AMENDED OPINION AND ORDER
Plаintiff Andrew Williams brings the instant action against defendants: (1) the
As an initial matter, this Court notes that defendants Kennedy and DellaDonna have not been served by plaintiff in accordance with the time limits provided by Fed. R. Civ. P. 4. Consequently, the claims аgainst defendants Kennedy and Della-Donna are dismissed without prejudice. See Fed. R. Civ. P. 4(c), (m). Also, the claims against defendants Pirro, Garreto and Docherty were dismissed with prejudice by stipulation dated November 22, 2005.
Defendants the City, the Department and Conley (collectively, the “defendants”) now move to dismiss under Fed. R. Civ. P. 12(b)(6) for failure to state a claim upon which relief can be granted. For the following reasons, defendants’ motion is granted in part and denied in part. In addition, this Court dismisses without prejudice the claims against defendants Police Officers John Doe 1-5, as the Complaint fails to allege any facts indicating that any police officers other than Conley and DellaDonna were involved in the incidents alleged therein.
BACKGROUND
The following facts are taken from the Complaint, unless otherwise noted. On September 16, 2004, plaintiff Williams was working at the Mount Vernon Western Beef grocery store stocking shelves when he was approached by two men later identified as Police Officers Conley and Della-Donna. (Compita 17.) These two officers were in plain clothes rather than in police uniforms and bore no visible police insignia. 1 (Id.) As the pair neared plaintiff, the Complaint alleges one of the officers said “Tim,” and Williams responded “What?”. (Compita 18.) According to the police report, however, the officers observed Williams, saw him as fitting the description of Fields that they had received, approached him and said, “Hey Tim,” whereupon Williams reportedly “acknowledged” their identification by responding ‘What.” (Sherwani Deck, Ex. C at 1.) The parties dispute the inflection attributed to plaintiffs “What,” response, i.e., whether it connoted puzzlement (plaintiffs version) or affirmation of idеntity (defendants’ version).
Intonation aside, Williams alleges that immediately following this response, the
The next morning, Williams was arraigned on charges of obstructing governmental administration, pursuant to N.Y. Penal Law § 195.05, and resisting arrest, pursuant to N.Y. Penal Law § 205.30. (Id.) Ultimately, Mount Vernon City Judge William Edwards dismissed both charges, finding that the misdemeanor information was facially insufficient given that none of the essential elements of obstructing governmentаl administration were met and that Conley and DellaDonna lacked reasonable suspicion to arrest Williams. (Id. ¶ 25; Sattler Decl., Ex. A.)
DISCUSSION
L Standard of Review
On a motion to dismiss pursuant to Fed. R. Crv. P. 12(b)(6), the issue is “whether the claimant is entitled to offer evidence to support the claims.”
Scheuer v. Rhodes,
“In assessing the legal sufficiency of a claim, the Court may consider those facts alleged in the complaint, documents attached as an exhibit thereto or incorporated by reference ... and documents that are ‘integral’ to plaintiffs claims, even if not explicitly incorporated by reference.”
John v. N.Y.C. Dept, of Corrs.,
II. Qualified Immunity 2
“The doctrine of qualified immunity shields police officers acting in their
Qualified immunity can be established in three ways: (1) if defendant’s acts did not violate a clearly established constitutional right; (2) if it remains unclear as to whether an exceрtion permitted such acts; and (3) if, even though the law was clearly established, “ ‘it was objectively reasonable for [the defendant] to believe that his acts did not violate those rights.’ ”
Sorensen v. City of New York,
A. Probable Cause and Qualified Immunity
It is well established that an arrest without probable cause is a constitutional violation.
See, e.g., Golino v. City of New Haven,
When examining qualified immunity in the context of a suit for damages based on an arrest allegedly without probable cause, courts must grant a defendant qualified immunity “if either (a) it was objectively reasonable for the officer to believe that probable cause existed, or (b) officers of reasonable competence could disagree on whether the probable cause test was met.”
Golino,
exists when a reasonable police officer in the same circumstances and possessing the same knowledge as the officer in question could have reasonably believed that probable cause existed in the light of well established law. It is inevitable that law enforcement officials will in some cases reasonably but mistakenly conclude that probable cause is present, and we have indicated that in such cases those officials — like other officials who act in ways they reasonably believe to be lawful — should not be hеld personally liable.
