Lead Opinion
OPINION ON REHEARING
Appellant, firefighter Elmer F. Williams II, appeals a take-nothing judgment rendered after the trial court denied Williams’s motions for partial summary judgment and granted (1) the summary judgment motions of the Houston Firemen’s Relief and Retirement Fund (the Fund) and the individual appellees, who were the Fund’s board members (collectively, “the trustees”), and (2) the summary judgment motions and dismissal motion of appellee the City of Houston (“the City”). We issued our original opinion in this appeal on December 27, 2001. Appellant moved for rehearing, as did the Fund and the trustees. We grant Williams’s motion for rehearing. We deny the Fund’s and trustees’ motion as moot. The Court’s prior opinion and judgment of December 27, 2001 are vacated, set aside, and annulled, and this opinion and judgment are issued in their stead. We modify the judgment and affirm as so modified.
FACTUAL AND PROCEDURAL BACKGROUND
Williams joined the Houston Fire Department (“HFD”) and the Fund in 1990, after six years and five months of service with two other cities’ fire departments, neither of which had statutory firefighters’ retirement funds like Houston’s. In 1995, Williams sought to purchase prior service credit (“PSC”) under the firemen’s retirement-fund statute (“the retirement statute”) for these six years and five months of service, to be applied toward his retirement with HFD. The PSC provision of the former retirement statute, section 30, provided:
A firefighter who transfers from the fire department of one city to that of a city covered by this Act and desires to participate in the fund of that city shall: ... [meet three requirements, including paying “into the fund of that city an amount equal to the total contribution he would have made had he been employed by that city instead of the city from which he transferred.”].2
The statute was silent as to whether the city from which the firefighter transferred had to have a fund. While Williams’s request was pending, the Fund adopted guidelines construing section 30: years worked outside Houston could be credited towards retirement only if the former city had a similar statutory firefighter’s fund. (The parties refer to this interpretation by the Fund and the trustees as “the guidelines,” and so do we.) Applying the guidelines, the Fund denied Williams’s PSC request in January 1997. The reason for that denial was that the cities in which Williams had worked before did not have firefighters’ retirement funds similar to Houston’s.
Subsequently, the Legislature repealed article 6243e.2 and replaced it with article 6243e.2(l). Article 6243e.2(l), the current retirement statute, restated and amended former article 6243e.2, the former retirement statute, and continued in effect each firefighter’s relief and retirement fund es
“A person who becomes a firefighter in a municipality to which this article applies may receive service credit for 'prior employment with the fully paid fire department of another municipality in this state with a similar fund benefitting only firefighters of that municipality to which the firefighter contributed if ... [the firefighter meets five requirements].”4
The Fund and the trustees interpreted the first sentence of former section 30(a) to mean what the italicized portion of current section 16(a) now expressly says.
Williams I
That same year, Williams sued the Fund in district court, alleging statutory and constitutional claims and challenges to the Fund’s guidelines and its PSC determination. On the Fund’s motion,
Williams II
Williams subsequently added the City and the four trustees, in their individual and official capacities, as defendants. He also added common law claims against all defendants. The Fund filed supplemental motions for traditional rule 166a(c) summary judgment; the trustees moved for 166a(c) summary judgment and incorporated the summary judgment grounds alleged by the Fund; the City moved to dismiss for lack of subject matter jurisdiction or, alternatively, for rule 166a(c) summary judgment; and Williams moved for rule 166a(c) partial summary judgment.
Challenges to the Merits of the Guidelines and The Fund’s and the Trustees’ PSC Determination
1. The Fund and the trustees misconstrued section 30 of the former retirement statute;
2. No or insufficient evidence supported the Fund and the trustees’ PSC determination;
3. The Fund and the trustees’ PSC determination was not supported by substantial evidence; and
4. The Fund’s PSC determination was barred by res judicata, claim preclusion, issue preclusion, waiver, estop-pel, and collateral estoppel.
Constitutional Claims
1. The Fund’s guidelines and the trustees’ application of them exceeded their statutory authority;
2. The former retirement statute unconstitutionally delegated governmental authority to the Fund;
3. The Fund’s guidelines and the trustees’ PSC determination were an unlawful and unconstitutional retroactive application of the law that adversely affected Williams’s vested property right to PSC;
4. The Fund’s guidelines and the trustees’ application of them were an unconstitutional local or special law;
5. As applied, the guidelines denied Williams equal protection under the state constitution; and
6. The Fund’s and the trustees’ PSC determination violated substantive due process.
Common Law Claims8
1. The trustees and the City fraudulently concealed from Williams or misled him about his right to purchase PSC, which acts were also breaches of their fiduciary and good-faith-and-fair-dealing duties;
2. All defendants conspired to construe the PSC statute against Williams, to withhold material information from and mislead him (presumably about the right to purchase PSC), to breach their fiduciary and good-faith-and-fair-dealing duties to him, to conceal those breaches from him, and “to refuse to act in his best interests”; and
3. The above acts of “conspiracy” also constituted fraudulent misrepresentation, fraudulent concealment, and breaches of the defendants’ fiduciary and good-faith-and-fair-dealing duties.
Williams sought compensatory and punitive damages, declaratory relief, pre- and post-judgment interest, attorney’s fees, and costs.
The trial court granted the Fund’s and the trustees’ summary judgment motions; granted the City’s motion to dismiss or, alternatively, for summary judgment; de
In our previous opinion in this appeal, we declined to revisit our holding in Williams I that the former retirement statute did not provide for review of the issues raised by Williams’s suit. Williams v. Houston Firemen’s Relief and Ret. Fund, No. 01-99-01361-CV,
Rehearing
On rehearing, we withdraw our opinion of December 27, 2001 and issue this opinion in its stead. We hold that Williams has no statutory right to judicial review of his claims. However, Texas law recognizes a right to judicial review of administrative orders that violate a constitutional right. We hold that Williams has standing to raise his constitutional claims, but those claims are without merit. We further hold that the City is immune to Williams’s Trust Code and common law claims under the doctrine of sovereign or governmental immunity and that the trustees are immune under the doctrine of official immunity. We reform the judgment to reflect dismissal of all claims over which the district court lacked jurisdiction and, as modified, affirm.
STANDARDS OF REVIEW
We follow the usual standard of review for a summary judgment order that specifies no grounds, denies one party’s rule 166a(c) motion, and grants the other parties’ rule 166a(c) motions. See Tex.R. Civ. P. 166a(c); Bradley v. State ex rel. White,
When all parties move for summary judgment and the trial court grants some motions and denies others, we can consider all motions, their evidence, and their issues and may render the judgment that the trial court should have rendered. See CU Lloyd’s v. Feldman,
To the extent the trial court dismissed Williams’s claims for want of jurisdiction, we construe Williams’s pleadings in his favor and look to his intent. Tex. Ass’n of Bus. v. Tex. Air Control Bd.,
SUMMARY JUDGMENT FOR THE FUND AND THE TRUSTEES
We first address Williams’s jurisdictional issues, which we divide into two categories: (1) district court jurisdiction to review the Fund’s decision and related claims and (2) original district court jurisdiction over Williams’s claims.
Judicial Review of Administrative Decisions
Statutory Right of Judicial Review
In Williams I, we held that the retirement statute did not authorize judicial review of the guidelines (i.e., the Fund’s interpretation of former retirement statute section 30) or of the trustees’ decision to deny Williams’s PSC request because Williams was not “disabled” or “eligible for retirement.” Id., slip op. at 5-14. We reaffirm that holding.
The Fund’s board is “in the nature of a public administrative body.” Herschbach v. City of Corpus Christi,
(1) adopt for the administration of the fund written rules and guidelines not inconsistent with this article;
(2) interpret and construe this article and any summary plan descriptions or benefits procedures, except that each construction must meet any qualification requirements established under section 401 of the [Internal Revenue Code],
(3) correct any defect, supply any omission, and reconcile any inconsistency that appears in this article in a manner and to the extent that the board considers expedient to administer this article for the greatest benefit of all members;
(5) determine all questions, whether legal or factual, relating to eligibility for participation, service, or benefits or relating to the administration of the fund to promote the uniform administration of the fund for the benefit of all members ....
Tex.Rev.Ctv. Stat. Ann. art. 6243e.2(1), § 2(p)(1)-(3), (5) (Vernon 2003) (previously former Tex.Rev.Civ. Stat. Ann. art. 6243e.2, § 2(j)(5)).
The Fund claims that it had exclusive jurisdiction over Williams’s claims. We agree. An agency has exclusive jurisdiction “when a pervasive regulatory scheme indicates that [the Legislature] intended for the regulatory process to be the exclusive means of remedying the problem to which the regulation is addressed.” Subaru of America, Inc. v. David McDavid Nissan, Inc.,
The retirement statute provides for judicial review of Fund decisions as follows: Sec. 2 .... (j) Each decision of the
[Fund’s] board in a matter under the board’s jurisdiction is final and binding as to each affected firefighter, member, and beneficiary, subject only to the rights of appeal specified by this article.
