Lead Opinion
William Payton appeals the district court’s dismissal of his 42 U.S.C. § 1983 claims upon the defendants’ 12(b)(6) motion, and its concurrent dismissal of his state law claims because it opted not to exercise supplemental jurisdiction over them. For the reasons set out below, we vacate the district court’s decision, and remand for proceedings consistent with this opinion.
Facts
Payton’s § 1983 claims arise from a March 14, 1995 encounter with the individual defendants at Rush-Presbyterian-St. Luke’s Medical Center (“Rush”) in Chicago, Illinois. Payton alleges that on that date, he entered Rush in a peaceful, law-abiding manner. He claims that William Blair,
The duties and powers of a special police officer are laid out in the Special Policeman and Security Guards Ordinance of the City of Chicago. (“SPSGO”) § 4-340 Chi
conform to and be subject to all rules and regulations governing police officers of the city, and to such additional rules and regulations as the superintendent of police may make ... [they] shall possess the powers of the regular police patrol at the places for which they are respectively appointed or in the line of duty for which they are engaged. Special policemen shall report in person to the superintendent of police at such times and places as may be required by him.
§ 4-340-100.
The plaintiffs complaint alleged that on March 14, 1995 Freeman and Murray detained and arrested him, and beat, struck and kicked him without provocation. According to the complaint, these two knocked him to the ground, pushed his face to the floor, and, while they lay on top of him, handcuffed him. The alleged beatings caused the plaintiff to suffer severe injuries to his eyes, face, head, body, arms, legs and nervous system. The defendants pressed charges against Payton, although he was acquitted by a Cook County judge. The plaintiff claims that this was a malicious prosecution which led him to suffer emotional distress and other injuries.
Payton sued all of the defendants in Illinois court on a variety of state law claims. He later amended his complaint, alleging that the defendants violated his federal civil rights, because they were acting under the color of state law. This amended complaint contained three alleged federal law violations: a due process claim (“Count V”), an equal protection claim (“Count VI”) and a claim alleging a conspiracy to violate Payton’s constitutional rights (“Count VII”). These claims hinge on whether Freeman and Murray’s status as special Chicago police officers made them state actors.
After Payton filed his § 1983 claims, the defendants removed the suit to federal district court.
Analysis
We review the district court’s decision to grant a defendant’s 12(b)(6) motion to dismiss de novo. Pickrel v. City of Springfield,
A.
Payton’s second amended complaint alleged that when Freeman and Murray beat, detained, and arrested him, they did so under their authority as “duly appointed and anointed ... peace officers of the
In rejecting Payton’s argument that his pleadings were sufficient, the district court held that the plaintiff had to show some “additional plus factor” beyond the mere allegation that the defendants were special police officers. The district court believed that such a heightened pleading standard was “clearly established as a matter of law” by the Supreme Court’s decision in Williams v. United States,
We start by noting that Williams itself announced no heightened pleading requirement. That case dealt with whether a special police officer could be criminally prosecuted under 18 U.S.C. § 242, a statute similar, but plainly not identical, to § 1983. Williams’ central holding was that a private security guard granted special powers under a Florida statute could be prosecuted under federal civil rights law for beating a confession out of criminal suspects.
We do not read such a mandate into Williams. Indeed, the defendants point to only one other case to support the district court’s standard. See Davis,
This is not surprising given that Davis and the district court’s opinion here are in tension with the federal notice pleading standard. Rule 8(a)(2) of the Federal Rules of Civil Procedure requires only that a plaintiff plead a “short and plain statement of the claim showing that the pleader is entitled to relief.” In the seminal case Conley v. Gibson, the Supreme Court held that the Federal Rules of Civil Procedure “do not require a claimant to set out in detail the facts upon which he bases his claim.”
FRCP Rule 9(b) embodies the exception to this otherwise lenient rule. Rule 9(b) requires that claims of fraud or mistake be pleaded with particularity. The higher standard in those cases is warranted by the “great harm to the reputation of a business firm or other enterprise” a fraud claim can do. Ackerman v. Northwestern Mutual Life Ins. Co.,
Heightened pleading standards have fared poorly outside of the Rule 9(b) context. In a case relied on by the plaintiff, the Supreme Court unanimously held that federal courts may not apply a pleading standard “more stringent than the usual pleading requirements of Rule 8(a) of the Federal Rules of Civil Procedure in civil rights cases alleging municipal liability” under § 1983. Leatherman v. Tarrant County Narcotics Intelligence & Coordination Unit,
In the same vein, this circuit has expressed disfavor toward heightened pleading standards. In Kyle v. Morton High School, we observed that “[bjefore Leath-erman, on occasion we would apply a more stringent standard for notice pleading in civil rights cases; we no longer do so. We judge [a plaintiffs] complaint by the same standards we would apply in a non-civil rights case.”
