Norval WILLIAMS, Plaintiff-Appellant,
v.
Riсk SENIFF, individually and in his capacity as Sheriff of St. Joseph County, Indiana, Ganpat Waugh, individually and in his capacity as Chief of Police of St. Joseph County, Indiana, Christopher Toth, individually and in his official capacity as Prosecuting Attorney of St. Joseph County, Indiana, et al., Defendants-Appellees.
No. 02-1231.
United States Court of Appeals, Seventh Circuit.
Argued September 12, 2002.
Decided August 20, 2003.
COPYRIGHT MATERIAL OMITTED COPYRIGHT MATERIAL OMITTED COPYRIGHT MATERIAL OMITTED Donald E. Werthheimer (argued), South Bend, IN, for plaintiff-appellant.
Peter J. Agostino (argued), Anderson, Agostino & Keller, Thomas M. Dixon (argued), Dixon, Wright & Associates, South Bend, IN, Wayne E. Uhl, Office of the Attorney General, Indianapolis, IN, for defendants-appellees.
Before RIPPLE, ROVNER and WILLIAMS, Circuit Judges.
RIPPLE, Circuit Judge.
Norval Williams was employed by the St. Joseph County Sheriff's Department as an Assistant Chief of Police. He was fired after he made a comment in the media questioning the guilt of an individual who had been convicted of killing a police officer. Mr. Williams claimed that he suffered racial discrimination in his workplace and that the defendants conspired to retaliate against him after he made the comment. He therefore filed this action, alleging violations of 42 U.S.C. §§ 1983 and 1985 based on deprivations of his First Amendment free speech, procedural due process and еqual protection rights. Involving Title VII, see 42 U.S.C. § 2000e et seq., he also claimed that he had suffered racial discrimination. Finally, he alleged a state law claim for interference with contractual relations under Indiana law. The district court dismissed a portion of Mr. Williams' claims under Federal Rule of Civil Procedure 12(b)(6) and later granted summary judgment on the remaining claims. For the reasons set forth in this opinion, we affirm the judgment of the district court.
* BACKGROUND
A. Facts
Mr. Williams, an African-American, was hired by then-St. Joseph County Sheriff, Rick Seniff, to serve as an Assistant Chief of Police, beginning on January 1, 1999. One of Mr. Williams' responsibilities was to oversee security for the St. Joseph County Courthouse in South Bend, Indiana. Serving in this oversight capacity in June of 1999, Mr. Williams attended the trial of Gregory Dickens, an African-American youth who was tried before an all-white jury for the murder of a white South Bend police officer. The jury convicted Dickens.
At some time during the trial or after the verdict was returned, Mr. Williams commented to television and newspaper reporters that "if the person who committed the murder was not on trial, the verdict would not be just." R.1 at ¶ 5. Mr. Williams contends that his statement "mirrored doubts felt and expressed by other members of the African American community of South Bend, Indiana," related to a matter of public concern, and "was not without reasonable basis and foundation." R.1 at ¶ 7. Mr. Williams further alleges that a witness had called to inform him that the real murderer was not on trial. Mr. Williams claims he disclosed this communication to both the prosecution and the defense in Dickens' trial. However, the witness feared for her personal safety and subsequently refused to testify. Mr. Williams contends that, after he made the statement in the media, he was subjected to great anger and was forced to endure race-based hostility in his workplace.
Mr. Williams maintains that, after he made this statement, South Bend Mayor Stephen Luecke, then-St. Joseph County Prosecuting Attorney Christopher Toth, and Fraternal Order of Police ("F.O.P.") Lodge 36 President Joseph Lauck expressed displeasure and exerted pressure on Sheriff Seniff to fire Mr. Williams. These individuals admit that they called Shеriff Seniff to express their displeasure with Mr. Williams' comment, but the defendants deny that they requested that Sheriff Seniff fire Mr. Williams.1
Mr. Williams claims that, during his approximately seven-month tenure on the police force, Sheriff Seniff displayed an intent to discriminate against him by refusing to hire minority job applicants in lieu of white applicants, as well as by excluding him from input in the hiring process and from social activities. Mr. Williams also contends that he was singled out for an unprecedented performance evaluation that was not given to similarly situated white officers. On August 4, 1999, Sheriff Seniff summoned Mr. Williams to a performance evaluation meeting. During the session, Sheriff Seniff terminated Mr. Williams' employment based on allegations of poor job performance, Mr. Williams' negative response to criticisms and Mr. Williams' failure to submit to a polygraph test. Mr. Williams maintains that these claims were mere pretext for a race-based termination.
