*1 prosecutor interrupted fers and stated presence PIGEE, Petitioner-Appellant, Govern- Willie Lee plea ment had fact offered him a bar- v.
gain. presence jury, Outside the R. C. Thomas ISRAEL and Bronson acknowledged sug- Government that it had LaFollette, Respondents-Appellees. gested plead guilty, he Jeffers that negotiations concerning there were no 81-1269, Nos. 81-1508. testify whether he would for the Govern- Appeals, United States ment. The court later instructed the Seventh Circuit. disregard any by anyone reference plea negotiations. Appellants King and Sept. 14, Argued claim that West this curative instruction 3, 1982. Decided Feb. prejudicial was insufficient to diminish the Rehearing Rehearing En and Banc comments, effect of Jeffers’ be- they which March Denied They lieve the precipitated. Government claim that the court’s failure to inform the concerning plea of all the details
negotiations between Jeffers and
Government reversible error. position
The trial court is in best prejudicial
evaluate effect a co-de
fendant’s outburst on the and decide
what, if any, curative instruction is neces
sary. Fleming, United 504 F.2d States case, (7th Cir. In this Moreover, given.
curative instruction was
we fail to see how Jeffers’ remark concern
ing whether he Government had any plea
entered negotiations into prejudiced King West. His out
burst made no reference to his co-defend way implied
ants and in no they engaged wrongdoing.
had in all Under case,
the circumstances of this we think the
trial any prejudice court’s instruction cured King West resulting from Jeffers’
comments. Dellinger, See United States
472 F.2d cert. See also United States Aviles, (2d Cir.), 274 F.2d
denied States, sub nom. Evola v. United
VI
For the reasons discussed in this opinion, judgment of the district court is
AFFIRMED. *2 Legal
Ben Assistance Kempinen, to Insti- Madison, Program, tutionalized Persons Wis., petitioner-appellant. for Heikenen, Gen., Atty. Chris Asst. Wis. Dept, Justice, LaFollette, C. Bronson Gen., Wis., Atty. Madison, respondents- for appellees. BAUER,
Before Circuit Judge, FAIR- CHILD, BAKER, Judge, and Senior Circuit District Judge.* FAIRCHILD, Judge. Senior Circuit This appeal raises of wheth- er, in a an case in which element of charged, instruction that “When there are no vent or rebut the the law pre- sumes that a all reasonable intends the natural and usual conse- quences of his acts” risks a viola- tion of the Amendment’s re- Fourteenth quirement prove every that a state element beyond of a criminal offense doubt, under We hold that in this did not create such risk. Therefore we affirm the court’s denial district for a writ request Petitioner’s of habeas corpus. charged Petitioner was with two murder, attempted arising
counts of out at the Marquis events which occurred Club Racine, Wisconsin, April A main issue whether the Peti- at trial was kill the two victims. tioner intended to * Baker, Judge Harold Honorable A. District nation. Illinois, sitting by desig- the Central District of Woodson, kill, Myrna Kennedy,
Alverest
lacked intent
thus
Mr.
Baker
and Mrs. Walter
arrived
to him
the burden of
on the
Marquis
midnight. Shortly
Club
at about
interpretation
intent. Such
thereafter,
exchanged by
comments were
process principle
would violate the due
about
Petitioner and Mr. Woodson
is on
the burden
the state
*3
pants”
by
Kennedy.
“hot
worn Mrs.
charged beyond
of the
a rea-
Winship,
doubt.
In Re
sonable
U.S.
Mrs. Baker testified at trial that she no-
358,
1068,
S.Ct.
ticed the
gun
Petitioner had a
under his
also,
Wilbur,
684,
Mullaney
U.S.
urged
trench
companions
coat and
her
to
(1975);
L.Ed.2d
Moris-
out,
leave
strug-
the Club. On their
way
States,
sette United
U.S.
S.Ct.
gle ensued.
arm. begin by recognizing problem, We as have, always
The
(i.e.,
Petitioner admitted
courts
that state of mind
the acts
shoot-
intent,
ing but
purpose, knowledge)
denied
he
kill the
mental
intended to
must
victims
circumstantially, by
and in fact denied that
intended
he
determined
inference.
to shoot
all.
them at
testi-
point
have deemed it wise to
out
Petitioner
Courts
fied that
him
juries,
Mr. Woodson
problem
they
attacked
to
be too
lest
much
pulled
out
gun,
to
by
but
determining
per-
troubled
the task of
Woodson,
“bluff”
intending
Mr.
not
to
evidence,
fire
state of
direct
son’s
mind without
the gun.
usually
specific
without evidence
aof
person
of the
admission
declaration
him-
Special
A
of the
Agent
Federal Bureau of
self.
