WILLIAMS ET AL. v. NORTH CAROLINA
No. 29
SUPREME COURT OF THE UNITED STATES
Argued October 20, 1942.—Decided December 21, 1942
317 U.S. 287
WILLIAMS ET AL. v. NORTH CAROLINA.
No. 29. Argued October 20, 1942.—Decided December 21, 1942.
Mr. Hughes J. Rhodes, Assistant Attorney General of North Carolina, with whom Messrs. Harry McMullan, Attorney General, and M. B. Gillam, Jr. were on the brief, for respondent.
MR. JUSTICE DOUGLAS delivered the opinion of the Court.
Petitioners were tried and convicted of bigamous cohabitation under
Petitioner Williams was married to Carrie Wyke in 1916 in North Carolina and lived with her there until May, 1940. Petitioner Hendrix was married to Thomas Hendrix in 1920 in North Carolina and lived with him there until May, 1940. At that time petitioners went to Las Vegas, Nevada, and on June 26, 1940, each filed a divorce action in the Nevada court. The defendants in those divorce actions entered no appearance nor were they served with process in Nevada. In the case of defendant Thomas Hendrix, service by publication was had by publication of the summons in a Las Vegas newspaper and by mailing a copy of the summons and complaint to his last post-office address.2 In the case of defendant Carrie Wil-
The Haddock case involved a suit for separation and alimony, brought in New York by the wife on personal service of the husband. The husband pleaded in defense a divorce decree obtained by him in Connecticut where he had established a separate domicil. This Court held that New York, the matrimonial domicil where the wife still resided, need not give full faith and credit to the Connecticut decree, since it was obtained by the husband who wrongfully left his wife in the matrimonial domicil, service on her having been obtained by publication and she not having entered an appearance in the action. But we do not agree with the theory of the Haddock case that, so far as the marital status of the parties is concerned,4 a decreе of divorce granted under such circumstances by one state need not be given full faith and credit in another.
This Court, to be sure, has recognized that in case of statutes, “the extra-state effect of which Congress has not prescribed,” some “accommodation of the conflicting interests of the two states” is necessary. Alaska Packers Assn. v. Industrial Accident Comm‘n, 294 U. S. 532, 547. But that principle would come into play only in case the Nevada decrees were assailed on the ground that Nevada must give full faith and credit in its divorce proceedings to the divorce statutes of North Carolina. Even then, it would be of no avail here. For as stated in the Alaska Packers case, “Prima facie every state is entitled to enforce in its own courts its own statutes, lawfully enactеd. One who challenges that right, because of the force given to a conflicting statute of another state by the full faith and credit clause, assumes the burden of showing, upon some rational basis, that of the conflicting interests involved those of the foreign state are superior to those of the
Moreover, Haddock v. Haddock is not based on the contrary theory. Nor did it hold that a decree of divorce granted by the courts of one state need not be given full faith and credit in another if the grounds for the divorce would not be recognized by the courts of the forum. It does not purport to challenge or disturb the rule, earlier established by Christmas v. Russell, supra, and subsequently fortified by Fauntleroy v. Lum, supra, that, even though the cause of action could not have been entertained in the state of the forum, a judgment obtained thereon in a sister state is entitled to full faith and credit. For the majority opinion in the Haddock case accepted both Cheever v. Wilson, 9 Wall. 108, and Atherton v. Atherton, 181 U. S. 155. Cheever v. Wilson held that a decree of divorce granted by a state in which one spouse was domiciled and which had personal jurisdiction over the other was as conclusive in other states as it was in the state where it was obtained. Atherton v. Atherton held that full faith and credit must be given a decree of divorce granted by
The historical view that a proceeding for a divorce was a proceeding in rem (2 Bishop, Marriage & Divorce, 4th ed., § 164) was rejected by the Haddock case. We likewise agree that it does not aid in the solution of the problem presented by this case to label these proceedings as proceedings in rem. Such a suit, however, is not a mere in personam action. Domicil of the plaintiff, immaterial to jurisdiction in a personal action, is recognized in the Haddock case and elsewhere (Beale, Conflict of Laws, § 110.1) as essential in order to give the court jurisdiction which will entitle the divorce decree to extraterritorial effect, at least when the defendant has neither been personally served nor entered an appearance. The findings
This Court stated in Atherton v. Atherton, supra, p. 162, that “A husband without a wife, or a wife without a husband, is unknown to the law.” But if one is lawfully divorced and remarried in Nevada and still married to the first spouse in North Carolina, an even more complicated and serious condition would be realized. We would then have what the Supreme Court of Illinois declared to be the “most perplexing and distressing complications in the domestic relations of many citizens in the different States.” Dunham v. Dunham, 162 Ill. 589, 607. Under the cir-
It is objected, however, that if such divorce decrees must be given full faith and credit, a substantial dilution of the sovereignty of other states will be effected. For it is pointed out that under such a rule one state‘s policy of strict control over the institution of marriage could be thwarted by the decree of a more lax state. But such an objection goes to the application of the full faith and credit clause to many situations. It is an objection in varying degrees of intensity to the enforcement of a judgment of a sister state based on a cause of action which could not be enforced in the state of the forum. Mississippi‘s policy against gambling transactions was overridden in Fauntleroy v. Lum, supra, when a Missouri judgment based on such a Mississippi contract was enforced by this Court. Such is part of the price of our federal system.
