ORDER
Docket 46, 47
Curtis D. Williаms (“Plaintiff’) brings the instant civil rights action against the County of Alameda (the “County”) and six law enforcement officers
I. BACKGROUND
The following facts, which are taken from the SAG, are accepted as true for purposes of resolving the motions presently before the Court. On May 8, 2011, Plaintiff and his flaneé, Rickea Butler (“Butler”), were arguing about thеir daughter’s behavior. SAC ¶ 14. During their argument, the Alameda County Sheriffs Office was notified by the California Highway Patrol dispatch of a 911 call from a person they thought was a “young boy” who stated that his parents were “about to fight.” Id. ¶ 15. The Sherriffs Office attempted to return the phone call from the young boy, but there was no response. Id.
Alameda County Sherriff Deputies were dispatched to the origin of the call, 22322 Center Street in Castro Valley, i.e., Plaintiffs residence. SAC ¶ 15. Lieutenant Madigan directed Sergeant Felix and Deputy Estep to head an “Immediate Action Team” composed of themselves and Deputy Fernandez, Deputy Giammalvo, and Deputy Miguel. Id. ¶ 19.
Approximately 30 minutes after the 911 call, Plaintiff and Butler heard pounding on the front door. SAC ¶ 16. As the two of them approached the door, Deputy Es-tep “smashed in the door and forced it
Meanwhile, Plaintiff was directed to get on his knees. SAC ¶ 17. He complied with this command by putting his hands up and kneeling on the floor. Id. Plaintiff was then directed to get on the ground. Id. As he was doing so, several deputies slammed him down, using their body weight to pin his right side and arm against a couch and the floor. Id. One of the officers yelled at Plaintiff while pressing his firearm against his face, causing Plaintiff to bleed. Id. In response to his question: “what did I do?” Plaintiff was told to “shut the Fuck up.” Id. Plaintiff was then ordered to place his right arm behind his back, but was unable to do so because of the weight of the officers on top of him. Id. ¶ 17. As a consequence, Plaintiffs arm was “wrenched” behind his back, causing injury to his shoulder. Id. ¶¶ 17-18.
Deputy Miguel handcuffed Plaintiff while he was on the ground. SAC ¶ 18. After Plaintiff was escorted to a patrol car, id., the officers interrogated his family members, who confirmed that there had only been an argument, not a fight, id. ¶ 21. Butler displayed'no physical signs of an altercation, and the home showed no indication of a disturbance outside of the conduct of the officers. Id.
Plaintiff was taken to Valley Care Hospital in Pleasanton, but declined treаtment. SAC ¶ 22. He was then taken to Santa Rita County jail and booked. Id. Plaintiff remained in custody overnight and was released in the morning. Id. Upon his release, Plaintiff returned to the hospital. Id. He was subsequently charged with a violation of California Penal Code § 148(a)(1) — resisting arrest, and California Penal Code § 273a(b) — child endangerment. Id. ¶23. However, after several months and multiple court appearances, the charges against Plaintiff were dropped in the interests of justice. Id. ¶¶ 23-24.
On May 16, 2012, Plaintiff commenced the instant action. See Compl., Dkt. 1. On May 30, 2013, Plaintiff filed a SAC alleging six claims for relief under § 1983: (1) unlawful entry and damage to property; (2) unnecessary force; (3) violation of equal protection; (4) unlawful arrest; (5) malicious prosecution; and (6) municipal liability under Monell v. Department of Social Services,
II. LEGAL STANDARD
“Dismissal under Rule 12(b)(6) is proper when the complaint either (1) lacks a cognizable legal theory or (2) fails to allege sufficient facts to support a cognizable legal theory.” Somers v. Apple, Inc.,
Where a complaint or claim is dismissed, “[l]eave to amend should be' granted unless the district court determines that the pleading could not possibly be cured by the allegation of other facts.” Knappenberger v. City of Phoenix,
III. DISCUSSION
A. Motion to Dismiss
As a preliminary matter, the Court notes that Defendants have submitted portions of Plaintiffs deposition testimony in support of their motion to dismiss. “As a general rule, a district court may not considеr any material beyond the pleadings in ruling on a Rule 12(b)(6) motion.”
