549 A.2d 1092 | Conn. Super. Ct. | 1986
Before the court is the motion by the plaintiff, Mildred Williams, to set aside a jury verdict in favor of the defendant, John Coppola, for the reason that the defendant used his peremptory challenges in violation of the state and federal constitutions by striking from the jury panel every black person who was not excused for cause. This civil case was brought *49 by the plaintiff, Mildred Williams, a black person, seeking damages against the defendant, John Coppola, a white person, for injuries she sustained as a result of an automobile accident. The plaintiff and the defendant were the operators of the automobiles involved in a collision which occurred on Dixwell Avenue in Hamden on February 12, 1979. The defendant denied liability and filed a special defense alleging that the plaintiff's contributory negligence was the cause of the collision.
The plaintiff seeks to set aside the jury verdict and seeks a new trial under the provisions of the state constitution guaranteeing the rights to trial by a jury; art. I, § 19; and to equal protection; art. I, §§ 1 and 20; and under the federal constitutional right to equal protection, the
Before evaluating the constitutional claims the court deems it advisable to put this case in its proper perspective. The plaintiff does not claim and the court does not find that the jury in this trial was biased. Clearly, the issue of liability was a close call and could reasonably have gone either way under the rules of comparative negligence. But that, of course, is not the issue that is before the court. The sole issue is whether the defendant violated the constitutional rights of the plaintiff in the manner in which he exercised his peremptory challenges.
On May 29, 1986, the case was first tried to a jury3 presided over by a state trial referee, Hon. Henry J.DeVita. The jury, in the first trial, was composed of six women, three of whom were black. On June 5, 1986, the state trial referee declared a mistrial because the jurors were hopelessly deadlocked, four in favor of finding liability for the plaintiff and two for the defendant.4 As stated in his brief, counsel for the defendant believed that "[a]ll three (3) black jurors voted in favor of awarding damages to the plaintiff."
Since the defendant came from New Zealand, where he was then employed, to try this case, he was accommodated with a prompt retrial. For the retrial a panel of venirepersons was selected by lot5 on June 12, 1986, and the court, Berdon, J., indoctrinated them at the start of the voir dire. The remarks included the following: "[O]ur state constitution and our state statutes *51
. . . [provide that] each side may excuse up to a certain number of prospective jurors without citing any reason at all to the court. They are called peremptory challenges. So if you are not accepted for this jury do not feel bad. It's probably one of the attorneys on behalf of his or her client exercising that constitutional and statutory right to excuse you without citing any reason to the court." Each party was granted four peremptory challenges because two alternates, in addition to the jury of six, were to be selected. General Statutes §§
The first panel of venirepersons consisted of fifteen, four black and eleven white persons. At the outset of the voir dire, the court excused on its motion for cause one of the black venirepersons (together with several others for varying reasons) because he had associated with the plaintiff's husband. The second black juror, upon motion by the plaintiff and with the agreement of the defendant, was excused for cause because he was not fully able to comprehend the proceedings. The third and fourth black persons were peremptorily excused by the defendant. By the time the first panel was exhausted, the plaintiff had exercised three peremptory challenges, the defendant had exercised two peremptory challenges by excusing the two black venirepersons, and four white jurors had been accepted.
A second panel of eleven venirepersons, consisting of one black person and ten white persons, was selected by lot. The first person of the second panel called for voir dire, a white person, was accepted as the fifth juror. The second person, a black woman, was examined by the plaintiff's counsel. Her responses to the questions indicated that she worked at a local factory, that she had once been involved in an automobile accident but had not been injured, that she would not have difficulty with the issue of damages if the jury found the defendant liable, that she believed that a person *52 did not necessarily have to have a broken bone to experience pain and that she would not give more credibility to a police officer merely because he was a police officer. At the conclusion of the plaintiff's voir dire examination, counsel for the defendant said "I've no questions." Out of venireperson's presence, the plaintiff accepted her and the defendant struck her by using his third peremptory challenge.
The plaintiff then moved to strike all the jurors chosen and commence the selection of another jury with a new panel, arguing that her federal and state constitutional rights to trial by jury and equal protection of the law were violated because the defendant had used his three peremptory challenges to remove every black venireperson from the two panels. A hearing was held on the plaintiff's motion. Counsel for the defendant conceded that race was a factor, but not the only one, in making his decision to challenge peremptorily the three black venirepersons. Although he claimed there were other reasons, he did not articulate them. Counsel made it quite clear that he was of the opinion that he was not required to give reasons and that if the court did strike the jurors selected and begin another voir dire, he would exercise his client's challenges in any way he saw fit without justifying his decision.