This Court, of course, is the final arbiter when the question is raised as to what is a permissible limitation on the full faith and credit clause. Alaska Packers Assn. v. Industrial Accident Comm‘n, supra, p. 547; Milwaukee County v. White Co., supra, p. 274. But the question for us is a limited one. In the first place, we repeat that in this case we must assume that petitioners had a bona fide domicil in Nevada, not that the Nevada domicil was a sham. We thus have no question on the present record whether a divorce decree granted by the courts of one state to a resident, as distinguished from a domiciliary, is entitled to full faith and credit in another state. Nor do we reach here the question as to the power of North Carolina to refuse full faith and credit to Nevada divorce decrees because, contrary to the findings of the Nevada court, North Carolina finds that no bona fide domicil was acquired in Nevada. In the second place, the question as to what is a permissible limitation on the full faith and
Haddock v. Haddock is overruled. The judgment is reversed and the cause is remanded to the Supreme Court of North Carolina for proceedings not inconsistent with this opinion.
Reversed.
MR. JUSTICE FRANKFURTER, concurring:
I join in the opinion of the Court but think it appropriate to add a few words.
We are not authorized nor are we qualified to formulate a national code of domestic relations. We cannot, by
The duty of a state to respect the judgments of a sister state arises only where such judgments meet the tests of justice and fair dealing that are embodied in the historic phrase, “due process of law.” But in this case all talk about due process is beside the mark. If the actions of the Nevada court had been taken “without due process of law,” the divorces which it purported to decree would have been without legal sanction in every state, including Nevada. There would be no occasion to consider the applicability of the Full Faith and Credit Clause. It is precisely because the Nevada decrees do satisfy the requirements of the Due Process Clause and are binding in Nevada upon the absent spouses that we are called upon to decide whether these judgments, unassailable in the state which rendered them, are, despite the commands of the Full Faith and Credit Clause, null and void elsewhere.
North Carolina did not base its disregard of the Nevada decrees on the claim that they were a fraud and a sham, and no claim was made here on behalf of North Carolina
For all but a very small fraction of the community the niceties of resolving such conflicts among the laws of the states are, in all likelihood, matters of complete indifference. Our occasional pronouncements upon the requirements of the
I dissent because the Court today introduces an undesirable rigidity in the application of the
This case cannot be considered as one involving the
In recognition of the paramount interest of the state of domicile over the marital status of its citizens, this Court has held that actual good faith domicile of at least one party is essential to confer authority and jurisdiction on the courts of a state to render a decree of divorce that will be entitled to extraterritorial effect under the
This is not to say that the Nevada decrees are without any legal effect in the State of Nevada. That question is not before us. It may be that for the purposes of that state the petitioners have been released from their marital vows, consistently with the procedural requirements of the
We have recognized an area of flexibility in the application of the
Prominent in the residuum of state power, as pointed out above, is the right of a state to deal with the marriage relations of its citizens and to pursue its chosen domestic policy of public morality in that connection. Both Nevada and North Carolina have rights in this regard which are entitled to recognition. The conflict between those rights here should not be resolved by extending into North Carolina the effects of Nevada‘s action through a perfunctory application of the literal language of the
MR. JUSTICE JACKSON, dissenting:
I cannot join in exerting the judicial power of the Federal Government to compel the State of North Carolina to subordinate its own law to the Nevada divorce decrees. The Court‘s decision to do so reaches far beyond the immediate case. It subjects matrimonial laws of each state to important limitations and exceptions that it must recognize within its own borders and as to its own permanent population. It nullifies the power of each state to protect its own citizens against dissolution of their marriages by the courts of other states which have an easier system of divorce. It subjects every marriage to a new infirmity, in that one dissatisfied spouse may choose a state of easy divorce, in which neither party has ever lived, and there commence proceedings without personal service of process. The spouse remaining within the state of domicile need never know of the proceedings. Or, if they