Here, the evidence submitted by Defendants is not subject to judicial notice or otherwise appropriate for the Court to consider without converting Defendants’ motion to dismiss into a motion for summary judgment. Given the relatively early stage of this litigation, thе Court exercises its discretion and declines to convert Defendants’ motion to dismiss into a motion for summary judgment. The Court finds that the evidence submitted by Defendants is more appropriately considered after the parties have had an adequate opportunity to fully develop the factual record. Neither party has suggested that the factual record is sufficiently developed such that a motion for summary judgment is appropriate at this stage of the proceedings.
Additionally, the Court will not consider any facts in the first amended complaint (“FAC”) that are not pled in the SAC. In their motion papers, Defendants rely on allegations in the FAC that are not present in the SAC to support their arguments for dismissal. However, it is well-established that an amended pleading supersedes the original pleading and renders it of no legal effect, unless the amended complaint incorporates by reference portions of the prior pleading.
1. 42 U.S.C. § 1983
Section 1983 “provides a cause of action for the ‘deprivation of any rights, privileges, or immunities secured by the Constitution and laws’ of the United States.’ ” Wilder v. Virginia Hosp. Ass’n,
2. Unlawful Entry Claim
Plaintiffs first claim for relief alleges that Sergeant Felix, Deputy Estep, Deputy Fernandez, Deputy Giammalvo, and Deputy Miguel violated his Fourth Amend
a. Failure to State a Claim
The Fourth Amendment provides: “The right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures, shall not be violated....” U.S. Const, amend. IV. “It is a basic principle of Fourth Amendment law that searches and seizures inside a home without a warrant are presumptively unreasonable.” Payton v. New York,
“Under the exigency doctrine, a warrantless search of a home is permitted if there is probable cause to believe that contraband or evidence of a crime will be found at the premises and that exigent circumstances exist.” Martinez,
Here, viewing the allegations in the SAC in the light most favorable to Plaintiff, the Court finds that he has alleged sufficient facts to withstand Defendants’ motion to dismiss. Plaintiff has alleged facts establishing that the search of his rеsidence was presumptively unreasonable under the Fourth Amendment. The SAC alleges that Deputy Estep “smashed in [Plaintiffs] door and forced it open” without a warrant, probable cause, exigent circumstances or consent, approximately 30 minutes after a young boy called from Plaintiffs residence stating that his parents were “about to fight.” SAC ¶¶ 15-16, 26.
Contrary to Defendants’ contention, the facts alleged in the SAC do not demonstrate that the officer Defendants had probable cause to search Plaintiffs residence, and that exigent circumstances justified the warrantless intrusion. Defendants have not cited any specific and artic-ulable facts alleged in the SAC supporting their position. For instance, Defendants have not cited any allegations establishing that the officer Defendants had an objectively reasonable basis for believing that a person inside the residence was seriously injured or threatened with such injury. Other than the 911 call from a young boy alerting police to a potential for domestiс abuse, and the failure of the boy to answer a return phone call by the Sheriffs Office, there are no facts in the SAC creating an exigency justifying entry into Plaintiffs residence without a warrant. While the Ninth Circuit has recognized that domestic violence cases present a unique set of dangers
b. Qualified Immunity
Defendants contend that they are insulated from liability for their war-rantless entry under the doctrine of qualified immunity. Defs.’ Mot. at 5. “The doctrine of qualified immunity protects government officials from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Stanton v. Sims, — U.S. -,
An officer is entitled to qualified immunity unless (1) the facts that a plaintiff has alleged make out a violation of a constitutional right, and (2) the right was “clearly” established at the time of the alleged misconduct. Pearson, 555. U.S. at 232,
Whether a right is clearly established must be “undertaken in light of the specific context of the case, not as a broad general proposition.” Saucier,
Here, the Court has found that the SAC alleges sufficient facts to state a violation of Plaintiffs constitutional right to be free from an unreasonable search of his residence under the Fourth Amendment. As noted above, it is well-established that, absent exigent circumstances or the applicability of the emergency doctrine, the Fourth Amendment requires that a search warrant be obtained prior to entering a private residence. Defendants have not cited any allegations in the SAC demonstrating that a reasonable police officer, in the officer Defendants’ position, could have believed that the Fourth Amendment permitted them to enter Plaintiffs residence without a warrant. At the time of the entry into Plaintiffs residence, a reasonable officer, possessing knowledge of the facts alleged in the SAC, would have known that he or she lacked reasonable grounds to believe that exigent circumstances existed to justify a warrant-less entry. The law existing at the time of the warrantless entry provided the officer Defendants with fair warning that their conduct was unlawful. The SAC alleges that a young boy placed a 911 call to the police from Plaintiffs residence stating that his parents were “about to fight,” a return phone call from the Sheriffs Office was not answered, and that, approximately 30 minutes later, Deputy Estep “smashed in the door [to Plaintiffs residence] and forced it open.” The SAC does not allege any facts known to the officer Defendants disclosing danger and creating an exigency justifying a warrantless entry. Accordingly, Defendants’ motiоn to dismiss Plaintiffs unlawful entry claim on qualified immunity grounds is DENIED.