The court reserved decision on the plaintiff's motion. The remaining juror and alternates were selected from the balance of the second panel, which resulted in impaneling an all white jury and alternates. After hearing the evidence, the summation of the attorneys and the court's instructions, the jury on June 24, 1986, retired at 2 p.m. to consider its verdict. At 3:35 p.m. it returned a verdict in favor of the defendant. The jurors, in answering interrogatories that had been submitted to them, found that the plaintiff had proven the defendant to be negligent, but that his negligence was not a proximate cause of the accident. *53
Although § 19 does not explicitly guarantee a civil trial by an "impartial" jury as do § 10 of article first of the state constitution and the
An essential element of this right to trial by an impartial jury is that the venire be composed of a representative cross section of the community. State v. Nims,
One important reason that the petit jury must be drawn from a venire composed of a representative cross section of the community is to assure "diffused impartiality." Id., 227; Commonwealth v. Soares,
Although this representative cross section of the community standard was not articulated in the early common law, fairness and integrity in the selection process were always the touchstone. "It being indispensable to the pure administration of justice, in trials by jury, that the jurors should be selected with the utmost fairness and integrity, courts have always deemed it a good cause of challenge to them, that the officer returning them was interested, or guilty of any partiality or misconduct, in their selection; and so careful and jealous are they on this subject, that the objection on this ground goes, not only to the particular jurors returned under the influence of such improper motives or conduct, but extends to the whole panel and is a cause of challenge to the array." Quinebaug Bank v. Tarbox,
Notwithstanding the representative cross section of the community standard, there is no constitutional right that the petit jury will result in any particular composition. "The random drawing of petit jurors from the venire is by its very nature inconsistent with any guarantee of a particular resulting composition." McCray
v. Abrams,
This, however, does not mean that the constitutional right to an impartial jury ceases to be operative during the selection of the petit jury. If this were so there would be no purpose for mandating that the venire be composed of a cross section of the population. "No defendant has ever been tried before a venire; the venire is not the body that deliberates in the jury room; no defendant has ever been found guilty by a venire. If there is a . . . [constitutional] requirement that the venire represent a fair cross section of the community, it must logically be because it is important that the defendant have the chance that the petit jury will be similarly constituted." McCray v. Abrams, supra. It follows, then, that the state constitutional right to trial by an impartial jury guarantees a party not the right to a jury composed of a cross section of the population, but a fair chance of obtaining such a jury. Id., 1129. In other words, a petit jury is "inevitably . . . affected by the vicissitudes of the draw . . . ." Commonwealth v. Soars, supra, 483. Accordingly, those procedures used to select the petit jury during the voir dire that may interfere with the chance that the petit jury will represent a fair cross section of the community are subject to constitutional scrutiny of the right to trial by jury under both §§ 8 (criminal) and 19 (civil) of article first.6 *57
Nevertheless, the constitution is not offended when a venireperson, even if a member of a cognizable group, is excused for cause when he or she has an interest, bias or prejudice related to the unique situation presented by the case or has expressed or formed an opinion regarding the case. This would also be the situation when the prospective juror is so closely connected to a party or witness that it can be presumed that he or she has such an interest, bias or prejudice. "Removal in such cases is clearly appropriate in the interest that persons actually prejudiced not be seated on the jury even if it tends to skew an otherwise balanced panel." Id., 482. So, in the present case, the plaintiff did not complain about the court's excusing the black venireperson because he knew and was associated with the plaintiff's husband.
The peremptory challenge predates the common law and is said to have been derived from Roman law. "`[T]he Lex Servilia (B.C. 104) enacted that the accuser and the accused should severally propose one hundredjudices, and that each might reject fifty from the list of the other, so that one hundred would remain to try the alleged crime.'" W. Forsyth, History of Trial by Jury 175 (1852), quoted in Batson v. Kentucky,
In Connecticut, the right to challenge peremptorily a venireperson was preserved for all times in the state constitution. Article fourth of the amendments applicable to § 19 of article first, adopted December 22, 1972, provides in part as follows: "In all civil and criminal actions tried by a jury, the parties shall have the right to challenge jurors peremptorily, the number of such challenges to be established by law. The right to question each juror individually by counsel shall be inviolate." Nevertheless, it is obvious that the framers of this amendment did not intend to expand the common law peremptory challenge but did seek to guarantee the right to question each juror individually. See 14 H.R. Proc., Pt. 5, 1971 Sess., p. 2366; 14 S. Proc., Pt. 5, 1971 Sess., p. 1984.
