DELLA WILLIAMS, Plaintiff and Appellant, v. THE STATE OF CALIFORNIA, Defendant and Respondent.
S.F. No. 24343
Supreme Court of California
June 13, 1983
34 Cal. 3d 18
Trezza, Ithurburn & Steidlmayer and Eugene J. Davis for Plaintiff and Appellant.
George Deukmejian, Attorney General, Michael Franchetti, Chief Deputy Attorney General, Willard A. Shank, Chief Assistant Attorney General, Marvin Goldsmith, Assistant Attorney General, Seward L. Andrews, Bruce J. Braverman and Stephen J. Egan, Deputy Attorneys General, for Defendant and Respondent.
OPINION
KAUS, J.—
I
The issue is whether the mere fact that a highway patrolman comes to the aid of an injured or stranded motorist creates an affirmative duty to secure information or preserve evidence for civil litigation between the motorist and third parties. We find that stopping to aid a motorist does not, in itself, create a special relationship which would give rise to such a duty.
According to plaintiff‘s complaint, she was a passenger in an automobile on a bridge crossing the American River in Sacramento when a piece of a heated brake drum from a passing truck was propelled through the windshield and struck her in the face before coming to rest on the rear seat of the automobile. The complaint also alleges: “At such time and place, defendants, STATE OF CALIFORNIA, DOE ONE, DOE TWO, DOE THREE, DOE FOUR and DOE FIVE, and each of them, arrived within minutes of the accident and assumed the responsibility of investigating the accident, and the accident of two other vehicles which were damaged and stopped at the scene to determine causes thereof, and said defendants so negligently and carelessly investigated the accident as to virtually destroy any opportunity on plaintiff‘s pаrt to obtain compensation for the
The state moved for judgment on the pleadings on grounds the police function in investigation of accidents is immune under specific immunity statutes (
II
Once again the immunity cart has been placed before the duty horse. (See Davidson v. City of Westminster (1982) 32 Cal.3d 197 [185 Cal.Rptr. 252, 649 P.2d 894].) We said in Davidson (pp. 201-202): “Conceptually, the question of the applicability of a statutory immunity does not even arise until it is determined that a defendant otherwise owes a duty of care to the plaintiff and thus would be liable in the absence of such immunity. This logical sequence of inquiry was overlooked in dicta in at least three Court of Appeal cases: Hartzler v. City of San Jose (1975) 46 Cal.App.3d 6 [120 Cal.Rptr. 5]; Antique Arts Corp. v. City of Torrance (1974) 39 Cal.App.3d 588 [114 Cal.Rptr. 332]; McCarthy v. Frost (1973) 33 Cal.App.3d 872 [109 Cal.Rptr. 470]. The fallacy was exposed in Whitcombe v. County of Yolo (1977) 73 Cal.App.3d 698, 704 [141 Cal.Rptr. 189], where Justice Reynoso, writing for the Court of Appeal, arrayed the subjects of the inquiry in proper order: ‘The parties assume that if we conclude the alleged facts establish as a matter of law the existence of a “spеcial relationship” (a relationship giving rise to the county‘s duty to act prudently, and appellants’ justifiable reliance thereon) we will obviate the need
In Davidson we referred to Professor Van Alstyne‘s summary of the problem in California Government Tort Liability Practice (Cont.Ed.Bar 1980) section 2.65: “Some of the cases represent an unnecessary effort to categorize the acts or omissions in question as immune discretionary functions, when the same result could be reached on the ground that the facts fail to show the existence of any duty owed to plaintiff or any negligence on the part of the police officers. See, e.g., McCarthy v. Frost, supra; Bratt v. San Francisco [(1975) 50 Cal.App.3d 550 (123 Cal.Rptr. 774)]. Absence of duty is a particularly useful and conceptually more satisfactory rationale where, absent any ‘special relationship’ between the officers and the plaintiff, the alleged tort consists merely in police nonfeasance. See, e.g., Mikialian v. Los Angeles (1978) 79 CA3d 150, 144 CR 794 (no duty of police to place flares for protection of tow truck оperator); J. A. Meyers & Co. v. Los Angeles County Probation Dep‘t (1978) 78 CA3d 309, 144 CR 186 (no duty of probation officers to disclose criminal record of probationer to prospective employer).”
