George WILLIAMS, Jr., et al., on behalf of themselves and
all others similarly situated; The First Born
Church Of the Living God, et al.,
Plaintiffs-Appellants,
v.
CITY OF DOTHAN, ALABAMA; Kenneth Everett, Mayor;
Commissioners John H. Glanton, Jr., Raimon G. Thomas, Matt
Bullard, S.A. Cherry, Sr., and their successors and agents
in their official capacities, Defendants-Appellees.
No. 86-7104.
United States Court of Appeals,
Eleventh Circuit.
June 5, 1987.
Lipman & Weisberg, David M. Lipman, Robert E. Weisberg, Miami, Fla., Abigail Turner, Legal Services Corp. of Alabama, Mobile, Ala., Steven D. Caley, Legal Services Corp. of Alabama, Dothan, Ala., for plaintiffs-appellants.
Buntin & Cobb, P.A., T.E. Buntin, Jr., D. Taylor Flowers, Dothan, Ala., James R. Seale, James Walter, Jr., Capell, Howard, Knabe & Cobbs, P.A., Montgomery, Ala., for defendants-appellees.
Appeal from the United States District Court for the Middle District of Alabama.
Before GODBOLD and Hill, Circuit Judges, and ESCHBACH*, Senior Circuit Judge.
GODBOLD, Circuit Judge:
In this case black property owners of the City of Dothan, Alabama, attack as unconstitutionally discriminatory assessments made against them by the city for street paving and sewer improvements. The district court ruled in favor of the city.1 We reverse and remand for granting of relief.
Plaintiffs represent the class of black citizens who have or will have to pay special assessments under the city's Special Improvement Project 31.2
I. Procedural Background
This is a second appeal. Originally, on Dothan's motion for summary judgment, the district court found that plaintiffs' action was barred by statutory and common law estoppel and the Tax Injunction Act, 28 U.S.C. Sec. 1341 (1982). We reversed this decision in Williams v. City of Dothan,
After a non-jury trial on remand, the district court again ruled in favor of Dothan. The court reasoned that based on facts unavailable to the Eleventh Circuit in Williams I, plaintiffs' action was still barred by statutory and equitable estoppel. The court also held that we misconstrued Alabama law in Williams I when we concluded that the Tax Injunction Act did not apply. On the request of both parties the court decided all issues presented, even though it had found that the action was barred. The court held that plaintiffs had failed to prove discriminatory intent and discriminatory effect. It also held that plaintiffs had failed to demonstrate that the case involved a violation of the Yelverton order because municipal services were not an issue in that case and because the order had violated the specificity requirement of Fed.R.Civ.P. 65(d). In an amendment to its opinion the court further held that, even if the Yelverton order applied, Dothan had complied with it.
II. Law of the Case
The district court held that plaintiffs' action was barred by "common law estoppel and a statutory estoppel pursuant to both the Federal Tax Injunction Act and the provisions of CODE OF ALABAMA [1975], Sec. 11-48-26." Williams v. City of Dothan, No. 82-226-S, Mss. at 20 (M.D.Ala. Sept. 30, 1985) (Williams II ). Although the court found that new evidence was presented at the bench trial that supported these findings, the Eleventh Circuit, as discussed more fully below, had relied on the same evidence in Williams I and clearly resolved these issues against Dothаn. The district court therefore erred in reconsidering these issues on remand.
Under the law of the case doctrine, findings of fact and conclusions of law by a court of appeals are binding on all subsequent proceedings in the same case. Piambino v. Bailey,
On remand the district court found that plaintiffs' action was barred by statutory estoppel because under Ala.Code Sec. 11-48-26 citizens waived their right to protest special assessment projects if they failed to file objections or protests in writing. The court relied on the fact that plaintiffs' first written objection came at the second public hearing in 1982,4 which took place after the construction in Project 31 had been completed. This same evidence, however, was before us in Williams I; we held that plaintiffs' action was not barred by Sec. 11-48-26 because plaintiffs had "objected orally at least twice, and had presented written objections at least once, during City Commission meetings held before the assessments were finalized." Williams I,
The district court also held that plaintiffs' action was barred by equitable estoppel because plaintiffs failed to appeal the city commission's determination of the maximum possible assessment in Project 31 before the city began construction on the рroject. The court reasoned that had plaintiffs appealed the decision the city would not have proceeded with construction until the objections had been resolved. Under Alabama law three conditions must be met to find equitable estoppel:
The actor, who usually must have knowledge of the true facts, communicates something in a misleading way, either by words, conduct or silence. The other relies upon that communication. And the other would be harmed materially if the actor is later permitted to assert any claim inconsistent with his earlier conduct.