The purposes of the peremptory challenge are to "eliminate those jurors perceived as harboring subtle biases with regard to the case which were not elicited on voir dire or which do not establish legal cause for challenge . . . ." Commonwealth v. Soares, supra, 483-84. "Indeed the very availability of peremptories allows counsel to ascertain the possibility of bias through probing questions on the voir dire and facilitates the exercise of challenges for cause by removing the fear of incurring a juror's hostility through examination and challenge for cause." Swain v. Alabama, supra, 219-20. Although the peremptory challenge has been described as one to be "exercised without a reason stated, without inquiry and without being subject to the court's control"; id., 220; even Swain recognized that the "purposeful or deliberate denial to Negroes on account of race of participation as jurors in the *59 administration of justice violates the Equal Protection Clause." Id., 203-204. And Batson v. Kentucky, supra, put the flesh on Swain's bones by redefining the evidentiary burden of proof required in a given case. Batson v. Kentucky, supra, 93-98.
If a party were to have the unfettered right to exercise peremptory challenges for any reason, the right to trial by an impartial jury would lose its meaning. So, if blacks could be struck from the jury merely because they were black, there would be no purpose in taking elaborate steps to guarantee their inclusion in the venire. This is especially true when the minority group is composed of few individuals and their complete exclusion from the jury could be effectively accomplished by the exercise of peremptory challenges. For example, in the present case, from the two panels of prospective jurors consisting of twenty-six selected by lot from the venire, only five were black. Since each party had four peremptory challenges, the basic concept of trial by a jury composed of a possibility of a cross section of the community could be frustrated by exercising them against the minority group. "[W]hen a party presumes that certain jurors are biased merely because they are members of an identifiable group distinguished on racial, religious, ethnic, or similar grounds — we may call this `group bias' — and peremptorily strikes all such persons for that reason alone, he not only upsets the demographic balance of the venire but frustrates the primary purpose of the representative cross-section requirement. That purpose, as we have seen, is to achieve an overall impartiality by allowing the interaction of the diverse beliefs and values the jurors bring from their group experiences. Manifestly if jurors are struck simply because they may hold those very beliefs, such interaction becomes impossible and the jury will be dominated by the conscious or unconscious prejudices of the majority. Seen in this light, the presumed *60 group bias that triggered the peremptory challenges against its members is indistinguishable from the group perspective we seek to encourage by the cross-section rule." People v. Wheeler, supra, 276.
There are those who predict that any limitation on the peremptory challenge signals the end of its use as "an effective jury selection tool." McCray v. Abrams, supra, 1139. Tools that deprive a party of a trial by an impartial jury or even the perception of such a trial have no place in a constitutional democracy. Nevertheless, this constitutional tuning of the peremptory challenge does not deprive the litigant of any legitimate trial tactic. "In fashioning a balance between the goal of diffused impartiality in the petit jury and the limitations inherent in a feasible and fair process of jury selection, we preserve a legitimate and significant role for the peremptory challenge. Toward the end of `eliminat[ing] extremes of partiality on both sides,' and of assuring the parties `that the jurors before whom they try the case will decide on the basis of the evidence placed before them, and not otherwise,' [Swain v. Alabama, supra, 219], peremptory challenges may be used to eliminate prospective jurors whose unique relationship to the particular case raises the spectre of individual bias. Both parties retain wide discretion to exercise peremptory challenges in this manner." Commonwealth v. Soares, supra, 485.
Therefore, the court concludes that the use of peremptory challenges to exclude prospective jurors solely on the basis of membership in a cognizable group, within the meaning of the representative cross section rule, violates a party's state constitutional right to trial by jury in both civil and criminal cases. Other state courts, with similar state constitutional provisions which protect the right to trial by jury, have come to the same conclusion. E.g., Malvo v. J. C. Penney Co.,
In formulating an appropriate procedure, however, the court must be careful not to discourage a party "from using peremptory challenges in all proper instances to further, though not undermine, the right to trial by an impartial jury." State v. Gilmore, supra, 533. Accordingly, the court patterns the required procedure and burden of proof on the seminal case of People v. Wheeler, supra.
As a threshold matter, the party who believes his opponent is using his or her peremptory challenges in *62 an unconstitutional manner must make a timely objection and a complete record of the abuse. People v.Wheeler, supra, 280. In the present case, this was done by the plaintiff. After the last black juror was excused, the plaintiff sought to strike the chosen jurors and to proceed with a new panel. A record was made of the number of black jurors excused and the party who excused them.
