Williamson v. Hawai'i Paroling AuthorityWilliamson v. Hawai'i Paroling Authority
Lead Opinion
Opinion of the Court by
Pеtitioner-respondent-appellee Hawaii Paroling Authority (HPA) applies to this court for a writ of certiorari to review the opinion of the Intermediate Court of Appeals (ICA) in Williamson v. Hawai‘i Paroling Authority, 97 Hawai’i 156,
I. BACKGROUND
A. Factual and procedural background
Williamson was convicted of one count of assault in the second degree, in violation of
On November 24, 1998, Williamson filed an HRPP Rule 40 petition for post-conviction relief. In his petition, Williamson argued that the HPA violated his “right to be eligible for parole” under
The HPA was served with a summons on February 8, 1999 that required it to answer the petition within thirty days. Instead of filing an answer, on February 22, 1999, the HPA filed a motion to dismiss the petition, arguing that it was immune to Williamson’s claims. On March 4, 1999, Williamson filed a motion to strike the HPA’s motion to dismiss, arguing that the HPA’s motion raised “insufficient defenses” and contained “immaterial, impertinent, and/or scandalous matter.” The circuit court denied Williamson’s motion to strike and granted the HPA’s motion to dismiss on July 2, 1999. A “judgment in a civil ease” was entered in the HPA’s favor on September 20, 1999. Williamson timely appealed.
B. The ICA’s opinion
On appeal, Williamson argued that the circuit court erred in ordering that his HRPP Rule 40 petition be processed as a civil complaint and in granting the HPA’s motion to dismiss the petition. Williamson argued that he had alleged illegal restraint or custody based on the HPA setting his minimum term in violation of his light to be eligible for parole under
The ICA issued a published opinion on November 22, 2000. Relying on Turner v. Hawai'i Paroling Authority,
The ICA further held that the circuit court erred in granting the HPA’s motion to dismiss because every inmate who is not sentenced to life imprisonment without the possibility of parole has a statutory right to have his or her minimum term set at a period less than his or her maximum sentence. The ICA stated that;
[HRS § ] 706-669 states a prisoner shall become eligible for parole after serving his minimum term of imprisonment. [HRS § ] 706-670(1) ... states a “person sentenced to an indeterminate term of impris-omnent shall receive an initial parole heating at least one month before the expiration of the minimum term of imprisonment.” [HRS § ] 353—62(a)(2) directs the HPA to consider for parole all committed persons, except in cases where the penalty of life imprisonment without parole has been imposed.... And finally, [HRS] § 353-64 provides that any committed person except those sentenced to life imprisonment without parole “shall be subject to parole.”
ICA’s opinion at 159-60,
By setting the same minimum term of imprisonment as the maximum term of imprisonment, the HPA has denied Williamson a meaningful parole hearing before his minimum sentences expire. UnderHRS § 706-670(1) , Williamson would still be entitled to a parole hearing at least one month before his minimum sentence expires, but he could not be placed on parole unless the HPA reduced his minimum terms of imprisonment.Section 706-669(5) (Supp.1999) states that the HPA in its discretion may reducе the minimum term of imprisonment.Section 706-669(5) does not contemplate minimum terms being the same as maximum terms because the HPA would then have no discretion but to reduce a minimum term of imprisonment to allow an inmate to have a meaningful parole hearing.
Id. at 160,
Based on these principles, the ICA vacated the circuit court’s judgment and remanded the case to the circuit court with instructions to grant Williamson’s HRPP Rule 40 petition and to direct the HPA to reduce Williamson’s minimum term such that there would be a reasonable period of time between his minimum and maximum terms. Id. at 160,
The HPA filed a timely application for a writ of certiorari on December 22, 2000.
II. DISCUSSION
A. Standard of review
Whether the HPA has the authority to set a prisoner’s minimum term of imprisonment at a period equal to his or her maximum sentence is a question of statutory interpretation.
“[T]he interpretation of a statute ... is a question of law reviewable de novo.” ... [State v.] Arceo,84 Hawai'i 1 ,] 10, 928 P.2d [843,] 852 [ (1996) ] ... (quoting State v. Camara,81 Hawai'i 324 , 329,916 P.2d 1225 , 1230 (1996) (citations omitted)). See also State v. Toyomura,80 Hawai'i 8 , 18,904 P.2d 893 , 903 (1995); State v. Higa,79 Hawai'i 1 , 3,897 P.2d 928 , 930, ... (1995); State v. Nakata, 76 Hawai'i 360, 365,878 P.2d 699 , 704, ... (1994)....