Investigation testified that the Petitioner’s
gun
type
was a
which
only by
could be fired
accordingly
have
juries
Courts
instructed
depressing
grip safety
pulling
particular
that a
state of mind can be in-
trigger. Both actions must be taken each
utterances,
person’s
from a
acts and
ferred
time
weapon
is fired.
fair,
and that
is rational and
where a
intent,
determination must be made
to
The trial instructed the
natural,
person
reason that a
intends
“When there are no
pre-
circumstances to
probable,
of his
vent or
rebut the
Unfortunately,
phrasing
acts.
courts
sumes that
a reasonable
intends all
proposition have
used the
“pre-
often
word
and usual conse-
“inferred,”
sumed” instead
quences
leading
of his deliberate
The jury
acts.”
argument
“presumed”
that the
word
con-
the Petitioner
charge
of the
that a
Woodson,
disproved.
*4
simply
jury
instruction
told the
that “the
2455;
442 U.S. at
at
S.Ct.
presumes
person
a
that
intends the
Court,
County
157-158,
supra, 442 U.S. at
ordinary consequences of
voluntary
In Supreme Court con- presumption cluded draw conclusion.. . . The that a reasonable could have interpreted ... so is only long is effective as there no instruction that contradicting stating Montana trial court as evidence the conclusion mandatory presumption, only by flowing rebuttable and the also, Wigmore, 1. presumption actually J. Evidence in at Trials conclusive is a conclu- (Chadbourn sion, permissive presumption Common Law 2492 § rev. and the is actual- McCormick’s ly permissible Handbook of the Law of Evi- . inference. (2nd dence ed. also, Morissette, at 3. See 2491; Wigmore, supra, McCormick, 2. at su- § 255; Mullaney, supra, 421 U.S. at pra, only presumption at 804 n. 31. The true mandatory presumption, then is the since merely presumption disappear presumes is when stated that said to “the law ” contradictory Thus,
such
is adduced.”
evidence
intends . . . .
the instruc-
tion in
presump-
this case indicates
U.S. at
99 S.Ct. at
applied
if
decides
Supreme
Court concluded that no
person.7
was a
reasonable
instruction
Although
significance,
unconstitutional manner.
minor
we note
The instructions as a
made it
whole
clear
that the
instruction states that
merely
a permis-
the law
presumes
an actor intends “the
sive inference which
knew
it was
”
Id.,
accept
reject.
161-162,
free to
or
contrast,
(Emphasis added.)
. ...
S.Ct. 2226.
Sandstrom states
the law
presumes
ordinary
intent from “the
conse-
The instruction on
this case
quences
(Emphasis added.)
. ...”8
substantially different from the instruction
given in Sandstrom. The instruction con-
only quali-
instruction not
tains
qualifying language
the crucial
which
key
fies the
with the
language,
lacking
found
Sand-
“When there are no circumstances ...”
strom. 442
atU.S.
Furthermore, language apprises This *5 the jury may pre- that circumstances either consequences refers to the of “deliberate” presumption vent the use of the Sandstrom, acts. The at all re- Thus, presumption. jury ferred to the the consequences “voluntary” the acts.4 must the completely disregard presumption in the first instance if voluntary5 intended, A act is and not vent its use. our view this it to leaves merely an accident. A deliberate6 act is jury the presumption to decide whether the more; something it involves actions which is reasonable under the circumstances. Al- considered, are carefully a result as of some ternatively, jury may the consider the pre- prior weighing of the and their acts conse- sumption and then whether any decide cir- quences. The instruction in this case tells cumstances, by however or whomever jury the may that intent be proved, defeat the presumption. The choice deliberate acts. The must first deter- belongs jury. mine whether the acts defendant’s were deliberate, based the evidence. Unless inquiry us before under Sand the jury performed finds that defendant a strom is whether a reasonable act, natural, probable, and have interpreted given the instruction usual of which would be the this case ain manner which would violate killing another, presumption does not process. due That is a federal arise. to which we are not bound Wisconsin Additionally, challenged instruction Court’s determination Muller states presumes State, that “the law rea- 94 Wis.2d 289 N.W.2d (1980), ” sonable . (Emphasis intends . .. that an instruction identical the instruc added.) The instruction in mandatory Sandstrom tion here stated State, 595, 618, id., 4. See Genova 91 Wis.2d 6. (Ct.App.1979). N.W.2d But see State, 450, 478-479, Muller v. Accord, Wis.2d Genova, supra, 7. Wis.2d at (1980) (Abrahamson, J., N.W.2d Muller, dis- N.W.2d at 493. But see senting). 478-479, (Abra- Wis.2d at at 584 N.W.2d J., hamson, dissenting). Dictionary (5th-ed. 5. See Black’s Law at 1413 See footnote reject judge instructed the We therefore Petition- presumption. all, found, be if at from his “must We
er’s contention on
score.