From the viewpoint of North Carolina, this is the situation: The Williamses, North Carolina people, were married in North Carolina, lived there twenty-five years, and have four children. The Hendrixes were also married in North Carolina and resided there some twenty years. In May of 1940, Mr. Williams and Mrs. Hendrix left their homes and respective spouses, departed the state, but after an absence of a few weeks reappeared and set up housekeeping as husband and wife. North Carolina then had on its hands three marriages among four people in the form of two broken families, and one going concern. What problems were thereby сreated as to property or support and maintenance, we do not know. North Carolina, for good or ill, has a strict policy as to divorce. The situation is contrary to its laws, and it has attempted to vindicate its own law by convicting the parties of bigamy.
The petitioners assert that North Carolina is made powerless in the matter, however, because of proceedings
Williams and Mrs. Hendrix appear in the State of Nevada on May 15, 1940. For barely six weeks they made their residences at the Alamo Auto Court on the Las Vegas-Los Angeles Road. On June 26, 1940, both filed bills of complaint for divorce through the same lawyer, and alleging almost identical grounds. No personal service was made on the home-staying spouse in either case; and service was had only by publication and substituted service. Both obtained divorce decrees. The Nevada policy of divorce is reflected in Mrs. Hendrix‘s case. Her grounds were “extreme mental cruelty.” She sustained them by testifying that her husband was “moody“; did not talk or speak to her “often“; when she spoke to him he answered most of the time by a nod or shake of the head and “there was nothing cheerful about him at all.” The latter of the two divorces wаs granted on October 4, 1940, and on that day in Nevada they had benefit of clergy and emerged as man and wife. Nevada having served its purpose in their affairs, they at once returned to North Carolina to live.
The question is whether this court will now prohibit North Carolina from enforcing its own policy within that State against these North Carolinians on the ground that the law of Nevada under which they lived a few weeks is in some way projected into North Carolina to give them immunity.
I.
OUR FUNCTION IN THE MATTER.
There is confided to the Court only the power to resolve constitutional questions raised by these divorce procedures, and not moral, religious, or social questions as to divorce itself. I do not know with any certainty whether
The prevailing opinion rests upon a line of cases of which Christmas v. Russell, 5 Wall. 290, is typical. There it was said that “If a judgment is conclusive in the state where it was pronounced, it is equally conclusive everywhere.” Id. at 302. This rule was uttered long ago in very different circumstances. The judgment there in question was on a promissory note, and the Court also said that: “Nothing can be plainer than the proposition is, that the judgment . . . was a valid judgment in the State where it was rendered. Jurisdiction of the case was undeniable, and the defendant being found in that jurisdiction, was duly served with process, and appeared and made full defense.” Id. at 301. But the same defendant tried to relitigate his lost cause when it was sought to give that judgment effect in his home state. This Court properly held that it was not competent for the courts of any other state to reopen the merits of the cause. This very wise rule against collateral impeachment of an ordinary judgment based upon personal jurisdiction is now
The effect of the Court‘s decision today—that we must give extraterritorial effect to any judgment that a state honors for its own purposes—is to deprive this Court of control over the operation of the
Conflict between policies, laws, and judgments of constituent states of our federal system is an old, persistent, and increasingly complex problem. The right of each state to experiment with rules of its own choice for governing matrimonial and social life is greatly impaired if its own authority is overlapped and its own policy is overridden by judgments of other states forced on it by the power of this Federal Court. If we are to extend protection to the orderly exercise of the right of each state to make its own policy, we must find some way of confining each state‘s authority to matters and persons that are by some standard its own.
The framers of the
II.
LACK OF DUE PROCESS OF LAW.