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Appeals of benefit decisions
Sec. 12. (a) A member who is eligible for retirement for length of service or disability or who has a claim for tempo*428 rary disability, or any of the member’s beneficiaries, who is aggrieved by a decision or order of the [Fund’s] board, whether on the basis of rejection of a claim or of the amount allowed, may appeal from the decision or order of the board to a district court in the county in which the board is located by giving written notice of the intention to appeal ....
Id. §§ 2(j), 12(a) (Vernon 2003).
Williams reads section 2(j) to allow judicial review of any board decision, presumably because the decision is “final,” concluding that section 12(a) merely specifies procedures for review of Fund decisions for two non-exclusive classes of appellants (those eligible for retirement or with temporary disability). Williams also argues that section 12(c) — which allows the court to consider evidence not in the administrative record — implies a right of immediate judicial review, because evidence could be lost in the years between the denial of a firefighter’s service credit request and his retirement. See id. § 12(c) (Vernon Supp. 2003). The Fund reads section 12(a) as the only provision providing for judicial review. Accordingly, the Fund argues that Williams may not challenge its credit decision until at least 2003, the earliest possible date he would be “eligible for retirement,” as described in section 12(a).
While section 2(j) makes the board’s decisions final, it expressly makes those decisions “subject only to the rights of appeal specified by this article.” Id. § 2(j). Section 2(j) does not expressly authorize appeals. Additionally, not every final administrative decision is reviewable by a court. See, e.g., Harris v. Civil Serv. Comm’n for Mun. Employees of the City of Houston,
We agree with the Fund that, under the plain language of the Act, the only section allowing a right of judicial review is section 12(a), which limits the statutory right of appeal of Fund decisions to aggrieved “members” who are “eligible for retirement” for length of service or disability or have a claim for temporary disability and any of these members’ beneficiaries. Tex.Rev.Civ. Stat. Ann. art. 6243e.2(1), § 12(a). Moreover, as indicated by the caption of section 12 (“Appeals of benefit decisions”) and by the plain language of that section, the statutory right of judicial
Accordingly, we overrule Williams’s jurisdictional issue to the extent he argues that the district court had jurisdiction under the retirement statute to review the Fund’s and trustees’ decisions. We turn next to whether the Fund’s action is beyond its statutorily conferred powers, deprives Williams of vested rights, or otherwise violates a constitutional provision and is thus subject to judicial review in the absence of a statutory right of review. See Little-Tex,
Right of Judicial Review of Constitutional Issues
Williams contends that (1) the Fund’s actions were beyond their constitutional authority; (2) the Legislature unconstitutionally delegated governmental authority to the Fund; (3) the Fund’s guidelines and PSC determinations were unconstitutional retroactive applications of the law; (4) the Fund’s guidelines were an unconstitutional local or special law; (5) the Fund’s guidelines and their application denied him equal protection; and (6) the Fund’s and the trustees’ application of the Fund’s guidelines to him violated substantive due process.
Standing to challenge the constitutionality of a statute requires that the plaintiff must have suffered some actual or threatened injury under the statute and that he contend that the statute unconstitutionally restricts his own rights. Barshop v. Medina County Underground Water Conservation Dist.,
We hold that Williams has standing to bring his constitutional claims. We turn, therefore, to the merits of those claims.
Ultra Vires Administrative Decisions
Williams argues that the trial court has jurisdiction because the trustees acted ultra vires in establishing the guidelines for interpreting the retirement statute. Courts generally do not interfere in an administrative agency’s duties and functions, but they will intervene and give declaratory relief when the agency exercises authority beyond its statutorily conferred powers. Nuchia v. Woodruff,
Williams alleges that the Fund “misconstrued” and “adopted rules inconsistent with and in violation of’ the former retirement statute’s section 30. Specifically, he complains that the Fund improperly construed former section 30 to mean that, in order to receive retirement credit, the cities from which he transferred had to have statutory firemen’s retirement funds. Williams argues that (1) the former retirement statute gave the trustees authority to construe the statute only for the “benefit of all members”;
Article 6243e.2(l) (like its predecessor) clearly gives the Fund the power to adopt written rules and guidelines; to construe the retirement statute; to correct defects, supply omissions, and reconcile inconsistencies; and to determine all questions relating to eligibility for participation, service, benefits, and administration of the Fund. Tex.Rev.Civ. Stat. ANN. art. 6248e.2(l), § 2(p)(l), (2), (3), (5). In this appeal, Williams does not challenge the fact that the Fund has, and has had, this statutory authority. Regardless of his phrasing it in terms of “authority” to interpret at all, the crux of Williams’s argument is that the trustees interpreted the statute in a way they should not have.
We hold that Williams’s summary judgment motion neither alleged nor proved a true ultra vires ground. Accordingly, that ground could not fit within the ultra vires exception to the rule that no right of judicial review of an agency decision lies absent statutory authority. We overrule Williams’s ultra vires challenge.
Delegation of Governmental Authority
Williams’s claim that the retirement statute unconstitutionally delegates governmental power to the Fund likewise collapses, as briefed, into an argument about the Fund’s interpretation of the statute, which is clearly within the Fund’s jurisdiction. See Tex.Rev.Civ. Stat. ANN. art. 6243e.2(l), § 2(p)(2) (conferring jurisdiction on the Fund to “interpret and construe this article”). Accordingly, we overrule this issue. See Tex.R.App. P. 38.1(h) (brief must contain clear and concise argument for contention, with citations to authority).
Retroactive Application of Statute
Williams also contends that the Fund’s and the trustees’ interpretation of the retirement statute denying him PSC credit represents an illegal and unconstitutional retroactive application of law. The Fund construed the PSC provision of the firefighter’s retirement-fund statute while Williams’s request for PSC was pending;
The Texas Constitution provides, “No ... retroactive law ... shall be made.” Tex. Const, art. I, § 16. This constitutional proscription is, however, limited to “vested rights.” See Subaru,
Williams claims that the Fund (1) incorrectly interpreted former article 6243e.2’s PSC requirements and then (2) retroactively applied that incorrect interpretation (which was subsequently codified in article 6243e.2(l)). However, Williams had no vested right to a certain interpretation of the retirement statute, nor did he have a vested right to receive PSC under the terms of former article 6243e.2. There was no constitutional bar to the Fund’s promulgating guidelines for construing the retirement statute while Williams’s request for PSC was pending and applying that interpretation to Williams’s claim for PSC; nor is there a constitutional bar to applying the PSC provisions of current article 6243e.2(l) retroactively to Williams’s claims, since he had no vested right to receive benefits under the (now repealed) retirement statute when he filed his claim.
It is well-established that “an employee who elects to participate in a statutory pension plan does so ‘in contemplation of the reserved right of the Legislature to amend or to repeal laws on which the pension systems are founded.’ ” Reames,
Williams’s claim that the Fund and the trustees violated the constitution by applying the guidelines for interpreting the re
We overrule this issue.
Special or Local Law
Williams’s claim that the former retirement statute is an unconstitutional special or local law collapses into a complaint about the Fund’s statutory construction in denying him PSC, which, like his claim of unconstitutional delegation of governmental authority, is a matter clearly within the Fund’s jurisdiction. See Tex.Rev.Civ. Stat. ÁNN. art. 6248e.2(l), § 2(p)(l), (2), (3), (5). However, even if properly presented, this claim is without merit.
The Texas Constitution prohibits the Texas Legislature from passing “any local or special law... [r]egulating the affairs of counties, cities, towns, wards or school districts.” Tex. Const, art. Ill, § 56. A special law is, as Williams states, a law limited to a particular class of persons distinguished by some characteristic other than geography, while a local law is one limited to a specific geographic area of the state. Maple Run v. Monaghan,
Former article 6243e.2, under which Williams brings his claims, is, like its successor, article 6243e.2(1), one of a group of statutes promulgated pursuant to article 16, section 67 of the Texas Constitution, which confers power on the Texas Legislature to “enact general laws establishing systems and programs of retirement and related disability and death benefits for public employees and officers.” Tex. Const. art. 16, § 67. The classification made by the statute at issue in this case, providing for the establishment and administration of a “Firefighters’ relief and retirement fund in municipalities of at least 1,600,000 population,” as stated in its caption, is reasonable in light of the series of statutes that make similar provision for firefighters in the other population centers of the state, and it operates equally on all members of the Fund in the same position. It is thus a constitutional general law, not an unconstitutional special law, as Williams contends. See Bd. of Managers of Harris County Hosp. Dist.,
We overrule this issue.
Equal Protection
Williams also challenges the provisions for appeal of the retirement statute on equal protection grounds. In his petition, he argues that the statute violates the federal Equal Protection Clause
[u]nder the statute, each firefighter’s right to appeal is dependent on when he will be “eligible for retirement.” Consequently, some firefighters will be able to appeal the same final decision, made at the same time, by the same adjudicator many years before Williams could appeal that same final decision. There is no legitimate state interest that is furthered by classifying persons in a manner that gives some the right to appeal months or even years before others could appeal the same final decision en*433 tered on the same day by the same adjudicator.
