138 F. 571 | U.S. Circuit Court for the District of Kentucky | 1904
The defendant has filed a motion for a new trial, and also for an arrest of judgment. I will dispose of the latter motion first.
The ground of it is that this is an action in Kentucky on the Ohio wrongful death statute, and that plaintiff, a Kentucky personal representative, had no right to bring it. The question as to the right of a foreign personal representative to sue onoa wrongful death statute in the jurisdiction of his appointment has been much litigated in this country, and there is considerable conflict of opinion in the decisions. The earlier decisions were against the right; the later ones have, as a rule, been in. favor of it. It will serve no good purpose to cite these cases and show their application to the question.
Looking at the matter solely from the standpoint of principle, I am of the opinion that the right of the foreign personal representative to maintain the action is dependent upon his right to maintain it in the jurisdiction of the statute. If he has not the right to maintain it there, then he has not the right to maintain it in his own jurisdiction in any contingency whatever. The converse of this, to wit, if he has a right to maintain it in the former jurisdiction, he has also the right to maintain it in the latter, is also true, but subject to two qualifications. One is, if he is prohibited by the statute of his own jurisdiction from bringing the action, then he cannot do so. The other is, if the machinery of procedure in
If this position is correct, it is entirely irrelevant to a determination of the question whether a foreign personal representative has a right of action on a wrongful death statute in the jurisdiction of his appointment what affirmative powers are conferred upon him in such jurisdiction by the statutes thereof. The statutes thereof could not confer upon him a right of action for a wrongful death caused in a foreign jurisdiction. For them so to do would be for them to have an extraterritorial effect, which they cannot have. And it is not necessary to rely on any such statutes for him to have a right of action in the jurisdiction of his appointment, if he has a right of action in the jurisdiction of the statute. For such right in the jurisdiction of the statute is sufficient basis in and of itself for his having a right of action in the jurisdiction of his appointment. To so hold is not to give the wrongful death statute an extraterritorial effect. The position is not that the foreign personal representative has a right of action in the jurisdiction of his appointment because the statute confers on him a right to bring an action there; but it is that he has a right to bring the action there simply because he has a right to bring it in the jurisdiction of the statute, and he has the right to bring it in such jurisdiction because the statute so provides and could lawfully so provide.
So much, then, from the standpoint of principle, as I look at it, as to the .governing consideration in determining whether in any given case a foreign personal representative has a right of action on a wrongful death statute in the jurisdiction of his appointment. According to it, he cannot bring an action in such jurisdiction if he has no right to bring it in the jurisdiction of the statute. But there is very high authority — authority that is controlling upon me — to the effect that under some circumstances he can bring such an action although he has no right to bring it in the jurisdiction of the statute. I refer to' the case of Stewart v. Baltimore & Ohio R. Co., 168 U. S. 445, 18 Sup. Ct. 105, 42 L. Ed. 537. That was an action for a wrongful death caused in Maryland, brought by a District of Columbia personal representative in the District of Columbia. The Maryland wrongful death statute did not confer the right of action on the personal representative, biit upon the state for the benefit of certain named beneficiaries. It is certain that the District of Columbia personal representative could not have sued on that statute in Maryland. Yet the Supreme Court held unanimously (opinion by Mr. Justice Brewer) that the action could
An action brought by a foreign personal representative on a wrongful death statute in the jurisdiction of his appointment gives rise to two questions. One is whether the right of action on the statute is transitory and enforceable by the right person in the foreign jurisdiction; the other is whether the foreign personal representative is the right person to enforce it in such jurisdiction. These two questions are separate and distinct. Each is dependent on a different consideration for its determination, and hence, in disposing of them, each should stand on its own bottom. Single-mindedness here, as everywhere else, is essential to seeing things as they are. The opinion of Mr. Justice Brewer impresses me with the notion that he confused these two questions, and passed from the one to the other without consciously recognizing that in so doing he passed from the one territory to the other. The result was that he disposed of the question whether plaintiff had a right of action on the Maryland statute under the bias and coloring influence of his view in regard to the question as to the transitoriness of the right of action on the Maryland statute by the right person, which was that the right of action was transitory. He seems to have thought that, if the plaintiff could not maintain the action, no action on the statute could be brought thereon in the District of Columbia, and hence in this way the transitoriness of the right of action created by the statute would be affected. It was not suggested or considered whether the action could have been brought in the District of Columbia by the state of Maryland for the benefit of the named beneficiaries, or, if this could not be done, whether it could not be brought in the name of the beneficiaries. Hence it would seem that he took too depreciatory view of the relation of the state or personal representative to a wrongful death statute which conferred the right of action on it or him for the benefit of certain named beneficiaries, and likewise of the office or function of the statute itself. He characterized such a plaintiff as a “nominal plaintiff.” In view of this, it was not an' unnatural thing for one to think that the jurisdiction of the federal courts in such a case depended on the requisite diversity of citizenship between the beneficiaries and defendant, and not between the pei'sonal representative and defendant. We find, therefore, that this position was shortly afterwards taken in two different cases, to wit: Cincinnati H. & D. R. Co. v. Thiebaud, 114 Fed. 918, 52 C. C. A. 538, and Bishop v. Boston & M. R. Co. (C. C.) 117 Fed. 771. It was held in both cases, however, that the position was not well taken, and the tendency of the case in this direction was thus curbed. In the Thiebaud Case Judge Severens said:
“We are unable to distinguish the case in this respect from those in which it has been repeatedly held by the federal courts that the trustee is the legal.*574 representative of the beneficiaries, and that his citizenship is the only one to be considered in determining the jurisdiction in respect to that side of the controversy.”