Gray v. Administrative Director of the Court,
When construing a statute, our foremost obligation is to ascertain and give effect to the intention of the legislature, whichis to be obtained primarily from the language contained in the statute itself. And we must read statutory language in the context of the entire statute and construe it in a manner consistent with its purpose.
When there is doubt, doubleness of meaning, or indistinctiveness or uncertainty of an expression used in a statute, an ambiguity exists....
In construing an ambiguous statute, “[t]he meaning of the ambiguous words may be sought by examining the context, with which the ambiguous words, phrases, and sentences may be compared, in order to ascertain them true meaning.”HRS § 1-15(1) [ (1993) ]. Moreover, the courts may resort to extrinsic aids in determining legislative intent. One avenue is the use of legislative history as an interpretive tool.
Gray,
B. Neither the plain language nor the legislative history of HRS Chapters 353 and 706 prohibits the HPA from setting a prisoner’s minimum term of imprisonment at a period equal to his or her maximum sentence.
At the outset, we note that thе legislature created the HPA to be the “central paroling authority for the State.”
The ICA held that, when
1. HRS Chapter 353
(a) In addition to any other responsibility or duty prescribed by l,aiv for the Hawaii paroling authority, the paroling authority shall:
(1) Serve as the central paroling authority for the State;
(2) In selecting individuals for parole, consider for parole all committed, persons, except in cases where the penalty оf life imprisonment not subject to parole has been imposed, regardless of the nature of the offense committed;
(3) Determine the time at which parole shall be granted to any eligible individual as that time at which maximum benefits of the correctional institutions to the individual have been reached and the element of risk to the community is minimal[.]
(Emphases added.)
Further, allowing the HPA to set a prisoner’s minimum term at a period equal to his or her maximum sentence is consistent with the terms of
Subsection (a)(3) refers to the determination of the time when parole is to be granted to “any eligible individual.” (Emphasis added.) Because the statute refers to eligible individuals, we believe that the legislature contemplated that some individuals may be rendered “ineligible” for parole by virtue of the prior “consideration” given them. Further, subsection (a)(3) utilizes different language than subsection (a)(2), which refers to “all committed persons, except in cases where the penalty of life imprisonment not subject to parole has been imposed[.]” This implies that the class of persons who are ineligible for parole is different from the class of persons who were sentenced to life imprisonment without the possibility of parole. Thus,
The ICA’s opinion also relies upon
Further, assuming arguendo that
2. HRS Chapter 706
The ICA’s opinion and the dissenting opinion also rely on the requirement in
We decline to interpret
We decline to give
We are mindful of our duty to give effect to all parts of a statute whenever possible. See, e.g., In re Doe,
In its application for a writ of certio-rari, the HPA argues that, in adopting
Based upon our review of the relevant statutes, we hold that them plain language does not prohibit the HPA from establishing a prisoner’s minimum term at a period equal to his or her maximum sentence and that nothing in the legislative history supports such a restriction.
C. Policy considerations do not support judicial adoption of this limitation on the HPA’s authority.
Absent guidance from the plain statutory language, or, if the language is ambiguous, from the legislative history, we look to the relevant policy considerations behind them. Cf. State v. Eleneki,
As a policy matter, we believe that it is unnecessary to restrict the HPA’s authority in this manner.
In addition, in Turner, the ICA held that a prisoner may seek judicial review, through a HRPP Rule 40 petition, of the HPA’s decision to deny parole. However, the scope of such review is limited. The ICA noted that other jurisdictions have recognized the need to preserve the parole board’s discretion in granting or denying parole:
Declaring that “a district court cannot substitute its judgment on questions of parole for that of the parole board[,]” [United States ex rel. O’Connor v. MacDonald,449 F.Supp. 291 , 292 (N.D.Ill.1978) ], the United States district court limited its revietu to situations where “lt]he decision of a state administrative agency is an arbitrary one token it is made 'without fair, solid, and substantial cause or reason; but it is not necessarily só because mistaken or even 'wrong." Id. (citing Grossmann v. Barney,359 S.W.2d 475 , 476 (Tex.Civ.App.1962). The district court indicated re-vieiv tvould be exercised “to determine whether [the parole board] has followed the appropriate criteria, rational and consistent with the applicable statutes and that its decision is not arbitrary and capricious nor based on impermissible considerations.” Id. (citing Zannino v. Arnold,531 F.2d 687 , 690 (3d Cir.1976)).