The district court’s holding that the plaintiffs pleading was necessarily inadequate because he failed to allege “plus factors” cannot be squared with Leather-man or this circuit’s case law, and we do not adopt the standard used below. To the extent that Davis holds otherwise, we disapprove of it. Instead, we reiterate our rule that a pleading must only contain enough to “allow the court and the defendants] to understand the gravamen of the plaintiffs complaint.” Doherty,
B.
Payton has not yet cleared all of the hurdles he faces. Even though he has pleaded enough facts, he must show that as a legal proposition a special police officer can act under color of state law. The essence of a defendant’s Rule 12(b)(6) motion is not that the plaintiff has pleaded insufficient facts, it is that even assuming all of his facts are accurate, he has no legal claim. Johnson v. Revenue Management Corp.,
Section 1983 provides in pertinent part that “[e]very person who, under color of any statute, ordinance, regulation, custom, or usage, of any State ... subjects, or causes to be subjected, any citizen of the
There are two circumstances in which a private party will be held responsible as a state actor. Wade,
In Hoffman, which was a criminal case but is still instructive, this court held that the defendants, who were both privately employed railroad policemen and Chicago special police officers (under a predecessor statute), had acted under color of state law when they brutally beat vagrant trespassers.
If Hoffman had held that this authority flowed directly from the defendants’ status as Chicago special police officers, we might
Also persuasive is Stokes v. Northwestern Memorial Hospital, which held that special police officers acting under a previous version of this exact ordinance could be acting under color of state law for 12(b)(6) purposes.
The defendants point to Wade v. Byles to support their position that Freeman and Murray were not state actors.
While there is superficial resemblance between Wade and this case, the differences are more instructive than the similarities. There are two crucial distinctions between the powers of the defendant in Wade and those involved here. First, as noted above, the guard in Wade was limited to using his powers in the lobbies of CHA buildings. Id. Second, he was only empowered to arrest people for criminal trespass pending the arrival of the police. Id. These limits underscore that CHA security guards were no substitute for the police. If a crime occurred in a resident’s apartment or a stairwell, the security guards presumably would have had to call the police. Likewise, if they witnessed a crime other than criminal trespass — drug dealing, for example — it appears that the guards’ only recourse would have been to dial 911. See id. (contract security guards not part of separate CHA police force “entrusted with all ‘powers possessed by the police of cities, and sheriffs,’ ” and thus could not participate in searches of residential units.) (citation omitted). This is a far cry from delegating “all of the powers of the regular police patrol” to the special police officers, as allegedly occurred here. SPSGO § 4-340-100.
This grant of power in § 4-340-100 is especially significant in conjunction with the fact that special police officers must “conform to and be subject to all the rules and regulations governing police officers of the city.” Id. The broad powers and re- . sponsibilities of Freeman and Murray here are similar to those given to the defendants in Hoffman, Scott, Stokes, and the other cases discussed above, and are in sharp distinction to the limited power possessed by the defendant in Wade. As Pay-ton argues, this ordinance delegates police powers otherwise exclusively reserved to the state, thus making those who act pursuant to it potentially liable under § 1983. In effect, for pleading purposes the SPSGO made Freeman and Murray the de facto police on Rush’s premises. We conclude that for purposes of determining whether Freeman and Murray could be state actors in this case, no legal difference exists between a privately employed special officer with full police powers and a regular Chicago police officer.
C.
The defendants contend that even if Freeman and Murray were state actors under § 1983, Payton’s federal claims should be dismissed because those two defendants are entitled to qualified immunity from suit. Because the district court dismissed all of the plaintiffs claims based on the erroneous heightened pleading requirement, neither this, nor any of the defendants’ other arguments were reached below.
The defendants note that in Harlow v. Fitzgerald,
Whatever the merits of this claim, they cannot be reached until an important predicate question is answered. On remand the parties must address, and the district court must decide, whether in light of Richardson v. McKnight these defendants may assert qualified immunity.
The Richardson Court’s rationale was twofold. First, there was no “conclusive evidence of a history of immunity for private parties carrying out [prison] functions.” Richardson,
If the defendants raise the qualified immunity defense on remand, the parties are directed to brief the factors the Richardson Court used in its inquiry — whether a history of immunity for private actors exists, and the public policy considerations— to answer whether or not an assertion of immunity may stand; see also Malinowski,
D.
The defendants contend that even if state action exists and they are not entitled to qualified immunity, Count VI of Payton’s amended complaint should be dismissed because he has not alleged any facts stating an equal protection violation.