(Emphasis in original; citations omitted.); see Lindsey v. Normet,
Williams’s argument is without merit. It fails to recognize the rational distinction between (1) a statutory grant of the right of judicial review of agency decisions regarding claims for vested benefits and (2) a statutory denial of the right of appeal to persons who have no vested interest in receiving benefits. When, as here, “the classification does not impinge on a fundamental right, or distinguish between persons on a suspect basis such as race or national origin, it is valid as long as it is rationally related to a legitimate state purpose.” Ford Motor Co. v. Sheldon,
Deferring judicial review until a firefighter actually seeks retirement benefits prevents review that may be merely advisory or dependent upon future contingencies. See Patterson v. Planned Parenthood of Houston & Southeast Tex., Inc.,
We overrule this issue.
Substantive Due Process
Williams further contends that “[s]ubstantive due process proscribes arbitrary or capricious laws that adversely affect vested rights.” See City of Amarillo v. Hancock,
We overrule this issue.
Inherent Right of Judicial Review of Legal Issues
The dissent would hold that the district court had inherent jurisdiction under article V, section eight of the Texas Constitution to interpret “pure questions of law” relative to the retirement statute, regardless of the Fund’s jurisdiction over legal questions. It invokes the constitutional grant of original jurisdiction to the district courts to determine questions of law, “except ... where exclusive ... jurisdiction may be conferred by this Constitution or other law on some other court, tribunal, or administrative body.” Tex. Const, art. V, § 8 (emphasis added).
The dissent would hold that the retirement statute did not give the Fund exclusive jurisdiction to interpret the retirement statute because the statute did not include the term “exclusive”; therefore, the district court retained jurisdiction
The dissent’s expansive view of the inherent jurisdiction of district courts to review agency actions, even in the absence of a statutory right of review or a constitutional question, eviscerates the doctrine of exclusive agency jurisdiction and the power of the Legislature to limit statutory review of administrative decisions. Even if an agency’s jurisdiction expressly includes the interpretation of legal and factual issues, as here, persons aggrieved by agency action and lacking a statutory right of review could always perform an end run around the agency by asserting the inherent jurisdiction of the judicial system to interpret the law. This is not the law. See, e.g., Continental Cas. Co. v. Functional Restoration Assocs.,
The potential impact of the dissent’s expansive interpretation of district court jurisdiction over questions of law becomes evident when the dissent asserts the authority of the district court to reinstate and to interpret repealed law in a way that contradicts the agency interpretation of that law, contradicts current law, and supports Williams’s claims. By permitting the court (under the canon of inherent jurisdiction) not only to second guess an administrative agency on matters within the agency’s express jurisdiction, and as to which the governing statute expressly precludes judicial review by persons with non-vested rights, the dissent would allow a participant in a statutory pension plan to freeze non-vested rights in time and to subject them to judicial enforcement. This view is contrary to long-established principles of law that subject the expectations of statutory pension plan participants to the right of the Legislature to repeal or amend the law and to decrease or eliminate non-vested benefits. See Trammell,
We, therefore, disagree with the dissent’s view that the district courts have inherent jurisdiction over questions of law within the Fund’s jurisdiction to decide in the absence of a statutory right of review or a constitutional issue.
Original District Court Jurisdiction
District Court Jurisdiction over Williams’s Claims Under the Texas Trust Code
Williams also argues that section 115.001(a) of the Texas Trust Code confers both original and exclusive jurisdiction on the district courts “to decide all issues concerning the [pension] Fund:
Except as provided by [a sub-section inapplicable here], a district court has original and exclusive jurisdiction over all proceedings concerning trusts, including proceedings to: (1) construe a trust instrument....”
Tex. Prop.Code Ann. § 115.001(a)(1) (Vernon Supp.2003). He correctly observes that the Trust Code applies generally to a pension trust. See id. § 121.003 (Vernon 1995); see also id., § 121.001(a) (Vernon 1995) (defining a pension trust). The Fund and the trustees respond that section 115.001(a) cannot create subject matter jurisdiction over Williams’s claims because that section “contains merely a general grant of jurisdiction for actions involving trusts [but not] ... language suggesting a legislative intent to waive sovereign immunity for public pension funds.” Assuming without deciding that the Trust Code applies to Williams’s claims, we agree with the Fund.
“Absent specific legislative authorization, persons aggrieved by an administrative agency’s action have no recourse in the courts due to the first principle of governmental immunity — the state as sovereign cannot be sued without its permission. The doctrine bars a suit for judicial review against the state unless the state has expressly given its consent to be sued.” Southwest Airlines Co. v. Tex. High-Speed Rail Auth.,
We overrule this issue.
District Court Jurisdiction over Williams’s Common Law Claims
Finally, Williams argues that he is entitled to bring common law claims against the trustees for conspiracy, fraud, breach of fiduciary duty and breach of the duty of good faith and fair dealing arising in connection with their interpretation and application of the retirement statute. The trustees respond that they are immune from such claims.
Governmental immunity from suit bars an action against the state unless the state expressly consents to the suit. Texas Dep’t of Transp. v. Jones,
Public officials are entitled to official immunity from personal liability in performing (1) discretionary duties (2) in good faith (3) within the scope of their authority. Kassen v. Hatley,
The trustees’ interpretation of the retirement statute, their promulgation of guidelines, their administration of the Fund, and their denial of Williams’s claim for PSC — the actions that Williams alleges give rise to his common law claims — are all acts requiring deliberation, decision, and judgment within the scope of the trustees’ authority under the retirement statute. See Tex.Rev.Civ. Stat. Ann. art. 6243e.2(l), §§ 2(j), 2(p), 12(a). The only question, therefore, is whether the trustees’ exercise of discretion was made in “good faith.”
The test for good faith is one of objective legal reasonableness, without regard to whether the government official acted with subjective good faith. City of Lancaster,
Williams’s argument that the trustees did not act in good faith derives solely from his contentions that the trustees misconstrued the statute and that “no reasonable person could have believed it was lawful to deny Williams PSC for the reason he was denied PSC, or that it was reasonable to misleadingly tell him he could not transfer PSC.” The trustees testified by affidavit that they believed their conduct to be lawful in light of the powers conferred on them by the retirement statute to adopt guidelines for the administration of the fund, “to participate in the Board’s exercise of its functions, which include administering the Fund, construing the act, and determining all questions relating to eligibility for participation,” and to “participate in the Board’s adjudication of the prior service credit application.” This belief was clearly reasonable, given the jurisdiction expressly conveyed to the board by statute. See Tex.Rev.Civ. Stat. Ann. art. 6243e.2, §§ 2(j), 2(p)(1), (2), (3), (5). Therefore, the trustees are entitled to official immunity.
The dissent, by contrast, would hold that, to prove the objective “good faith” element of official immunity, the trustees had to prove that the thought processes underlying their interpretation of the statute were “objectively reasonable,” given “Williams’s allegations that the trustees had purposefully changed their interpretation for the sole and improper purpose of defeating pending PSC requests.” The
The dissent misconstrues the standard of proof of objective good faith, namely, “whether a reasonable official could have believed his or her conduct to be lawful.” City of Lancaster,
We hold that the trustees are entitled to official immunity with respect to Williams’s common law claims against them. We overrule this issue.
SUMMARY JUDGMENT FOR THE CITY
Williams asserted only his common law claims (conspiracy, fiduciary-duty breach, good-faith-and-fair-dealing breach, and fraudulent misrepresentation and concealment) against the City, two of whose employees are designated by the retirement statute to sit on the Fund’s board. The trial court granted the City’s motion to dismiss or, alternatively, for rule 166a(c) summary judgment on those claims.
A municipality, as a political subdivision of the state, is not liable for the acts of its officers or employees committed in the course of performing governmental functions unless the municipality’s common law immunity is waived by the Texas Tort Claims Act (“TTCA”).
Governmental functions of a municipality are those that are “enjoined on a municipality by law and are given it by the state as part of the state’s sovereignty, to be exercised by the municipality in the interest of the general public.... ” Tex. Civ. PRAC. & Rem.Code Ann. § 101.0215(a) (Vernon Supp.2003). Williams concedes in his petition that the provision under which he seeks PSC was created by statute, specifically former article 6243e.2, which he acknowledges was superseded by article 6243e.2(1) in November 1997. He further acknowledges that, although the Fund is independent of both the City and the Houston Fire Department, its governing board of trustees, by statute, includes the City’s mayor or his representative and the City’s treasurer; that the amount of contributions from members and from the City financing the Fund is mandated by statute; and that the terms under which firefighters’ pensions vest and PSC is determined are likewise mandated by statute. See Tex.Rev.Civ. Stat. Ann. art. 6243e.2(l), §§ 2(b)(1), (2); 4; 13(c), (d); 16. The retirement statute, in turn, is promulgated pursuant to the Texas Constitution. Tex. Const, art. XVI, § 67(a) (providing for the enactment of “general laws establishing systems and programs of retirement and related disability and death benefits for public employees and officers”).