Likewise, in Reider v. Commonwealth of Pennsylvania, Bd. of Probation and Parole,100 Pa.Cmwlth. 333 ,514 A.2d 967 (1986), the Pennsylvania Court of Appeals held that a decision by the parole board denying parole was subject to limited judicial review. Id. at 972. Noting that denials of parole are “wholly a matter of the [parole board’s] diseretion[,]” id. at 970 (citing 61 Pennsylvаnia Consolidated Statutes § 331.21), the appellate court explained that it would be “impossible for a court to properly evaluate” a parole denial because of the many variables considered by the board, such as “record facts, personal observations and the experience of the decision maker which leads to a ‘predictive judgment’ as to what is best forboth the inmate and the community.” Id. at 971.
Turner,
As stated earlier, the determination of a prisoner’s minimum term is part of the parole process. Therefore, the same standards should apply to judicial review of both an HPA decision denying parole and an HPA decision establishing a minimum term. In both cases, judicial intervention is appropriate where the HPA has failed to exercise any discretion at all, acted arbitrarily and capriciously so as to give rise to a due process violation, or otheiwise violated the prisoner’s constitutiоnal rights.
Finally, we note that “ ‘[p]arole is a matter of legislative grace, and the denial of it to certain offenders is within legislative discretion.’ ” State v. Kumukau,
Based on the foregoing, we hold that a prisoner does not have a statutory right to have his or her minimum term set at a period shorter than the maximum sentence.
III. CONCLUSION
Therefore, we reverse the ICA’s opinion. We also vacate the circuit court's September 20, 1999 judgment and remand the case to the circuit court with instructions to process Williamson’s petition as an HRPP Rule 40 petition.
Notes
. HRPP Rule 40(a) slates in pertinent part:
The post-conviction proceeding established by this rule shall encompass all common law and statutory procedures for the same purpose, including habeas corpus and coram nobis; provided that the foregoing shall not be construed to limit the availability of remedies in the trial court or on direct appeal. Said proceeding shall be applicable to judgments of conviction and to custody based on judgments of conviction, as follows:
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(2) From custody. Any person may seek relief under the procedure set forth in this rule from custody based upon a judgment of conviction, on the following grounds:
(i) that sentence was fully served;
(ii) that parole or probation was unlawfully revoked; or
(iii)any other ground making the custody, though not the judgment, illegal.
. HRPP Rule 40(c)(3) states:
If a post-conviction petition alleges neither illegality of judgment nor illegality of post-conviction “custody” or "restraint” but instead alleges a cause of action based on a civil rights statute or other separate cause of action, the court shall treat the pleading as a civil complaint not governed by this rule. However, where a petition seeks relief of the nature provided by this rule and simultaneously pleads a separate claim or claims under a civil rights statute or other separate cause of action, the latter claim or claims shall be ordered transferred by the court for disposition under the civil rules.
. The Office of the Public Defender (OPD) filed an amended brief of amicus curiae (ABAC) on January 19, 2001. OPD admitted that there is no express statutory provision prohibiting the HPA from setting minimum terms that are the same as prisoners' maximum sentences. ABAC at 2. However, OPD argued that there is an ambiguity as to whether the HPA has the authority to set minimum terms in this manner. Id. It argued that the ICA was correct in its resolution of this ambiguity, based upon the legislative history of the relevant statutes and the case law regarding indeterminate sentencing. Id. at 2-3.
.
(1) When a person has been sentenced to an indeterminate or an extended term of imprisonment, the Hawaii paroling authority shall, as soon as practicable but no later than six months after commitment to the custody of the director of the department of [public safety] hold a hearing, and on the basis of the hearing make an order fixing the minimum term of imprisonment to be served before the prisoner shall become eligible for parole.
(2) Before holding die hearing, the authority shall obtain a complete report regarding the prisoner’s life before entering the institution and a full report of the prisoner's progress in the instituí ion. The report shall be a complete personality evaluation for the purpose of determining the prisoner's degree of propensity toward criminal activity.
