Willimantic Car Wash, Inc. v. Zoning Board of AppealsWillimantic Car Wash, Inc. v. Zoning Board of Appeals
Lead Opinion
Under
The plaintiff, Willimantic Car Wash, Inc., contests the decision of the zoning board of appeals of the town of Windham (board), one of two defendants in the present case, in which the board reversed a determination by the town’s zoning officer and granted T & G Realty, Inc. (T & G), the other defendant, a certificate of zoning compliance (zoning certificate). The zoning certificate would permit T & G’s lessee, Putnam Car Wash, Inc., to operate a car wash on T & G’s property located in Windham. The plaintiff and Putnam Car Wash are business competitors. As required by law,
The plaintiff appealed to the Superior Court from the board’s decision, asserting, among other things, claims of unfair competition, lack of due process and environmental harm. The trial court, Hon. Joseph F. Dannehy, judge trial referee, held pretrial settlement discussions with representatives of the plaintiff, T & G and Putnam Car Wash. The board was represented at the first of those conferences, but did not participate thereafter. The representatives of the plaintiff, T & G and Putnam Car Wash subsequently met with and reported to the court, Dannehy, J., that they had reached a settlement agreement privately, pursuant to which the owner of Putnam Car Wash agreed to pay $50,000 to the plaintiff and the plaintiff agreed to withdraw its zoning appeal. Judge Dannehy canvassed everyone present.
The plaintiff moved to enforce the settlement and, after a hearing on the motion, the trial court, Martin, J., decided that the settlement was enforceable, granted the plaintiffs motion and rendered judgment accordingly. T & G appealed from the trial court’s judgment to the Appellate Court.
The plaintiff appealed to the Superior Court from the board’s decision pursuant to
The parties do not dispute the finding of the trial court, Martin, J., that the trial court, Dannehy, J., never held the required hearing before approving the settlement agreement. The plaintiff asserts, however, that the hearing requirement was fulfilled because either of two proceedings can be considered the functional equivalent of the required hearing. The plaintiff maintains that the pretrial conference before Judge Dannehy served as the requisite hearing because the plaintiff and one of the defendants, T & G, were present and consented to the agreement, and the other defendant, the board, had chosen not to take part in pretrial conferences subsequent to the initial meeting. Alternatively, the plaintiff contends that the hearing before the trial court, Martin, J., on the present motion to enforce the settlement was the functional equivalent of the required hearing, because all the parties were then present and the settlement agreement was analyzed thoroughly. We disagree with both arguments.
I
STATUTORY POLICY
At the same time, the term “hearing” leaves room for flexibility in responding to variations in the required due process. Not all situations call for the same level of procedural safeguards. Bartlett v. Krause,
Hearings feature prominently in the zoning process because land use decisions are quintessentially decisions impacting the public. See Couch v. Zoning Commission,
Because of the public impact of land use decisions, Connecticut’s governing statutory scheme promotes public participation in such decision making, and particularly provides for public hearings with substantial procedural safeguards. We have recognized that, “[h]earings play an essential role in the scheme of zoning and in its development. 1 Yokley, Zoning Law & Practice (2d Ed.) p. 267. They furnish a method of showing to the commission the real effect of the proposed change upon the social and economic life of the community. Id., p. 268. Hearings likewise provide the necessary forum for those whose properties will be affected by a change to register their approval or disapproval and to state the reasons therefor.” Couch v. Zoning Commission, supra,
The Appellate Court has recognized the policy of protecting the public interest by holding open hearings prior to Superior Court approval of a settlement of a land use appeal. Levine v. Plan & Zoning Commission,
II
PRETRIAL CONFERENCE
In the present case, the plaintiff argues that the pretrial conference, at which T & G, the plaintiff and Putnam Car Wash reported their settlement and its terms to Judge Dannehy, could constitute the hearing mandated by § 8-8 (n). We disagree.
The trial court, Martin, J., found the settlement agreement enforceable, despite the failure to hold an
The pretrial conference, itself, did not constitute the hearing mandated by § 8-8 (n). As a matter of fact, one of the defendants, the board, was not present at the hearing. Although on appeal to this court, the board subsequently supported the view that the pretrial conference was a hearing, it is possible both here and in other cases that a board may well decline to participate in pretrial conference discussions, expecting, with good reason, that if a settlement were reached, a public hearing on the settlement would follow. It is undisputed that the conference was not open to the public. Under these circumstances, as a matter of law, the pretrial conference failed to protect the public interest that the statutory scheme is designed to protect.
Furthermore, there is no indication that the pretrial conference had the basic procedural protections of the hearing that § 8-8 (n) requires. No record was made of the pretrial meeting. Indeed, the present dispute over the existence of an agreement arose at least partly because of the lack of such a record. Moreover, there is no indication of other formal protections, such as the parties’ right to present evidence or to confront and cross-examine witnesses. In light of the underlying goal of protecting the public interest, we conclude that the pretrial conference was not the hearing required by § 8-8 (n).
ENFORCEMENT HEARING
The plaintiff asserts alternatively that the trial court hearing before Judge Martin, on the present motion to enforce the alleged agreement, fulfilled the hearing requirement. This argument also fails. An enforcement hearing subsequent to a settlement complies neither with the text of § 8-8 (n) nor with the public policy reflected by the statute.