Plaintiffs third claim for relief alleges that the officer Defendants arrested him for child endangerment solely because he is an African-American male in violation of his Fourteenth Amendment rights. SAC ¶ 35. Plaintiff alleges that, “[d]espite specific knowledge” that his fiancé “had engaged in the same conduct” as he did, the officer Defendants arrested him but not her in violation of his equal protection rights. Id. Defendants contend that dismissal of this claim is appropriate because Plaintiff has failed to adequately plead a “class-of-one” equal protection claim; specifically, they argue that Plaintiff has not pled sufficient facts to establish that he was treated differently from' others similarly situated. Defs.’ Mot. at 7-8.
The Equal Protection Clause guarantees, “No state shall ... deny to any person within its jurisdiction the equal protection of the laws,” U.S. Const, amend. XIV, § 1, which is essentially a direction that all persons similarly situated should be treated alike. City of Cleburne v. Cleburne Living Center, Inc.,
An equal protection claim based on a “class of one,” which does not depend on a suspect classification such as race or gender, requires a plaintiff to allege that he has been (1) “intentionally treated differently from others similarly situated” and (2) “there is no rational basis for the difference in treatment.” Village of Willowbrook,
Class-of-one equal protection claims are not cognizable with respect to all state decisions. In Engquist, the Supreme Court held that “the class-of-one theory of equal protection has no application in the public employment context” because the “class of one” theory is a “poor fit” in a context involving discretionary decision-making. Engquist,
There are some forms of state action ... which by their nature involve discretionary decisionmaking based on a vastarray of subjective, individualized assessments. In such cases the rule that people should be ‘treated alike, under like circumstances and conditions’ is not violated when one person is treated differently from others, because treating like individuals differently is an accepted consequence of the discretion granted. In such situations, allowing a challenge based on the arbitrary singling out of a particular person would undermine the very discretion that such state officials are entrusted to exercise.
Id. at 603,
Since Engquist, some courts have held that class-of-one claims cannot be brought in the law enforcement context. See, e.g., Flowers v. City of Minneapolis,
Here, Defendants do not argue that Plaintiff cannot bring a class-of-one claim as a matter of law under Engquist.
4. Unlawful Arrest Claim
Plaintiffs fourth claim for relief alleges that Sergeant Felix, Deputy Estep, Deputy Fernandez, Deputy Giammalvo, and Deputy Miguel arrested him without probable cause in violation of his Fourth Amendment rights. SAC ¶ 39. Defendants contend that dismissal of this claim is appropriate because Plaintiff has failed to allege facts which plausibly suggest that his arrest was unlawful, that is, without probable сause. Defs.’ Mot. at 8-9. In addition, Defendants argue they are entitled to qualified immunity. Id. at 9.