Mr. Williams contends that, after his termination, Sheriff's Department Chief of Police Ganpat Waugh ("Chief Waugh") and St. Joseph County Police Mеrit Board members Terry O'Connor, Mary Jane Clark, Donald Decker, Michael Anderson and Jon Hanley (collectively "Merit Board members"), improperly acquiesced in his illegal termination. Mr. Williams claims that the Merit Board members had the authority and duty to challenge the termination directly or to grant a hearing at which Mr. Williams might answer charges and present a defense. He claims that the Merit Board members failed to exercise their authority with the intent that Sheriff Seniff would terminate Mr. Williams in retaliation for the comment in the media.
Moreover, Mr. Williams alleges that Chief Waugh participated in the pretextual performance review and wrongful termination and that Chief Waugh had the jurisdiction and authority to stop the conspiracy to deprive Mr. Williams of his rights. Mr. Williams contends that Chief Waugh is liable for failing to stop or investigate the illegal actions of Sheriff Seniff, Mayor Leucke, Mr. Toth and Mr. Lauck.
B. District Court Proceedings
Before the district court, Mr. Williams named Sheriff Seniff, Chief Waugh, Mr. Toth, Mr. Lauck, Mayor Luecke and the Merit Board members, all individually and in their official capacitiеs, in a six-count complaint filed on May 26, 2000. Count I alleged that Mayor Luecke, Mr. Toth and Mr. Lauck conspired with Sheriff Seniff to deprive Mr. Williams of his First Amendment free speech rights by pressuring Sheriff Seniff to terminate Mr. Williams in retaliation for his statement in the media. The first count also claimed that the Merit Board members and Chief Waugh violated Mr. Williams' First Amendment rights by failing to intervene and stop his termination. Mr. Williams alleged that all of the defendants' actions constituted violations of both 42 U.S.C. §§ 1983 and 1985.
In the second and third counts of his complaint, Mr. Williams alleged that all named defendants, individually and in their official capacities, deprived him of his equal protection rights by forcing him to work in a hostile and discriminatory work environment and violated his due process rights by depriving him of his liberty and property interests in continued employment as Assistant Chief of Police, both in violation of 42 U.S.C. §§ 1983 and 1985.
Mr. Williams' fourth count alleged that he had suffered disparate treatment and a hostile work environment in violation of Title VII. The complaint stated that the creation of a hostile work environment was undеrtaken by all named defendants individually and in their official capacities in furtherance of the deprivations alleged in Counts I through III. However, the complaint specifically singled out the actions of Sheriff Seniff as his employer and Mr. Lauck in his capacity as an agent for the F.O.P., which Mr. Williams characterizes as a labor union. Finally, in the fifth count of the complaint, Mr. Williams alleged that all defendants committed a wrongful and tortious breach of contract under Indiana law.2
In an order issued on October 5, 2000, the district court addressed a number of motions for dismissal on the pleadings. First, the court noted that, in response to Mayor Luecke's motion to dismiss, Mr. Williams had stated that Mayor Luecke's actions occurred "in the course of his official duties and while exercising his responsibilities as Mayor of South Bend, Indiana [and] nothing in the complaint alleges or indicates that [Mayor] Luecke was `off-duty' or somehow acting as a private individual when he became involved in the conspiracy." R.41 at 6-7 (quoting Williams Resp. at 8). Consequently, the court dеtermined that the complaint only alleged action in the Mayor's official capacity, and the court dismissed claims against Mayor Luecke in his individual capacity. The court then ruled that Mr. Williams could proceed on the claims against Mayor Luecke in his official capacity. On June 14, 2001, the court granted Mr. Williams' and Mayor Luecke's joint motion to voluntarily dismiss the remaining claims as to Mayor Luecke in his official capacity. Mr. Williams has not appealed the dismissal of claims against the Mayor.
