Lead Opinion
COLE, J., delivered the opinion of the court, in which MARTIN, C. J., joined. RYAN, J. (pp. 762-65), delivered a separate opinion concurring in part and dissenting in part.
Plaintiffs, past and present Memphis police officers, brought an action against the city of Memphis asserting various claims under the Fair Labor Standards Act (FLSA or Act), 29 U.S.C. §§ 201 et seq. Plaintiffs currently appeal the district court’s dismissal of two of those claims on summary judgment and the court’s final judgment in favor of the city on three other claims. For the following reasons, we AFFIRM the judgments of the district court.
I.
Plaintiffs filed this action on January 7, 1993. During the course of the litigation, plaintiffs alleged, among other things: that certain aspects of the city’s sick leave policy violate the FLSA; that the Act requires the city to compensate canine officers for the time they spend commuting to work with their assigned dogs; that aspects of the city’s policy regarding the use of compensatory time violate the FLSA; that police captains are not exempt from FLSA overtime requirements; and that officers are entitled under the Act to compensation for time spent maintaining and commuting to work in city vehicles. The district court granted the defendant’s motion for summary judgment on plaintiffs’ first two claims. Following a pretrial conference, the parties submitted the remaining claims to the district court for a decision based on trial memoranda, stipulations, and exhibits. The district court eventually found in favor of the city on these claims as well. This timely appeal followed.
II. STANDARD OF REVIEW
This Court reviews de novo a district court’s grant of summary judgment. See Hartsel v. Keys,
III. DISCUSSION
III.A Compensatory Time
Plaintiffs contend that the district court erred by ruling that the city’s policy regarding the use of compensatory time does not violate the FLSA. Pursuant to memoranda of understanding between the city and the plaintiffs’ union, officers who work overtime may choose between receiving overtime pay or compensatory time. Officers can accumulate up to 480 hours of compensatory time. The memoranda dictate that an officer wishing to use accrued compensatory time must sign his or her precinct’s compensatory time log book any time within thirty days of the requested day off. However, the city also requires that the commanding officer of each precinct monitor its log book to ensure that each shift is adequately staffed. If the commanding officer determines that fur
The plaintiffs argue that this practice of closing a precinct’s log books violates the FLSA. The Act allows public agencies to provide, in lieu of overtime, “compensatory time off at a rate not less than one and one-half hours for each hour of employment for which overtime compensation is required by this section.” 29 U.S.C. § 207(o)(l). The Act imposes several conditions on a public agency’s ability to offer compensatory time, however. Two are relevant for the purposes of this case. First, an employer may grant compensatory time in lieu of overtime pay pursuant only to a collective bargaining agreement, or other agreement. See 29 U.S.C. § 207(o)(2)(A). Second, an employee “shall be permitted by the employee’s employer to use such time within a reasonable period after making the request if the use of the compensatory time does not unduly disrupt the operations of the public agency.” 29 U.S.C. § 207(o)(5).
The plaintiffs’ argument focuses on the phrase “unduly disrupt” in § 207(o)(5). They begin by arguing that § 207(o)(5) requires an employer to grant an employee’s reasonably timed request for the use of banked compensatory time, unless the use of the time would be unduly disruptive. See 29 C.F.R. § 553.25(d) (“For an agency to turn down a request from an employee for compensatory time off requires that it should reasonably and in good faith anticipate that it would impose an unreasonable burden on the agency’s ability to provide services of an acceptable quality and quantity for the public during the time requested without the employee’s services.”); S.Rep. No. 99-159 (1985) (“By unduly disruptive, the Committee means something more than mere inconvenience.”). The city, however, acknowledges its policy is not to grant overtime pay to one officer so that another can use compensatory time on a requested date. Plaintiffs contend that the payment of overtime to an officer so that another can use banked compensatory time is not an undue disruption. See Heaton v. Moore,
The fundamental defect in the plaintiffs’ position, however, is that it completely ignores the phrase “reasonable period,” which the Act gives the parties the freedom to define. See Moreau v. Harris County,
The use of compensatory time in lieu of cash payment for overtime must be pursuant to some form of agreement or understanding between the employer and the employee (or the representative of the employee) reached prior to the performance of the work. (See § 553.23.)1 To the extent that the condi-
The Department believes ... that some parties may choose to include in their agreement or understanding the conditions or terms regarding the taking of compensatory time off. No useful purpose would be served, in the Department’s view, by providing for some further review under the FLSA of the appropriateness of the agreed upon terms.