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(8) The authority shall establish guidelines for the uniform determination of minimum sentences which shall lake into account both the nature and degree of the offense of the prisoner and the prisoner’s criminal history and character. The guidelines shall be public records and shall be made available to the prisoner and to the prosecuting attorney and other interested government agencies.
(Brackets in original.)
. However, under Turner, HPA decisions are subject to limited judicial review. See discussion infra section II.C.
.
The ICA’s opinion states that the Commentary to
At the time the 706-669 Commentary was drafted,
Similarly, we also reject the argument of ami-cus curiae OPD that Territory v. Lake,
. The bill adopting these provisions was introduced in 1975 and enacted in 1976. See 1975 Senate Journal at 23; 1976 Haw. Sess. L. Act 92, § 3 at 146. The purpose of the bill was "to reconstitute the board of paroles and pardons in order to more effectively and efficiently achieve the dual and inseparable purposes of parole, the protection of society on the one hand and the rehabilitation of the offender on the other.” Conf. Comm. Rep. No. 32-76, in 1976 Senate Journal, at 882. There is nothing in the legislative history indicating that, in adopting these provisions, the legislature intended to confer the right to periodic parole hearings upon all prisoners not sentenced to life imprisonment without the possibility of parole. See icl.; Sen. Stand. Comm. Rep. No. 314, in 1975 Senate Journal, at 959-60; Pise. Stand. Comm. Rep. No. 695, in 1975 House Journal, at 1280. Neither is this issue addressed in the subsequent amendments to the statute. See 1987 Haw. Sess. L. Act 338, § 5 at 1108; 1988 Haw. Sess. L. Act 141, § 33 at 226-27.
. The "shall be subject to parole in the manner and form as set forth” language was enacted in 1917. See 1917 Haw. Sess. L. Act 103, § 1 at 145. The Act stated that parole may be granted upon the completion of a prisoner’s minimum sentence, less commutation, and that the "intent, plan, and purpose of parole and commutation” applied to all sentences, minimum or maximum. Id., § 2 at 145. The legislative history indicates that the legislature rejected a provision that would have required a felon to serve, in the absence of a statutory minimum sentence, at least one half ol his sentence before being eligible for parole. See Hse. Stand. Comm. Rep. No. 297, in 1917 House Journal, at 638. However, the legislative history does not address the issue presented in this case. See id. at 637-38; Sen. Stand. Comm. Rep. No. 243, in 1917 Senate Journal, at 726. Neither do the subsequent amendments address this issue. See 1931 Haw. Sess. L. Act 126, § 1 at 116; 1955 Haw. Sess. L. Act 239, § 1 at 220-21; 1988 Haw. Sess. L. Act 147, § 1 at 247; 1993 Haw. Sess. L. Act 101, § 1 at 146, Act 201, § 1 at 307.
. The dissenting opinion argues that this "special condition" is the only circumstance under which a prisoner may be denied parole hearings. The dissent reads too much into this provision.
.
. MPC § 6.10(1) states:
First Release of All Offenders on Parole. An offender sentenced to an indefinite term of imprisonment in excess of one year under Section 6.05, 6.06, 6.07, 6.09 or 7.06 shall be released conditionally on parole at or before the expiration of the maximum of such term, in accordance with Article 305.
.
. Because it is possible to reasonably reconcile the applicable statutes based upon the plain language of the statutes, we decline to rely on extrinsic aids, such as dictionaries. See Voellmy v. Broderick,
. The dissenting opinion argues that these functions provide support for the proposition that a minimum term cannot be set at a period equivalent to the maximum term. We disagree. There are many factors that the HPA must consider in establishing a prisoner's minimum term, including the nature and degree of the offense, his or her criminal history, and his or her character. See
. We note the present case addresses only the issue whether the HPA has the statutory authority to set a prisoner’s minimum term at a period equal to his or her maximum sentence. Williamson does not argue that, in setting his minimum term, the HPA failed to exercise any discretion at all, acted arbitrarily and capriciously resulting in a due process violation, or otherwise violated his constitutional rights.