Id. at 1411 (quoting Mazer v. Jackson Ins. Agency,
Finally, the district court held that plaintiffs' action was barred by the Tax Injunction Act. Williams I held that the Tax Injunction Act was inapplicable because plaintiffs did not have a "plain, speedy and efficient remedy" under state law. Id. at 1412. In reaching this conclusion the decision rejected the district court's earlier ruling that plaintiffs could assert their due process and equal protection claims under the procedures set out in Ala.Code Sec. 11-48-36. We held that Alabama law limits review of an assessment by a trial court to whether the assessment exceeds the increase in value to the property as a result of the improvement. Id. at 1412-13. On remand the district court held that "after having thoroughly studied the cases cited by the Court of Appeals in Williams [I]," it was "of the firm opinion" that appeals in Alabama "are not limited to the cost-value-assessment issue." Williams II, Mss. at 13-14. Although the district court's interpretation of cases cited in Williams I is reasonable, its interpretation is not so compelling that the Eleventh Circuit's holding is "clearly erroneous." The district court erred in rеconsidering the Tax Injunction Act issue.
III. Plaintiffs' Burden of Proof
The district court held that to succeed on the merits of their discrimination claim plaintiffs had to prove discriminatory intent by Dothan. Plaintiffs argue on appeal, as they did before the district court, that they need only show that Project 31 had a discriminatory effect on Dothan's black citizens because Dothan's conduct constituted a perpetuation of past discrimination and a violation of the city's continuing responsibilities under Yelverton.5 Although the district court properly concluded that plaintiffs must prove discriminatory intent even if they alleged perpetuation of past discrimination, the court erred in holding that plaintiffs' action did not constitute an enforcement action of the Yelverton order. Plaintiffs, therefore, need only prove discriminatory effect.6
A. Perpetuation of Past Discrimination
Proof of discriminatory intent is required to show a violation of the Fourteenth Amendment. Village of Arlington Heights v. Metropolitan Hous. Dev. Corp.,
B. Enforcement of Yelverton Order
The district court held that this action was not properly an action to enforce the order in Yelverton because: (1) the Yelverton order appears to have been based on the erroneous assumption that municipal services were an issue in the case; and (2) the Yelverton order violated the specificity requirement of Fed.R.Civ.P. 65(d). Williams II, Mss. at 21-24.
In Yelverton the district court held that Dothan's system of multi-member districting for the city сommission improperly diluted the political power of its black citizens. In so ruling the court concluded that "there has been and still remains substantial and pervasive racial discrimination in Dothan." Yelverton,
1. Lack of authority to invalidate Yelverton order
A district court has the authority to interpret a previous order by that court in a subsequent enforcement action. Alabama Nursing Home Ass'n v. Harris,
"It is beyond question that obedience to judicial orders is an important public policy. An injunction issued by a court acting within its jurisdiction must be obeyed until the injunction is vacated or withdrawn." W.R. Grace & Co. v. International Union of the United Rubber Workers of America, Local 759,
2. Yelverton order not invalid
Even if the district court had authority under Alabama Nursing Home to "invalidate" the Yelverton order, it abused its authority. A district court has the inherent equitable power to fashion a remedy appropriate to the wrong committed. Seе U.S. v. Paradise, --- U.S. ----,
The district court here also found that the Yelverton order was a mere "obey the law" injunction that violates the specificity requirement of Rule 65(d). See Payne v. Travenol Laboratories, Inc.,
IV. Discriminatory Effect of Project 31
The district court held that plaintiffs failed to prove discriminatory effect. First, the court explained that, although the evidence would "tend to show discrimination against black neighborhoods," if one focused on the last three major special assessment projects, an examination of all special assessment projects since 1949 reveals that the assessment in Project 31 was not out of line with assessments in prior projects. Second, the court held that although it would appear that Project 31 had a discriminatory effect on blacks if one compared only Projects 30 and 31, any discriminatory effect was cancelled out by the surrounding circumstances. Both of these findings are clearly erroneous.