52 Fed.Reg. 11,2017 (1987); see also Auer v. Robbins,
In this case, the city and the plaintiffs’ union had an agreement on the issue of compensatory time. The agreement provided “the conditions under which an employee can take compensatory time off.” 29 C.F.R. § 553.25. These include a condition that once a certain number of officers requested a specific day off, the commanding officer may close the precinct’s log book for that day. The city and the union in this case have agreed, then, that the reasonable period for requesting the use of banked compensatory time begins thirty days prior to the date in question and ends when the number of officers requesting the use of compensatory time on the given date would bring the precinct’s staffing levels to the minimum level necessary for efficient operation. We are loath to interfere with this agreement. Therefore, we conclude that the district court did not err by finding for the city on this claim.
III.B Canine Commute Time
Plaintiffs also contend that the district court erred by granting summary judgment in favor of the city on plaintiffs’ claim for compensation for canine commute time. Memphis maintains a “Canine Squad,” of which some plaintiffs are members. The city assigns each member of the squad a dog and a vehicle to transport the animal. The city also requires that members board the dogs at their homes and that they feed, train, walk, and clean up after their four-legged partners. The parties have settled most of the issues relating to compensation for time officers spend caring for dogs while not on duty. However, as the dogs reside in squad members’ homes, the city also requires each canine officer to drive his or her dog
“The Portal-to-Portal Act, which amended the FLSA in 1947, 29 U.S.C. § 521 et seq., represented an attempt by Congress to delineate certain activities which did not constitute work,” and which are therefore non-compensable. See Reich v. New York City Transit Auth.,
Despite these provisions, an employee is entitled to payment for any work that the employer requires the employee to perform during the commute. See 29 C.F.R. § 785.41. Several courts recently have addressed the issue of the compensability of canine care that occurs during commutes; the leading case is Reich. “Feeding, training, and walking [a police dog] are work” and are therefore compensable activities. Reich,
Plaintiffs, however, have not adduced evidence that canine officers spend more than a de minimis amount of time during their commutes engaged in such activities. See Reich,
III.C Vehicle Maintenance & Non-Canine Commute Time
The plaintiffs also contend that the district court erred by ruling in favor of
On the cleaning and maintenance issue, plaintiffs claims are without merit. The FLSA provides that:
[T]he use of an employer’s vehicle for travel by an employee and activities performed by an employee which are incidental to the use of such vehicle for commuting shall not be considered part of the employee’s principal activities if the use of such vehicle for travel is within the normal commuting area for the employer’s business or establishment and the use of the employer’s vehicle is subject to an agreement on the part of the employer and the employee or representative of such employee.
29 U.S.C. § 254(a) (emphasis added). Plaintiffs do not argue that officers’ use of police vehicles for commuting purposes takes officers outside of their normal commuting areas or that there is no agreement between the city and the officers’ union covering these matters. Keeping vehicles clean and scheduling maintenance to be done at the city’s expense are hardly arduous and precisely the sort of activities that Congress had in mind when it used the phrase “incidental to the use of [the employer’s] vehicle.” Id. The legislative history of the 1996 amendments is instructive: “It is not possible to define in all circumstances what specific tasks and activities would be considered ‘incidental’ to the use of an employer’s vehicle for commuting. ... [RJoutine vehicle safety inspections or other minor tasks have long been considered preliminary or postlimi-nary activities and are therefore not com-pensable.” H.R. Rep. 104-585.
On the issue of compensation for the entire commute, we likewise find that the district court did not err; monitoring a police radio does not convert commute time into compensable work. Cf. Bartholomew v. Burlington,
Plaintiffs are incorrect. As an initial matter, if an officer takes time out of his or her commute to respond to an incident, he or she is compensated if the response takes more than thirty minutes.
The plaintiffs contend that the district court erred in granting summary judgment on the issue of whether the city’s Location-When-Ill (LWI) policy, DR 1104, violates the FLSA. The department pays employees on leave for illness or an on-the-job injury at their normal hourly rate for their regular shifts. The department’s LWI policy, however, regulates the activities of employees who are on leave. It provided, during the time period in question,
Plaintiffs claim, however, that the LWI policy was so onerous and intrusive that any waking hour spent under it counts as an hour worked for the purposes of the FLSA. Therefore, plaintiffs claim that they are entitled to overtime compensation for “non-sleeping time spent outside of their regular workshifts under the structures of DR 1104.”
Generally speaking, the FLSA requires employers to compensate an employee at a rate of pay not less than one and one-half times the employee’s normal rate of pay for hours the employee works above the statute’s applicable maximum workweek. See 29 U.S.C. § 207(a). Under certain circumstances, employer restrictions on what is ostensibly an employee’s free time can cause such time to count as hours worked. See 29 C.F.R. § 553.221(c), (d). The question confronting this Court is analogous to that posed by cases considering the compensability of “on-call” time.