. A prior version of this statute stated:
When a convict is sentenced to the state penitentiary, otherwise than for life, for an offense or crime, the court imposing the sentence shall not fix a definite term of imprisonment, but shall establish a maximum and minimum term for which said convict shall be held in said prison. The maximum term shall not be longer than the longest term fixed by law for the punishment of the offense of which he was convicted, and the minimum term shall not he less than the shortest term fixed by law for the punishment of the offense of which he was convicted.
Duffy v. State,730 P.2d 754 , 756 (Wyo.1986) (quotingWyo. Stat. Ann. § 7-13-201 (1977)) (emphasis added), superceded by statute as stated in Ryan v. State,988 P.2d 46 , 64 (Wyo.1999). In Duffy, the Wyoming Supreme Court stated:
|T]here is nothing in the statute which requires any fixed period of time between the minimum and maximum, and this court would be interfering with an important legislative function if it undertook to establish such a period. We doubt that the legislature overlooked the obvious possibility that a judge might impose [a sentence in which the minimum and maximum differ by one day].
Id. A year after Duffy, the Wyoming legislature responded and changed the statute into its present form, which states that the minimum can be no more than ninety percent of the maximum. See Ryan,988 P.2d at 64 (citing 1987 Wyo. Sess. Laws, Ch. 157). Similarly, we decline to read a limitation on the HPA’s authority to set minimum terms into the statutes and rely upon the legislature to amend the statutes if necessary.
. These stales differ from Hawaii in that the court, not the parole board, establishes the minimum sentences. Once the prisoner has completed his or her minimum term, less any deductions or commutations, the parole board considers him or her for parolе. See
. We also reject the argument of amicus curiae OPD that the policy behind indeterminate sentencing supports the ICA’s holding. An indeterminate sentence is "[a] sentence to imprisonment for the maximum period defined by law, subject to termination by the parole board or other agency at any time after service of the minimum period....” Black's Law Dictionary 771 (6th ed.1990). Williamson’s sentence was subject to termination by the HPA upon completion of his minimum term. Although the HPA may have set his minimum term at a period equal to his maximum sentence, it has the discretion to reduce his minimum term. Allowing the HPA the authority to set a minimum term that is the same as a prisoner’s maximum sentence does not render the sentence a determinate sentence.
Dissenting Opinion
Dissenting Opinion of
with whom LEVINSON, J. joins.
“When I used a word,” Humpty Dumpty said in rather a scornful tone, “it means just what I choose it to mean—neither more nor less.”
“The question is,” said Aice, “whether you can make words mean so many different things.”
“The question is,” said Humpty Dumpty, “which is to be master—that’s all.”
L. Carroll, Alice’s Adventures in Wonderland and Through the Looking Glass 169-71 (1981) (emphasis in original). In construing statutes, we are not at liberty to resort to an “Aliee-in-Wonderland” lexicon. The plain meaning of terms in a statute are curbs on any felt need we may have to render statutes more palatable to our own sense of whаt is appropriate. In much the same way, the text of a statute establishes limits on the discretion exercised by public officials in them execution of its provisions. Were we to make words mean what we choose to make them mean, rather than give them them true meaning, we would, like Humpty Dumpty, devolve into “Jabberwocky.”
The plain language of Hawai'i Revised Statutes (HRS) §§ 706-660 (1993), -669 (1993 & Supp.2000), -670 (1993 & Supp.2000), 353-62 (1993), and -64 (1998) prohibits Petitioner/Respondent Appellee Hawai'i Paroling Authority (the HPA) from setting a prisoner’s minimum term of imprisonment at a period equal to his or her maximum court-imposed sentence. The language of those statutes indicates that a minimum prison term is not to be set at the same length as the maximum term, although a prisoner may ultimately serve the maximum term if, in the series of parole hearings contemplated by
I.
“In interpreting statutes, the fundamental starting point is the language of the statute itself, and where the statutory language is plain and unambiguous, our sole duty is to give effect to its plain and obvious meaning.” State v. Kalama,
In this case, “[n]one of the parties contend and [it can]not [be] diseern[ed] that the language of HRS § [
We may confirm the “ordinary meaning of statutory terms” by resort to “extrinsic aids, such as dictionaries” and to our case law. Id. (citing State v. Chen,
The word “minimum” is defined as “[t]he least quantity assignable, admissible[,] or possible in [a] given case and is opposed to maximum.” Black’s Law Dictionary at 995 (emphasis added). “Maximum” is defined as “[t]he highest- or greatest amount, quality, value or degree.” Id. at 979.
