Lead Opinion
Opinion for the Court filed by Circuit Judge TATEL.
Opinion concurring in the judgment filed by Circuit Judge BROWN.
Section 23-110 of the D.C.Code establishes a procedure for collateral review of convictions in the D.C. Superior Court and creates exclusive jurisdiction in that court “unless” the remedy provided by that section is “inadequate or ineffective.” In this case, we must decide whether section 23-110 bars a prisoner convicted in Superior Court from bringing a federal habeas corpus petition alleging ineffective assistance of appellate counsel. Because the D.C. Court of Appeals has held that challenges to the effectiveness of appellate counsel may not be brought pursuant to section 23-110, but must instead be raised through a motion to recall the mandate in that court, we hold that section 23-110 does not deprive federal courts of jurisdiction over habeas petitions alleging ineffective assistance of appellate counsel.
Although the background of this case is complicated, involving as it does several proceedings spanning more than fifteen years, see Williams v. United States,
In 1990, a D.C. Superior Court jury convicted appellant Craig Allan Williams of first-degree murder. Represented by new counsel, Williams then appealed. During the pendency of that appeal, Williams filed a motion for post-conviction relief pursuant to D.C.Code § 23-110, which provides that a “prisoner in custody under sentence of the Superior Court claiming the right to be released upon the ground that [ ] the sentence was imposed in violation of the Constitution ... may move the court to vacate, set aside, or correct the sentence.” D.C.Code § 23-110(a).
Consistent with its usual practice, the D.C. Court of Appeals stayed Williams’s direct appeal pending the Superior Court’s resolution of his section 23-110 motion. See Shepard v. United States,
Williams then filed a motion in the D.C. Court of Appeals to recall the mandate affirming his conviction — the procedure required in the District of Columbia to litigate the issue of ineffective assistance of appellate counsel. See Watson v. United States,
Making the same ineffective assistance of appellate counsel claim, Williams then sought habeas relief in federal court. The district court dismissed Williams’s habeas petition for lack of jurisdiction on the ground that section 23-110 provides the exclusive remedy for collateral challenges to sentences imposed by the Superior Court. Williams v. Martinez,
Williams appealed, and we referred his case to the district court to determine in the first instance whether to issue a certificate of appealability (COA). See 28 U.S.C. § 2253(c)(1) (requiring a COA to appeal a final order in a habeas proceeding); United States v. Mitchell,
Because the district court denied Williams’s petition without reaching the merits of his constitutional claim, we review his request for a COA in two steps. We ask first whether Williams has shown that “jurists of reason would find it debatable whether the district court was correct” in dismissing his petition for lack of jurisdiction, and second whether “jurists of reason would find it debatable whether [his] petition states a valid claim of the denial of a constitutional right.” Slack v. McDaniel,
II.
The answer to the first question — • whether the district court correctly dismissed Williams’s claim for lack of jurisdiction — turns on the reach of section 23-110. Section 23-110(a) authorizes a “prisoner in custody under sentence of the Superior Court” to “move the court to vacate, set aside, or correct the sentence.” D.C.Code § 23-110(a). Section 23 — 110(g) provides:
An application for a writ of habeas corpus in behalf of a prisoner who is authorized to apply for relief by motion pursuant to this section shall not be entertained by the Superior Court or by any Federal or State court if it appears that the applicant has failed to make a motion for relief under this section or that the Superior Court has denied him relief, unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of his detention.
D.C.Code § 23-110(g).
Williams contends that section 23-110(g) presents no bar to his ineffective assistance of appellate counsel claim. Specifically, he argues that because the D.C. Court of Appeals prohibits prisoners from bringing challenges to the effectiveness of appellate counsel under section 23-110— they may be raised only through a motion to recall the mandate — his remedy under section 23-110 is “inadequate or ineffective.” According to the government, Williams, by focusing solely on the adequacy of his remedies under section 23-110, “addresses the wrong question.” Appellees’ Br. 25. As the government sees it, the proper inquiry is not whether section 23-110 provides an adequate remedy to test the legality of Williams’s detention, but rather whether the “local remedy” taken as a whole does. Id. Therefore, the government argues, because the D.C. Court of Appeals provides an adequate local remedy to challenge the effectiveness of appellate counsel, namely the opportunity to file a motion asking the court to recall its mandate, section 23-110 bars Williams’s habeas petition.