A. Computation of the City's Contribution
The district court concluded that Dothan's contribution to Project 31 was not significantly out of line with prior projects primarily because it found that the city had contributed 30.2% of the total costs to Project 31 and the average city contribution to special projects since 1949 was 31.43%.10 Plaintiffs argue that this finding is clearly erroneous because it artificially inflates Dothan's contribution to Project 31 by including in its computation of the city's contribution the costs for related project improvements that would not be assessed against property owners and the costs for sewer improvements, both of which were not assessed in previous projects. Dothan's contribution to Project 31 would have been 14.8% if the court had not included non-assessed related project improvements and sewer improvements in its computation. Plaintiffs contend that this last figure more accurately reflects Dothan's actual contribution to Project 31 in comparison with previous projects.11 We agree.
Dothan admitted in response to a Fed.R.Civ.P. 36 request for an admission of fact that its contribution to Project 30 was 48.7%. This figure does not include non-assessed related project improvements. Because Dothan never sought to withdraw or amend its admission, the court was not free to reject this "conclusively established" fact even if it "[found] more credible the evidenсe of the party against whom the admissions operate." Brooks Village N. Assocs. v. General Elec. Co.,
Moreover, non-assessed related project improvements were not included on special project assessment rolls prior to Project 31 and, therefore, should not be included in computing the city's contribution to Project 31 for purposes of comparison with previous projects. Although Dothan contends that the evidence does not demonstrate conclusively that previous projects did not include related project improvements, it can point to only one project, Project 14, in which the assessment roll may have included related project improvements. The related project improvements in Project 14, however, are significantly different from the related project improvements in Project 31. In Project 14 the related project improvements involved lowering and repairing water mains and sanitary sewers to accommodate the construction and paving of the streets and therefore were assessable against the property owners. In contrast, the related improvements in Project 31 involved the construction of new water mains and sanitary sewer improvements independent of the construction and paving of the streets. Thus, they were not a necessary part of the assessment project and therefore were not assessable.
The inclusion of Dothan's cost for related project improvements to the water and sewer systems as part of the city's contribution to Project 31 is inconsistent with the city's established practice of providing these services independent of any special assessment project. Dothan has never assessed property owners for water system improvements. Nor has it required that such water system improvements be completed as part of any special assessment project. Prior to 1977 Dothan constructed sewer system improvements at no cost to the property owner and without regard to whether a special assessment project was involved. Although Dothan now assesses property owners for sewer system improvements, the inclusion of Dothan's costs for such improvements in the computation of the city's contribution to Project 31, where such costs were not included in previous projects, inaccurately increased the city's contribution to Project 31 as compared to previous projects. By including the costs of non-assessed related project improvements and sewer improvements in the city's contribution to Project 31, the district court artificially inflated Dothan's contribution to the project and therefore inaccurately evaluated the discriminatory effect of Project 31 on plaintiffs.
Prior to 1975 Dothan discriminated against its black citizens in the provision of government services. Yelverton,
The Yelverton order required Dothan to extend government services to black neighborhoods. Black citizens participated in Project 31 in large numbers. As we have described, in previous projects white citizens had been able to procure sewer improvements for which the city paid the entire costs and street paving to which the city contributed an average of 31.43% of the final costs, while in Project 31 the city agreed to contribute only 14.8% of the total costs.13 Although Dothan did not decrease its contribution to Project 31 because of any intent to discriminate against blacks, the end result was discriminatory--blacks had to pay a higher percentage of the costs for paving and sewer improvements in Project 31 than whites had to pay for similar improvements in past assessment projects.14 Projeсt 31 therefore had a discriminatory effect on blacks as compared to whites in previous assessment projects.
B. Surrounding Circumstances
The district court also held that any discriminatory effect that Project 31 may have had on Dothan's black citizens was cancelled out by four "relevant surrounding circumstances": (1) blacks were given the same opportunity as whites to participate in Projects 30 and 31; (2) "more than 50 percent of the owners of the property assessed in Project 31 were whites," and therefore "whites shared at least equally with blacks in whatever unfairness, if any, resulted from Project 31"; (3) Mayor Grant and Commissioner Glanton "campaigned heavily in 1973 on a political promise to obtain paving for the black neighborhoods"; and (4) "there is no showing that the other Defendants knew, before adopting the Projects, that they were in a predominantly white or black neighborhood." Williams II, Mss. at 9-10.