Additionally, we are directed that “[l]aws in pari materia, or upon the same subject matter, shall be construed with reference to each other.”
To say that the HPA has wide discretion is not rationally dispositive. The discretion granted the HPA to set minimum sentences is not carte blanche authority to disregard the express directives of the law. The HPA’s discretion to set minimum sentences is not limitless; it is the discretion to establish such sentences, but in accordance with the legal framework prescribed by the statutes. The distinction between a maximum length of imprisonment and a minimum length of imprisonment for parole purposes is initially made in
Sentence of imprisonment for class B and C felonies; ordinary terms. A person who has been convicted of a class B or class C felony may be sentenced to an indeterminate term of imprisonment .... When ordering such a sentence, the court shall impose the maximum length of imprisonment which shall be as follows:
(1) For a class B felony—10 years; and
(2) For a class C felony—5 years.
The minimum length of imprisonment shall be determined by the Hatvai'i paroling authority in accordance roith section 706 669.
(Emphases added.) That the term “shall” is used in its ordinary mandatory sense is emphasized by its juxtaposition with the term “may”:
In the past, this court has subscribed to the proposition that, “wher'e the verbs ‘shall’ and ‘may’ are used in the same statute, especially where they are used in close juxtaposition, we infer that the legislature realized the difference in meaning and intended that the verbs used should cany with them them ordinary meanings.” In re Tax Appeal of Fasi,63 Haw. 624 , 626-27,634 P.2d 98 , 101 (1981) (citations omitted). Not surprisingly, we have therefore construed the “close proximity of the contrasting verbs ‘may’ and ‘shall’ to require a mandatory effect for the term ‘shall.’ ” Id. at 627,634 P.2d at 101 (emphasis added).
Gray,
A.
Procedure for determining minimum term of imprisonment. (1) When a person has been sentenced to an indeterminate or an extended term of imprisonment, the Hawai'i paroling authority shall, as soon as practicable but no later than six months after commitment to the custody of the director of the department of public safety hold a hearing, and on the basis of the hearing make an order fixing the minimv.m term of imprisonment to be seined before the prisoner shall become eligible for parole.
(2) Bеfore holding the hearing, the authority shall obtain a complete report regarding the prisoner’s life before entering the institution and a full report of the prisoner’s progress in the institution. The report shall be a complete personality evaluation for the purpose of determining the prisoner’s degree of propensity toward criminal activity.
(3) The prisoner shall be given reasonable notice of the hearing under subsection (1) and shah be permitted to be heard by the authority on the issue of the minimum term to be served before the prisoner becomes eligible for parole. In addition, the prisoner shall:
(a) Be permitted to consult with any persons the prisoner reasonably desires, including the prisoner’s own legal counsel, in preparing for the healing;
(b) Be permitted to be presented and assisted by counsel at the healing;
(e) Have counsel appointed to represent and assist the prisoner if the prisoner so requests and cannot afford to retain counsel; ...
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(4) The authority in its discretion may, in any particular case and at any time, impose a special condition that the -prisoner will not be considered for parole unless and until the prisoner has a, record of continuous exemplary behavior.
(5) After sixty days notice to the prosecuting attorney, the authority in its discretion may reduce the minimum term fixed by its ordеr pursuant to subsection (1).
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(8) The authority shall establish guidelines for the uniform determination of minimum sentences which shall take into account both the nature and degree of the offense of the prisoner and the prisoner’s criminal history and character. The guidelines shall be public records and shall be made available to the prisoner and to the prosecuting attorney and other interested government agencies.
(Emphases added and brackets omitted.) Again, the juxtaposition of “shall” with “may” indicates the legislature intended to give mandatory effect to those directives preceded by the word “shall.” See Gray,
Parole is a “conditional release from imprisonment which entitles a parolee to serve the remainder of his [or her] term outside the confines of an institution, if he [or she] satisfactorily complies with all terms and
Plainly, eligibility for parole must be determined before parole is granted. The minimum sentence, in turn, is to be served “before” the prisoner shall become eligible for parole. Because the minimum sentence must precede consideration for parole, and because parole can only be served before the maximum sentence runs, the minimum sentence fixed by the HPA cannot be coincident with that of the maximum sentence; it must necessarily end before the maximum term of imprisonment set by the sentencing court is served. The HPA, however, set the minimum at the maximum sentence term. No more patent violation of a statutory command can be imagined. “Minimum,” quite obviously, “is opposed to maximum.” Black’s Law Dictionary at 996.