We agree with Williams. Section 23-110(g)’s plain language makes clear that it only divests federal courts of jurisdiction to hear habeas petitions by prisoners who could have raised viable claims pursuant to section 23-110(a). Recall that section 23-110(g) provides that a prisoner authorized to apply for relief under section 23-110(a) may not bring a habeas petition in federal court “unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of his detention.” D.C.Code § 23-110(g). “[Rjemedy by motion” plainly refers to motions filed pursuant to section 23-110(a). Although the D.C. Court of Appeals allows prisoners to challenge the effectiveness of appellate counsel through a motion to recall the mandate, such a motion — filed directly in the D.C. Court of Appeals — -is obviously not a “remedy by [section 23-110] motion,” which is filed in the D.C. Superior Court. D.C.Code § 23-110(g). Indeed, the D.C. Court of Appeals .itself has emphasized that a motion to recall the mandate is an “independent” action separate and apart from a section 23-110 motion. Wu v. United States,
Our decision in Streater v. Jackson,
Blair-Bey v. Quick,
Blair-Bey also speaks to the question, arguably left open in Streater, whether the availability of an adequate local remedy outside section 23-110 is sufficient to bar prisoners sentenced in the District of Columbia from seeking federal habeas relief. In Blair-Bey, as in this case, the prisoner had another means to seek his release: section 16-1901 of the D.C.Code, which provides a general habeas corpus remedy for prisoners confined in the District. D.C.Code § 16-1901. Despite the availability of that alternative procedure, however, we allowed Blair-Bey’s federal habeas petition to go forward. Blair-Bey,
The section 16-1901 procedure at issue in Blair-Bey is analogous to the mandate-recall procedure at issue here in that both provide prisoners with a means to secure their release, and both provide relief comparable to that otherwise available for claims that fall within section 23-110’s
Nothing in Garris v. Lindsay,
In concluding that Williams may proceed with his habeas petition, we are mindful that when Congress enacted section 23-110 as part of the District of Columbia Court Reform and Criminal Procedure Act of 1970, Pub.L. No. 91-358, § 210, 84 Stat. 608, it sought to vest the Superior Court with exclusive jurisdiction over most collateral challenges by prisoners sentenced in that court. See Swain v. Pressley,
The concurring opinion correctly notes that D.C. prisoners who challenge the effectiveness of appellate counsel through a motion to recall the mandate in the D.C. Court of Appeals will get a second bite at the apple in federal court. But that is a consequence of section 23-110(g), which bars federal habeas claims only when the section 23-110 motion is adequate or effective. As explained above, a motion to recall the mandate does not qualify as a motion pursuant to section 23-110. Moreover, we allowed Blair-Bey to file a federal habeas petition challenging his parole proceedings even though the D.C. Court of Appeals had affirmed the Superior Court’s denial of his D.C. habeas petition making precisely the same claim. Blair-Bey, 151
Given the foregoing, Williams has more than satisfied the first step of his COA burden. He has shown not just that the district court’s habeas jurisdiction is debatable, see Slack,
III.
Although criminal defendants enjoy a due process right to the effective assistance of counsel during their first appeal as of right, Evitts v. Lucey,
The government is certainly correct that Williams’s habeas petition challenges the effectiveness of counsel in the section 23-110 proceedings. But the petition does not stop there. It goes on to challenge the effectiveness of counsel in the direct appeal as well. “Ground two” of the petition expressly alleges the “[djenial of due process and effective assistance of counsel on first appeal of criminal conviction.” Pet. for Writ of Habeas Corpus at 19.5, Williams v. Martinez,
Having established that Williams has asserted a constitutionally cognizable right in his habeas petition, we must determine whether he has shown a reasonably debatable infringement of that right. See Slack,
For the foregoing reasons, we reverse the dismissal of Williams’s habeas petition and remand to the district court for further proceedings consistent with this opinion.
So ordered.