Only the second factor has any impact оn whether Project 31 had a discriminatory effect on blacks. The court's reliance on the other three factors is misplaced. First, the finding that blacks and whites had an equal opportunity to participate in Project 30 conflicts with the district court's finding made here and in Yelverton that prior to 1975 Dothan discriminated against its black citizens in the provision of government services. Second, the finding that Mayor Grant and Commissioner Glanton campaigned in 1973 on the political promise of obtaining paving for the black community is not based on evidence in the record. Finally, the finding that the other defendants did not know whether Project 30 or 31 was in a predominantly black or white neighborhood when adopted is not supported by the evidence. In any event, these last two findings only go towards the city's intent to discriminate, which is not an issue.
Although the court's finding that any discriminatory effect of Project 31 on blacks is nullified because white citizens owned 50% of the assessed property in the project is relevant, it does not eliminate the discriminatory effect of Project 31 on Dothan's black citizens. When considering disparate effect the focus should not be on absolute numbers but rather on whether the challenged requirements "operate to disqualify Negroes at a substantially higher rate than white[s]." Griggs v. Duke Power Co.,
Although blacks owned only slightly less than 50% of the streets paved in Project 31, blacks owned only 16.7% of the private homes in Dothan at the time. In addition, 73% of all assessed streets paved in Project 31 were owned or occupied by blacks, even though blacks only comprised 25.7% of the population. This is important because although the owners of the property will pay the aсtual assessment, the owners can be expected to pass on their costs to their tenants. Project 31 therefore had a discriminatory effect on Dothan's black citizens. Dothan may not escape its responsibilities under Yelverton on the basis that 50% of the property owners who had to pay the unusually high assessment in Project 31 were white, when in fact the actual number of whites affected by Project 31 was small in comparison to the number of whites who benefited from previous assessment projects.
V. Conclusion
Dothan's assessment in Project 31 had a discriminatory effect on the city's black citizens and violated the city's continuing responsibilities under Yelverton. We therefore reverse the judgment in favor of Dothan and remand the case to the district court for the determination of and award of appropriate relief.15 The appropriate remedy is a matter for the district court in the first instance.
REVERSED and REMANDED.
HILL, Circuit Judge, dissenting:
Plaintiff brought this class action, alleging that the City of Dothan discriminated against blacks by imposing unreasonably high assessments against property owners in connection with costs on Project 31 (a street paving project affecting majority white owned property in a predominantly black neighborhood). The primary evidence relied upon by the plaintiffs was the disparity between the City's percentage of contribution toward Project 30 (paving project in a predominantly white neighborhood) and the city's percentage of contribution toward Project 31. The district court specifically found that (1) the City did not intend to discriminate against blacks in the implementation of Project 30 or 31 and (2) the implementation of these projects did not have a discriminatory effect. Plaintiffs do not challenge the district court's finding that the city did not act with discriminatory intent in carrying out these two projects. Plaintiffs contend that they need not prove discriminatory intent, because the proceeding is an action to enforce an injunction which had issued in 1974 by the district court in Yelverton v. Driggers,
The Yelverton proceeding was a voting rights case in which the constitutionality of a reapportionment plan for the city of Dothan was challenged. In Yelverton, the district court issued an order which, among other things, observed and declared that the city of Dothan was under "an affirmative duty to provide to blacks their proportionate share of governmental services, employment, and rights of representation on city boards and commissions, in order to remedy the effects of past denial to blacks of access to the political process." In this enforcement action the district court is required to interpret that order. The district court's interpretation of its order in Yelverton is reasonable. Therefore it is the duty of this court to abide by that interpretation.
Federal district courts inherently possess broad powers in administering an equitable remedy such as an injunction:
The latitude of the equitable discretion of a federal court, or of any court sitting in equity, is indeed broad.... The equity jurisdiction of a court is said to be distinguished by the qualities of "[f]lexibility rather than rigidity ... [, and by] mercy and practicality." Hecht v. Bowles,
Yelverton v. Driggers,
There is no question that in a proper case a federal district court that has issued an injunction may vacate or modify it if it is established that to continue it in force or without modification would work an inequitable result.... [T]he basic responsibility for determining whether an injunction should be dissolved or maintained in force or whether and to what extent it should be modified rests primarily on the shoulders of the district court that issued the injunction in the first place.
