In 1981, petitioner-appellant Thomas J. Williams (Williams), a Louisiana state prisoner, was convicted by a jury of first degree murder and sentenced to death. He *470 was later resentenced to life imprisonment. Williams filed a state habeas corpus application, alleging, inter alia, that the reasonable doubt instruction given to the jury at his trial was constitutionally defective. On October 23, 1991, the state trial court denied Williams’s application for habeas relief, and on July 17, 1994, the Louisiana Supreme Court denied Williams’s request for supervisory and/or remedial writs. On April 22, 1997, Williams filed the instant federal petition for habeas relief under 28 U.S.C. § 2254; in his petition, he brought claims similar to those in his state habeas application. On March 9,1999, the district court denied his petition and dismissed his claims with prejudice. The district court then denied Williams’s request for a certificate of appealability (COA). Williams sought a COA from this Court, which granted his request in part, limited to the question of the constitutionality of the reasonable doubt instruction. We now affirm.
Facts and Proceedings Below
On January 16, 1981, Williams entered a neighborhood bar near his home in New Orleans. He shot and killed .one person, injured another with a gunshot to the arm, and fired errant shots at other bar patrons. In June, 1981, Williams was convicted of first degree murder and later sentenced to death. He made a direct appeal to the Louisiana Supreme Court, which affirmed his conviction but remanded for an evidentiary hearing regarding whether he had received ineffective assistance of counsel during the sentencing phase of his trial.,
See State v. Williams,
Williams later filed an application for state habeas relief. In the application, he argued that the reasonable' doubt instruction given to the jury at his 1981 trial was constitutionally defective under
Cage v. Louisiana,
On April 22, 1997, Williams filed the instant petition for post-conviction relief pursuant to 28 U.S.C. § 2254. In his petition, Williams again contended that the trial court’s reasonable doubt instruction was constitutionally defective; he also argued that the specific intent instruction violated due process and that his counsel provided ineffective assistance by not allowing him to testify on his own behalf at the guilt phase regarding his level of intoxication at the time he committed the offense. On March 8, 1999, the district court denied the petition. Regarding the reasonable doubt instruction, the district court found that because Williams filed his petition after the passage of the Antiter-rorism and Effective Death Penalty Act of 1996 (AEDPA), he could not “overcome the formidable barriers set up by AEDPA” *471 and therefore the district court could not consider the merits of his claim. The district court did not specify which barriers precluded Williams from prevailing, and dismissed his claims with prejudice. Williams filed a notice of appeal and moved for a COA, which the district court denied. Williams then sought a COA from this Court. This Court granted his request in part, limited to the question of whether the reasonable doubt instruction was constitutionally defective, but declined to issue a COA on any other issue.
Discussion
At the close of the guilt phase of Williams’s 1981 trial, the trial court gave the following instruction to the jury:
“The defendant is presumed to be innocent until he is proved guilty beyond a reasonable doubt. The consequence of this rule of law is, he is not required to prove his innocence, but may rest upon the presumption in his favor until it is overcome by positive affirmative proof. The onus, therefore, is on the State to establish to your satisfaction, and beyond a reasonable doubt, the guilt of the accused, as to the crime charged or any lesser one included in it.
If you entertain any reasonable doubt as to any fact or element necessary to constitute the defendant’s guilt, it.is your own sworn duty to give him the benefit of that doubt and return a verdict of acquittal. Even where the evidence demonstrates a probability of guilt, yet if it does not establish it beyond a reasonable doubt, you must acquit the accused. This doubt must be a reasonable one, that is, one found upon a real, tangible, substantial basis, and not upon mere caprice, fancy or conjecture. It must be such a doubt that would give rise to a grave uncertainty, raised in your minds by reason of the unsatisfactory character of the evidence; one that would make you feel that you had not an abiding conviction to a moral certainty of the defendant’s guilt. If, after giving a fair and impartial consideration to all of the facts in the case, you find the evidence unsatisfactory upon any single point indispensably necessary to constitute the defendant’s guilt, this would give rise to such a reasonable doubt as would justify you in rendering a verdict of not guilty.
A reasonable doubt is not' a mere possible doubt. It should be an actual or substantial doubt. It is such a doubt as a reasonable person would seriously entertain. It is a serious doubt for which you could give a good reason.” (emphasis added).
No objection was made to this instruction, nor was it complained of on direct appeal.