Concurrence Opinion
concurring in the judgment:
I agree it was error for the district court to dismiss Williams’s habeas petition for lack of jurisdiction pursuant to D.C.Code § 23-110(g). However, the court interprets section 23-110 so literally it confers routine jurisdiction in federal court for all claims of ineffective assistance of appellate counsel by prisoners under D.C. sentence. Since I believe this result departs from congressional intent, I would read the statutory scheme broadly to maintain federal jurisdiction solely as a safety valve. Therefore, I concur only in the judgment.
I.
History matters here. Our current dilemma arises out of a succession of procedural anomalies that can only be described as “A Series of Unfortunate Events.” First, when section 23-110 was enacted in 1970, the constitutional claim of appellate ineffective assistance of counsel (IAC) did not exist. The Supreme Court did not recognize a Sixth Amendment right to effective assistance of counsel on direct appeal of a criminal conviction until Evitts v. Lucey,
In Streater v. Jackson,
Fast forward to Watson v. United States,
II.
With this history in mind, I turn to the statutory provision at issue, section 23-110(g), which provides:
An application for a writ of habeas corpus in behalf of a prisoner who is authorized to apply for relief by motion pursuant to this section shall not be entertained by the Superior Court or by any Federal or State court if it appears that the applicant has failed to make a motion for relief under this section or that the Superior Court has denied him relief, unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of his detention.
D.C.Code § 23-110(g). The court interprets this provision to mean the federal courts have jurisdiction to entertain a D.C. prisoner’s habeas petition whenever the prisoner is not “authorized to apply for relief by motion pursuant to this section.” See Op. at 1004-1005. Because in Streater I the DCCA held appellate IAC claims cannot be presented in a section 23-110 motion, the court correctly observes a prisoner with such a claim is not “authorized” to file a section 23-110 motion; thus, the court reasons, section 23-110 is “by definition, inadequate” to address those claims. Op. at 1004-1005. While it is true the statute’s plain words may be read to justify the court’s holding, the result is clearly at odds with the statute’s purpose.
Enacted by Congress in 1970, section 23-110 was only one provision of a sweeping legislative reform designed to remove “local litigation” from the federal courts to the District of Columbia’s judicial system. Swain v. Pressley,
III.
The answer lies in section 23-110(g)’s “inadequate and ineffective” clause — what we have called the “safety valve.” Blair-Bey v. Quick,
The DCCA’s motion to recall the mandate procedure is cumbersome, requiring the movant to meet a high initial burden. See Watson,
IV.
With all this in mind, I see no reason for the court to revisit the Streater question and reinterpret section 23-110(g). The court today does a bait-and-switch: it rejects the mandate-recall procedure and informs the DCCA the federal courts have jurisdiction to hear Williams’s claim and others like it unless the DCCA overrules its precedent and allows those claims to be heard by the Superior Court under section 23-110.
It is true the procedural diktat the court imposes on the DCCA today is identical to the procedure we have adopted for ourselves. We “ordinarily” require federal prisoners to raise appellate IAC claims collaterally pursuant to section 2255. United States v. Henry,
Because the court has determined, as a matter of law, that section 23-110 is inadequate and ineffective to raise appellate IAC claims, a D.C. prisoner may now file a habeas petition asserting this claim in the federal district court, and the court will be obligated to review the claim on the merits. In light of the exhaustion requirement of 28 U.S.C. § 2254(c), the prisoner will first have to file a motion to recall the mandate with the DCCA. But even if the DCCA recalls the mandate, remands the record to the Superior Court for a factual hearing, and then denies the prisoner’s claim in a decision on the merits — clearly an adequate and effective remedy — the prisoner still gets a second (or more accurately third) bite at the apple in federal court. Some of these claims will be summarily resolved pursuant to AEDPA’s deferential standards, and it is unclear what the added burden on our courts will be. For instance, Williams’s appellate IAC claim appears to be little more than a string of tenuous arguments nested like Russian dolls. A better use of our judicial resources would be to assert jurisdiction only where the safety valve is truly implicated.
At this late hour, rather than leaving the DCCA with a Hobson’s choice, I would allow it to address the matter in the first instance, as we did in Streater II. There we noted, “it is apparent that the D.C. Court of Appeals is the tribunal best situated to address Streater’s claim that he was denied effective assistance of counsel in that forum.”