The court then addressed Mr. Lauck's Rule 12(b)(6) motion. The motion claimed that the conspiracy allegations of Mr. Williams' complaint were insufficient, that Mr. Lauck was not a state actor, that the speech in question was not protected, and that the state law claims in Count V did not properly contain any allegations against Mr. Lauck or the F.O.P. The court granted Mr. Lauck's motions with respect to Count V because the pleading alleged only a breach of an employment agreement and because Mr. Lauck was not in privity in the employment contract with Mr. Williams. Although in his brief in opposition to the motion to dismiss Mr. Williams pointed out that the Indiana torts of interference with an employment relationship and interference with a contractual relationship do not require privity of contract, the court rejected this argument as an impermissible attempt to amend the complaint through a motion to dismiss. Consequently, the court concluded that the pleading did not give Mr. Lauck reason to believe that he should seek dismissal of claims for contractual interference with his employment relationship. See R.41 at 11.
The district court dismissed all claims against the Merit Board members in their official and personal capacities. It reasoned that, under the Indiana Code, Mr. Williams was an at-will probationary employee; as such, the Merit Board members did not have jurisdiction to review Mr. Williams' termination. Moreover, the court concluded that the Merit Board members were acting in a quasi-judicial capacity and therefore were entitled to аbsolute immunity.
With respect to Mr. Toth, the court relied on the Eleventh Amendment to dismiss the claims brought against him in his official capacity as a state prosecutor. The court also dismissed Mr. Williams' Count V interference with contract obligations claim against Mr. Toth in his individual capacity for the same reason it dismissed Mr. Williams' claim against Mr. Lauck — the absence of privity of contract with Mr. Williams. Moreover, the court dismissed the Title VII claim against Mr. Toth in his individual capacity, recognizing that Mr. Toth could not be characterized as Mr. Williams' employer and because no individual liability exists under Title VII.
Having had his claims against Mr. Lauck and Mr. Toth for tortious breach of contract dismissed for lack of privity, Mr. Williams made a motion for leave to file a First Amended Complaint, which sought to more clearly outline his state law claim of tortious interference with a contractual relationship. In an order dated November 20, 2001, the district court refused Mr. Williams' motion because it continued to refer "in the caption and in the text, to parties and claims that were dismissed in [an earlier order]." R.58 at 2.
Finally, on December 27, 2001, after the parties had conducted discovery, the district court granted summary judgment in the defendants' favor on all remaining claims. The court found that Mr. Williams had not presented sufficient evidence to survive summary judgment motions on his remaining § 1983, § 1985 and Title VII claims. See R.81.
II
DISCUSSION
Mr. Williams submits that the defendants, acting in their official and individual capacities, deprived him of his First Amendment right to free speech as well as of his rights to equal protection and due process under the Fourteenth Amendment. He also claims that Sheriff Seniff and Chief Waugh conspired with Mr. Lauck, Mr. Toth and Mayor Luecke3 to deprive him of those rights. See 42 U.S.C. § 1985. Moreover, Mr. Williams contends that Sheriff Seniff's and Mr. Lauck's actions constituted disparate treatment and created a hostile work environment in violation of Title VII. He also maintains that his termination was a result of tortious interference with his employment contract.
We review de novo the district court's grants of summary judgment and motions to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6) and draw all favorable inferences in favor of the nonmovant, Mr. Williams. See Lee v. City of Chicago,
A. First Amendment
1. Connick-Pickering Analysis
When a government employee is terminated and alleges that his exercise of protected speech motivated the termination, we initially evaluate whether the First Amendment protects the employee's speech by conducting the two-part analysis set forth in Pickering v. Board of Education,
The first element of the Connick-Pickering test requires that we consider whether the speech in question addresses a matter of public concern. See Delgado v. Jones,
to determine whether "the interests of the [plaintiff], as a citizen, in commenting upon matters of public concern" outweigh "the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees."