III
Accordingly, we turn first to the question of duty under general principles of tort law. As a rule, one has no duty to come to the aid of another. A person who has not created a peril is not liable in tort merely for failure to take affirmative action to assist or protect another unless there is some relationship between them which gives rise to a duty to act. (Rest.2d Torts, § 314; 4 Witkin, Summary of Cal. Law (8th ed.) Torts, § 554, p. 2821.) (3) Also pertinent to our discussion is the role of the volunteer who, having no initial duty to do so, undertakes to come to the aid of another—the “good Samaritan.” He is under a duty to exercise due care in performance and is liable if (a) his failure to exercise such care increases the risk of such harm, or (b) the harm is suffered because of the other‘s reliance upon the undertaking. (Rest.2d Torts, § 323.)
Application of these general principles in the area of law enforcement and other police activities has produced some confusion and conflict. To an extent,
In spite of the fact that our tax dollars support police functions, it is settled that the rules concerning the duty—or lack thereof—to come to the aid of another are applicable to law enforcement personnel in cаrrying out routine traffic investigations. Thus, the state highway patrol has the right, but not the duty, to investigate accidents (
The breach of duty may be an affirmative act which places the person in peril or increases the risk of harm as in McCorkle v. Los Angeles (1969) 70 Cal.2d 252 [74 Cal.Rptr. 389, 449 P.2d 453], where an officer investigating an accident directed the plaintiff tо follow him into the middle of the intersection where the plaintiff was hit by another car. The negligence may also constitute an omission or failure to act, as in Morgan v. County of Yuba (1964) 230 Cal.App.2d 938 [41 Cal.Rptr. 508], where a deputy sheriff promised to warn a decedent if a prisoner, who had made threats on her life, was released. The county was held liable when the sheriff failed to warn.
This does not mean that a promise and reliance thereon are indispensable elements of a special relationship. Such a relationship has also been found when the conduct of a police officer, in a situation of dependency, results in detrimental reliance on him for protection. A special relationship based on such dependenсy was found in Mann v. State of California, supra, 70 Cal.App.3d 773. Highway patrolmen, coming to the aid of a stranded motorist, placed their car with flashing lights behind two cars stalled on the freeway. After calling the tow truck, the officers withdrew without warning; they did not wait for the tow truck to line up behind the stalled car or provide the alternative protection of flares. Minutes later the stalled car was sideswiped by a passing car and the persons nearby were injured. In Mann, the officers’ conduct contributed to, increased, and changed the risk which would have otherwise existed. They stopped to investigate and they took affirmative steps to provide assistance, lulling the injured parties into a false sense of security and perhaps preventing other assistance from being sought.
Although the Legislature viewed Mann as dangerously extending the liability of peаce officers while engaged in activities not involving law enforcement—i.e., while rendering assistance to stranded motorists not involved in accidents5—the case is no more than the application of the duty of care attaching
Nevertheless, Clemente v. State of California (1980) 101 Cal.App.3d 374 [161 Cal.Rptr. 799], which followed and purported to be controlled by Mann, does impose such an expanded duty on peace officers. The complaint in Clemente alleged that a highway patrolman stopped to investigate an accident in which a motorcyclist allegedly struck a pedestrian in the crosswalk. The officer cleared the site of the accident of traffic and questioned the witnesses. The cyclist admitted that his machine had struck the pedestrian but denied responsibility. The officer radioed for an ambulance, notified the city police, but did not obtain the identity of the motorcyclist, who had departed when the city police arrived.
It is important to note that it was not alleged that the officer‘s investigation caused plaintiff not to undertake one of his own. Nevertheless, the Court of Appeal found potential liability against the state based on the officer‘s alleged negligence in failing to get the cyclist‘s name. It read its own decision in Mann as establishing a special relationship and thus a duty to act based solely on the fact of “dependence.”6 Finding the pedestrian dependent on the highway patrolman, the Clemente court imposed liability where the patrolman‘s acts consisted of stopping to investigate and failing to secure the cyclist‘s name.
Yet on similar facts, the Court of Appeal in Winkelman v. City of Sunnyvale, supra, 59 Cal.App.3d 509, had found no special relationship giving rise to a duty to assemble evidence for future civil litigation: Plaintiff was driving on a freeway when struck from behind by a pickup truck, which pushed her car across the freeway into oncoming traffic аnd a collision with another car. Both drivers were badly injured and were unconscious when the city police arrived to remain at the scene even though more serious emergency situations may arise elsewhere in the meantime. [¶] Therefore, in order that traffic officers, and state or local law enforcement officials, may have flexibility in assisting stranded motorists and in order that the state will no longer be required to pay damages on this theory of expanded liability, it is necessary that this act take effect immediately.”