The administration of the Fund and the promulgation and interpretation of the guidelines for its administration are thus expressly “enjoined” on the City by statute; and these powers are given to the Fund as part of the sovereignty of the state, by legislative authority, to be exercised by the board of trustees and the City for the general benefit of all who fall within the scope of the statute. They are thus governmental functions. See Tex. Civ. Prac. & Rem.Code Ann. § 101.0215(a). The City is, therefore, entitled to governmental immunity from suit on Williams’s common law claims.
Williams, however, argues that the actions he complains about are proprietary functions of the City, rather than governmental functions. See Herschbach,
In Arnett, the Dallas Court of Appeals addressed the question of whether the operation of a police and fire fighter’s pension fund was a governmental or proprietary function of the municipality. See id.,
In Herschbach, the Corpus Christi Court of Appeals wrestled with the issue of whether the City of Corpus Christi’s calculation of the average monthly salary of firefighters was a governmental function or a proprietary function subject to tort and breach-of-contract claims. See id.,
Article 6243e.2(l) is distinguishable from the statute at issue in Hersch-bach in that article 6243e.2(l) has no optionality provision. Nevertheless, we disagree with the holdings in Arnett and Herschbach that a municipality’s exercise of statutorily prescribed functions with respect to a statutory pension plan is a propriety function of the municipality. Such a construction not only contradicts the definition of governmental functions, but is absurd when (1) the result is to hold a municipality liable in tort for the exact same acts of statutory interpretation and administration for which the statutorily created board in which it participates in interpreting and administering a statutorily created pension fund under the exact same statute enjoys sovereign immunity and (2) a further result is to hold two of the members of a statutorily created board personally liable in tort for the exact same actions in their statutorily enjoined capacity as the mu
We overrule Williams’s challenges to the dismissal of his claims against the City.
REMEDY
Although we overrule Williams’s issues, there is jurisdictional error requiring modification. Because the trial court properly determined that it had no subject matter jurisdiction over certain of Williams’s claims — an issue that the court would have had to reach before determining the merits — it erred in rendering a take-nothing judgment on them, rather than dismissing those claims without prejudice. See Functional Restoration Assocs.,
CONCLUSION
We modify the judgment rendered on Williams’s statutory and common law claims against the Fund, the trustees (in either capacity), and the City to dismiss those claims without prejudice for lack of subject matter jurisdiction. We affirm the judgment as so modified.
Justice TAFT, concurring in part and dissenting in part.
Justice COHEN, who was a member of the panel on original submission in this cause and who retired before this opinion’s issuance, not participating on rehearing.
. Act of May 27, 1975, 64th Leg., R.S., ch. 432, § 30, 64 Tex. Gen. Laws 1135, 1148 [hereinafter “former Tex.Rev.Civ. Stat. Ann. art. 6243e.2, section 30”], repealed by, Act of May 21, 1997, 75th Leg., R.S., ch. 1268, § 3, 75 Tex. Gen. Laws 4794, 4811 (current version at Tex.Rev.Civ. Stat. Ann. art. 6243e.2(1), § 16(a) (Vernon 2003)).
. Tex.Rev.Civ. Stat. Ann. art. 6243e.2(1), "Historical and Statutory Notes” (Vernon 2003).
. Tex.Rev.Civ. Stat. Ann. art. 6243e.2(1), § 16(a) (Vernon Supp.2003) (emphasis added).
. The Fund moved to dismiss Williams's claims for want of subject matter jurisdiction and, alternatively, for summary judgment against those claims on jurisdictional grounds as well as on the merits; the jurisdictional arguments under both the Fund’s motions were identical. The trial court ruled on the dismissal grounds, rather than on those for summary judgment.
. Technically, there is no appellate jurisdiction to review an agency determination on the merits, only a suit for judicial review of that determination, which is an original proceeding in the trial court. See Everett v. Tex. Educ. Agency, Div. of Teacher Records,
.The Fund filed one summary judgment/dismissal motion and three supplements; the trustees filed one summary judgment motion; and the City filed one summary judgment/dismissal motion. The final judgment recites that the trial court considered and granted each of these motions. We thus consider all grounds (except for the Fund’s dismissal grounds, which we previously reviewed in the
. Williams did not always clearly distinguish, either here or below, his summary judgment and appellate challenges asserted against the trustees individually from those asserted against them in their official capacities. However, given the nature of Williams’s claims, we conclude that the only claims that could be asserted against the trustees individually are the common law claims.
. Specifically, Tex. Prop.Code Ann. § 115.001(a) (Vernon Supp.2003).
. A court may also review an administrative decision when the agency exercised authority beyond its statutorily conferred powers. City of Sherman v. Pub. Utility Comm’n of Texas,
. Williams challenged the judicial review provisions of the former retirement statute, article 6243e.2. We consider the judicial review provisions of the current retirement statute, article 6243e.2(1), because the judicial review provision of former article 6243e.2, section 17, is materially the same as the judicial review provisions in current article 6243e.2(1), sections 2(j) and 12(a). The general rule that statutory amendments are presumed not to apply retroactively does not apply when an amendment is merely procedural or remedial. Reames v. Police Officers’ Pension Bd. of City of Houston,
. The provisions for appeal in the current statute, sections 2(j) and 12(a), do not differ materially from the provision for appeal in the former statute, which was applicable when Williams's claims arose, namely section 17:
Sec. 17. (a) Any member possessing the qualifications required for retirement for length of service or disability or having claim for temporary disability, or any of his beneficiaries, who deems himself aggrieved by the decision or order of the board of trustees, whether because of rejection or the amount allowed, may appeal from the decision or order of the board to a district court in the county where the board is located by giving written notice of the intention to appeal. The notice shall contain a statement of the intention to appeal, together with a brief statement of the grounds and reasons why the party feels aggrieved....
Act of May 27, 1975, 64th Leg., R.S., ch. 432, § 17, 1975 Tex. Gen. Laws 1135, 1145, repealed by Act of May 21, 1997, 75th Leg., R.S., ch. 1268, § 3, 1997 Tex. Gen. Laws 4794, 4811 (current version at Tex.Rev.Civ. Stat Ann. art. 6243e.2(1), §§ 2(j), 12(a) (Vernon 2003)).
. If Williams's interpretation of former section 30 were to apply, he would be eligible to retire in 2003. See Tex.Rev.Civ. Stat. Ann. art. 6243e.2(1), § 4(a) (Vernon Supp.2003). If the Fund’s interpretation were correct, Williams would not be eligible to retire until 2010. See id.
. As noted above, the former and current retirement statutes provide that the Fund’s
. Williams's petition alleged that “the Fund misconstrued ... [and] ... adopted and applied rules inconsistent with and in violation of [the article],” and the crux of his arguments here and below was that the Fund misconstrued the article.
. "The foregoing impediments to declaratory relief are not avoided by a claim that the opinion given by the Commission’s general counsel and director of enforcement is ultra vires. They had the undoubted authority to interpret the Act's provisions and to make a decision in that regard. That they ‘might decide ‘wrongly’ ... does not vitiate' their authority to make a decision.” Id. at 292 (quoting N. Alamo Water Supply Corp. v. Tex. Dep’t of Health,
. We specifically note that article 6243e.2(l) makes no reference to vested benefits and has no provision for the non-forfeiture of retirement benefits after a statutorily specified term of service.
. See U.S. Const, amend. XIV.
. The dissent faults us for ignoring Dubai Petroleum Co. v. Kazi,
. Williams abandoned his common law claims against the Fund.
. The Fund and the trustees also argue for the first time on appeal that the alleged res judicata effect of our holding in Williams I deprived the trial court of jurisdiction over Williams's challenges to the adoption of the guidelines and the PSC determination. First, res judicata is an affirmative defense on the merits, not a jurisdictional bar. See Int’l Bank of Commerce of Laredo v. City of Laredo,
. See Tex. Civ. Prac. & Rem.Code Ann. §§ 101.001-.109 (Vernon 1997 & Supp.2003).
. Williams also cites Muzquiz v. City of San Antonio,
Concurrence Opinion
concurring and dissenting opinion on rehearing.
I concur in the majority’s disposition affirming, after modification, the trial court’s judgment insofar as it was rendered for appellee the City of Houston (“the City”) on the ground of governmental immunity from suit. I respectfully dissent, however, from the majority’s disposition of the judgment insofar as it was rendered for appellee the Houston Firemen’s Relief and Retirement Fund (“the Fund”) and the individual appellees (collectively “the trustees”). Accordingly, I would grant the rehearing motion of appellant, Elmer F. Williams II, deny the Fund and the trustees’ joint rehearing motion as moot, affirm the judgment in part, reverse the judgment in part, and remand the cause with instructions.
WILLIAMS’S CHALLENGES TO THE ADOPTION OF THE GUIDELINES AND TO THE PSC DETERMINATION
I first disagree with the majority’s holding that the trial court lacked subject-matter jurisdiction over certain of Williams’s challenges to the adoption of guidelines (“the guidelines”) establishing prerequisites for prior service credit (“PSC”) and the determination of Williams’s PSC request. I would instead hold that the trial court had jurisdiction to consider these particular challenges, and I would reach their merits.