A law enforcement officer must have probable cause to make a war-rantless arrest. See Tennessee v. Garner,
Here, Plaintiff has alleged sufficient facts to state a рrima facie case for false arrest in violation of his Fourth Amendment rights. The SAC alleges that Plaintiff was arrested inside his residence without a warrant and without probable cause approximately 30 minutes after a young boy called from his residence stating that his parents were “about to fight.” SAC ¶¶ 15-18, 39. There are no allegations in the SAC demonstrating that the officer Defendants could have believed, based on the information known to them, that Plaintiff had committed a crime or was committing a crime at the time they entered his residence without a warrant and arrested him. Accordingly, Defendants’ motion to dismiss Plaintiffs unlawful arrest claim for failure to state a claim is DENIED.
b. Qualified Immunity
Defendants contend that they are insulated from liability under the doctrine of qualified immunity for their warrantless arrest of Plaintiff. Defs.’ Opp. at 9-10. Specifically, Defendants argue that they are entitled to qualified immunity because, under the totality of the circumstances, the officer Defendants had probable cause to believe that Plaintiff committed the crime of child endаngerment. Id. at 10. According to Defendants, the facts alleged in the SAO “are sufficient for the Defendants to believe that Plaintiff was inflicting mental suffering on his fiancé’s children by willfully fighting with their mother in their presence.” Id. The Court disagrees.
Having determined that Plaintiff has pled sufficient facts to state a cognizable claim for false arrest in violation of the Fourth Amendment, the issue is whether, at the time of the violation, the constitutional right was “clearly established.” Saucier,
5. Malicious Prosecution Claim
PlaintifPs fifth claim for relief alleges that Sergeant Felix, Deputy Estep, Deputy Fernandez, Deputy Giammalvo, and Deputy Miguel are liable for malicious prosecution for supplying the prosecutor with false information and leading the prosecutor to maintain charges against him without a reasonable basis. SAC ¶ 44. Defendants contend that the officer Defendants are “immune” from liability for this claim on two grounds: (1) Plaintiff has failed to allege sufficient facts to rebut the presumption that the prosecutor exercised independent judgment in deciding to bring charges against him; and (2) the officer Defendants are immune from malicious prosecution claims under California Government Code § 821.6. Defs.’ Mot. at 11-12.
“[A] claim for malicious prosecution is not generally cognizable under ... § 1983 if process is аvailable within the state judicial system to provide a remedy.” Usher v. City of Los Angeles,
Under § 1983, a “criminal defendant may maintain a malicious prosecution claim not only against prosecutors but also against others — including police officers and investigators — who wrongfully caused his prosecution.” Smith v. Almada,
.The decision to file a criminal complaint is presumed to result from an independent determination on the part of the prosecutor, and thus, precludes liability for those who participated in the investigation or filed a report that resulted in the initiation of proceedings. Awabdy,
Here, the Defendants have not demonstrated that dismissal of Plaintiffs malicious prosecution claim is warranted on the ground that Plaintiff has failed to allege suffiсient facts to rebut the presumption that the prosecutor exercised independent judgment in deciding to bring charges against him. As an initial matter, the Court notes that the presumption of prosecutorial independent judgment is an evidentiary presumption that is applicable at the summary judgment stage to direct the order of proof; “it is not a pleading requirement to be applied to a motion to dismiss, before discovery has taken place.” Galbraith,
Plaintiff has pled facts that, if established, rebut the presumption of prosecuto-rial independence. The SAC alleges that Sergeant Felix, Deputy Estep, Deputy Fernandez, Deputy Giammalvo, and Deputy Miguel violated Plaintiffs Fourth Amendment rights by “arresting [him] without probable cause, providing the prosecutor with false information as to the events in question,” and by “causing the prosecutor to maintain a prosecution against [him] for cruelty to child by endangering health[,] and [for] resisting, obstructing and delaying a peace officer knowing there was not even a reasonable basis for bringing said charge's.... ” SAC ¶ 44. The SAC further alleges that Plaintiff was charged with these violations “based solely on the information supplied by defendants,” id. ¶23, and that the officer Defendants “subjected [him] to [constitutional] deprivations by malice and a reckless and conscious disregard of his rights,” id. ¶45. Defendants, for their part, have not cited any authority holding that the facts are insufficient to survive a motion to dismiss.