Accordingly, Count VI fails to state a claim upon which relief can be granted, although we leave it to the discretion of the district court to allow the plaintiff to amend his complaint on remand because the district court has not previously addressed this issue.
E.
Finally, the defendants posit that Payton’s Count VII, which alleges a conspiracy to violate his civil rights, should also be dismissed under Rule 12(b)(6).
However, a more serious flaw exists in Count VII — namely that under the intracorporate conspiracy doctrine a conspiracy cannot exist solely between members of the same entity. Wright v. Illinois Dept. of Children & Family Services,
Conclusion
For the reasons set out above, we Vacate the district court’s dismissal of the plaintiffs claim under Rule 12(b)(6), and Remand this cause for further proceedings consistent with this opinion.
Notes
. Blair was not named as a defendant in any of Payton's federal law claims. Thus, when this opinion refers to "the defendants” Blair is excluded, unless otherwise noted.
. This reference to “defendants” includes Blair, because absent unusual circumstances not present here, removal is only effective when all defendants consent. Speciale v. Seybold,
. Numerous other district courts have also read almost exactly the opposite into Williams. Stokes v. Northwestern Memorial Hospital,
. In Hoffman — a criminal case — this notion manifested itself through punishment of a private police officer who abused his state-given power under laws usually reserved for public employees.
. For the same reason, the defendants’ reliance on Klimzak v. City of Chicago,
. The defendants make another argument which was raised, but not reached below. They claim that Rush and Blair are improperly named as defendants in Count VI, because § 1983 liability cannot be imposed under the theory of respondeat superior. Monell v. Department of Social Services,
. Neither this case nor Sherwin or Albiero foreclose the "class of one” line of cases permitting a plaintiff who the government has treated arbitrarily in comparison to someone else identically situated to state an equal protection claim, even though the plaintiff makes no mention of discrimination on a racial or otherwise prohibited basis. See Indiana State Teachers Ass'n v. Board of School Commrs.,
Payton has not raised a "class of one” claim here, nor does his case appear similar to either Esmail or Ciechon.
. This claim actually arises under 42 U.S.C. § 1985, rather than § 1983.
. The "egregious circumstances" exception in Hartman refers not to the act of discrimination complained of, but instead where corporate employees "are shown to have been motivated solely by personal [rather than corporate] bias.” Id. at 470.
. Pending the outcome of any further proceedings on qualified immunity below, the state law claims which plaintiff sought to tiy in federal court under supplemental jurisdiction should be reinstated. See Armstrong v. Squadrito,
Concurrence Opinion
concurring.
Crucial to the court’s holding today is the procedural posture of the case. In deciding a motion to dismiss for failure to state a claim upon which relief can be granted, the district court may grant the motion only when the allegations of the complaint will not support relief “under any set of facts that could be proved consistent with the allegations.” Hishon v. King & Spalding,
Here, the court concludes that “for pleading purposes,” ante at 630, we must assume that the Ordinance made the defendants the de facto police on Rush’s premises. A charitable reading of the complaint permits that interpretation. I do not understand the court to hold, however, that, under all circumstances, the actions of a private security guard who has been appointed a special officer under the Chicago Ordinance can be considered “state action.” Such a result would stretch impermissibly -the relevant precedent of the Supreme Court and of this court. It would also require a very expansive reading of the Chicago Ordinance.
Placing aside the infrequently encountered symbiotic relationship test of Burton v. Wilmington Parking Authority,
Every special policeman shall conform to and be subject to all the rules and regulations governing police officers of the city, and to such additional rules and regulations as the superintendent of police may make concerning special policemen. Special policemen shall possess the powers of the regular police patrol at the places for which they are respectively appointed or in the line of duty for which they are engaged.
Special policemen shall report in person to the superintendent of police at such times and places as may be required by him.
Ordinance § 4-340-100. Although I do not think that the matter is entirely free from doubt and would have much preferred the participation of the City in this appeal as amicus, I must agree with my colleagues that the Ordinance is susceptible to the broad reading they give it. Despite the obvious preoccupation of the bulk of the Ordinance with regulation of the occupation, it nevertheless appears that the City intended to allow all persons hired to guard any person or property in the City to have the same authority, at least at their place of employment, as a sworn Chicago police officer. I do not understand the court to hold, however, that every action taken by every security guard in the City of Chicago during the course of his employment amounts to “state action.” There is a significant difference between having authority and exercising that authority. Our focus must be on the “function performed.” Rendell-Baker v. Kohn,
On this understanding, I join the judgment and the opinion of the court.