The Fund’s board is “in the nature of a public administrative body.” Herschbach v. City of Corpus Christi,
1. a statute allows judicial review,
2. the agency’s action adversely affects a vested property right,
3. the agency’s action violates certain constitutional rights,
4. the action exceeds the agency’s jurisdiction, or
5. the agency action involves a pure question of law, such as the interpretation of a statute, when the agency does not have exclusive jurisdiction to determine that question of law.
See Gen. Servs. Comm’n v. Little-Tex Insulation Co.,
Williams asserted below and in this Court that each of the five bases for review listed above gave the trial court jurisdiction, before he was eligible to retire or was disabled, to review the Fund’s adoption of the guidelines and its PSC determination. In two opinions, we rejected all five bases on which Williams sought judicial review, holding that he could not assert his challenges in court until he was eligible to retire or disabled. See Williams v. Houston Firemen’s Relief & Ret. Fund, No. 01-98-00681-CV, slip op. at 5-8, 12-14,
I still agree with our holding in Williams I and Williams II, and with the majority here, that the express language of the current retirement statute does not provide for judicial review at this time.
Texas trial courts are courts of general jurisdiction, and they presumably have subject-matter jurisdiction unless a contrary showing is made. Subaru of Am., Inc. v. David McDavid Nissan, Inc.,
Courts have jurisdiction to perform the inherently judicial function of determining pure questions of law, such as interpreting a statute. See Johnson Controls, Inc.,
An administrative agency has exclusive jurisdiction over a matter only when the Legislature grants it the sole authority to determine that matter. See Subaru,
This Court recognized in Williams I that none of the former retirement statute’s provisions gave the Fund exclusive jurisdiction to interpret or to construe the statute. See id., slip op. at 13-14. I continue to adhere to that view. The former retirement statute, like its successor, provided that the Fund’s board “has, in addition to all other powers and duties arising out of this Act ... the duty and power to control and [to] manage the operation and administration of the fund according to the terms and purposes of this Act and all applicable sections of the code and all powers necessary to accomplish these purposes .... ” See Act of May 28, 1989, 71st Leg., R.S., ch. 1095, § 2(j), 1989 Tex. Gen. Laws 4492, 4493-94 [hereinafter “former Tex.Rev.Civ. Stat. Ann. art. 6243e.2, § 2(j)”], repealed by Act of May 21, 1997, 75th Leg., R.S., ch. 1268, § 3, 75 Tex. Gen Laws 4794, 4811 (current version at Tex.
Neither the enumerated nor the general powers delegated to the Fund demonstrate a legislative intent to grant the Fund exclusive jurisdiction over matters of statutory interpretation. Subaru shows why. In Subaru, the supreme court considered whether and to what extent the former Texas Motor Vehicle Code granted the Motor Vehicle Board exclusive jurisdiction over the plaintiffs claims for code violations, Deceptive Trade Practices — Consumer Protection Act
(a) The board has the general and original power and jurisdiction to regulate all aspects of the distribution, sale, and leasing of motor vehicles and to do all things, whether specifically designated in this Act or implied herein, or necessary or convenient to the exercise of this poiuer and jurisdiction, including the original jurisdiction to determine questions of its own jurisdiction.....
(b) Unless otherwise specifically provided by Texas law not in conflict with the terms of this Act, all aspects of the distribution and sale of motor vehicles shall be governed exclusively by the provisions of this Act.6
See Subaru, 44 Tex. S.Ct. J. 779, 781, 783-85,
Around the time that the original opinion issued, however, the Legislature amended article 4413(36), section 3.01(a) of the former Code retroactively. See Subaru,
(a) The board has the exclusive, original jurisdiction to regulate those aspects of the distribution, sale, and leasing of motor vehicles as governed by this Act and to do all things, whether specifically designated in this Act or implied herein, or necessary or convenient to the exercise of this power and jurisdiction, including the original jurisdiction to determine questions of its own jurisdiction.8
See id. at 218.
Although Subaru and this case differ in several ways, they have important similarities.
The majority believes my position to be that courts should not recognize an agency’s exclusive jurisdiction unless the Legislature expressly uses the term “exclusive.” That is not my position. The Legislature can, of course, create exclusive jurisdiction by otherwise clearly showing its intent to grant the agency the sole authority over a particular matter.
The majority views the retirement statute’s comprehensive regulatory scheme to show that intent. I do not. Many agencies are granted broad powers (like those given to the Fund) to enforce and to administer complex regulatory schemes. That fact alone, without something indicating that the Legislature further intended some or all of those powers to be exclusive, cannot be enough. If that fact alone sufficed, most agencies could be deemed to have exclusive jurisdiction over most of the matters that they regulate. And if that fact alone had sufficed, the Subaru and Butnaru courts would have held that the former version of section 3.01(a) granted exclusive jurisdiction. See Subaru, 44 Tex. Sup.Ct. J. at 783-85,
In this retirement statute, I see the Legislature’s intent to grant broad powers to the Fund to carry out the statute’s purposes. I also see the Legislature’s intent to allow the Fund the first shot at ruling on matters that the statute governs
I write further to respond to the majority’s arguments against my position. Because the majority believes that the Fund has exclusive jurisdiction over legal questions, it concludes that my position would eviscerate agencies’ exclusive jurisdiction. That view misunderstands my position, which is simply that, in the absence of statutory authority to do so, courts may still consider pure questions of law that are raised by an agency’s action when the agency itself does not have exclusive jurisdiction over the particular question of law. See Johnson Controls, Inc.,
The majority next implies that parties might nonetheless abuse the pure-question-of-law exception by falsely claiming that every agency ruling fits the exception. In answer, I begin by noting that the pure-question-of-law exception is well accepted, having expressly been recognized or applied by at least seven courts of appeals (including ours) and having been recognized, though not applied, by the Texas Supreme Court.
More importantly, and contrary to the majority’s claim, the pure-question-of-law exception is limited, not “expansive.” This is especially true here. First, the exception applies only when a pure question of law of exists; that is, there must be no material fact issues involved in the agency’s action.
The majority finally contends that applying the pure-question-of-law exception to construe the former retirement statute’s PSC provision effectively allows a person “with non-vested rights [in a pension fund] ... to freeze [his] non-vested rights in time and subject them to judicial enforcement” and thus to prevent changes in the retirement law that he might not otherwise be able to prevent. I disagree with this policy argument because of the procedural posture of this case.
First, the Fund affirmatively and consistently urged in its summary judgment motions, as it continues to do on appeal, that the former retirement statute controlled this case and that we should thus apply and construe that statute, rather than the current one.
In sum, Williams’s lack of a vested right does not change the rules of summary judgment. Because my proposed holding is based on the application of those rules to the Fund’s arguments in this case, that holding would not necessarily “freeze non-vested rights in time” across the board or prohibit the Legislature from altering or repealing statutory pension schemes, as the majority claims.
And even if I am wrong that the pure-question-of-law exception allows Williams presently to obtain a declaration of the former PSC provision’s meaning, I note that Williams will have obtained the requisite years of service for retirement under his interpretation of the PSC provision some time later this year. When that time comes, the retirement statute’s judicial-review provisions should no longer deprive the trial court of jurisdiction to consider, in a new lawsuit, Williams’s challenges to the merits of the Fund’s adoption of the guidelines and its denial of his PSC request. See Tex.Rev.Cw. Stat. Ann. art. 6243e.2(l), § 12(a) (Vernon 2003) (providing that member “who is eligible for retirement for length of service” and who is “aggrieved by a decision or order of the [Fund’s] board, whether on the basis of rejection of a claim or of the amount allowed, may appeal.... ”). Surely even the Fund would not then argue that Williams must work 20 years before a court has jurisdiction to declare whether he had to work only 13½ years.
Accordingly, I would hold that the trial court had inherent jurisdiction to interpret the PSC provision of the former retirement statute, and consequently to determine and to declare whether the Fund correctly interpreted that provision, regardless of whether the retirement statute provided for present judicial review of the adoption of the guidelines or the PSC determination. See Johnson Controls, Inc.,
B. The Merits
Having determined that the trial court presently had jurisdiction to consider Williams’s challenges to the adoption of the guidelines and the PSC determination, I would reach the merits of those challenges. The Fund and the trustees’ summary judgment motions asserted that the guidelines were a correct interpretation of the former retirement statute’s PSC provi
The former retirement statute’s PSC provision was section 30 of Revised Civil Statute article 6248e.2. See Act of May 27, 1975, 64th Leg., R.S., ch. 432, § 30, 64 Tex. Gen. Laws 1135, 1148 [hereinafter “former Tex.Rev.Civ. Stat. Ann. art. 6243e.2, section 30”], repealed by, Act of May 21, 1997, 75th Leg., R.S., ch. 1268, § 3, 75 Tex. Gen. Laws 4794, 4811 (current version at Tex. Rev.Civ. Stat. Ann. art. 6243e.2(1), § 16(a) (Vernon 2003)). Former section 30 provided:
“A firefighter who transfers from the fire department of one city to that of a city covered by this Act and desires to participate in the fund of that city shall: ... [meet three requirements].”