Kokkinis v. Ivkovich,
If we determine that the employee's speech was constitutionally protected, we then must consider whether the protected speech was a substantial or motivating factor in the defendant's actions. See Gustafson v. Jones,
The first step in the analysis requires that we determine whether Mr. Williams' speech addressed a matter of public concern. At some point during or after the Dickens trial, Mr. Williams commented to reporters, "if the person who committed the murder was not on trial, the verdict would not be just." R.1 at ¶ 5.4 Mr. Williams contends that his statement "mirrored doubts felt and exprеssed by other members of the African American community of South Bend, Indiana" and that it was based on information from a witness that did not testify at the trial. Id. at ¶ 7. This statement purported to address the validity of a criminal conviction that Mr. Williams claims was influenced by race. Because we believe that the second prong of the Connick-Pickering analysis is determinative, we assume, without deciding, that this comment constitutes a matter of public concern. See Knight v. Connecticut Dep't of Pub. Health,
In Gustafson, we outlined a number of factors for consideration in conducting the Pickering balancing test:
Pickering contemplates a highly fact-specific inquiry into a number of interrelated factors: (1) whether the speech would create problems in maintaining discipline or harmony among co-workers; (2) whether the employment relationship is one in which personal loyalty and confidence are necessary; (3) whether the speech impeded the employee's ability to perform [his] responsibilities; (4) the time, place, and manner of thе speech; (5) the context within which the underlying dispute arose; (6) whether the matter was one on which debate was vital to informed decision-making; and (7) whether the speaker should be regarded as a member of the general public.
Gustafson,
In an organizаtion such as a police department, discipline and respect for the chain of command are critical to accomplishing the entity's mission of maintaining order and public safety. See Dill v. City of Edmond,
In addition to violating his duty of personal loyalty to Sheriff Seniff, it is undisputed that Mr. Williams' conduct resulted in a number of phone сalls to Sheriff Seniff similar to those in Kokkinis demonstrating the displeasure of various individuals with Mr. Williams' public statement. Moreover, Mr. Williams' comment created significant unrest in the law enforcement community, almost enough to precipitate his expulsion from the F.O.P. See R.80, Ex. Lauck Aff. at ¶ 3; Tedder v. Norman,
Additionally, as Assistant Chief of Police, Mr. Williams was charged with oversight of security at the Dickens trial. See R.76, Ex. Williams Dep. at 100 (Mr. Williams stating that his official role at the Dickens trial as Assistant Chief of Police was to be "in charge of people who worked in the courthouse and [to provide] security for the courthouse. I was in charge of the jail where he was housed."); R.76, Ex. Seniff Dep. at 79 (stating that a captain was primarily responsible for courtroom security at the Dickens trial, but that if there were any problems the Assistant Chief, Williams, would be the next in line in the organizational chart to address security issues). Given his relationship to the judicial proceedings as the Assistant Chief of Police responsible for security at a trial, there was a significant governmental interest in Mr. Williams' refraining from impugning the validity of the jury verdict to the press during or shortly after the trial.7
These considerations make clear that any limited interest in commenting on the verdict at trial that Mr. Williams may have possessed was outweighed by the considerations of the police department in maintaining appropriate order and discipline. Consequently, Mr. Williams did not have a protected First Amendment right to make his statement to the press. Therefore, Sheriff Seniff and Chief Waugh could not be liable for violating Mr. Williams' First Amendment rights. This conclusion is equally applicable to the remaining First Amendment claims against Mr. Toth, Mr. Lauck and the Merit Board members.
2. Existence of Conspiracy
Liability under § 1985 must be predicated on a finding that two or more people agreed to violate the plaintiffs civil rights. See 42 U.S.C. § 1985(3). Upon examination оf the record, we must conclude that Mr. Williams has not produced sufficient evidence of a conspiracy to violate any of his federally protected rights.8
We begin our appraisal of Mr. Williams' conspiracy claim by noting that our case law makes clear that:
To establish § 1983 liability through a conspiracy theory, a plaintiff must demonstrate that: (1) a state official and private individual(s) reached an understanding to deprive the plaintiff of his constitutional rights, Starnes [v. Capital Cities Media, Inc.,
Fries v. Helsper,
We must conclude that Mr. Williams has not introduced evidence to support his assertions of a conspiracy. He relies upon expressions of displeasure by various public officials with his public statement and his unsupported conjecture that this statement created a conspiracy to fire him for exercising his right to free speech. Mr. Williams' "smoking gun" is Sheriff Seniff's statement in the termination hearing:
I think you have strained relations with the prosecutors [sic] office, with the South Bend Police Department and with a lot of the public. You've damaged relationships. I told you before I got calls from the mayor's [sic] office, I got calls from the Chiеf of Police, I got calls from the FOP, I got calls from the Prosecutors [sic] Office. Yes, I think you are straining relations.