Thirty-seven years ago this Court decided that a state court, even of the plaintiff‘s domicile, could not render a judgment of divorce that would be entitled to federal enforcement in other states against a nonresident who did not appear, and was not personally served with process. Haddock v. Haddock, 201 U. S. 562 (1905 Term). The opinion was much criticized, particularly in academic circles.1 Until today, however, it has been regarded as law, to be accepted and applied, for good or ill, depending on one‘s view of the matter. The theoretical reasons for the change are not convincing.
The opinion concedes that Nevada‘s judgment could not be forced upon North Carolina in absence of personal service if a divorce proceeding were an action in personam. In other words, settled family relationships may be destroyed by a procedure that we would not recognize if the suit were one to collect a grocery bill.2
We have been told that this is because divorce is a рroceeding in rem. The marriage relation is to be reified and treated as a res. Then it seems that this res follows a fugitive from matrimony into a state of easy divorce, although the other party to it remains at home where the res was contracted and where years of cohabitation would seem to give it local situs. Would it be less logical to hold that the continued presence of one party to a marriage
I doubt that it promotes clarity of thinking to deal with marriage in terms of a res, like a piece of land or a chattel. It might be more helpful to think of marriage as just marriage—a relationship out of which spring duties to both spouse and society and from which are derived rights, such as the right to society and services and to conjugal love and affection—rights which generally prove to be either priceless or worthless, but which none the less the law sometimes attempts to evaluate in terms of money when one is deprived of them by the negligence or design оf a third party.
It does not seem consistent with our legal system that one who has these continuing rights should be deprived of them without a hearing. Neither does it seem that he or she should be summoned by mail, publication, or otherwise to a remote jurisdiction chosen by the other party and there be obliged to submit marital rights to adjudication under a state policy at odds with that of the state under which the marriage was contracted and the matrimonial domicile was established.
Marriage is often dealt with as a contract. Of course a personal judgment could not be rendered against an absent party on a cause of action arising out of an ordinary commercial contract, without personal service of process. I see no reason why the marriage contract, if such it be
The Court thinks the difference is the other way: we are told that divorce is not a “mere in personam action” since Haddock v. Haddock, supra, held that domicile is necessary to jurisdiction for divorce. But to hold that a state cannot have divorce jurisdiction unless it is the dоmicile is not to hold that it must have such jurisdiction if it is the domicile, as Haddock v. Haddock itself demonstrates. Further support for this view seems to be seen in Maynard v. Hill, 125 U. S. 190, and in the Court‘s subsequent approval of that case in Haddock v. Haddock, supra, at 569, 572, 574, 575, 579. All that Maynard v. Hill decided was that the Territory of Washington had jurisdiction to cut off any interest of an absent spouse in land within its borders. But protection of land in the jurisdiction and protection against bigamy prosecutions out of the jurisdiction are plainly different matters.3
Although the Court concedes that its present decision would be insupportable if divorce were a “mere in personam action,” it relies for support on opinions that the state where one is domiciled has the power to enter valid criminal, tax, and simple money judgments against—not for—him.4 Those opinions are wholly inapposite unless
To hold that the Nevada judgments were not binding in North Carolina because they were rendered without jurisdiction over the North Carolina spouses, it is not necessary to hold that they were without any conceivable validity. It may be, and probably is, true that Nevada has sufficient interest in the lives of those who sojourn there to free them and their spouses to take new spouses without incurring criminal penalties under Nevada law. I know of nothing in our
cannot but think that in its preoccupation with the full faith and credit clause the Court has slighted the due process clause.
III.
LACK OF DOMICILE.
We should, I think, require that divorce judgments asking our enforcement under the full faith and credit clause, unlike judgments arising out of commercial transactions and the like, must also be supported by good-faith domicile of one of the parties within the judgment state.7 Such is certainly a reasonable requirement. A state can have no legitimate concern with the matrimonial status of two persons, neither of whom lives within its territory.
The Court would seem, indeed, to pay lip service tо this principle. I understand the holding to be that it is domicile in Nevada that gave power to proceed without personal service of process. That being the course of reasoning, I do not see how we avoid the issue concerning the existence of the domicile which the facts on the face of this record put to us. Certainly we cannot, as the Court would, by-pass the matter by saying that “we must treat the present case for the purpose of the limited issue before us precisely the same as if petitioners had resided in Ne
The only suggestion of a domicile within Nevada was a stay of about six weeks at the Alamo Auto Court, an address hardly suggestive of permanence. Mrs. Hendrix testified in her case (the evidence in Williams’ case is not before us) that her residence in Nevada was “indefinite permanent” in character. The Nevada court made no finding that the parties had a “domicile” there. It only found a residence—sometimes, but not necessarily, an equivalent.8 It is this Court that accepts these facts as enough to establish domicile.