B.
Setting a minimum sentence at a hearing for that purpose is, as the words “shall become eligible for parole” in subsection (1) indicate, the first stage of a process intended to afford a prisoner parole consideration. See infra, and
Consistent with the statutory language, the commentary on
IV.
The setting of a minimum sentence, which takes place “as soon as practicable but no later than six months after commitment to the custody of the director of the department of public safety” discussed above,
V.
It is to be emphasized that
Nevertheless, as evident,
That denial of parole is “within legislative discretion,” majority opinion at 195,
VI.
Hawaii paroling authority; responsibilities and duties; .... (a) In addition to any other responsibility or duty prescribed by law for the Hawaii paroling authority, the paroling authority shall:
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(2) In selecting individuals for parole, consider for parole all committed persons, except in cases where the penalty of life imprisonment not subject to parole has been imposed, regardless of the nature of the offense committed [.]
(Emphases added.)
But the manner in which consideration for parole is to take place or eligibility determined is not left to the unguided discretion of the parole board.
VII.
“[T]he plain language rule of statutory сonstruction! ] does not preclude an examination of sources other than the language of the statute itself[,] even when the language appeal's clear upon perfunctory review” to “adequately discern the underlying policy which the legislature seeks to promulgate!.]” Bragg v. State Farm Mut. Auto. Ins. Co., 81 Hawai‘i 302, 306,
[t]he purpose of this bill is to reconstitute the board of paroles and pardons as a full-time professional board to be known as the Hawaii Paroling Authority, hi order more effectively and efficiently to achieve the dual and inseparable purposes of parole, the protection of society on the one hand and the rehabilitation of the offender on the other.
Sen. Conf. Comm. Rep. No. 314, in 1975 Senate Journal, at 959. In that respect, the function of parole supports the conclusion that a minimum sentence term is not to be set at the same length as the maximum term.
“The primary justification for parole is that it fosters rehabilitation. By permitting a structured, supervised, gradual return to total freedom, parole bridges the difficult transition from prisoner to ex-prisoner.” N.P. Cohen, The Law of Probation and Parole, § 1:15, at 1-23 (1999). Parole may also serve as a prison management tool by “encouraging prisoners to obey prison rules, for the parole board is less likely to grant parоle to prisoners with a poor institutional record.” Id., § 1:18, at 1-26. On the other hand, “a no-parole sentence ... takes away from the prisoner any motivation or incentive to become a ‘model prisoner’ and thereby gain parole as a reward for good behavior.” Id. at 1-27. Parole permits “fine-tuning” of a sentencing decision. Id., § 1:19, at 1-28. The proposition here is that “the parole board should be more accurate than the sentencing court in determining whether the needs of rehabilitation, special deterrence, and incapacitation have been met at any time after the sentence.” Id.
These functions are exemplified (1) in
VIII.
Therefore, every prisoner, except one subject to a statutory sentence excluding parole, is eligible for parole, see
By expressly setting forth what the HPA may do, i.e., by setting the minimum as opposed to the maximum sentence,
Thus, the view that periodic review is “a significant restriction,” majority opinion at 192,
IX.
In his opening brief, Williamson made two arguments. First, he contended that the circuit court erred in treating his petition as a civil cоmplaint and not as a petition under Hawaii Rules of Penal Procedure (HRPP) Rule 40. Second, Williamson argued that, by virtue of
As to Williamson’s first argument, the ICA held that “[a] Rule 40 petition is an appropriate means for an inmate to challenge the minimum term of imprisonment set by the HPA.” ICA’s opinion at 157,
With respect to his second argument, it is to be noted that Williamson was convicted of assault in the second degree,
First, because the court erroneously dismissed Williamson’s pro se petition without a hearing, it cannot be discerned whether the HPA conducted Williamson’s hearing pursuant to
Second, under the statutory framework regarding parole as discussed supra, the maximum sentence imposed by the circuit court cannot be set by the HPA as the minimum sentence. In view of such circumstances, Williamson’s petition was not “patently frivolous” or “without trace of support either in the record or from other evidenee[,]” HRPP Rule 40(f), and, therefore, should not have been dismissed by the circuit court. Rather, the action of the HPA violated express provisions of the law.