R.39, Ex. 1 at 3. This statement indicates that various individuals expressed displeasure with Mr. Williams' statement; it does not provide evidence of an agreement on the part of those who expressed the displeasure to deprive Mr. Williams of his rights.
As additional evidence of Mr. Toth's participation in the alleged conspiracy, Mr. Williams introduced the deposition testimony of Alan Lieb, an acquaintance and political supporter of Mr. Toth. Lieb stated that he had called Mr. Toth and said, "Chris, [] I can't believe you're involved with this case.... I'd like to see what I can do, if there's anything I can do to get you out of this." R.75, Ex. Alan Lieb Dep. at 59. To which Mr. Toth responded, "There's nothing you can do. I'm right in the middle of it." Id. Lieb testified that Mr. Toth told him a number of people had called him to complain about Mr. Williams' comment in the media. See id. at 60. Lieb also stated that Mr. Toth indicated that he was "involved in the termination of employment." Id. at 66-68. However, Lieb had trouble remembering Mr. Toth's еxact words. When initially asked whether the "involvement" could have been simply a complaint to Sheriff Seniff, Lieb responded, "No, not when there's a termination involved, no. No. Absolutely not." Id. at 66. However, Lieb ultimately admitted that the level of involvement "very possibl[y]" could have referred only to Mr. Toth's call to Sheriff Seniff to complain about Mr. Williams' comment. Id. at 67-68. Additionally, Lieb admitted that Mr. Toth did not elaborate on the level of his "involvement." Id. at 68. This vacillating testimony only confirms that Mr. Toth was involved in the events surrounding Mr. Williams' termination, and Mr. Toth readily admitted that he had complained to Sheriff Seniff about Mr. Williams' statement. We cannot say, however, that this testimony constitutes evidence from which a conspiracy may be inferred. Accordingly, the district court's grant of summary judgment in favor of Mr. Lauck and Mr. Toth on all § 1985 claims and on all § 1983 claims based on participation in a conspiracy was appropriate.9
B. Due Process
Mr. Williams contends that the district court erred in granting summary judgment and motions to dismiss pursuant to Rule 12(b)(6) in favor of the defendants on his claims that he was dеnied due process.10 In reviewing a procedural due process claim, we conduct a two-part inquiry, asking: "(1) whether the defendants deprived the plaintiffs of a constitutionally protected liberty or property interest; and (2) if so, whether that deprivation occurred without due process of law." Doe v. Heck,
Mr. Williams was a county police officer in St. Joseph County, Indiana. The Indiana Code provides that "[a]ll county police officers appointed to the department under this chapter are on probation for a period of one (1) year from the date of appointment." Ind. Stat. 36-8-10-10(b). The Code also provides that the sheriff may dismiss an officer on probation without a hearing. See Ind. Stat. 36-8-10-11(d). Mr. Williams entered on duty on January 1, 1999; he was fired on August 4, 1999, within the first year of his employment. Consequently, he was a probationary employee when he was terminated. Therefore, the district court properly determined that Mr. Williams did not have a protected property interest in continued employment because of his at-will status. See Phegley v. Indiana Dep't of Highways,
C. Equal Protection
Count III of Mr. Williams' complaint alleges that the defendants, individually and in their official capacities, violated 42 U.S.C. §§ 1983 and 1985 based on disparate treatment and the creation of a hostile work environment in violation of the Equal Protection Clause of the Fourteenth Amendment. See R.1 at 12-16. Mr. Williams can prevail on his equal protection claim by offering direct proof of discriminatory intent, or he may prove discriminatory intent by circumstantial evidence. In the employment context, the latter approach is usually accomplished through the use of the burden-shifting paradigm of McDonnell Douglas Corp. v. Green,