think
statements,
acts,
words,
any,
if
bear-
his
his
in this case
You cannot look into a
ing on
a reasonable
as stat-
out his intent.” The
man’s mind to find
inference,
ing
permissive
no more
than
evi-
jury was also told
“scrutinize the
only
available
if there are no circumstances
caution,
with
utmost care and
dence
prevent
£o
or rebut it.
reason,
judgment,
. .. and act with ...
”
. .
prudence, and discrimination.
.
assuming
But even
that a
view
might
in the chal
Finally,
judge explained
that “[t]he
lenged
mandatory,
requiring
required
defendant is not
his inno-
to find
intent unless
proving
cence. The burden of
the defend-
contrary,
pre
offers evidence to the
ant
the crime
upon
sumption imposes
charged
state.”
extremely
at most an
low
production
on the defendant. He
challenge
requires
Petitioner’s
also
can rebut the
with any evi
strength
us to evaluate the
the connec
presump
dence of
circumstances. The
basic
tion between the
and elemental facts
applies only
when no circumstances
involved in the
inference of in
exist
Consequently,
or rebut it.
Court,
tent. Ulster
impact
on the
greater
no
than
upheld,
at 2224. To be
inference,
permissive
and we
properly
only pass
instruction must
first test
analyze it as
such. Ulster
interpret
jury might
of how reasonable
supra, 442 U.S. at 158n.
was a
of fact for the
to de-
pose
impermis-
case does not
risk
decided,
cide. Once
the inference of intent
unnecessary any
sible in
renders
Sandstrom
was available for their use.11
of
whether
consideration
applied retroactively.
Sandstrom should be
is in
Our decision
this case
accord with
observe, however,
sweeping
We
ap-
the recent decision of this court in Jacks
plication
the doctrine in Sandstrom
of
Duckworth,
(7th
1981),
ion that majority decision is in collision basic not automatically trigger facts did Montana, with Sandstrom v. 442 U.S. require the defendant to (1979) it. was left to its own giving speculations point. on that See also Ulster deprived this petitioner right of his to process due of law. n. 2226 n. 60 L.Ed.2d I.
With
exception
the introductory
consequences
to
reference
“de-
clause, “When
no
there are
circumstances to
liberate acts” is offset
sen-
second
presumption,”
which,
or rebut the
and the
tence in
instruction
words,
acts,”
substitution of the
“deliberate
explaining
pre-
what basic facts lead to the
words,
acts,”
for the
“voluntary
fact,
distinguish
the instruc-
sumed
makes no effort to
tion condemned in Sandstrom and the in- between deliberate and voluntary acts.
virtually
Moreover,
struction
are
here
the same.1 The
definition
no
of “deliberate” was
majority
introductory
relies on the
clause given
attempt
to the
and no
was made
word, “deliberate,”
and the
to
decide
the trial
distinguish
to
between
jurors
conclude that
voluntary acts and
acts
as done
the element of intent was
to be
majority opinion.
Petitioner’s
or that it
disprove
fell
the defendant
Appendix
(trial
charge).2
at 130-53
court’s
Jury
instructed,
the Uniform
Instructions
1. The
in Sandstrom was
Committee
“[t]he
proposed
presumes
person
in Wisconsin
an alternative to
that a
intends
ordi-
nary consequences
voluntary
this
of his
acts.”
case. This
proposed
pertinent
part:
U.S. at
reads
Pigee
2453. The
was instruct-
Intent
kill
must be found as a
before
fact
ed,
pre-
“When there are
no circumstances
you
can find the defendant
of first
vent or rebut
the law
degree
per-
murder. You cannot
look into
person
all
sumes that a reasonable
intends
may
son’s mind to find out his
You
directly
indirectly
determine such intent
deliberate acts.