Id.
at 247-48 (quoting
Cerrone v. Brown,
B. Analysis of Probable Cause on Suspected Drug Charges
Conley argues he is entitled to qualified immunity because he (and his partner) conducted only an investigatory stop of a potentially dangerous narcotics suspect in an attempt to confirm their suspicions that plaintiff was in fact the suspect. Conley asserts that plaintiff responded by acknowledging the name “Tim” and only denied being Tim when he realized he was being arrested. According to Conley, plaintiffs refusal to provide the officers with identification and threatening gestures culminating in battery of the officers forced the officers to arrest plaintiff not on drug charges, but rather for obstructing governmental administration.
Unfortunately for Conley, . qualified immunity is not established by claiming “the defendant did not do what plaintiff said he did.”
Torres,
Here, the Complaint alleges that two men approached plaintiff and called out “Tim.” Williams’s ambiguous response of “What?” in this context, according to the Complaint, constituted only a querulous reaction to someone speaking to him, not an affirmation of identity. Conley then attempted to place Williams under arrest, at which point plaintiffs identity as Tim came under question. Indeed, the police report confirms that immediately after plaintiffs response, Conley grabbed plaintiff while telling him he was under arrest, and during the ensuing struggle informed plaintiff “several times” that he was under arrest.
The facts as alleged in the Complaint do not indicate an investigatory stop occurred,
See People v. Hicks,
Of course, we respect the fast-paced and potentially dangerous situation the arrest of a narcotics susрect poses to law enforcement personnel. However, the presently known facts leave the reasonableness of the officers’ actions in question. Indeed, at present it does not even appear that the officers checked Williams’s person for identification after he was in handcuffs nor that they asked the store manager to identify Williams even though the store manager witnessed the arrest.
See Gonzalez v. City of New York,
No. 98 Civ. 6081,
C. Analysis of Probable Cause on Obstruction of Governmental Administration Charges
Even if defendants are correct thаt Williams was taken into custody purely for obstructing governmental administration,
i.e.,
by failing to identify himself, we find that qualified immunity cannot exist on that basis as probable cause is lacking as a matter of law. Although, there is no Fourth Amendment right to refuse identification, any obligation to identify oneself stems from applicable State law.
See Hiibel v. Sixth Judicial Dist. Court of Nev., Humboldt County,
Obstruction of governmental administration requires showing that the accused “intentionally obstructs, impairs or perverts the administration of law ...
It is clear to this Court that, assuming the facts alleged in the Complaint, the police were not engaged in lawful conduct. Consequently, Conley’s present request for qualified immunity must be denied.
D. Effect on Claims of False Arrest and False Imprisonment
In New York, § 1983-based false arrest claims are “distinguished from their state law analogues only by the requirement that the tortfeasor act ‘under color of state law.’”
Hickey v. City of New York,
No. 01 Civ. 6506,
In order to еstablish a claim for false arrest, plaintiff must prove: (1) defendant intended to confine plaintiff; (2) plaintiff was conscious' of the confinement; (3) plaintiff did not consent to the confinement; and (4) the confinement was not otherwise privileged.
See Singer,
The Comрlaint properly alleges the elements for a false arrest claim, including facts negating probable cause for the arrest, and therefore that claim remains. However, there are no allegations in the Complaint that any other police officer was involved in the arrest, and therefore the John Doe defendants must be dismissed as being at most only tangentially involved in the incidents giving rise to this cause of action.
See Kirk v. Metro. Transp. Auth.,
No. 99 Civ. 3787,
III. Claim of Excessive Force
A claim for use of excessive force under § 1983 may be established if the force used was excessive or unreasonable in light оf the circumstances.
See Graham v. Connor,
IV. Malicious Prosecution
In New York, § 1983-based malicious prosecution claims, like false arrest claims, are “distinguished from their state law analogues only by the requirement that the tortfeasor act ‘under color of state law.’ ”
Hickey,
Here, the individuals directly associated with prosecution of the obstruction of governmental administration charge have been dismissed by stipulation. Moreover, there is no allegation that the City or Department were involved in the prosecution in any way, as all decisions from arraignment on are alleged to have been made by the Westchester County District Attorney’s office. To the extent plaintiffs Complaint accuses Conley of malicious prosecution, that claim too must be dismissed as the Complaint makes no mention that Conley had any involvement with plaintiffs case after confirming plaintiffs actual identity and placing or having him placed in holding overnight. “Typically, a warrantless deprivation of liberty from the moment of arrest to the time of arraignment will find its analog in the tort of false arrest, while the tоrt of malicious prosecution will implicate post-arraignment deprivations of liberty.”