As in most cases of discrimination in the employment context, Mr. Williams does not make out a case of discriminatory intent through reliance on direct evidence of discriminatory intent. We therefore turn to the indirect method outlined in McDonnell Douglas to ascertain whether he has established a case through circumstantial evidence. To establish the basic prima facie case of an equal protection violation, Mr. Williams must demonstrate that (1) he is a member of a protected class, (2) he is similarly situated to members of the unprotected class, (3) he suffered an adverse employment action, and (4) he was treated differently from members of the protected class. To this formulation, some of our cases add independently a fifth criterion: that the defendant acted with discriminatory intent12 — although such an addition is really a redundancy.13
Upon examination of the record, we must conclude that Mr. Williams has not provided evidence sufficient to withstand summary judgment. First, Mr. Williams has not identified a similarly situated administrator of the unprotected class who was treated more favorably. See McPhaul v. Bd. of Comm'rs of Madison County,
We have stated that generally, "[a]n employee's self-serving statements about his ability ... are insufficient to contradict an employer's negative assessment of that ability." Gustovich v. AT&T Communications, Inc.,
Indeed, the same evidence leaves undisturbed Sheriff Seniff's assertion that he terminated Mr. Williams for the nondiscriminatory reason of poor performance. Mr. Williams' assertion that he heard a rumor that Sheriff Seniff had uttered raciаl slurs impugning African-Americans at some point in the past does not alter this analysis. See R.76, Ex. Williams Dep. at 41. Such isolated and attenuated statements are insufficient to establish discriminatory intent in this case. See Geier v. Medtronic, Inc.,
Mr. Williams also notes that, after his termination, Mr. Lauck allegedly made a racially derogatory statement and commented that he was pleased to learn of Mr. Williams' termination. See R.76, Ex. Tracy Lieb Dep. at 21. Mr. Williams contends that this statement proves that Mr. Lauck acted with racial animus in calling Sheriff Seniff and attempting to influence him to terminate Mr. Williams. However, we have held that, if a person "not involved in the decisionmaking ... expressed discriminatory feelings, that is not evidence that the dеcision was discriminatory." Gorence v. Eagle Food Ctrs., Inc.,
Finally, the district court correctly rejected Mr. Williams' contеntion that the defendants are liable for creating a racially hostile work environment. Mr. Williams' own deposition testimony fundamentally undercuts his claim that he objectively and subjectively endured a hostile work environment. See McPhaul,
D. Title VII
Mr. Williams alleges that the actions of Sheriff Seniff as an agent of St. Joseph County and Mr. Lauck as an agent of the F.O.P., serving as his labor union, amounted to disparate treatment and created a hostile work environment based on his race in violation of Title VII. As noted above, our Title VII and equal protection hostile work environment analyses are parallel. See McPhaul,
E. Tortious Interference with a Contractual Relationship
In his initial complaint,17 Mr. Williams included a fifth count entitled "Breach of Contract and Wrongful Termination." R.1 at 22. The claim named all "Defendants" collectively, which included Mr. Lauck and Mr. Toth by reference. See id. at 25. The district court construed this claim as one for breach of contract and granted Mr. Lauck's and Mr. Toth's Rule 12(b)(6) motions to dismiss for failure to state a claim, concluding that they were not in privity with Mr. Williams concerning his employment contract. See R.41 at 11-12 & 25-26. In his response to the motions to dismiss, Mr. Williams had attempted to clarify that he had intended to claim a violation of tortious interference with his contractual relationship, which does not require privity. However, the district court rejected this attempt and stated that a complaint may not be amended by a brief in opposition to a motion to dismiss. See id. at 11.