Using this fact-specific standard as a guide, it is clear that time Memphis officers spend subject to the city’s LWI policy is not compensable work.
III.E. Exempt Status of Captains
Finally, plaintiffs contend that the district court erred by ruling in favor of the city on plaintiffs’ claim regarding police captains. Memphis does not pay overtime to captains because it classifies them as salaried, executive employees. The FLSA does not require employers to provide overtime pay to “bona fide executives.” 29 U.S.C. § 213(a)(1). The regulations implementing the FLSA provide that for an employee to fall within this exemption, that employee must be paid on a “salary basis.” 29 C.F.R. § 541.1(f). An employee is so paid “if under his employment agreement he regularly receives each pay period on a weekly, or less frequent basis, a predetermined amount constituting all or part of his compensation, which amount is not subject to reduction because of variations in the quality or quantity of the work performed.” 29 C.F.R. § 541.118.
The plaintiffs contend that the police captains are not bona fide executives for the purposes of the FLSA because they were subject to pay reductions for disciplinary infractions relating to the “quality or quantity” of their work. The City of Memphis Civil Service Rules
In Auer v. Robbins,
In this ease, there is nothing to indicate that Memphis police captains are anything other than salaried employees.
IV. CONCLUSION
For the foregoing reasons, we AFFIRM the judgments of the district court.
Notes
. Title 29 C.F.R. § 553.23 provides, in its relevant sections:
(a) General.
(1) As a condition for use of compensatory time in lieu of overtime payment in cash, section 7(o)(2)(A) of the Act requires an agreement or understanding reached*757 tions under which an employee can take compensatory time off are contained in an agreement or understanding as defined in § 553.23, the terms of such agreement or understanding will govern the meaning of “reasonable ‘period.” prior to the performance of work. This can be accomplished pursuant to a collective bargaining agreement, a memorandum of understanding or any other agreement between the public agency and representatives of the employees....
(2)... .The agreement or understanding may include other provisions governing the preservation, use, or cashing out of compensatory time so long as these provisions are consistent with section 7(o) of the Act....
(b) Agreement or understanding between the public agency and a representative of the employees.
(1) Where employees have a representative, the agreement'or understanding concerning the use of compensatory time must be between the representative and the public agency either through a collective bargaining agreement or through a memorandum of understanding or other type of oral or written agreement.
. We acknowledge some difficulty reconciling 29 C.F.R. § 553.25(c)(2) and 29 C.F.R. § 553.25(d). The Seventh Circuit, however, has recently noted the importance of private ordering in FLSA cases, even in situations in which the FLSA has not granted parties the broad freedom to contract that it has here. See Dinges v. Sacred Heart St. Mary’s Hospitals, Inc.,
. The city apparently takes the position that shorter stops are de minim is. Plaintiffs note that shorter stops are not compensated, but do not argue that the city's threshold length of time for compensability is too high, choosing instead to argue that all commuting time is compensable.
. This case is distinguishable from those that have held that a requirement that employees monitor a noisy radio converts on-call time to work. See, e.g., Cross v. Arkansas Forestry Comm’n,
. After the commencement of this litigation, the city "clarified” the LWI policy. It now provides that it applies only "during his or her scheduled duty hours.”
. The reason for this policy was, as the defendant puts it, to dissuade officers from "the inappropriate practice of using 'sick' days as additional vacation days.”
. An on-call employee leaves the employer’s premises "with the understanding that he or she is expected to return to work” if called in. 29 C.F.R. § 553.221.
. An initial, and obvious, difference between this an on-call cases in which courts have held employee time compensable is that an officer on LWI leave is presumed to be too ill or injured to work. Therefore a Memphis officer on leave does not have to contend with the possibility of being called in by the department.
. "Penalties imposed for safety rules of major significance will not affect the employee’s salaried status.” 29 C.F.R. § 541.118(a)(5). Defendant apparently concedes that some of the rules in question are not "safety rules of major significance.”
. On facts virtually identical to the ones here, several courts have followed Auer. See, e.g., West v. Anne Arundel County,
Concurrence Opinion
concurring in part and dissenting in part.
In my view, neither the district court nor the majority here come squarely to grips with the plaintiffs’ claim that they are, on some occasions, being denied compensatory time off for reasons forbidden under the Fair Labor Standards Act and its implementing regulations. The result, in my judgment, is that the plaintiffs con
The parties agree that 29 U.S.C. § 207(o)(5)(B) assures that, in this case, an officer
shall be permitted by the employee’s employer to use [comp] time within a reasonable period after making the request if the use of the compensatory time does not unduly disrupt the operations of the public agency.