Indeed, a district court maintains the power to modify its injunction, even though the original order was neither objected to nor appealed. McIntyre v. Morgan,
After reviewing the files and records of the Yelverton proceeding, the district court concluded that municipal services were not within the scope of the litigation or of the original order. The court found that inequality in public improvements was never litigated in the Yelverton proceeding. Essentially, the court concluded that discrimination in assessments for public improvements was so tangential to the voting rights issues raised in Yelverton, that it would be inequitable to apply the above quoted Yelverton language to the present proceeding as an injunction. The district court acted properly in considering the intended scope of its own injunction. See Flavor Corp. v. Kemin Indus., Inc.,
The district court also concluded that its previous order in Yelverton lacked the specificity required of an enforceable injunction. The district court found the portion of the Yelverton order dealing with municipal services to be "nothing more than an articulation of what the law requires." Accordingly, the district court characterized this portion of the order to be a mere "obey the law" injunction in violation of Fed.R.Civ.P. 65(d) ("Every order granting an injunction ... shall be specific in terms ..."). An injunction which merely prohibits a defendant from violating the law cannot be sustained. Meyer v. Brown & Root Constr. Co.,
Even if Yelverton were applicable in this case, plaintiffs must prove, at a minimum, discriminatory effect. After weighing the evidence submitted by the parties, the district court judge found no disparate impact. That finding is due to be accepted by us.
In reviewing the factual findings of the district court, we are bound by the clearly erroneous standard. Ante, at 761. The limited nature of such review is demonstrated by the Supreme Court's holding in Anderson v. City of Bessemer,
If the district court's account of the evidence is plausible in light of the record viewed in its entirety, the court of appeals may not reverse it even though convinced that had it been sitting as the trier of fact, it would have weighed the evidence differently. Where there are two permissible views of the evidence, the factfinder's choice between them cannot be clearly erroneous.
Under this standard, the district court's findings are not clearly erroneous.
To overcome their burden of proving discriminatory effect, plaintiffs attempted to show that the city had contributed significantly less toward Project 31 than toward other projects. Both the plaintiff class and the City of Dothan presented the testimony of expert witnesses on this issue. The expert on behalf of the city testifiеd that the city's percentage of contribution toward street paving projects should include work done on related project improvements (e.g., sewers and water lines). The plaintiffs' expert testified to the contrary. After weighing the testimony and evidence, the district court judge agreed with the city's expert. The district court therefore concluded that the City's percentage of contribution toward Project 31 was 30.2%. The district court proceeded to find that the percentage of contribution for Project 31 was not significantly out of line with other assessments made since 1949 (excluding Project 30).1 Thus, the district court concluded that no discriminatory effect was present. This finding is not clearly erroneous.2
Alternatively, the district court found that blacks and whites had an equal opportunity to participate in Project 30 and 31 and that over 50% of the property owners assessed in Project 31 were white. The district court thereforе concluded that the implementation of Projects 30 and 31 did not have a discriminatory effect on blacks. Discrimination requires that one party must be favored and another party disfavored. In the context of racial discrimination, members of one race must be favored over members of another race. The City of Dothan, by implementing Project 31, is accused of discriminating against blacks who participated in the project and accepted improvements adjacent to their property. I fail to see how the implementation of this project had a discriminatory effect; the city's assessments on Project 31 impacted more whites than blacks. Simply put, there has been no showing that the conduct of the City of Dothan bears more heavily on one race than another.
The district court judge found no discriminatory effect adverse to blacks. The majority of this panel finds this to be clearly erroneous. I believe the district court's decision is amply supported by the evidence. Indeed, had the district court concluded that the city's conduct resulted in discriminatory impact, such a finding might well have been clearly erroneous.