This court reviews de novo a district court's decision to grant a motion to dismiss under Federal Rule of Civil Procedure 12(b)(6). Gastineau v. Fleet Mortgage Corp.,
Mr. Williams intended to proceed against Mr. Lauck and Mr. Toth on a theory of tortious interference with a contractual relationship, which consists of five elements under Indiana law: "1) existence of a valid and enforceable contract, 2) defendant's knowledge of the contract's existence, 3) defendant's intentional inducement of breаch of contract, 4) the absence of justification, and 5) damages resulting from defendant's wrongful inducement of breach." Keith v. Mendus,
We do not believe, however, that this misstep requires reversal of the judgment. As we shall explain in the following paragraphs, the record makes clear that this claim for tortious interference with a contractual relationship could not survive summary judgment. See Edwards v. Illinois Bd. of Admissions to the Bar,
Under Indiana law, "[l]iability for interference with contractual relationships results only if there was an intentional interference without justification or cause with an intention to do wrongful harm or injury." Helvey v. O'Neill,
More fundamentally, Mr. Williams has failed to rebut Sheriff Seniff's explanations for his discharge. This failure results in a lack of evidence that Mr. Williams incurred "damages resulting from [Mr. Lauck and Mr. Toth's] wrongful inducement of breach." Keith,
In affirming the judgment on this claim by concluding it could not survive summary judgment, we are mindful of the problems that may arise if the plaintiff has not been accorded sufficient opportunity to conduct discovery on the previously dismissed claim. However, because the district court did not dismiss all of Mr. Williams' § 1983, § 1985 and Title VII claims on the pleadings, Mr. Williams had the opportunity to conduct discovery on the issues of intent and damages. Therefore, we cannot conclude that Mr. Williams is prejudiced by our alternative resolution of the issue.
We also note that Mr. Williams' fifth count is a pendent state law tort claim. In Payne for Hicks v. Churchich,
F. Sanctions and Damages
Mr. Lauck has filed a motion for sanctions and costs pursuant to Federal Rule of Appellate Procedure 38. In weighing such a request for sanctions, "we consider first whether the appeal is indeed frivolous, and, if so, whether sanctions are appropriate." Pokuta v. Trans World Airlines, Inc.,
Conclusion
For the foregoing reasons, the judgment of the district court is affirmed.
AFFIRMED
Notes:
Notes
Mr. Lauck stated that his call to Sheriff Seniff was in response to a call placed to Mr. Lauck's pager by the SheriffSee R.80, Ex. Lauck Aff. at ¶ 4. Mr. Lauck's affidavit indicates that the Sheriff stated he had heard that the F.O.P. was displeased with Mr. Williams' comment, a fact that Mr. Lauck confirmed. See id. at 5.
Mr. Williams' sixth сount does not allege an additional cause of action; rather, it details the harm that he suffered from the claims set forth in the first five counts
As we have noted above, Mayor Luecke was dismissed from the case on June 14, 2001, and he is not a party to this appeal
This quotation is taken from Mr. Williams' complaint; the record neither contains a direct quote nor a transcript of the media reports
InKokkinis, we held that the motive of the officer in making the statements ostensibly about sex discrimination was a private feud; therefore, the statements did not constitute a matter of public concern. See Kokkinis v. Ivkovich,
We note that inGustafson v. Jones,
We note that the record does not provide the exact timing or circumstances of Mr. Williams' commentSee R.75, Ex. Alan Lieb Dep. at 61-62 (stating that in television report the caption read only "Norval Williams" and did not identify him as a police department spokesman, nor was Mr. Williams wearing his uniform); R.80, Ex. Toth Declaration at ¶ 7 (stating that comment in the media was made "at the time of the trial"); R.1 at 4 (Mr. Williams' complaint stating that his comment was made "concerning the verdict" in the Dickens case).
