of government action “designed deliberately to elicit incriminating remarks” removes this case from the purview of Brooks.
4. Summary
We conclude that Moore was acting on behalf'of the State when he was put back in the cell with Randolph after his first meeting with Oppliger and Chavez. Because it is within the district court’s province as factfinder, we do not determine when the first meeting between Moore and Opplinger and Chavez took place and when in relation to that meeting Moore obtained incriminating information from Randolph. Nor do we determine precisely what Moore did to obtain the incriminating information from Randolph. We vacate the district court’s decision that Randolph’s Sixth Amendment rights under Massiah were not violated, and we remand to the district court for further factfinding.
D. Due Process Violations
Randolph argues that the testimony of both Moore and Konkle should have been excluded as inherently unreliable and that the use of their testimony violated due process. A violation of state evidence rules is insufficient to constitute a due process violation.
See Jammal v. Van de Kamp,
Although Moore was a government informant, the use of a government informant does not automatically render a trial unfair. Under state law, Randolph was entitled to receive, and did receive, an instruction cautioning the jury to view the testimony of Moore with caution.
See California Jury Instructions-Criminal 3.20.
1
Randolph was given ample opportunity to cross-examine Moore and, in so doing, brought out the fact that Moore had entered into a favorable plea bargain with the government, revealing an incentive for testifying. The jury was thus given sufficient opportunity to consider Moore’s credibility.
See United States v. Cuellar,
Similarly, the use of Konkle’s testimony did not violate due process. The defense strenuously cross-examined Konkle, using racist statements he had made to the prosecution (which the prosecution had voluntarily turned over to the defense) to impeach him. Further, the defense questioned Konkle about his motives in testifying, establishing that he expected a plea agreement to be offered in exchange for his testimony against Randolph. Even though Konkle has subsequently recanted his testimony, an after-the-fact suggestion that his testimony was false is insufficient to afford Randolph a new trial based on a due process violation.
See Napue v. Illinois,
E. Brady Violations
Finally, Randolph challenges the prosecution’s failure to turn over details of the State’s dealings with Moore and Konkle. Under
Brady v. Maryland,
We are unable to assess the strength of Randolph’s
Brady
claim with respect to Moore. Randolph rested his
Brady
claim on the argument that the prosecution failed to turn over information that might have allowed him to pursue suppression of relevant evidence under
Massiah.
Randolph did not argue that information about any meeting between Moore and state officials while he and Moore shared a cell would have provided general impeachment evidence. Therefore,
As described above, we do not know when the first meeting between Moore and the prosecution team took place.
Because we do not know the date of that first meeting, we do not know what happened between Moore and Randolph after that meeting. Because we do not know these things, we are unable to determine whether there was a Brady violation.
Randolph’s
Brady
claim with respect to Konkle is that the prosecution did not tell the defense the precise extent of Konkle’s plea deals with the prosecution, which it could have used for impeachment purposes. However, even if the defense had this additional information, it is unlikely that the result of the trial would have been different. As noted earlier, counsel cross-examined Konkle at length, impeaching him with his racist statements, as well as with the fact that his sentencing hearing had been postponed and that he was hoping to reach a deal with the district attorney. As a result, “the jury knew that [Konkle] had motivation to adjust his testimony to assist the government’s case and could weigh his testimony accordingly.”
Hayes v. Woodford,
Conclusion
We vacate the district court denial of Randolph’s Massiah claim and remand for factual findings. We do not decide Randolph’s Brady claim with respect to Moore. We affirm the district court’s denial of Randolph’s other claims.
AFFIRMED in part, VACATED in part, and REMANDED.
Notes
. The jury instruction was:
The testimony of an in-custody defendant should be viewed with caution and close scrutiny. In evaluating such testimony, you should consider the extent to which it may have been influenced by the receipt of, or expectation of, any benefits from the party calling that witness. This does not mean that you may arbitrarily disregard such testimony, but you should give it the weight to which you find it to be entitled in the light of all the evidence in the case.