In the Bishop Case, Judge Lowell, who seems not to have been aware of the Thiebaud Case, hesitated, on account of the Stewart Case, to hold as he did. He said:
“With considerable doubt I have determined to follow the practice of this court, which seems to be approved in Railroad Co. v. Hurd, 108 Fed. 116, 47 C. C. A. 615, 56 L. R. A. 193, rather than the somewhat vague language of the Supreme Court in Stewart v. Railroad Co.”
Likewise, as stated, a too depreciatory view of the office or function of the wrongful death statute seems also to have been taken. It is regarded as simply doing away with an obstacle to the enforcement of an existing cause of action caused by the death of the decedent. That obstacle is the maxim, “Actio personalis moritur cum persona.” That maxim, however, has application only to cases where the decedent himself might have brought an action, not to cases where the basis of the action is the death of the decedent. In those cases no right of action passes from the decedent to his personal representative. There is a new right in favor of the personal representative, created by statute.. The statute, therefore, does not remove an obstacle to the maintenance of a right of action already in existence. It creates a new right of action which had no existence before the death.
Again, several decisions of the Supreme Court before and since the Stewart Case seem to be against its correctness, according to the inferences to be drawn from them. In the case of Dennick v. Central R. Co., 103 U. S. 11, 26 L. Ed. 439, it was held that a New York personal representative had a right to bring an action in New York on the New Jersey wrongful death statute. The decision was expressly based upon the position that the statute provided that he might bring an action thereon. The reasonable inference therefrom is that if the statute had not so provided, and therefore he could not have sued in New Jersey, he had no right of action in New York. In the case of Northern Pacific R. Co. v. Babcock, 154 U. S. 190, 14 Sup. Ct. 97S, 38 L. Ed. 958, an action by a Minnesota personal representative in Minnesota on the Montana wrongful death statute, it was held that the limit of recovery prescribed by the Montana statute governed. This was approved in Slater v. Mexican Natl. R. Co., 194 U. S. 120, 24 Sup. Ct. 581, 48 L. Ed. 900. Analogous to this is the holding in Railroad Co. v. Hurd, 108 Led. 116, 47 C. C. A. 615, 56 L. R. A. 193, that the time prescribed in a wrongful death statute within which an action may be brought on it controls in a suit on the statute in a foreign jurisdiction. If the statute is controlling as to damages and to time of bringing action in the foreign jurisdiction, the reasonable inference therefrom would seem to be that it is also controlling as to the person who 'should sue on it. Hence we find a number of decisions to the effect that, if the wrongful death statute confers the right of action on the beneficiaries directly, the personal representative cannot sue in the foreign jurisdiction, and vice versa. In the case of
These several considerations cause me to doubt the correctness of the decision in the Stewart Case. Others also have not been entirely satisfied with it. Judge Lowell, in the quotation from his opinion in the Bishop Case, made above, refers to its language as vague. In the case of Sanbo v. Union Pac. Coal Co. (C. C.) 130 Led. 52, Judge Hallett said that he did not know of any decisions amongst those he had seen, which had been quite numerous, that “go so far as this case” — in the direction of holding that the beneficiaries might possibly, under some circumstances, bring an action without a personal representative as plaintiff. Minor on Conflict of Laws, p. 477, note 1, says that, if the division of torts adopted in the Stewart Case is recognized generally, the whole basis upon which the principles of private international law touching torts now rests would probably be revolutionized. But the decision has never been disapproved, much less overruled. I therefore consider myself bound by it. There was greater difference in the wrongful death statutes of the two jurisdictions involved in that case than in the two involved herein. The Maryland statute provided that the action should be brought by the state, and the amount recovered should be apportioned amongst the beneficiaries by the jury. The District of' Columbia statute provided that the action should be brought by the personal representative, and the amount recovered should be distributed according to the laws of the distribution of a decedent’s estate. Here the statutes of both Ohio and Kentucky provide that the action shall be brought by the personal representative, and under each the recovery is for the benefit of the two infant children of the decedent. If, then, the personal representative could recover in the Stewart Case, when he could not have sued in Maryland, ought not plaintiff have a right to sue here, even though he could not have sued in Ohio ?