Former Tex.Rev.Civ. Stat. Ann. art. 6243e.2, § 30(a).
The PSC provision of the current retirement statute, which the Legislature enacted several months after the Fund had adopted the guidelines, provides:
“A person who becomes a firefighter in a municipality to which this article applies may receive service credit for prior employment with the fully paid fire department of another municipality in this state with a similar fund benefit-ting only firefighters of that municipality to which the firefighter contributed if ... [the firefighter meets five requirements].”
Tex.Rev.Civ. Stat. Ann. art. 6243e.2(1), § 16(a) (emphasis added). The Fund interpreted the first sentence of former section 30(a) to mean what the italicized portion of current section 16(a) now expressly says, ie., that years worked for Texas fire departments other than HFD could be credited towards retirement with the Fund only if the former city also had a statutory firefighter’s fund similar to that of Houston.
Statutory interpretation is a question of law. In re Canales,
In construing a statute, we must consider “the old law, the evil, and the remedy,” Tex. Gov’t Code Ann. § 312.005 (Vernon 1998), and the law’s nature, its object, and the consequences that would flow from a given construction. Sayre v. Mullins,
The Fund and the trustees rely on the rule that “[cjonstruction of a statute by the administrative agency charged with its enforcement is entitled to serious consideration, so long as the construction is reasonable and does not contradict the plain language of the statute.” Tarrant Appraisal Dist. v. Moore,
Additionally, the timing of the Legislature’s amendment of former section 30(a) supports Williams’s interpretation. Only after the Fund had interpreted former section 30(a) to include the previously unexpressed requirement that the firefighter have transferred from a city with a statutory firefighter’s fund did the Legislature amend former section 30 to include that requirement expressly. If the Legislature had thought that former section 30(a) already implicitly included the extra requirement discerned by the Fund, the Legislature would not necessarily have had to
The Fund and the trustees nonetheless reply that the former retirement statute’s history supports their interpretation. Specifically, they claim that former section 30’s predecessor expressly said what the Fund construed former section 30(a) to say in the guidelines; therefore, the Legislature must have intended to carry forth the meaning of the predecessor statute into former section 30. I disagree. Former section 30’s predecessor was Revised Civil Statute article 6243e, section 7E. See Act of May 29, 1967, 60th Leg., R.S., ch. 167, § 3, 1967 Tex. Gen. Laws 348, 349, repealed by Act of May 27, 1975, 64th Leg., R.S., ch. 432, § 30, 64 Tex. Gen. Laws 1135, 1148, repealed by Act of May 21, 1997, 75th Leg., R.S., ch. 1268, § 3, 75 Tex. Gen. Laws 4794, 4811 (current version at Tex.Rev.Civ. Stat. Ann. art. 6243e.2(1), § 16(a)). Former article 6243e, section 7E read in pertinent part:
(a) This Section applies only to cities ... having an organized “fully paid” fire department covered by a Firemen’s Relief and Retirement Fund.
(b) A fireman who transfers from the fire department of one city to that of a city covered by this section and desires to participate in the fund of that city shall: [meet three requirements].
See Act of May 29, 1967, 60th Leg., R.S., ch. 167, § 3, 1967 Tex. Gen. Laws 348, 349 (emphasis added). The Fund and the trustees argue that subsection (a)’s statement that “this Section” applied to “cities” that were “covered by a Firemen’s Relief and Retirement Fund” referred to both the transferor and the transferee cities mentioned in subsection (b). This is a misreading of the predecessor statute. Subsection (b) required only that the transferee city be “covered by this section”; in context, then, subsection (a) was also speaking about transferee cities. If subsection (a) had meant any city, not just the transferee city, then the phrase “covered by this section” in subsection (b) would have been superfluous. The predecessor statute should not be read this way. See Perkins,
The Fund was and is empowered to adopt written rules and guidelines “not
For these reasons, I would hold that the Fund’s interpretation of the former retirement statute’s PSC provision, on which the Fund based both its adoption of the guidelines and its decision to deny Williams’s PSC request, was incorrect. I would thus further hold that the trial court (1) erred to the extent that it rendered summary judgment for the Fund and the trustees on the ground that the guidelines were a proper interpretation of the former retirement statute's PSC provision and (2) erred by not granting Williams’s motion for partial summary judgment on the ground that the guidelines had improperly interpreted the former retirement statute’s PSC provision. Accordingly, I would sustain issue four.
Given my conclusions, I would not reach those portions of Williams’s issue one, or his issues three and five through 10, concerning whether the trial court erred in rendering summary judgment on some of his alternative challenges to the adoption of the guidelines and the PSC determination.
WILLIAMS’S COMMON-LAW CLAIMS AGAINST THE TRUSTEES IN THEIR INDIVIDUAL CAPACITIES
I also disagree with the majority’s disposition of Williams’s common-law claims asserted against the trustees in their individual capacities.
The Fund and the trustees moved for summary judgment on Williams’s common-law claims against the trustees individually on the grounds that (1) the trial court lacked subject-matter jurisdiction over the common-law claims because they were not ripe and (2) four affirmative defenses barred the common-law claims. In Williams II, we held that Williams’s common-law claims were unripe, and we thus did not reach the merits of the trustees’ affirmative defenses to those claims. See Williams II, slip op. at 22-23. Departing from the ripeness holding of Williams II,
In issue 15, Williams argues that the trial court erred in granting the Fund and the trustees’ summary judgment motion on the ground that official immunity shielded the trustees in their individual capacities from Williams’s common-law claims. I agree.
The trustees had the burden to prove this affirmative defense as a matter of law. See City of Lancaster v. Chambers,
The trustees submitted the affidavits of appellee trustees Maxie Patterson, Donnie R. Meyers, and George E. Lowdermilk in support of this ground of their motion. These affidavits each read in pertinent part as follows:
In 1996, the Board was faced with the task of considering many applications for prior service credit. As permitted by the statute, the Board determined that it needed to promulgate general written guidelines to aid in determination of ah prior service credit applications. At its regularly-scheduled meeting on July 25, 1996, the Board promulgated guidelines for prior service credit, which are reflected in a July 26, 1996, letter sent to Williams.
As a Board member, it was my duty to participate in the Board’s exercise of its functions, which include administering the Fund, construing the act and determining all questions relating to eligibility for participation. I interpreted the statute to require that a transferring firefighter come from a fully-paid fire department of a Texas city having its own firefighters’ relief and retirement fund similar to the Fund, which is the interpretation that the Board adopted.
As a Board member, it was also my duty to participate in the Board’s adjudication of the prior service credit applications. In connection with Wilhams’s application, I considered the interpretation of the statute adopted by the Board, the application and materials submitted by Williams, and Wilhams’s testimony at the December 19, 1996, administrative hearing. Based on those items, I concluded that Wilhams’s application did not meet the statutory requirement for prior service credit in that he had not transferred from a city having its own firefighters’ relief and retirement fund.
The three affidavits merely state what the trustees did — that they adopted and applied the guidelines to Wilhams’s PSC request — and what the former retirement statute generally empowered the board to do — to interpret the statute, to adopt guidelines, and to determíne PSC applications. The affidavits do not explain how a reasonably prudent trustee might have believed that adopting and applying these particular guidelines did not commit the wrongs that Williams alleged. That is, the affidavits do not explain why the trustees interpreted the statute as they did or why that interpretation was objectively reason
For these reasons, I conclude that the trustees’ affidavits do not meet Chambers’s test for proving good faith. The opinion in Campbell v. Jones,
I would thus sustain issue 13.
B. Texas Tort Claims Act (“TTCA”)
In issue 11, Williams argues that the trial court erred in granting the Fund and the trustees’ summary judgment motion on the ground that TTCA section 101.106 barred his common-law claims against the trustees in their individual capacities. See Tex. Civ. Prac. & Rem.Code Ann. § 101.106 (Vernon 1997). I agree.
The trustees had the burden to prove this affirmative defense as a matter of law. See Urban v. Canada,
TTCA section 101.106 bars an action against a government employee when
For these reasons, the cited order and judgment could not trigger section 101.106’s application or bar Williams’s common-law claims against the trustees individually. I would thus hold that the trial court erred to the extent that it rendered summary judgment on this ground. Accordingly, I would sustain issue 11.
C. Absolute Judicial Immunity
In issue 14, Williams argues that the trial court erred in granting summary judgment on the ground that the trustees enjoyed absolute judicial immunity in their individual capacities from his common-law claims. I agree.
The trustees had the burden to prove this affirmative defense as a matter of law. See Rea v. Cofer,
In determining Williams’s claims, the trustees were performing core judicial functions, and such functions are historically afforded absolute immunity.... The Fund and its Board of Trustees constitute a “governmental unit” to which judicial immunity potentially applies. As held by [this Court in Williams I ], the trustees were performing quasi-judicial determinations in the scope of their statutory authority and administrative capacity.27 The adjudication of Williams’s claim for prior service credit thus constitutes a core judicial function, and the trustees are entitled to absolute immunity.28
(Citations omitted.)