Finally, as for Defendants’ contention that Plaintiffs § 1983 malicious prosecution claim is subject to dismissal on the ground that it is barred by California Government Code § 821.6,
6. Monell Claim
Plaintiffs sixth claim ,for relief alleges that the County failed, with deliberate indifference, to properly and adequately hire, train, retain, supervise, and discipline its law enforcement officers to prevent the violation of Plaintiffs constitutional rights. SAC ¶ 49. Defendants contend that dismissal of this claim is appropriate because Plaintiff has failed to allege sufficient facts to state a cognizable claim for municipal liability. Defs.’ Mot. at 13-15.
A local government may be liable under § 1983 if the governmental body itself “subjects” a person to a deprivation of rights or “causes” a person “to be subjected” to such deprivation. Monell,
“In limited circumstances, a local government’s decision not to train' certain employees about their legal duty to avoid violating citizens’ rights may rise to the level of an official government policy for purposes of § 1983.” Connick v. Thompson, — U.S. -,
“[W]hen city policymakers are on actual or constructive notice that a particular omission" in their training program causes city employees to violate citizens’ constitutional rights, the city mаy be deemed deliberately indifferent if the policymakers choose to retain that program.” Connick,
“A pattern of similar constitutional violations by untrained employees is ‘ordinarily necessary’ to demonstrate deliberate indifference for purposes of failure to train.” Connick,
In the Ninth Circuit, a plaintiff alleging a Monell claim based on inadequate training must show: (1) that the plaintiff was deprived of a constitutional right, (2) the municipality had a training policy that “amounts to deliberate indifference to the [constitutional] rights of the persons’ with whom [its police officers] are likely to come into contact;” and (3) that the constitutional injury would have been avoided had the municipality properly trained those officers. Blankenhorn v. City of Orange,
As an initial matter, the Court notes that Plaintiffs opposition contains no argument in respоnse to Defendant’s motion to dismiss his Monell claim. Instead, Plaintiff directs the Court to the arguments he made in opposition to Defendants’ motion to dismiss the FAC. Pl.’s Opp. at 15. Plaintiff states that because the arguments are “identical,” he “relies on [his] prior opposition.” Id. It is wholly improper for Plaintiff to incorporate by reference legal arguments made in a brief filed in connection with a motion that is not before the Court. The Court refuses to allow Plaintiff to engage in such conduct as it would provide an effective means of circumventing page limits on briefs set forth in the Civil Local Rules and this Court’s Civil Standing Orders. Therefore, the Court will not consider the arguments that Plaintiff improperly seeks to incorporate by reference. This Court only considers arguments that are specifically and distinctively raised by the parties in their briefs. See Indep. Towers of Wash.,
The above notwithstanding, the Court must determine whether Defendants have demonstrated that Plaintiff has failed to state a сognizable Monell claim. In support of this claim, Plaintiff alleges that the officer Defendants “do not know what constitutes reasonable force or proper war-rantless entry, arrest, seizure or search because of inadequate training and or tolerance by [the] County ... or its Sheriffs Office.” SAC ¶ 49. Plaintiff further alleges that the County has “no policy in place directing its law enforcement officers ... to know when and how to make a warrant-less entry into a residence, search a residence, seize, or arrest occupants,” and has “failed to train its law enforcement officers in proper warrantless entry, search, seizure, and arrest, and particularly when to point their guns at individuals they encounter and when to physically take persons into custody with force who are lawfully in their homes.” Id. ¶ 51. Plaintiff asserts that “[s]aid lack of policy and failure to train has exposed those who are in compliance with the law to deprivations of their Fourth Amendment rights,” id. ¶ 52,
Here, while Plaintiff hаs not alleged a pattern of similar,violations demonstrating the County’s deliberate indifference to his constitutional rights, Plaintiff has alleged sufficient facts that, if proven, may establish that the consequences of the County’s failure to train were so “patently obvious” that the County can be held liable under § 1983 without proof of a preexisting pattern of violations. Viewing the allegations in the SAC in the light most favorable to Plaintiff, the Court finds that he has stated a Monell claim that is plausible on its face. It is plausible that the County’s failure to train was so obviously deficient that the County could be subject to liability under § 1983 as a result of a single incident. Accordingly, Defendants’ motion to dismiss Plaintiffs Monell claim is DENIED.