“[Cjourts may examine a decision denying parole in situations where the parole board has ... arbitrarily and capriciously abused its discretion so as to give rise to a due process violation[.]” Turner,
X.
Based on the foregoing, I would affirm the ICA’s holdings that (1) a HRPP Rule 40 petition is an appropriate means for an inmate to challenge the minimum prison term set by the HPA and (2) the HPA was not authorized to set Williamson’s minimum term the same as his maximum term of imprisonment. I would vacate the order of the circuit court dismissing the Petition with instructions to the court to issue an order vacating the so called “minimum” sentence imposed by the HPA and directing the HPA to comply with the statutory procedures applicable to Williamson’s case.
. Jabberwocky is one of Lewis Carroll’s best known and most frequently discussed poems. The poem itself is full of nonsensical words, but Carroll weaves them in a way that cajoles the reader to coax a story out of what would ordinarily be nonsense. See R. Kelly, Lewis Canoll (rev. ed.1990). “Jabberwocky" has come to be defined as a “meaningless speech or writing.” Merriam Webster’s Collegiate Dictionary 624 (10th ed.1993).
.
Sentence for offense of murder. The court shall sentence a person who has been convicted of murder to an indeterminate term of imprisonment. In such cases, the court shall impose the maximum length of imprisonment as follows:
(a) Life imprisonment without possibility of parole in the murder of: [types of murder listed]
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Murder in the first degree. ...
(2) Murder in Lhe first degree is a felony for which the defendant shall be sentenced to imprisonment as provided in section 706-656.
Terms of imprisonment for first and second degree murder and attempted first and second degree murder. (1) Persons convicted of first degree murder or first degree attempted murder shall be sentenced to life imprisonment without possibility of parole....
The difference in statutory language does not affect the analysis.
.
Parole procedure;. .. (1) Parole hearing. A person sentenced to an indeterminate term of imprisonment shall receive an initial parole hearing at least one month before the expiration of the minimum term of imprisonment determined by the Hawaii paroling authority pursuant tosection 706-669 . If parole is not granted at that time, additional hearings shall be held at twelve-month intervals or less until parole is granted or the maximum period of imprisonment expires....
(Emphases added.)
. The significance attributed to parole hearings is underscored by the numerous due process protections given prisoners by subsections (3) and (4) of
(3) Prisoner's plan and participation. Each prisoner shall be given reasonable notice of the prisoner's parole hearing and shall prepare a parole plan, setting forth the manner of life the prisoner intends to lead if released on parole .... The institutional parole staff shall render reasonable aid to the prisoner in the preparation of the prisoner’s plan and in securing infonnation for submission to the authority. In addition, the prisoner shall:
(a)Be permitted to consult with any persons whose assistance the prisoner reasonably desires, including the prisoner's own legal counsel, in preparing for a hearing before the authority;
(b) Be permitted to be represented and assisted by counsel at the hearing;
(c) Have counsel appointed to represent and assist the prisoner if the prisoner so requests and cannot afford to retain counsel; and (d) Be informed of the prisoner’s rights as set forth in this subsection.
(4) Authority’s decision; initial minimum term of parole. The authority shall render its decision regarding a prisoner's release on parole within a reasonable time after the parole hearing. A grant of parole shall not be subject to acceptance by the prisoner. If the authority denies parole after the hearing, it shall state its reasons in writing. A verbatim stenographic or mechanical record of the parole hearing shall be made and preserved in transcribed or untranscribed form. The authority, in its discretion, may order a reconsideration or rehearing of the case at any time and shall provide reasonable notice of the reconsideration or rehearing to the prosecuting attorney. If parole is granted by the authority, the authority shall set the initial minimum length of the parole term.
(Emphases added.)
.See supra notes 3 and 4.
. HRPP Rule 40(a)(2) states as follows:
(2) From Custody. Any person may seek relief under the procedure set forth in this rule from custody based upon a judgment of conviction, on the following grounds:
(i) that sentence was fully served;
(ii) that parole or probation was unlawfully revoked; or
(iii) any other ground making the custody, though not the judgment, illegal.