But I am not content to let the matter rest here. I think that plaintiff had a right to have brought his suit in Ohio, and that the courts of that state would have permitted him to sue therein. The wrongful death statute of Ohio confers the right of action on the personal representative. It is not limited to a domestic personal representative. It is contained in sections 6134 and 6135, Bates’ Ann.
But it is urged by defendant’s counsel that it has been held by the Supreme Court of Ohio that a foreign personal representative cannot sue on the wrongful death statute of that state. Of course, if this is true, this construction of that statute is binding upon us. The case relied on is Woodard v. M. S. & N. I. R. Co., 10 Ohio St. 121. This case, however, did not involve a construction of the Ohio statute, much less did it involve the question whether a foreign personal representative could sue on the Ohio wrongful death statute in Ohio. It was an action in Ohio by an Ohio personal representative on the Illinois wrongful death statute. It is true that it is said in the statement of facts preceding the opinion that: the Illinois wrongful death statute and foreign personal representative statute were both very similar to the like statutes of Ohio, and there is a basis, therefore, for claiming that the decision is an indirect construction of the Ohio statutes. It is certainly no more. But this decision was rendered before the Civil War, when wrongful death litigation was in its infancy. It is the pioneer case involving the question involved herein. The court was not at the proper standpoint in which to construe the Illinois statute correctly. The standpoint from which one views a thing often makes-a very great difference whether he sees correctly. The proper' standpoint from which to have construed the Illinois statutes-was from the bench of an Illinois court, just as here the proper standpoint from which to construe the Ohio statute is from the bench of an Ohio court. The Ohio Supreme Court construed the Illinois statutes from its own bench. The danger in so doing was that it would think that the only way in which plaintiff’s action
“We have never questioned this proposition, and don’t now.' The administrator appointed in Kentucky can bring suit in Ohio upon this same cause of action.”
If this is so, then why can he not maintain this action in Kentucky? The only possible ground for his not having the right to do so is that the cause of action is not transitory. But as to that, there can be no question. In the Dennick Case it was held not only that the New York personal representative had a right of action on the New Jersey wrongful death statute, but he had a right to bring his action in New York, and hence that the cause of action was transitory. There was a time, perhaps, when it was an open question whether the cause of action on a wrongful death statute was transitory, and it was held in some jurisdictions that, in order for it to be so, it was essential that there be a substantially similar statute in the foreign jurisdiction. In Ohio the decision in the Woodard Case, which was really based upon the proposition that an Ohio personal representative had no right of action on the Illinois wrongful death statute, seems to have been treated as holding that a right of action on a wrongful death statute of a foreign jurisdiction was not transitory and enforceable in Ohio unless there was an express statute in that state permitting its enforcement there. It would seem that it was upon such idea that section 6134a of Bates’ Annotated Statutes of Ohio was passed, which provides that a right to maintain an action and recover damages for a death ■caused by wrongful act, neglect, or default in another state, territory, or foreign country, given by a statute thereof, may be enforced in Ohio “in all cases where such other state, territory or
“Tlie present tendency of the more recent decisions is to advance still further towards liberality, and to throw open the courts to litigants whose cause of action has arisen in other states and under the laws thereof, even though not actionable at common law, or not actionable if it had arisen in the forum, provided the enforcement of the lex delicti would not seriously contravene the established policy of the forum. The presumption is in favor of the right to sue, and the burden rests upon the party objecting to show that the enforcement of the ‘proper law’ would be inconsistent with the domestic policy.”
This is the federal position, as evinced by the Dennick and subsequent cases decided by the Supreme Court. Linder it, it seems to me that the only limitations upon the right to sue in the foreign jurisdiction is the existence of a statute in such jurisdiction prohibiting it, or the absence there of adequate machinery of procedure. The fact that Ohio has a different rule has no relevancy to this case. This is not a suit in Ohio on a foreign wrongful death statute. It is a suit in Kentucky on the Ohio statute. There is no statute in this state prohibiting such a suit. Its machinery of procedure is adequate to the enforcement of the right. If then, as is thus conceded, plaintiff had a right to have brought an action in Ohio, there is no possible reason for his not having a right to bring this action.