Williams contends that the trial court’s use of the phrases “grave uncertainty,” “moral certainty,” and “actual or substantial doubt,” as well as its requirement that the jury have a “serious doubt for which you could give a good reason,” rendered the instruction constitutionally defective under
Cage v. Louisiana
and
Victor v. Nebraska,
I. Background: Cage-Victor Error and Retroactivity
The Due Process Clause of the Fourteenth Amendment “protects the accused against conviction except upon proof beyond a reasonable doubt of every fact necessary to constitute the crime with
*472
which he is charged.”
In re Winship,
The Supreme Court subsequently refined
Cage
but left its holding essentially intact. In
Estelle v. McGuire,
the Court clarified that the standard for reviewing jury instructions in challenges to state criminal convictions was not whether an instruction could have been applied in an unconstitutional manner, as the
Cage
Court stated, but whether there is a “reasonable likelihood” that a jury in fact applied the challenged instruction unconstitutionally.
See McGuire,
As noted above, Williams was convicted in 1981 and the Louisiana Supreme Court affirmed his conviction in 1985, five years before
Cage
was issued. The state contends that in light of AEDPA, Williams cannot benefit from the “new rule” of constitutional law announced by
Cage
and later cases. The threshold question, therefore, is whether Williams may now avail himself of
Cage
and
Victor,
which were both announced well after his conviction became final.
See Caspari v. Bohlen,
“It is undisputed that
Cage
announced a new rule of constitutional law.”
In re Smith,
This Court has held that
Cage-Victor
error falls within the second
Teague
exception and therefore applies retroactively on collateral review. See
Humphrey v. Cain,
As noted above, in denying Williams’s petition, the district court relied upon the fact that Williams was subject to AEDPA to support its conclusion that he could not benefit from Humphrey because he could not overcome unspecified “barriers” of AEDPA. 4 We conclude that based on Muhleisen, the district court’s ultimate conclusion — that AEDPA precludes Williams from availing himself on habeas of the rule announced by Cage and later cases — is correct.
II. The Effect of AEDPA on Williams’s Petition
Williams’s petition, filed on April 22, 1997, is governed by AEDPA, which significantly restricts the availability of habeas relief to state prisoners. AEDPA amended section 2254(d) to provide in relevant part:
“An application for a writ of habeas corpus on behalf of a person in custody pursuant to the judgment of a State court shall not be granted with respect *474 to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim—
(1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by' the Supreme Court of the United States; or
(2) resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.” 28 U.S.C. § 2254(d).
Subsection (d)(2), as amended, applies to the state court’s factual determinations, while (d)(1) applies to questions of law and mixed questions' of law and fact.
See Lockhart v. Johnson,
This Court’s holding in
Muhleisen
affirmed the denial of a post-AEDPA habeas petition invoking the
Cage-Victor
rule to challenge a conviction that became final before
Cage
and
Victor
had been announced. Applying section 2254(d)(1), the
Muhleisen
Court stated that “we can grant a writ of habeas corpus only if the state court’s determination of law, on a de novo review; violated Supreme Court precedent in existence at the time of the petitioner’s conviction.”
Muhleisen,
In
Muhleisen,
we acknowledged
Humphrey
II’s holding that
in pre-AEDPA cases Cage
and
Victor
applied retroactively on habeas, but concluded that we were “bound by AEDPA” to dismiss the petition. The clear import of
Muhleisen
is that a lower federal court’s holding that
Cage
and
Victor
apply retroactively is insufficient to make them retroactive under AEDPA. It therefore seems plain to us that under
Muhleisen
in order for a “new rule” to be available under AEDPA to section 2254 petitioners, the Supreme Court itself must have held that the rule is retroactive. It has not done so with respect to
Cage
errors.
Muhleisen; Smith,
Nothing in the Supreme Court’s recent decision in
Williams v. Taylor,
Certainly nothing in Williams casts doubt on Muhleisen. Indeed, if anything the emphasis in Justice O’Connor’s opinion for the Williams Court that habeas relief can only be based on Supreme Court jurisprudence as reflected in Supreme Court holdings, not dicta, only serves to strengthen Muhleisen.
Regardless of the precise contours of post-AEDPA habeas retroactivity,
Muh-leisen
controls and mandates the dismissal of Williams’s petition. As of the present time, the Supreme Court has not held (or even stated in dicta) that the
Cage-Victor
rule applies retroactively on collateral review, and thus Williams cannot benefit from that rule under the second
Teague
exception, as he could have done pre-AED-PA under
Humphrey II. See Muhleisen,
*476 III. Williams’s Cage-Victor Claim
We note in passing that even if Cage and Victor apply retroactively to Williams’s petition, it is indeed doubtful that claim would succeed because the instruction at his trial does not appear to have exhibited the same constellation of factors that rendered the instruction in Cage constitutionally defective. The instruction given to the jury at Williams’s trial contained three traditionally suspect terms, “grave uncertainty,” “actual or substantial doubt,” and “moral certainty,” as well as the additional qualifier, known as an “articulation requirement,” which equates a reasonable doubt with “a serious doubt for which you could give a good reason.”