If one
another
assaults
concerning
from all the facts in evidence
violently
likely
dangerous weapon,
with a
offense. You
consider
statements
*8
kill, then when
there are no circumstances
or conduct of the defendant which indicate
presumption,
legal
or
rebut
may
of mind.
state
You
find
kill
intent to
presumption
intend-
is that death was
or
such statements
You
conduct.
are
Appendix
ed.” Petitioner’s
at 135-36.
judges
you
the sole
of the facts and
must not
you
find the defendant
are
unless
satis-
2. The
of
has no
“deliberate” character
the act
beyond
fied
a reasonable doubt
that
the de-
bearing
on
effect
to be
the evidentia
fendant
intended to kill.
ry
goes only
device but
to the rational connec
Jury
Committee,
Uniform
Instructions
Instruc-
tion test. Sandstrom v.
442 U.S. at
tion 1100.
n.1,
(Montana
512
698 jurors If in the fatal flaw in the the instruc- Sandstrom reasons,
struction,
majority
as the
was the
Id.
tion.
failure
how
to tell the
majority says,
I am sure that it
The
rebutted,
was to be
how
that
then
flaw
true,
jurors
is
that whether
nothing,
remedied
here? There is
interpret
would
of explanation,
word
in the trial court’s
raising
permissive
inference is
feder-
charge as to how the
presumption
intent
al
question, and
decision
the Wiscon-
satisfy
is to
rebutted or how it could
State,
Supreme
sin
v.
Court in Muller
of proving
State’s burden
the element of
(1980)
Wis.2d
N.W.2d 570 at 584 n.1 is also no meaning distinction between words preted the burden of case, on element of the then it should UNITED STATES of America ex rel. necessary not be to evaluate the rational Sylvester HENDERSON,
connection between the basic facts and the Petitioner-Appellant, elemental fact. generally 442 U.S. 99 S.Ct. (1979). But see MORRIS, Warden, Ernest E. 140, 166-67, Court 442 U.S. Respondent-Appellee. However, pointed it should be out that the No. 80-1811.
statement majority decision on the Appeals, United States that, rational connection “the was not Seventh Circuit. told that it could infer intent to kill from deliberate,” acts which were open Argued Jan. debate. The second sentence of chal- lenged instruction, already as has been not- Feb. Decided ed, specific refers to acts which sup- port the presumption without denominating
those voluntary. acts as I agree
Nor can majority deci Duckworth,
sion is in accord with Jacks v. denied,
U.S.L.W. 3533 Jacks, C),
F.2d at (Appendix significant has
differences
in this case. The Jacks instruction did not language
use the concerning used here
rebuttal of the of intent which effectively shifted the burden of
proof to the defendant on the issue of in-
tent. Jacks did not involve the confusion of
deliberate acts as opposed voluntary acts
which is Pigee found in the instruction.
Finally, I would observe that we are deal-
ing with the concept fundamental that due
process protects a against convic- except upon proof by government
beyond a reasonable doubt of
of the crime with charged. which he is
re Winship, Where there is rational
foundation to possibility that due proc-
ess here, has been as there is we
should insist strict adherence to the con-
cept.
I would grant reverse and writ. that he notes fact exists unless attempted to murder not guilty as to Mrs. He Kennedy. has identified Court twenty years sentenced to prison. types presumptions three of an element The district court denied the Petitioner’s Sandstrom, supra, of the crime. and Ulster request a writ habeas corpus, finding Court v. U.S. that no could have inter- (1979). First, S.Ct. preted the instruction on intent in un- presumption” technically “conclusive constitutional manner. all, at but is rather an irre The Petitioner contends in direction the court to find the buttable struction could been interpreted by fact elemental once convinced basic require triggering presumption. Petitioner to facts Sand- strom, proof to the supra, contrary by some quantum U.S. at evidence, 2455.1 proof' greater than “some” thus Second, a “mandatory presumption” that element of the crime. requires to find the elemental fact 517, 99 at 2455. The once triggering convinced the basic facts further decided that the instruction could the presumption, unless the defendant of even have been stating Sandstrom, contrary. fers evidence presumption. conclusive Id. 442 U.S. at A mandatory presumption can be subdivided The fatal flaw in the instruction in Sand- into parts. two re can strom was was not told the quire to find the elemental fact presumption could be rebutted “some” unless the defendant offers “some” evi or by any evidence evidence at all. The Sandstrom, dence to contrary.