I am also concerned that our remand is without any direction. It seems clear that the property owners adjacent to the improved streets who voted for the improvements to be accomplished will continue to enjoy the enhanced value produced by those improvements.3 However, they are, I assume, not to be required to pay the full assessment for the paving, sewer work, etc. It would be nice were we able to order that this value enhancing work be accomplished at no outlay by anyone, but even federal courts possess no such power. The work cost a considerable amount; that part not paid by the property owners must be paid by others. Unlеss the city of Dothan has embarked upon some profit generating enterprise, the others who must pay are the citizens of that municipality. The paving to be paid for by these others will benefit property owned more by white owners than black owners. Unless the district court can devise something more appropriate, it seems inevitable that black taxpayers of Dothan whose property value has not been improved by street paving4 will be taxed to pay the higher city share of paving alongside more white owned property than black owned property. This will be because the plaintiff won this civil rights suit in our court. They can ill afford many more such victories. Perhaps plaintiffs should bear in mind the words spoken by Pyrrhus after a costly battle against Rome in 280 B.C.: "Another such victory ..., and we are undone." Plutarch, Lives: Pyrrhus, Ch. 21 Sec. 9.
Notes
Honorable Jesse E. Eschbach, Senior U.S. Circuit Judge for the Seventh Circuit, sitting by designation
The complaint named as defendants the city and the mayor and city commissioners in their official capacity. Throughout the opinion we refer to the defendants collectively as Dothan
The district court certified the following two classes:
Class A: Black property owners of property as of February 1, 1982, within the City of Dothan which was or will be subject to payment of an assessment as a result of special Improvement Project No. 31.
Class B: Black property owners who have purchased, inherited or otherwise acquired property after February 1, 1982, within the City of Dothan which was or will be subject to payment of an assessment as a result of special Improvement Project No. 31.
In Yelverton, a voter dilution case, the district court found that government services were "disproportionately bad in the black areas." Id. at 618. In an unpublished companion order issued the same day as the published decision, the court, in part, ordered Dothan "to provide blacks their proportionаte share of governmental services."
On November 21, 1978 Dothan enacted Ordinance No. 5958, which listed the proposed streets to be paved in Project 31 and established the maximum rate of assessment for the project at $24 per assessed linear foot for street paving and $8 per assessed linear foot for sanitary sewer mains. On December 7, 1978 the city commission conducted its first public hearing on the proposed improvements in Project 31. Plaintiffs appeared at this hearing and protested the high assessments. Following the completion of construction in the project, the commission held a second set of public hearings on December 15, 1981 and January 5, 1982. Plaintiffs filed a written protest to the assessments in Project 31 at the January 5, 1982 hearing
The burden of proof is important because the district court found that plaintiffs failed to prove discriminatory intent and plaintiffs do not challenge this finding on appeal
Dothаn concedes that if plaintiffs' action constitutes an enforcement action they need only prove discriminatory effect
Plaintiffs rely, in part, on Kirksey v. Board of Supervisors,
Although Alabama Nursing Home discussed Rule 65(d), it was merely interpreting the scope of the prior district court order rather than invalidating the prior order. All of the other cases cited by Dothan raising the specificity requirement of Fed.R.Civ.P. 65(d) concerned direct appeals of lower court orders
Evidence of lack of street paving is frequently raised in the context of voter dilution cases. See, e.g., McIntosh County Branch of the NAACP v. City of Darien,
The court adopted a "total cost" approach to the computation of the city's contribution. It relied on, and expressly adopted, defendants' exhibit 220, which was a report of all special assessment projects since 1949. The figures in exhibit 220 were based on the special project assessment rolls prepared by Dothan at the completion of each project
Although the court purported to adopt exhibit 220 in full, it altered the city's contribution to Project 30. In exhibit 220 the city's contribution to Project 30, like the city's contribution to all other projects, was derived by comparing the amount of the city's contribution to the project with the cost of the project as reflected on the special assessment roll. The court changed the city's contribution to Prоject 30 by comparing the city's total contribution to the project, including its contributions to "related project improvements" that were not assessed against property owners and therefore not included in the assessment roll, with the total costs of Project 30, again including non-assessed related project improvements. The court did not change the city's contributions for previous special projects on the report in the same manner.
Because the court included non-assessed related project improvements in the city's contribution to Project 30, it concluded that the city's contribution to Project 31 should also include non-assessed related project improvements. The Project 31 assessment roll included for the first time a special column for related project improvements. Project 31 also assessed property owners for sewer repairs and improvements. The Project 31 assessment roll included both of these costs in its total costs for Project 31; therefore the district court did not need to change exhibit 220's computation of Dothan's contribution to Project 31.