In addition to Mr. Williams' claims that the defendants conspired to deprive him of his First Amendment rights in violation of 42 U.S.C. § 1985, his complaint also alleges violations of § 1985 based on the deprivation of his Due Process and Equal Protection rights
Moreover, Mr. Lauck and Mr. Toth are alleged to have violated 42 U.S.C. § 1983; but they were not in a position to fire Mr. Williams, so any liability must be based on the theory that their participation in the alleged conspiracy violated § 1983. See Dennis v. Sparks,
We note that the district court granted Mr. Toth's motion to dismiss Mr. Williams' claims against him in his official capacity pursuant to Federal Rule of Civil Procedure 12(b)(6), reasoning that, in enacting 42 U.S.C. § 1983, Congress did not overturn the states' Eleventh Amendment immunitySee R.41 at 20 (citing Quern v. Jordan,
The district court treated the individual capacity claims against the Merit Board members under a quasi-judicial absolute immunity analysis and concluded that they were entitled to absolute immunity for the exercise of judicial discretion. Because we have determined that there was no constitutional violation, we need not address further the issue of immunity
Mr. Williams also contends that the Merit Board members and Chief Waugh violated his procedural due process rights by failing to accord him a hearing before he was deprived of his fundamental interest in free speech protected by the First Amendment. We decline to address this unsettled issue because we already have concluded that Mr. Williams' comment was not protected under thePickering test. See Waters v. Churchill,
See McPhaul v. Bd. of Comm'rs of Madison County,
Our cases make clear that the same standards for proving intentional discrimination apply to Title VII and § 1983 equal protectionSee Helland v. South Bend Cmty. Sch. Corp.,
Although, under Title VII, the prima facie case under McDonnell Douglas constitutes a rebuttable presumption of discriminatory intent, a number of this court's cases nevertheless indicate that a separate showing of intent is required to meet one's equal protection prima facie burden before proceeding to the McDonnell Douglas burden shifting. See Chavez v. Illinois State Police,
Sheriff Seniff's written performance evaluation of Mr. Williams, dated July 30, 1999, evaluated Mr. Williams' performancе in nine categories and gave him an overall rating of "unsatisfactory." R.76, Ex. Williams Dep. at Ex. B. Mr. Williams received a "needs improvement" evaluation in the areas of: communications, dependability, judgment, problem solving, and qualitySee id. Mr. Williams received an "unsatisfactory" rating for: cooperation, initiative, job knowledge, as well as planning and organization. See id. The Sheriff's review was detailed and emphasized that Mr. Williams created friction and strained relationships with other municipal agencies, that his tardiness was a consistent problem, and that the management team lacked confidence in his ability. See id.
Mr. Williams also notes that, prior to his evaluation, there was no history of performance reviews being conducted in the sheriff's departmentSee R.76, Ex. Williams Dep. at 82-83. However, Sheriff Seniff was newly elected and had taken office in January of 1999. He explained that he decided it would be appropriate to begin with the most problematic employee, Mr. Williams. See R.76, Ex. Seniff Dep. at 84. Sheriff Seniff stated that, after Mr. Williams' performance review, all other administrators were given reviews. See id. at 113-14. Mr. Williams has failed to present any evidence rebutting this contention.
Additionally, in his deposition, Mr. Williams admitted that Mr. Lauck played no role in creating the alleged hostile work environmentSee R.80, Ex. Williams Dep. at 201-02.
Mr. Williams' proposed First Amended Complaint sought to add a claim entitled "Interference with Contract of Employment," R.51, Complaint at 27-28, which explicitly alleged all requirements for tortious interference with a contractual relationship. However, the district court rejected Mr. Williams' motion for leave to amend his complaint, because the proposed amendment contained references to previously dismissed claimsSee R.58 at 2. Mr. Williams claims that the district court abused its discretion in failing to grant him leave to amend the complaint. Because we find that Mr. Williams' initial complaint was sufficient to state a claim under Federal Rule of Civil Procedure 8(a), the issue of whether leave to amend the complaint should have been granted is moot.
The court first addressed Mr. Lauck's liability under the fifth count and then applied the analysis equally to Mr. Toth later in the opinionSee R.41 at 11-12 & 25-26.
We note that Mr. Williams' briefs refer to two different tort claims under Indiana law: interference with a contractual relationship and interference with an employment relationshipSee Appellant's Br. at 8-9 (referring to claims of "contractual interference and interference with employment relationships"); Williams Reply Br. at 19 (referring to a theory of "tortious interference with employment"); see also 27 Indiana Law Encycl., Torts § 28, at 616-21 (1999) (noting differences between torts of intentional interference with a contract and intentional interference with a prospective business relationship). However, the principal case upon which Mr. Williams relies, Keith v. Mendus,