Mack v. Town of Wallkill,
Therefore, the malicious prosecution action is dismissed as to all defendants.
V. Monell Liability
In order to hold a municipality or municipal agency liable under § 1983, a plaintiff must allege a link between the constitutional violation and an identifiable municipal policy, practice or custom.
See, e.g., Monell v. Dep’t of Social Servs. of City of N.Y.,
In the instant action, plaintiffs Complaint contains only conclusory allegations regarding the existence of a “formal or de facto policy” on the part of the City with respect to the alleged constitutional violations of which they complain. Plaintiffs argument that discovery is needed to acquire factual information regarding the specific policy or custom is not availing. They havе not alleged any facts tending to support an inference that a formal practice or custom endorsed by the City actually existed. Therefore, the § 1983 actions against the City and the Department are dismissed.
VI. Section 1981, Section 1985(3) and Fourteenth Amendment Claims
The Complaint alleges causes of actions rooted in 42 U.S.C. §§ 1981 and 1985(3), as well as the Fourteenth Amendment. Section 1981 “prohibits discrimination that infects the legal process in ways that prevent one from enforcing contract rights, by reason of his or her race, [and it] covers ... efforts to impede access to the courts or obstruct nonjudicial methods of adjudicating disputes about the force of binding obligations.”
Mian v. Donaldson, Lufkin & Jenrette Sec. Corp.,
Plaintiffs equal protection claim fails for the same reason. “To establish an equal protection violation, plaintiff must prove purposeful discrimination directed at an identifiable or suspect
For similar reasons, plaintiffs § 1985 cause of action also is defective. Narrower in scope than § 1983,
see Blankman v. County of Nassau,
VII. Claims for Violation of State Law and State Constitution
A. Intentional Infliction of Emotional Harm
Claims for intentional infliction of emotional distress are “highly disfavored” claims under New York law.
Torres,
B. New York State Constitutional Claims
For the same reasons as the dismissal of the equal protection claims above, as well as failure to plead a sufficient bases for the claims, plaintiffs Article I, sections 1, 5 and 11 are dismissed. However, the claims for violations of Article I, sections 6 and 12 remain, in accordance with the probable cause reasoning, disсussed supra. 3
For all of the foregoing reasons, the motion to dismiss of defendant Mount Vernon Police Officer Conley is granted with respect to the claims for malicious prosecution, intentional infliction of emotional distress and violations of 42 U.S.C. §§ 1981 and 1985(3) and New York State Constitution Article I, sections 1, 5 and 11 and is denied with respect to the claims for false arrest and excessive force under 42 U.S.C. § 1983 and the state law claims under New York State Constitution Article I, sections 6 and 12. The motion to dismiss of the City of Mount Vernon and Mount Vernon Police Department is granted with respeсt to all federally-based claims as well as the state law claim for intentional infliction of emotional distress and is denied with respect to the state law claims under New York State Constitution Article I, sections 6 and 12. The claims against defendants Mount Vernon Police Commissioner Bernice Kennedy, Mount Vernon Police Officer DellaDonna and Mount Vernon Police Officers John Doe 1-5 are dismissed without prejudice.
SO ORDERED.
Notes
. According to the police report incident to Williams’s arrest, Conley and DellaDonna received information that one Timothy Fields, a narcotics suspect, "was possibly working” at the Western Beef store and went to the store in an attempt to locate and arrest him. (Sherwani Dec!., Ex. C at 1.) Although defendants argue that the police report is incorporated by reference in the Complaint, we disagree. Regardless, the factual scenario provided in the report is insufficient to justify dismissal of plaintiff's action at this stage, as discussed infra.
. Qualified immunity is, of course, a defense afforded only to individuals — not municipalities or municipal agencies — acting under col- or of state law who аre sued for federal constitutional violations pursuant to 42 U.S.C.
. Although the federal claims against the City and the Department are dismissed, this Court continues to exercise supplemental jurisdiction over these defendants because judicial economy is better served by retaining jurisdiction over the remaining state law claims where they are based on the same circumstances as the remaining federal claims against defendant Conley.
See Bordeau v. Vill. of Deposit,