Section 8-8 (n) mandates that “no settlement between the parties . . . shall be effective unless and until a hearing has been held before the Superior Court.” Although the hearing on the enforcement motion may have afforded formal procedural protections, the issues before the trial court on the motion to enforce a previous settlement were not the same as those involved in evaluating whether to approve a proposed settlement implicating the public interest.
The plaintiff argues that the hearing was functionally equivalent to a hearing on whether to approve the settlement, because the settlement was thoroughly analyzed and the hearing provided ample opportunity for anyone whose interests might be affected to be heard. The subject matter of the enforcement motion, however, limited the scope of the parties’ arguments and the trial court’s adjudication. In deciding whether to enforce the settlement, the court was required to consider only T & G’s arguments that the settlement sought to bind nonparties, that the parties had not reached a definitive agreement, and that the required antecedent hearing had not been held. In approving a settlement affecting the public interest, in contrast, a trial court “must be satisfied of the fairness of the settlement.” Janus Films, Inc. v. Miller,
IV
CONCLUSION
We conclude that the trial court, Martin, J., improperly determined that the settlement agreement was enforceable. A contrary holding would circumvent the legislative policy, contained in § 8-8 (n), that a hearing and court approval, antecedent to a settlement becoming effective, provide the best way to preserve the integrity and openness of land use proceedings.
The judgment is reversed and the case is remanded for further proceedings according to law.
In this opinion CALLAHAN, BERDON and NORCOTT, Js., concurred.
Notes
Present at the meeting were the attorney for the plaintiff, an officer of the plaintiff, the attorney for T & G and the owner of Putnam Gar Wash.
T & G properly filed its appeal in the Appellate Court; we then transferred the appeal to this court pursuant to
The Appellate Court also granted permission to the Planning and Zoning Section of the Connecticut Bar Association to file an amicus curiae brief. The amicus curiae argues that the Superior Court is authorized to approve settlements involving monetary consideration that resolve land use appeals taken pursuant to
See footnote 1 of this opinion.
A statutory requirement for a hearing does not, however, always require the presentation of evidence. No such issue has been raised in this case.
See
There has been no claim in this case that
For example,
In Sendak, the Appellate Court observed that in some situations “ ‘the propriety of the conduct’ ” of a local commission may be questionable, and that without the safeguards of the legislative enactment that became
The legislative history of
When the House of Representatives considered the statute, Representative Richard D. Tulisano stated that court approval of settlements is required
Concurrence Opinion
concurring. I agree with the result reached by, and with most of the reasoning of, the majority opinion. I part company with the majority,
First, it is not necessary to decide in this case what a court must determine substantively in order to approve a settlement of a zoning appeal pursuant to
It is equally clear that the subsequent hearing before Judge Martin could not serve as á surrogate for the hearing required by
This is as far as it is necessary and appropriate to go, in my view, in order to decide this case. This record simply does not present the question of whether, if a proper hearing is convened pursuant to
Second, the case cited by the majority, Janus Films, Inc. v. Miller, supra,
The cases on which Janus Films, Inc., relied for its proposition have no bearing on the scope of inquiry that a Connecticut court must undertake when approving a settlement pursuant to
The Appellate Court has stated that the “purpose of [
Third, I am not persuaded that the scant legislative history
I readily admit that usually I am quite willing to draw inferences of legislative purpose from legislative history. See, e.g., Frillici v. Westport,
Janus Films, Inc. v. Miller, supra,
Presumably, an inquiry into the substantive fairness of the settlement would require some sort of determination of the strength of the various claims asserted by all of the parties to the zoning appeal. We need not decide in this case whether the legislature had such a searching inquiry in mind when it enacted
I would not, preclude the possibility of a court declining to approve a settlement thatit was convinced was grossly unfair to the public. Itis hard to imagine such a scenario accompanied by the concomitant determination that the settlement was entered into fairly, however, because presumably the zoning agency, which ordinarily represents the public, also would have been represented by its counsel, whose job it is to protect the client’s interests.
The relevant legislative history provides:
“[Representative Alice V.] Meyer: Mr. Speaker, through you a question to the proponent of the bill.
“Speaker [Irving X] Stolberg: Please frame your question, madam.
“[Representative] Meyer: I would be interested in knowing what the rationale was behind the refusal to allow a repeal of the suit, without having it go to the court.
“Speaker Stolberg: [Representative] Tulisano, did you get the question, sir?
“[Representative Richard D.] Tulisano: Through you, Mr. Speaker. I think qualifications. The question, why does one need court approval for withdrawal. Is that the question?
“[Representative] Meyer: That is the question.
“Speaker Stolberg: [Representative] Tulisano.
“[Representative] Tulisano: Through you, Mr. Speaker. The purpose for the language in this bill is to assure that there is no surreptitious dealing, either between some members of boards of zoning, zoning boards and applicants, or that some people will take in effect the frivolous appeal, as a title to use up their leverage in order to extradite or to squeeze one to make certain—
“Speaker Stolberg: What was the legal term, [Representative] Tulisano?
“[Representative] Tulisano: I was going to use extort, but I think that might be a little — yes, this is to make sure any settlements are fair, and [havejn’t.