At the outset, we note that we would not consider whether the articulation requirement might have corrupted the reasonable doubt instruction because the Supreme Court “has never expressed disfavor with such language.”
See Muhleisen,
Regarding the other three phrases, the state trial court’s use of “grave uncertainty” and “actual or substantial doubt” is materially indistinguishable from the instruction in
Cage.
8
By contrast, the “moral certainty” phrase and its surrounding context bear a stronger resemblance to the constitutionally permissible instructions in
Victor.
In
Cage,
the “moral certainty” phrase stated that “[w]hat is required is not an absolute or mathematical certainty, but a
moral certainty.” Cage,
Without a defective “moral certainty” phrase, the other two phrases in and of themselves do not render the instruction constitutionally defective.
See Muhleisen,
Conclusion
For the reasons stated above, the district court’s denial of Williams’s petition is AFFIRMED.
Notes
. The instruction in Cage read in relevant part:
"If you entertain a reasonable doubt as to . any fact or element necessary to constitute the defendant's guilt, it is your duty to give him the benefit of that doubt and return a verdict of not guilty.... It must be such doubt as would give rise to a grave uncertainty, raised in your mind by reasons of the unsatisfactory character of the evidence or lack thereof. A reasonable doubt is not a mere possible doubt. It is an actual substantial doubt. It is a doubt that a reasonable man can seriously entertain. What is required is not an absolute or mathematical certainty, but a moral certainty." Cage,111 S.Ct. at 329 (emphasis in original).
. On remand from the United States Supreme Court, the Louisiana Supreme Court found that the instructional error was harmless, and affirmed Cage’s conviction and sentence.
State v. Cage,
. The Second, Fourth, and Eleventh Circuits have also held, in pre-AEDPA cases, that
Cage
and
Victor
apply retroactively on habeas review.
See Gaines v. Kelly,
. We observe that two of the major hurdles created by AEDPA are not relevant to Williams. Williams filed his § 2254 petition within one year of April 24, 1996, and therefore his petition is timely.
See Flanagan v. Johnson,
. In a footnote at the end of the
Muhleisen
opinion, we stated "we hold in the alternative that the jury instruction given at Muhleisen’s trial is not contrary to the Court's decision in
Cage." Muhleisen
at 845 n. 2. This alternative footnote holding does not deprive
Muhleisen ’s
basic holding-that AEDPA barred relief because the conviction had become final on direct appeal before
Cage
was handed down and there was then no Supreme Court holding that the instruction was constitutionally erroneous-of its binding precedential force. See, e.g.,
Pruitt v. Levi Strauss & Co.,
. The phrase "the time of the relevant state-court decision” as used here obviously refers to the time of the state conviction being attacked (or when it became final on direct appeal) and not to the time of the state court decision denying collateral relief from that conviction, else AEDPA § 2254(d) would almost completely eviscerate the previous law of non-retroactivity and would vastly expand, rather add a new constraint on, the power of the federal courts to grant habeas relief to state prisoners.
. We take note of our decision in
Morris v. Cain,
We finally note that even if
Morris
and
Muhleisen
conflict,
Muhleisen,
as the earlier decision, is the controlling precedent.
See, e.g., Billiot v. Puckett,
. There is one small difference. At Williams's trial, the court used the phrase "actual
or
substantial doubt,” while in
Cage
the phrase was "actual and substantial doubt.” While there is some conceivable difference between the two phrases, this Court has previously found that in the absence of any other mitigating words or phrases, the two phrases have the same intent behind them.
See Morris,
. The phrases were as follows:
“[Reasonable doubt] is that state of the case which, after the entire comparison and consideration of all the evidence, leaves the minds of the jurors in that condition that they cannot say they feel an abiding conviction, to a moral certainty, of the truth of the charge.” Victor,114 S.Ct. at 1244 (emphasis in original).
"[Reasonable doubt] is such a doubt as will not permit you, after full, fair, and impartial consideration of all the evidence, to have an abiding conviction, to a moral certainty, of the guilt of the accused.” Id. at 1249 (emphasis in original).