Responding to plaintiff‘s argument in Winkelman that a duty to exercise due care arose when the officers voluntarily undertook to investigate the accident, the Court of Appeal reasoned that the detriment suffered by plaintiff by reason of the involvement of the truck occurred before the officers arrived and the claimed negligence on their part was the failure to protect her from the effects of events that had already happened. Since the officers had not created the peril they were under no duty to take affirmative action unless a relationship existed between them giving rise to the duty. The Court of Appeal found no such special relationship. Obviously Winkelman and Clemente are irreconciliable.
IV
Turning to the case before us, the sum and substance of plaintiff‘s complaint is that unnamed agents of the state “arrived within minutes of the accident and assumed the responsibility of investigating the accident.”7 The alleged negligence is nonfeasance—failure to test for the heat of the object which struck her, failure to secure identification of witnesses, and failure to attempt investigation or pursuit of the owner or occupant of the truck whose brake drum had caused her injuries. There are no allegations that the officers assured her, either expressly or impliedly, that they wоuld do any of the acts she faults them for not doing, no allegations that they conducted themselves in such a manner as to warrant reliance upon them to do the acts which plaintiff alleges they should have done nor, finally, is there any hint that they prevented plaintiff from conducting an investigation of her own.8
Applying the general principles of law represented in the decisions reviewed above, from McCorkle to Mann, we conclude that plaintiff has not stated a cause of action in that she fails to establish a duty of care owed by defendant state. The officers did not create the peril in which plaintiff found herself; they took no affirmative action which contributed to, increased, or changed the risk which would have otherwise existed; there is no indication that they vоluntarily
V
A remaining issue is whether plaintiff should be given leave to amend. (Cf. MacIsaac v. Pozzo (1945) 26 Cal.2d 809, 815 [161 P.2d 449].) In her first and only pleading the facts of her encounter with the officer are alleged in the most general, partly conclusory terms. Presumably they can be fleshed out and—knowing nothing more about the case—it would be presumptuous for us to assume that plaintiff can never state a cause of action. While she has not asked fоr leave to amend, we are satisfied that this is the result of everybody‘s misperception that the legal question presented was immunity, not whether plaintiff had stated or could state a cause of action.10 Since we have reached behind the immunity issue and dealt with the threshold question of whether the complaint stated a cause of action, fairness demands that plaintiff be given an opportunity to give that issue her best shot.
The judgment is reversed, with directions to permit plaintiff to file an amended complaint, should she ask for leave to do so.
Richardson, J., Broussard, J., Reynoso, J., and Golde, J.,* concurred.
MOSK, J., Concurring and Dissenting.—I concur in the judgment, but I am unable to agree fully with either of the opinions of my colleagues.
On the one hand the majority hold the highway patrol officer had no duty to assist a citizen who was injured and whose motor vehicle was damaged on a highway. The Chief Justice, on the other hand, adopts what is rather extravagantly referred to as “the expanding nature of the special relationship doctrine“; here this doctrine is deemed to require a public law enforcement officer “to marshal information for the purposes of [private] civil litigation.”
The case need not be decided on the basis of either extreme: there is ample authority for a moderate position which recognizes the duty that does exist but
Unlike the majority, I find it difficult to equate a highway patrol officer who has prescribed duties on public highways with a Good Samaritan who volunteers to assist a stranger. McCorkle v. City of Los Angeles (1969) 70 Cal.2d 252 [74 Cal.Rptr. 389, 449 P.2d 453], Clemente v. State of California (1980) 101 Cal.App.3d 374 [161 Cal.Rptr. 799], and Mann v. State of California (1977) 70 Cal.App.3d 773 [139 Cal.Rptr. 82], are instructive on the duty owed to a vehicle operator by a peace officer, although their interpretation of statutory immunity is debatable.
State highway patrol officers have all the powers of peace officers as to offenses committed on any highway. (
The foregoing, read together and with reasonable inferences therefrom, indicate that the highway patrol officer in the case at bar, concerned as he was with highway safety, vehicle code provisions, and aid to injured persons on
Having determined that the highway patrol officer had a duty to this plaintiff, I reach the problem of the manner in which that duty was to be exercised. Confronted with a seriously injured passenger, a damaged motor vehicle, two other damaged vehicles, potential witnesses at the site, and a fugitive truck that caused the injury and damages, the patrolman was faced with a dilemma. Should he attend to the injuries, should he remove the vehicles from the highway on which they might become a hazard to other motorists, should he seek and identify witnesses before they leave the scene, or should he pursue the truck that initially created the problem? Therein lies the imperative to exercise discretion. No matter which of the several alternatives he selected, someone could persuasively argue that anоther deserved priority. This scenario lends itself to typical Monday-morning quarterbacking.