Plaintiffs contend that the district court erred in considering projects other than Projects 30 and 31 because all of the other projects were finalized before the Yelverton decision. They argue that only by comparing projects finalized since Yelverton can the court determine whether Dothan has complied with the Yelverton order to provide government services on an equal basis to its black citizens
The district court found that Dothan's contribution to Project 30 was significantly higher than contributions to previous projects because of an unavoidable cost overrun. It further found that had the unavoidable cost overrun not existed the total cost for Project 30 would have been the same as in past speсial projects. The court therefore compared the city's contribution to Project 31 with the city's average contribution to all other projects since 1949.
Because we find that Project 31 had a discriminatory effect on blacks even if the project is compared with the average contribution to all projects since 1949, which is substantially less than the city's contribution to Project 30, we need not decide whether the district court erred in considering projects completed prior to the Yelverton decision. We note, however, that there is substantial question whether a comparison of projects since Yelverton is possible because although Project 30 was finalized after Yelverton, the city set the maximum possible assessment for the project prior to Yelverton.
Project 31 covered a residential area in the center of Dothan. Most of the streets in this neighborhood were рart of the city street system since the early 1900's and remained unpaved until Project 31 was completed
Black citizens had to pay substantially higher assessments for paving in Project 31 than whites had to pay in the past. In Project 30, for example, property owners paid only $8 per linear foot of paving. In Project 31 property owners were assessed $24 per linear foot of paving; they were also assessed $8 per linear foot of new sewer service. Although part of the increase in the assessment for Project 31 was caused by inflation and the unexpected cost overrun in Project 30, a large part of the increase was the direct result of Dothan's decreased contribution to the project
Although plaintiffs were informed of the maximum possible assessment for Project 31 before construction on the project began, and although they had an opportunity to "opt out" of the project if 50% of the property owners on the street agreed, they did not have a real choice. Either they had to opt out because the assessment was too high, and therefore not get their streets paved, or vote to stay in the project and face an unusually high assessment
The Second Amended Complaint for Declaratory and Injunctive Relief asks for four-part declaratory and injunctive relief:
(a) a declaration that defendants' contribution of municipal funds to Project 31 violates the Yelverton order and plaintiffs' rights under the Thirteenth and Fourteenth Amendments;
(b) injunctive relief restraining defendants from allocating funds to Project 31 in a racially discriminatory manner in violation of the Yelverton order and plaintiffs' rights under the Thirteenth and Fourteenth Amendments;
(c) restructure the assessment costs and the city's contribution to Project 31 on a basis consistent with the Yelverton order and plaintiffs' rights under the Thirteenth and Fourteenth Amendments;
(d) "credit and/or otherwise restructure" assessments to blacks affected by Project 31 on a basis consistent with the Yelverton order and plaintiffs' rights under the Thirteenth and Fourteenth Amendments.
Plaintiffs also asked for costs and attorneys' fees under 42 U.S.C. Sec. 1988 and for alternative and additional relief as appeared to the court to be equitable and just.
In their brief on appeal plaintiffs ask this court to explicitly order the district court to equalize Project 31 assessments to plaintiffs and plaintiffs' class as follows:
Plaintiffs and Plaintiffs' class members should not be assessed for sewer mains constructed in Project 31;
The Project 31 assessment for each member of Plaintiffs' class should be restructured to reflect a 48.7% City contribution to the assessable costs (costs excluding related project improvements)
The district court concluded that the city had contributed 30.2% of the costs of Project 31; the city had contributed 29.35% of the costs of all рrojects since 1949. The city contributed a substantially larger percentage toward Project 30 due to unanticipated cost overruns
The City of Dothan, pursuant to Fed.R.Civ.P. 36, admitted that its contribution to Project 30 was 48.7%. The district court, however, found the city's contribution toward Project 30 to be 56.2%. The majority holds that the district court was clearly erroneous for failing to accept the city's "conclusively established" fact. I disagree. First, the difference between these figures is readily explained by the record. Second, whether the district court was right or wrong, no error resulted from the failure to accept the city's admission. The higher percentage found by the district court showed a greater disparity between Project 30 and 31 and therefore worked to the plaintiff's benefit
Surely, we do not suggest that the district court order the paving broken up and hauled away
Including those who, when offered participation in Project 31 voted to be left out