Thus, under this subsection there are two conditions precedent that must be satisfied before an employee may take comp time off: (1) the employee must be permitted to take the comp time within a reasonable period of time after making his request; and (2) taking the comp time must not unduly disrupt the operations of the Memphis Police Department.
One of the implementing regulations adopted by the Department of Labor provides that
[t]o the extent that the conditions under which an employee can take compensatory time off are contained in an agreement or understanding ... the terms of such agreement or understanding will govern the meaning of “reasonable period.”
29 C.F.R. § 553.25(c)(2).
The parties agree that there is a collective bargaining agreement in place between them. Unfortunately, the agreement, the foregoing agency regulation notwithstanding, does not define the term reasonable period. However, a Department of Labor regulation does define reasonable period as follows:
(c) Reasonable Period. (1) Whether a request to use compensatory time has been granted within a “reasonable period” will be determined by considering the customary work practices within the agency based on the facts and circumstances in each case. Such practices include, but are not limited to (a) the normal schedule of work, (b) anticipated peak workloads based on past experience, (c) emergency requirements for staff and services, and (d) the availability of qualified substitute staff.
29 C.F.R. § 553.25(c)(1).
The regulation also defines the expression unduly disrupt as follows:
(d) Unduly Disrupt. When an employer receives a request for compensatory time off, it shall be honored unless to do so would be “unduly disruptive” to the agency’s operations. Mere inconvenience to the employer is an insufficient basis for denial of a request for compensatory time off. (See H. Rep. 99-331, p. 23.) For an agency to turn down a request from an employee for compensatory time off requires that it should reasonably and in good faith anticipate that it would impose an unreasonable burden on the agency’s ability to provide services of acceptable quality and quantity for the public during the time requested without the use of the employee’s services.
29 C.F.R. § 553.25(d).
The plaintiffs concede that the defendant’s precinct commanders may properly reserve to themselves the authority to determine when the logbooks are “full,” so that the “manning” in the precinct will not fall below necessary levels and thus unduly disrupt the operation of the police department. The plaintiffs insist, however, that the precinct commanders are declaring the logbook full, not when there is a risk of manpower falling below what is necessary for the public safety, but rather when the number of officers requesting comp time off reaches the point that it will be necessary to pay their replacement officers at the overtime rate of pay. That excuse for declaring the logbook full, the plaintiffs argue, is not permitted under the FLSA, or the Labor Department regulations, or the collective bargaining agreement between the parties, because paying a replacement officer at the overtime rate does not unduly disrupt the operation of the police department as that term is defined in 29 C.F.R. § 553.25(d) and has nothing whatever to do with the “reasonable peri
The Department [of Labor] recognizes that situations may arise in which overtime may be required of one employee to permit another employee to use compensatory time off. However, such a situation, in and of itself, would not be sufficient for an employer to claim that it is unduly disruptive.
Application of the Fair Labor Standards Act to Employees of State and Local Governments, 52, Fed.Reg.2012, 2017 (1987).
To the same effect, argue the plaintiffs, is an Eighth Circuit decision in Heaton v. Moore,
The defendant acknowledges that it has a policy of not permitting comp time to be taken if it would require the department to bring in a replacement officer at the overtime rate of pay. Plaintiffs claim that more often than not it is the application of this policy, forbidden by the federal regulations, that the precinct commanders employ to declare the logbooks full.
The district court failed to come to grips with this argument, stating only that “the City could have allowed the officer the time off by paying another officer overtime compensation to work in the requesting officer’s place [,but] [a]s general policy, the Division declined to call in officers on an overtime basis in order to permit another officer off for compensatory time.” Aiken v. City of Memphis,
Instead of resolving this difficult, mixed question of fact and law, the district court merely held, as the majority opinion in this court does, that the entire issue is governed by the collective bargaining agreement between the parties, and the collective bargaining agreement has a provision as to the reasonable period within which time off may be requested. The district court’s reasoning, although to me rather abstruse, apparently is that if an officer doesn’t make a request for comp time early enough to assure that his replacement need not be paid time-and-a-half, then the officer will not have requested his time off within a reasonable period. The problem, of course, with that sort of reasoning is that it conflates the concept of the reasonable period within which the day off must be requested, and whether it is an undue disruption of the police department’s operations to permit the time off to be taken. Thus, the plaintiffs’ claim that the logbook is being declared full for a forbidden reason is never directly engaged.
The majority opinion likewise dodges the problem, simply by declaring that the whole issue is governed by the collective bargaining agreement, and the majority is “loath to interfere with [the] agreement.”
To me, that answer, like the district court’s answer, is no answer at all. The district court made a factual finding that “[a]s a general policy, the Division declined to call in officers on an overtime basis in order to permit another officer off for compensatory time.” Aiken,
I would reverse the judgment of the district court with respect to this issue