Counsel for defendant suggest as a reason why plaintiff should not be allowed to maintain this action that it is liable to another action by an Ohio personal representative. I do not think there is any such liability. -If the plaintiff had brought this action in Ohio, it could not be claimed that thereafter another action could have been maintained against him there by a domestic personal representative. The fact that he has brought it in Kentucky can make no difference. Counsel for defendant rely on the case of Sanbo v. Union Pac. Coal Co. (C. C.) 130 Fed. 52. That was an action in Colorado by a Colorado personal representative on the Wyoming wrongful death statute. It was held that the action could not be maintained. The ground upon which it was so held was that under the Wyoming statute the amount recovered was a fund to pay debts. It was conceded that, if the statute had been like the Ohio statute, the action could have been maintained.
My conclusion, therefore, is that under the Ohio statute plaintiff had a right to have brought his action in Ohio, and, having that right, he had a right to bring it in Kentucky, irrespective of the Stewart Case.
Then, as to the motion for new trial. The main ground relied on is the refusal to give a peremptory instruction to the jury to-find for the defendant at the close of all the evidence. It is urged that the deféndant was entitled to such an instruction, because the-cause of action was not transitory and enforceable in Kentucky. I have disposed of this contention in what I have had to say on the-preceding motion. Then it is urged that the evidence was not sufficient to entitle plaintiff to have the cause submitted to the jury.. The nature of the case was this: The defendant, on Tabor Day
in September, 1902, and for some time prior thereto, owned and was-managing Beechwood Park, in or near the city of Ironton, Ohio. On that day the laboring men had a celebration in the park, to which-the public were invited. The decedent, as one of the public, attended this gathering, and paid for admission, as did the rest, the-receipts going to defendant. Whilst sitting under a black gum tree listening to the speakers at the band stand, and when hardly a breath of air was stirring, a large branch 'separated from the main body of the tree at its connection therewith and fell, striking her on the head and killing her instantly. The petition charged that the branch was dead, unsound, and rotten on top at and near its connection with the main body of the tree where it gave way,, that this defective condition was patent and knowable by the defendant by the exercise of ordinary care,- that it carelessly and negligently allowed the branch to remain upon said tree and failed to-remove it, and that by reason thereof the injury complained of was occasioned.
As to the claim that the branch was dead, unsound, and rotten-on top at and near the connection with the main body of the tree ■where it gave way, I think there was evidence tending to show that such was the case; at least, sufficient to justify the jury in passing-upon the question. There was likewise evidence tending to show that it was patent to one who might have climbed the tree for the-purpose of examining it and seeing if it were safe. The evidence-did not warrant the conclusion that it was patent to one examining the tree from the ground, and I so told the jury. The claim, then,, that it was knowable by the defendant by the exercise of ordinary care, and that it negligently failed to remove it, depended upon-whether a person of ordinary prudence, with such knowledge as he-would have from an inspection of the tree from the ground — it is not denied that ordinary care required an examination of the tree from the ground — would not have climbed the tree for the purpose-of making a more careful examination of this branch, would have-discovered the defective condition of the branch by making such examination, and' with such knowledge would have removed the branch and thereby have prevented the injury. I think that the-evidence was such as to demand a submission of these questions to the jury for their determination. The evidence showed clearly that the tree was a large old tree; that it leaned towards the band stand somewhat; that the branch in question was 30 or 40 feet up in the
“There is no fixed standard in the law by which a court is enabled to arbitrarily say in every case what conduct shall be considered reasonable and prudent, and what shall constitute ordinary care, under any and all circumstances. The terms ‘ordinary care,’ ‘reasonable prudence,’ and such like terms, as applied to conduct and affairs of men, have a relative significance, and cannot be arbitrarily defined. What may be deemed ordinary care in one case may, under different surroundings and circumstances, be gross negligence. The policy of the law has relegated the determination of such questions to the jury, under proper instructions from the court. It is their province to note the special circumstances and surroundings of each particular case, and then say whether the conduct of the parties in the case was such as would be expected of reasonably prudent men under a similar state of affairs. When a given state of facts is such that reasonable men may fairly differ upon the •question as to whether there was negligence or not, the determination of the matter is for the jury. It is only where the facts are such that all reason*582 able men must draw the same conclusion from them that the question of negligence is ever considered as one of law for the court.”
These questions have been submitted to two juries composed of intelligent and fair-minded men, and in each instance they have found against the defendant, and I think the last verdict should be allowed to stand.
The motion for new trial is overruled.