While a state can no doubt set up its own standards of domicile as to its internal concerns, I do not think it can rеquire us to accept and in the name of the
The concept of domicile as a controlling factor in choice of law to govern many relations of the individual was well known to the framers of the
Domicile means a relationship between a person and a locality. It is the place, and the one plaсe, where he has his roots and his real, permanent home. The
If in testing this judgment to determine whether it qualifies for federal enforcement we should apply the doctrine of domicile to interpretation of the full faith and credit clause, Nevada would be held to a duty to respect the statutes of North Carolina and not to interfere with their application to those whose individual as well as matrimonial domicile is within that State unless and until that domicile has been terminated. And North Carolina would not be required to yield its policy as to persons resident there except upon a showing that Nevada had acquired a domiciliary right to redefine the matrimonial status.
However, the trend of recent decision has been to break down the rigid concept of domicile as a test of the right of a state to deal with important relations of life. This trend
In the application of the full faith and credit clause to the variety of circumstances that arise when families break up and separate domiciles are established, there are, I grant, many areas of great difficulty. But I cannot believe that we are justified in making a demoralizing decision in order to avoid making difficult ones.
IV.
PRACTICAL CONSIDERATIONS.
The Court says that its judgment is “part of the price of our federal system.” It is a price that we did not have to pay yesterday and that we will have to pay tomorrow, only because this Court has willed it to be so today. This Court may follow precedents, irrespective of their merits, as a matter of obedience to the rule of stare decisis. Consistency and stability may be so served. They are ends desirable in themselves, for only thereby can the law be predictable to those who must shape their conduct by it and to lower courts which must apply it. But we can break with established law, overrule precedents, and start a new cluster of leading cases to define what we mean, only as a matter of deliberate policy. We therefore search a
The Court advances two “intensely practical considerations” in support of its present decision. One is the “complicated and serious condition” if “one is lawfully divorced and remarried in Nevada and still married to the first spouse in North Carolina.” This of course begs the question, for the divorces were completely ineffectual for any purpose relevant to this case. I agree that it is serious if a Nevada court without jurisdiction for divorce purports to say that the sojourn of two spouses gives four spouses rights to acquire four more, but I think it far more serious to force North Carolina to acquiesce in any such proposition. The other consideration advanced is that if the Court doesn‘t enforce divorces such as these it will, as it puts it, “bastardizе” children of the divorcees. When thirty-seven years ago Mr. Justice Holmes perpetrated this quip, it had point, for the Court was then holding divorces invalid which many, due to the confused state of the law, had thought to be good. It is difficult to find that it has point now that the shoe is on the other foot. In any event, I had supposed that our judicial responsibility is for the regularity of the law, not for the regularity of pedigrees.
Notes
That the case of Anglo-American Provision Co. v. Davis Provision Co., 191 U. S. 373, is not an exception but only an appropriate application of the doctrine of forum non conveniens, see Broderick v. Rosner, 294 U. S. 629, 642-643.
Cf. Arndt v. Griggs; Dewey v. Des Moines; Grannis v. Ordean; Clark v. Williard, supra, note 3.But the question of whether a judgment based on a penalty is entitled to full faith and credit was reserved in Milwaukee County v. White Co., 296 U. S. 268, 279.
For other dicta that the application of the full faith and credit clause may be limited by the policy of the law of the forum, see Bradford Electric Co. v. Clapper, supra, p. 160; Alaska Packers Assn. v. Industrial Accident Comm‘n, 294 U. S. 532, 546; Broderick v. Rosner, supra, note 5, p. 642.
A spouse who appears and contests the jurisdiction of the court of another state to grant a divorce may not collaterally attack its findings of domicile and jurisdiction made after such appearance. Davis v. Davis, 305 U. S. 32. So also, a deserter from the matrimonial domicile may be bound by a divorce granted by a court of the state where the matrimonial domicile is situated. Whether fault on the part of the deserter is an essential seems on the basis of our cases on jurisdiction