It is for just such a circumstance that the Legislature provided immunity when discretion of a public employee is involved. (
In my opinion, the officer cannot be faulted for failing to give the potential civil suit of this plaintiff his priority attention. The alleged negligence here merely refers to the officer choosing one course of action over another; thus the statutory immunity for exercising discretion applies.
BIRD, C. J., Dissenting.—In holding that plaintiff‘s complaint does not state a cause of action in negligence, today‘s majority opinion fails to recognize the expanding nature of the special relationship doctrine. As a result, the majority opinion represents a significant step backwards in the evolution of negligence law toward the concept of responsibility and accountability for negligent omissions.
I:
The threshold question presented by this case is whether the highway patrol officers who investigated the automobile accident owed a duty of care to plaintiff. In Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425, 434 [131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166], this court stated that “legal duties are not discoverable facts of nature, but merely conclusory expressions that, in cases of a particular type, liability should be imposed for damage done.” A duty of care is found to exist when considerations of policy lead to the conclusion that the plaintiff is entitled to recovery for his injury. (Ibid.)
The evolving trend of negligence law is to increase the number of situations in which an affirmative duty will be imposed “by expanding the list of special relationships which will justify departure from” the general rule of nonliability. (Tarasoff v. Regents of University of California, supra, 17 Cal.3d at p. 435, fn. 5; Prosser, supra, § 56 at p. 339.) As the Restatement Second of Torts (§ 314A, com. b) explains, “[t]he law appears . . . to be working slowly toward a recognition of the duty to aid or protect in any relation of dependence or of mutual dependence.” (Italics added; see also Van Alstyne, Cal. Government Tort Liability Practice (Cont.Ed.Bar 1980) General Liability and Immunity Principles, § 2.64, p. 143.)
This expansion of the special relationship concept to encompass situations in which one party becomes dependent upon another has been recognized in several opinions of the Court of Appeal. (See, e.g., Pamela L. v. Farmer (1980) 112 Cal.App.3d 206, 211 [169 Cal.Rptr. 282] [special relationship was predicated upon children‘s dependence on an adult]; Buford v. State of California (1980) 104 Cal.App.3d 811, 821, 823 [164 Cal.Rptr. 264]; J. A. Meyers & Co. v. Los Angeles County Probation Dept. (1978) 78 Cal.App.3d 309, 315 [144 Cal.Rptr. 186].) Two decisions have explicitly held that a special relationship based on dependence arises when a highway patrol officer stops to render assistance to a disabled motorist. (Clemente v. State of California (1980) 101 Cal.App.3d 374 [161 Cal.Rptr. 799]; Mann v. State of California (1977) 70 Cal.App.3d 773 [139 Cal.Rptr. 82].)
In Mann, a highway patrol officer stopped to assist two cars that had broken down in the speed-change lane of a freeway. The officer parked his vehicle behind the two cars and turned on his rear flashing lights. After a tow truck arrived, the officer left to resume his patrol without informing anyone at the scene. His departure left the rear of the disabled cars unprotected by the flashing lights of the patrol car. In addition, the officer failed to place any protective flares on the highway. A few minutes later, a motorist driving on the freeway sideswiped one of the cars and hit several persons standing nearby.
In his civil suit, plaintiff alleged that the highway patrol officer had failed to exercise reasonable care to protect him from the accident. Defendant‘s motion for a directed vеrdict was subsequently granted by the trial court. This judgment was reversed on appeal.
The reasoning of the Mann court was followed in Clemente v. State of California, supra, 101 Cal.App.3d 374. In that case, plaintiff‘s complaint against the state alleged that he was struck by a motorcycle while walking in a pedestrian crosswalk. Plaintiff suffered severe physical injuries. Immediately after the accident, a highway patrol officer arrived at the scene. The officer cleared the intersection of traffic and interviewed the witnesses who were present. The motorcyclist admitted to the officer that he had struck plaintiff, but explained that his vision had been blocked by the presence of a van. After radioing his dispatcher for an ambulance, the officer left the accident scene without obtaining the identity of the motorcyclist. The motorcyclist also departed and his identity was never discovered by plaintiff.