Next, the party "must establish that the persons excluded are members of a cognizable group within the meaning of the representative cross-section rule." Id.7
Clearly, in the present case, the blacks challenged were members of a cognizable group. State v. Haskins,
The challenging party must rebut the presumption that the other party is exercising his or her peremptory challenges in a constitutional manner. This presumption is not only mandated by the constitutional cloak placed on the peremptory challenge, but also out of homage to its very old credentials; State v. Gilmore, supra, 535; and "out of respect for counsel as officers of the court." People v. Wheeler, supra, 278.
In order for the moving party to rebut this presumption, he or she must establish a prima facie case by showing, on the basis of all the circumstances of the case, "a strong likelihood that such persons are being challenged because of their group association rather than because of any specific bias. We shall not attempt a compendium of all the ways in which a party may seek to make such a showing. For illustration, however, we mention certain types of evidence that will be relevant for this purpose. Thus the party may show that his opponent has struck most or all of the members of the identified group from the venire, or has used a disproportionate number of his peremptories against the group. He may also demonstrate that the jurors in question share only this one characteristic — their membership in the group — and that in all other respects they are as heterogeneous as the community as a whole. Next, the showing may be supplemented when appropriate by such circumstances as the failure of his opponent to engage these same jurors in more than desultory voir dire, or indeed to ask them any questions at all." People v. Wheeler, supra, 280-81.
In the present case, given the totality of the circumstances, the court finds that there was a strong likelihood that the defendant used his peremptory challenges on those excused by him because they were black, rather than because of any specific bias.9 "Whether *64 race was, in fact, the exclusive basis need not be proved;the objecting party need only make a prima facie showing, as here, that the peremptory challenges against black jurors were most likely motivated by group bias alone." Holley v. J S Sweeping Co., supra, 593-94. The defendant used three of his four peremptory challenges to eliminate from both panels every black person who was not excused for cause by the court. He never exercised his fourth challenge. Surely that alone establishes a prima facie case here. See Batson v. Kentucky, supra, 97; Clark v. Bridgeport, supra, 891. Furthermore, after an uneventful voir dire of the last black person by the plaintiff, the defendant merely excused her without asking any questions. Finally, in this case, the proof of such a likelihood is further enhanced when the above facts are placed in the context that the plaintiff is black and the defendant is white, and counsel for the defendant believed the jury in the first trial split along racial lines.
Clearly, the plaintiff established a prima facie case.10 Under these circumstances, the burden shifts to the other party to show that his or her challenges were not predicated on group bias. "The showing need not rise to the level of a challenge for cause. But to sustain his burden of justification, the allegedly offending party *65 must satisfy the court that he exercised such peremptories on grounds that were reasonably relevant to the particular case on trial or its parties or witnesses — i.e., for reasons of specific bias . . . . He, too, may support his showing by reference to the totality of the circumstances: for example, it will be relevant if he can demonstrate that in the course of this same voir dire he also challenged similarly situated members of the majority group on identical or comparable grounds."People v. Wheeler, supra, 281-82.
At the hearing on the plaintiff's motion to strike the jurors chosen and start again with a new panel, the defendant conceded that race was a factor. He, however, also claimed other vague reasons but never specifically related them to justify the excusing of even one of the black venirepersons. His general position was expressed as follows: "I'm entitled in a civil case to exercise my [client's] peremptory challenge the way I see fit. That's clear. There's no case in this or any other jurisdiction that asserts otherwise." The general assertions of the defendant's counsel are insufficient. The defendant "must articulate a neutral explanation related to the particular case to be tried." Batson v.Kentucky, supra, 98. "While he need not approximate the grounds required by a challenge for cause, his reasons must pertain to the individual qualities of the prospective juror and not to that juror's group association."Commonwealth v. Soares, supra, 491. The defendant failed to carry his burden.
The court feels compelled to comment on one other matter. In addition to the violation of the plaintiff's constitutional right to a trial by an impartial jury, there is another substantial concern. The use of peremptory challenges to remove all the possible jurors of one of the party's race seriously impairs the perception of justice. Members of a minority, under those circumstances, could never feel that they received a fair trial. "Selection *66
procedures that purposefully exclude black persons from juries undermine public confidence in the fairness of our system of justice." Batson v. Kentucky, supra, 87. "`[J]ustice must satisfy the appearance of justice.'Offutt v. United States,
This court is unable to allow to stand this verdict, which was rendered by a jury chosen in violation of the plaintiff's state constitutional right to a trial by an impartial jury under § 19 of article first, as amended, of the constitution of the state of Connecticut. Accordingly, the motion to set aside the verdict is granted and a new trial is ordered.