“Judges enjoy absolute judicial immunity from liability for judicial acts, no matter
Like other officials, administrative officials may sometimes enjoy absolute judicial immunity, but only when performing functions closely associated with the judicial process. See Cleavinger v. Saxner,
The trustees cited neither here nor below any ease holding that pension trustees performing functions like theirs are entitled to absolute judicial immunity, as opposed to the usual qualified immunity. I have found no such Texas authority. Nor have the trustees explained or produced evidence showing what “exceptional circumstances” justify application of the absolute privilege here, how they were functioning “as an integral part of the judicial system or as an ‘arm of the court,’ ” or how factors like those set out in Cleaving-er and Butz weigh in favor of absolute immunity for them.
D. Absolute Legislative Immunity
In issue 13, Williams argues that the trial court erred in granting summary judgment for the trustees on the ground that they were entitled to absolute legislative immunity in their individual capacities “for any claims arising out of the promulgation of the guidelines.” I agree.
The trustees had the burden to prove this affirmative defense as a matter of law. See Lopez v. Trevino,
Courts have extended legislative immunity beyond legislators to other individuals performing legitimate legislative functions. See In re Perry,
I would hold that the Fund and the trustees did not conclusively prove that the trustees’ actions in adopting the guidelines were entitled to absolute legislative immunity. Viewed in the light most favorable to Williams, the summary judgment evidence shows that the guidelines were adopted, at
Additionally, the trustees have repeatedly asserted that their adoption of the guidelines was based solely on their interpretation of the former retirement statute’s PSC provision. A statute’s interpretation is generally a judicial act, not a legislative one. Cf. Johnson Controls, Inc.,
I would thus hold that the Fund and the trustees did not carry their burden of showing that the trustees’ adoption of the guidelines was entitled to absolute legislative immunity. Accordingly, I would sustain issue 13.
E. Conclusion
I would hold that the Fund and the trustees did not carry their burden of proving the trustees’ affirmative defenses as a matter of law. I would thus hold that the trial court erred in granting summary judgment on Williams’s common-law claims against the trustees in their individual capacities.
CONCLUSION
I would grant Williams’s rehearing motion and deny the Fund and the trustees’ joint rehearing motion as moot. I would also reverse the judgment to the extent that it was rendered in favor of the Fund and the trustees in their individual capacities and remand the cause. I would further instruct the trial court, upon remand, to render a declaratory judgment in favor of Williams concerning the Fund’s interpretation of the former retirement statute’s PSC provision that underlay the guidelines and the PSC determination. I would affirm the judgment to the extent that it was rendered in favor of the City.
. Williams argues extensively on rehearing that Dubai Petroleum v. Kazi,
The majority nonetheless claims that it need not address Kazi specifically because its*442 current discussion already addresses one holding of Kazi: that district courts are presumed to have subject-matter jurisdiction unless a contrary showing is made. See id. at 74-75. That is not Kazi’s exclusive holding, and it is merely the starting point for Williams's rehearing argument. Williams’s principal rehearing argument relies on Kazi’s further holding that statutory prerequisites to suit are generally not jurisdictional, overruling years of precedent to the contrary. See id. at 76. He claims that the retirement statute's requirement that he be eligible to retire or be disabled before he may sue is the type of statutory prerequisite to suit that Kazi held was not jurisdictional, allegedly relieving him of the need to meet that requirement before suing. That Kazi-based argument is not addressed by the majority’s current discussion of the jurisdictional issues, which discussion is anchored on the premise that the retirement statute's judicial-review provisions are jurisdictional. Based on two of this Court's recent opinions and on the type of statutory requirement involved here, I happen to disagree with Williams that Kazi affects the jurisdictional nature of the judicial-review requirement. See Harris County Emergency Servs. Dist. No. 1 v. Miller,122 S.W.3d 218 , 222-228 (Tex. App.-Houston [1st Dist.] Aug. 7, 2003, no pet. h.); Helton v. R.R. Comm’n, No. 01-01-01007-CV, slip op. at 13, - S.W.3d-,-(Tex.App.-Houston [1st Dist.] June 5, 2003, no pet. h.). But I also recognize that an earlier opinion of this Court, on which Williams relies on rehearing, likely conflicts with Miller and Helton. See Fincher v. Bd. of Adjustment of the City of Hunters Creek Vill.,56 S.W.3d 815 , 817 (Tex.App.-Houston [1st Dist.] 2001, no pet.). The majority should address the matter. For this reason, too, I respectfully decline to join the majority’s opinion.
. As for the guidelines, the Fund admits that it adopted them based solely on its interpretation of the former retirement statute’s PSC provision, a basis involving a pure question of law. As for the PSC determination, the undisputed evidence that Williams produced at the PSC hearing satisfied his interpretation of the former retirement statute’s PSC provision, but could not satisfy the Fund's new interpretation of the PSC provision, i.e., the guidelines. The sole reason that the Fund denied Williams's request for PSC was that he did not meet the guidelines. The PSC determination was thus based entirely on the guidelines — a pure question of law because it involved a statutory construction that was applied to undisputed material facts. Therefore, although Williams phrases his challenges to the PSC determination in evidentiary terms (e.g., “substantial evidence," “insufficient evidence,” "no evidence”), those challenges actually involve pure questions of statutory interpretation applied to undisputed facts.
. As we did in Williams I and Williams II, the majority states that Williams has exhausted his administrative remedies. Actually, the retirement statute makes the complained-of PSC ruling, like all of the Fund’s rulings, final without then providing for administrative remedies to exhaust. See Tex.Rev.Civ. Stat. Ann. art. 6243e.2(l), § 2(j) (Vernon 2003); id.., art. 6243e.2(l), § 12(a) (Vernon 2003). The statute then allows judicial review of such final rulings upon the occurrence of a triggering event: eligibility for retirement or disability. See id. § 12(a). Therefore, Williams did not technically exhaust administrative remedies, though he did obtain a final ruling.
. These include the power to "(1) adopt for the administration of the fund written rules and guidelines not inconsistent with this Act; (2) construe all provisions of this Act ...; (3) correct any defect, supply any omission, and reconcile any inconsistency that may appear in this Act in a manner and to the extent that the board considers expedient to administer this Act for the greatest benefit of all members; (4) select, employ, and compensate such employees as the board considers necessary or advisable in the proper and efficient administration of the fund; (5) determine all questions relating to eligibility for participation, service, or benefits or relating to the administration of the fund for the purpose of promoting the uniform administration of the fund for the benefit of all members; and (6) establish and maintain all records as are necessary or appropriate to the proper administration of the fund." Former Tex Rev.Civ. Stat. Ann art. 6243e.2, § (2)(j) (emphasis added); see also Tex.Rev.Civ. Stat. Ann. art. 6243e.2(l), § 2(p) (Vernon 2003) (providing for similar powers).
. Tex. Bus. & Com.Code Ann. §§ 17.41-.50 (Vernon 2002).
. Act of May 22, 1997, 75th Leg., R.S., ch. 639, § 11, 1997 Tex. Gen. Laws 2185, 2191, amended by Act of May 18, 2001, 77th Leg., R.S., ch. 155, § 5, 2001 Tex. Gen. Laws 313, 317, repealed & codified by Act of May 22, 2001, 77th Leg., R.S., ch.’ 1421, § 5, 2001 Tex. Gen. Laws 4936, 4936-37, amended by Act of May 20, 2003, 78th Leg., R.S., H.B. 3507, § 14A.605(a) (to appear at Tex Occ. Code Ann. § 2301.151) (emphasis added). Texas Revised Civil Statute article 4413(36) was repealed and codified in the Texas Occupations Code effective June 1, 2003. For simplicity’s sake, I refer to all versions of any section of superseded article 4413(36) that were effective at the time of either Subaru opinion as "former Tex.Rev.Civ. Stat. Ann. art. 4413(36), § —,” generally without further citation to session law.
. The Court also considered the Code's limited review provisions, the board’s inability to award damages, and the Code’s purpose in holding that the board did not have exclusive jurisdiction over the plaintiff’s common-law and DTPA claims. See Subaru, 44 Tex. S.Ct. J. at 784-85,
. Act of May 18, 2001, 77th Leg., R.S., ch. 155, § 5, 2001 Tex. Gen. Laws 313, 317, repealed. & codified by Act of May 22, 2001, 77th Leg., R.S., ch. 1421, § 5, 2001 Tex. Gen. Laws 4936, 4936-37, amended by Act of May 20, 2003, 78th Leg., R.S., H.B. 3507, § 14A.605(a) (to appear at Tex. OccCode Ann. § 2301.151) (emphasis added).