Plaintiff claimed that thе officer was negligent in failing to learn the motorcyclist‘s name. This negligence allegedly prevented plaintiff from recovering damages for the injuries caused by the accident. Defendants’ demurrer to plaintiff‘s complaint was sustained by the trial court.
The Court of Appeal reversed the judgment, relying on the holding in Mann. (Id., at pp. 379-380.) The court explained that in Mann “we . . . said that a special relationship in tort law obtained between the California highway patrol officer there involved and the stranded motorists by reason of their dependence on his expertise. [Citation.] Here, the completely disabled and apparently incompetent plaintiff was likewise completely dependent on [the officer] following the traffic accident.” (Ibid.) As a result of this relationship of dependence, the оfficer had an affirmative duty to learn the identity of the motorcyclist that had collided with plaintiff.
First, it can be reasonably inferred from the facts alleged in the complaint that plaintiff was physically unable to pursue the tortfeasor or otherwise investigate thе accident on her own. The brake drum that was propelled through the front windshield lacerated plaintiff‘s face, fractured several facial bones, and caused the loss of an eye. After sustaining such injuries, it is unlikely that plaintiff had the capacity to pursue the identity of the truck driver.
Moreover, the complaint alleges that after the highway patrol officers arrived at the scene, they “assumed the responsibility of investigating the accident.” Under
Finally, after the officers undertook the investigation, it was reasonably foreseeable that plaintiff would rely on their expertise rather than seek the assistance of other persons at the scene. At the same time, other persons were unlikely to come forward to interview witnesses or gather evidence because they would assume that the officers would perform these tasks.
Under these circumstances, plaintiff‘s dеpendence upon the highway patrol officers gave rise to an affirmative duty to act. The officers were obligated to exercise reasonable care in investigating the accident. Their failure to talk to witnesses at the scene or otherwise take steps to learn the identity of the truck driver constituted a breach of that duty. As a result of this negligence, plaintiff was denied any possibility of recovering damages from the tortfeasor for the physical injuries she sustained.
II.
Since plaintiff‘s complaint states a cause of action in negligence, the trial court‘s order dismissing the suit should not be affirmed unless the state is immune from liability. The state contends that several sections of the Government Code shield it from liability for the allegedly negligent omissions of the рatrol officers.
In reviewing this contention, it must be kept in mind that “[t]he 1963 Tort Claims Act did not alter the basic teaching of Muskopf v. Corning Hospital Dist. [1961] 55 Cal.2d 211, 219 [11 Cal.Rptr. 89, 359 P.2d 457]: ‘when there is negligence, the rule is liability, immunity is the exception.’ ” (Johnson v. State of California (1968) 69 Cal.2d 782, 798 [73 Cal.Rptr. 240, 447 P.2d 352].) Thus, “[u]nless the Legislature has clearly provided for immunity, the important societal goal of compensating injured parties for damages caused by willful or negligent acts must prevail.” (Ramos v. Madera (1971) 4 Cal.3d 685, 692 [94 Cal.Rptr. 421, 484 P.2d 93].)
The state places primary reliance on
This court authoritatively construed
In the present case, the alleged negligence did not involve “basic policy decisions” of the California Highway Patrol. Once the officers decided to investigate the traffic accident, their performance of that investigation was purely ministerial. (McCorkle v. City of Los Angeles (1969) 70 Cal.2d 252, 261-267 [74 Cal.Rptr. 389, 449 P.2d 453]; Mann v. State of California, supra, 70 Cal.App.3d at p. 778.) Thus, the failure to exercise reasonable care in investigating the accident does not come within the protection of the discretionary immunity statute.
Nor does the complaint allege that the state failed to enforce a law or enactment within the meaning of
Finally, thе state is not protected by statutory immunity for injuries caused by the failure to provide police protection. (
Since the state‘s alleged negligence does not fall within the scope of the immunity statutes, the trial court‘s order granting defendant‘s motion for judgment on the pleadings was improper. In not permitting plaintiff to go forward on her complaint, the majority opinion violates the fundamental principle of our judicial system that the victims of negligence should be compensated for their injuries.
For all of the reasons articulated, I respectfully dissent.
ROSE ELIZABETH BIRD
CHIEF JUSTICE OF CALIFORNIA
*Assigned by the Chairperson of the Judicial Council.