B. Motion to Strike
Pursuant to Rule 12(f) of the Federal Rules of Civil Procedure, Defendants move to strike Plaintiffs request for punitive damages against Sergeant Felix and Lieutenant Madigan. Defs.’ Mot. at 4-6, Dkt. 46-1. In response, Plaintiff filed a statement of non-opposition. Dkt. 48.
Under' Federal Rule of Civil Procedure 12(f), a court “may strike from a pleading an insufficient defense or any redundant, immaterial, impertinent, оr scandalous matter.” Fed.R.Civ.P. 12(f). Although Plaintiff does not oppose Defendants’ motion to strike, the Court finds that it is improper to strike Plaintiffs request for punitive damages against Sergeant Felix and Lieutenant Madigan under Rule 12(f). See Whittlestone, Inc. v. Handi-Craft Co.,
Where a motion is in substance a Rule 12(b)(6) motion, but is incorrectly denominated as a Rule 12® motion, a court may convert the improperly designated Rule 12® motion into a Rule 12(b)(6) motion. Hillery,
IV. CONCLUSION
For the reasons stated above, IT IS HEREBY ORDERED THAT:
1. Defendants’ motion to dismiss is DENIED.
2. Defendants’ Rule 12(f) motion to strike Plaintiffs claims for punitive damages against Sergeant Felix and Lieutenant Madigan is DENIED. The Court converts Defendants’ Rule 12(f) motion to strike into a Rule 12(b)(6) motion to dismiss and DISMISSES Plaintiffs claims for punitive damages against Sergeant Felix and Lieutenant Madigan.
3. This Order terminates Docket 46 and Docket 47.
IT IS SO ORDERED.
Notes
. The Defendants are: the County, Lieutenant Thomas F. Madigan ("Lieutenant Madigan”), Sergeant Mario Felix ("Sergeant Felix”), Deputy Kevin H. Estep ("Deputy Estep”), Deputy Brian R. Fernandez ("Deputy Fernandez”), Deputy Michael J. Giammalvo ( "Deputy Gi-ammalvo”), and Deputy Justin Miguel ("Deputy Miguel”) (collеctively, "Defendants”). The Defendants were all employed y the Alameda County Sheriff's Office at the time of the incident giving rise to this suit. Second Am. Compl. ("SAC") ¶¶ 6-11.
. There are, however, exceptions to this rule. The Court may consider a limited set of documents without converting a Rule 12(b)(6) motion into a motion for summary judgment: documents attached to the complaint, documents incorporated by reference in the complaint, or matters that can be judicially noticed. See United States v. Ritchie,
. The SAC does not incorporate by reference portions of the FAC.
. Three requirements must be satisfied in order to justify a warrantless search under the emergency doctrine: (1) the police must have reasonable grounds to believe that there is an emergency at hand and an immediate need for their assistance for the protection of life or property; (2) the search must «not be primarily motivated by intent to arrest and seize
. The Ninth Circuit has observed that "[t]he volatility of situations involving domestic violence” makes them particularly dangerous. Martinez,
. In Brooks, an officer was dispatched to a hotel room after a guest called 911 to report "sounds of a woman being beaten” in the room next door. Brooks,
. As such, the Court does not reach the issue of whether Plaintiffs equal protection claim fails as a matter of law on the ground that he has failed to state a cognizable legal theory.
. The specific constitutional right at issue may include, but is not limited to, a right secured by the Fourth Amendment. See Awabdy,
. See Usher,
. Section 821.6 provides that “[a] public employee is not liable for injury caused by his instituting or prosecuting any judicial or administrative proceeding within the scope of employment, even if he acts maliciously and without probable cause.” Cal. Gov’t Code § 821.6.
. The rare situation was described in City of Canton through "the hypothetical example of a city that arms its police force with firearms and deploys the armed officers into the public to capture fleeing felons without training the officers in the constitutional limitation on the use of deadly force.” Connick,