. One difference that I find immaterial is that Subaru concerned exhaustion of administrative remedies, while this case does not. A statute that requires one to exhaust administrative remedies to obtain a final ruling before seeking court review {Subaru's situation) is analogous to a statute requiring one to wait for a triggering event, despite having obtained a final agency ruling, before seeking court review (Williams’s situation). Both types of statutes allow judicial review after certain prerequisites are met. And the rationale underlying the requirements in either situation is the same: the sovereign may generally not be sued without its consent, i.e., without a statute that provides a means for review. See Helton, No. 01-01-01007-CV, slip op. at 8, at -; Dep’t of Protective & Regulatory Servs. v. Schutz,
. See former Tex.Rev.Civ. Stat. Ann. art. 6243e.2, § (2)(j); see also Tex.Rev.Civ. Stat. Ann. art. 6243e.2(1), § 2(p); former Tex.Rev. Civ. Stat. Ann. art. 4413(36), § 3.01(a); id. §§ 3.03-.06 (granting board broad powers, general and enumerated; including power to issue rules and to make conclusions of law).
. See, e.g., former Tex.Rev.Civ. Stat. Ann. art. 4413(36), § 1.02 (establishing as Code’s purposes to ensure sound distribution and selling system through licensing and regulation and to prevent fraud, discrimination, and other abuses through Code’s enforcement); id. § 3.02 (establishing board’s duties); id. §§ 4.01-.07, 5.01-.05 (providing for detailed regulation of governed entities, establishing requisites for licenses, making certain conduct by or between governed entities unlawful, etc.); id. §§ 6.01-07 (providing for enforcement of matters governed by the Code).
. However, I do note that the Legislature often — if not usually. — expressly employs the term “exclusive” when it wishes to grant exclusive jurisdiction to an agency. See Tex. Bus. & Com.Code Ann. § 43.052(a) (Vernon 2002); id. § 43.102(b) (Vernon 2002); id. § 43.153(a) (Vernon 2002); Tex. Educ.Code Ann. § 30.022(h) (Vernon 1996); id. § 30.052(h) (Vernon 1996); Tex. Loc. Gov't Code Ann. § 232.096(d) (Vernon Supp.2003); Tex. Nat. Res.Code Ann. § 131.022 (Vernon 2001); id. § 134.012(a)(1), (2) (Vernon 2001); Tex. Occ.Code Ann. § 2301.354 (Vernon Supp. 2003); Tex Transp. Code Ann § 61.006 (Vernon 1999); id. § 62.024 (Vernon 1999); id. § 62.067 (Vernon 1999); id. § 66.015 (Vernon 1999); id. § 67.015 (Vernon 1999); id. § 68.015 (Vernon 1999); id. § 70.015 (Vernon 1999); id. § 366.171(d), (e) (Vernon 1999); Tex. Util.Code Ann. § 32.001(a)(1), (2), (b) (Vernon 1998); id. § 33.002(b) (Vernon 1998); id. § 41.055 (Vernon Supp.2003); id. § 52.002(a) (Vernon 1998); id. § 60.002(a) (Vernon 1998); id. § 60.122 (Vernon 1998); id. § 102.001(a), (b) (Vernon 1998); id. § 103.003(a) (Vernon Supp.2003); id. § 104.201(a) (Vernon 1998); Tex Water Code Ann. § 13.042(a), (b), (e) (Vernon 2000); id. § 36.011(b) (Vernon Supp.2003); id. § 51.027(a) (Vernon 2000); id. § 51.049(a) (Vernon 2000); id. § 56.249(e) (Vernon 2002); id. § 58.027(a) (Vernon Supp.2003); id. § 62.028(a) (Vernon 1988); id. § 63.030(a) (Vernon 1988); former Tex.Rev.Civ. Stat. Ann. art. 4413(36), § 3.01(a); id. § 5.01(4).
. See Grounds v. Tolar,
. See, e.g., Hicks,
. That the Fund would take this position is understandable. Williams's PSC request was decided, and a final order rendered on it, before the current retirement statute was enacted. The amended statute added eligibility requirements for obtaining PSC. Had Williams's PSC request been pending when the Legislature amended the statute, one might have argued that Williams had to comply with the revised legislative prerequisites for obtaining PSC. But that did not happen, and the amended statute was never applied to Williams's PSC request.
. Again, that the Fund has never taken this position is understandable, given its other consistent position that the guidelines did not make new law, but instead comported with then-existing law. Indeed, an admission that the guidelines changed the law — if that change was inconsistent with the former retirement statute — might also have been an admission that the Fund had violated the power granted to it to adopt "guidelines not inconsistent with this Act.” See former Tex. Rev.Civ. Stat. Ann. art. 6243e.2, § (2)(j)(l) (emphasis added); see also id. § (2)(j)(3) (delegating the Fund power to "correct any defect, supply any omission, and reconcile any inconsistency” in retirement statute, which language implies that Fund’s actions must be consistent with statute).
. The same observation can be made concerning the Fund, for that matter, because Williams’s summary judgment evidence indicates that the Fund proposed the bill that became the current retirement statute. If former section 30(a) had already said what the Fund interpreted it to say in the guidelines, the Fund would not have needed the Legislature to amend former section 30(a) to conform with the guidelines.
. Moreover, even if former section 30’s predecessor had said what the Fund claims, the fact that the Legislature dropped the predecessor's pertinent language when it enacted former section 30 would, if anything, have evidenced an intent not to carry forward the predecessor’s meaning.
. By reaching the merits of Williams’s constitutional challenges and common-law claims, the majority effectively concludes that those challenges and claims are ripe, although its reasoning is unexpressed. I agree for reasons of my own. Our holding in Williams II that Williams's common-law claims were unripe was based on our earlier holding that the trial court lacked jurisdiction over any of his challenges to the adoption of the guidelines and the PSC determination until he was eligible to retire or was disabled. Because I would hold that the trial court presently had jurisdiction to interpret the former retirement statute's PSC provision, I would further hold that the trial court erred to the extent that it granted summary judgment against the common-law claims on the ground of ripeness.
. I reach Williams’s challenges to the individual trustees’ three remaining affirmative defenses because my disposition of them determines whether I concur with or dissent from the majority’s judgment.
.The Fund and the trustees offered an argument here and below as to why their interpretation of the former retirement statute’s PSC provision was reasonable, but did not produce evidence in support. They argued that their interpretation was objectively reasonable given the language of the former retirement statute and of its predecessor, i.e., that a reasonable trustee might in good faith have interpreted the former retirement statute’s PSC provision as they did in the guidelines, based on the statute’s plain language. However, none of the affidavits submitted in support of this argument even stated the basis for the trustees’ interpretation, much less why a reasonable trustee in their shoes might objectively have thought that such an interpretation was reasonable. The majority construes the affidavits as testimony by the trustees that “they believed their conduct to be lawful in light of the powers conferred on them by the retirement statute....” I do not read the affidavits that way, but even if I did, that reading would still not explain how a reasonable trustee might objectively have believed the conduct lawful.
. See id.,
. Of course, most of this stipulated evidence went beyond objective good faith and into the realm of subjective good faith. But the point is that the evidence was tailored to the plaintiff’s allegations.
. The majority claims that my position would hold public officials liable “unless they prove [that] their motives are pure”; would make public officials personally liable simply “for getting [statutory] interpretation wrong”; and would establish a subjective standard of good faith. My position does none of these things. I would require nothing more than what Chambers does in the context of summary judgment: proof (not merely argument) that a reasonably prudent trustee (an objective
. See Tex. Civ. Prac. & Rem.Code Ann. §§ 101.001-.109 (Vernon 1997 & Supp.2003).
. Because Williams has not argued otherwise on appeal or below, I assume without deciding for purposes of my discussion that an interlocutory order rendered for the Fund could trigger section 101.106’s application, despite some case law to the contrary. See Lowe v. Teator,
. I note that we neither held nor implied in Williams I that the trustees were performing quasi-judicial determinations that might entitle them to absolute judicial immunity. See id., slip op. at 10.
. The Fund and the trustees also relied on TTCA section 101.053, which exempts certain claims against governmental entities from the TTCA’s waiver of immunity when the claim is based on, among other things, a judicial function of a governmental unit. See Tex. Ctv. Prac. & Rem.Code Ann. § 101.053(a) (Vernon 1997). Section 101.053 has no application in this suit because Williams asserted his com
. Cleavinger and Butz involved constitutional wrongs, not torts such as those here. However, Williams argued without objection here and below that Cleavinger and Butz applied, and Texas courts have applied the general judicial-immunity principles from federal civil-rights cases to tort claims in state court.
See Delcourt v. Silverman,919 S.W.2d 777 , 785 n. 3 (Tex.App.-Houston [14th Dist.] 1996, writ denied) (concluding that no reason existed not to apply the basic derived-judicial-immunity principles from federal opinions concerning civil-rights violations to state-court tort claims).
. And I note that several of the Cleavinger and Butz factors appear to weigh against absolute judicial immunity for the trustees, giv
. The Fund and the trustees also relied on TTCA section 101.052, which exempts certain claims against governmental entities from the TTCA's waiver of sovereign immunity when the claim is based on, among other things, the legislative functions of a governmental unit. See Tex. Civ. Prac. & Rem.Code Ann. § 101.052 (Vernon 1997). Section 101.052 does not apply in this suit because Williams asserted his common-law claims against only the trustees in their individual capacities, not against the Fund.
