Lead Opinion
I writе today, at 82 years of age, with a heavy pen and an even heavier heart. The Honorable Judge William Hatten has served his district ably for over 20 years. His ample competence is stipulated by all parties. Yet today we are compelled by precedent to inform Judge Hatten that he may not be a candidate for reelection, simply because, tomorrow, he will celebrate his seventy-fifth birthday.
Judge Hatten challenges Art. V, § 1-a of the Texas Constitution (“Art. V, § 1-a”), which requires all Texas judges to retire at the age of 75. This appeal raises two issues under the Equal Protection Clause of the Fourteenth Amendment: first, whether a mandatory retirement age for judges, standing alone, constitutes invidious discrimination; and, second, whether mandatory judicial retirement, by barring Appellant from the ballot, violates the fundamental first amendment right to associate of Judge Hatten and his supporters.
I sincerely wish that our birthday message could be a happier one. However, the people of Texas have chosen youth over wisdom, and we are not free to meddle with their choice:
Though there is some merit to Judge Hatten’s argument that Art. V, § 1-a, violates fundamental first amendment rights,
I. Facts
William Hatten is currently the elected judge of the 176th Judicial District of Harris County, Texas. He has held this post for the last twenty years. On August 26, 1988, Judge Hatten will turn 75. His term of office expires December 31, 1988. Under Art. V, § 1-a of the Texas Constitution, when a sitting judge turns 75, his seat becomes automatically vacant. Thereafter, judges over the age of 75 are entitled to sit as visiting or temporary judges at the discretion of the administrative judge of a state judicial district.
Because Judge Hatten will be over 75 before the beginning of his next term, he is ineligible to be placed on the ballot. Larry Veselka, Chairman of the Harris County Democratic Party, accordingly refused Judge Hatten’s nominating petitions. Judge Hatten brought this suit challenging the constitutionality of Art. V, § 1-a, and seeking access to the ballot.
The district court held that Art. V, § 1-a, is constitutional. Judge Hatten appeals.
II. Discussion
The equal protection clause of the fourteenth amendment guards against invidious discrimination. The clause invalidates classifications enacted with the intent to disadvantage a particular group, or which operate to deprive a class of people of their fundamental rights. Intent to discriminate is rarely evident on the face of a statute. The Supreme Court therefore examines the means-ends fit between a classification and its proffered legislative goal. The underlying insight is that the tighter the fit, the less likely the proferred justification is to be a pretext for intentional discrimination. The Supreme Court has used a multi-tiered, some would say sliding scale, analysis. Classifications which “impermissibly interfere with the exercise of a fundamental right or operate[ ] to the peculiar disadvantage of a suspect class” are subjected to strict judicial scrutiny, and must constitute the least restrictive means to achieve a compelling state interest. Massachusetts Bd. of Retirement v. Murgia,
To determine the constitutionality of Art. V, § 1-a, we must first determine the level of scrutiny accorded classifications based on age, and whether the proffered justifications for that classification achieve the required means-end fit. We must then determine whether excluding Judge Hatten from the ballot burdens the fundamental rights of Judge Hatten or his supporters. We deal with these questions in order.
A. Scrutinizing Classifications Based on Age
1. Rational Basis Review
In Massachusetts Board of Retirement v. Murgia,
First, the Court addressed whether the elderly are a suspeсt class. As the Court put it, to be treated as a suspect class a group must have been “saddled with such disabilities, or subjected to such a history of purposeful unequal treatment, or relegated to such a position of political powerlessness as to command extraordinary protection from the majoritarian political process.”
Applying rational basis review to the statute, the Murgia Court noted that the state may legitimately seek “to protect the public by assuring physical prepаredness of its uniformed police,” Murgia,
The Constitution presumes thаt, absent some reason to infer antipathy, even improvident decisions will eventually be rectified by the democratic process and that judicial intervention is generally unwarranted no matter how unwisely we may think a political branch has acted. Thus, we will not overturn such a statute unless the varying treatment of different groups or persons is so unrelated to the achievement of any combination of legitimate purposes that we can only conclude that the legislature’s actions were irrational.
2. Rational Basis Review of Mandatory Judicial Retirement
A number of federal and state courts have reviewed legislation setting mandatory judicial retirement ages. They have been unanimous in their conclusion that the Constitution allows states to require both elected and appointed judges to retire on or after their seventieth birthday. Malmed v. Thornburgh,
Most recently, New York has passed on the same issue twice, both times upholding mandatory judicial retirement of elected judges at 70. Both times the Supreme Court has dismissed the appeals for want of a substantial federal question. Diamond v. Cuomo,
Art. Y, § 1-a has no reported legislative history. A contemporary article in the Texas Bar Journal points out that the goal of the amendment was to insure that “judges retire when they should.” W.S.J. Garwood, Involuntary Retirement and Removal of Appellate and District Judges, [1964] Texas B.J. 947, 949. The article notes that the constitutional amendment conforms with the A.B.A. “Model Plan for Judicial Disability and Retirement.” Id. at 1007.
In Maimed,
These proffered rationales constitute a sufficient basis for a legislative enactment reviewed for mere rationality. We must therefore conclude that a mandatory retirement age of 75 does not, by itself, violate the equal protection clause.
B. Fundamental Rights?
Recognizing that age is not a suspect classification, and that there is a rational reason for requiring mandatory judicial retirement, Judge Hatten makes a second еqual protection argument. Because he is ineligible for office, he has been refused access to the ballot. He argues that this ballot access restriction violates the fundamental first amendment right of political association. As we have noted, classifications which impermissibly infringe fundamental rights are invalid under the equal protection clause. Murgia,
1. Whose Right to What?
There is no fundamental right to be a candidate. “Far from recognizing candidacy as a ‘fundamental right,’ ” the Supreme Court has “held that the existence of barriers to a candidate’s access to the ballot ‘does not itself compel close scrutiny.’ ” Clements v. Fashing,
2. What Level of Scrutiny?
The Supreme Court has never stated the level of scrutiny applicable to ballot access restrictions with crystal clarity.
The Supreme Court has taken several different approaches to resolving this conundrum. Justices Brennan and Marshall would apply strict scrutiny to, and invalidate, any restriction which burdens the right to vote. See, e.g., Munro,
Thus, the Court has successfully distinguished sensible restrictions on access to the ballot from those that are egregiously discriminatory, but they have done so by applying varying standards. The Supreme Court has upheld a law which requires officials to resign from office before running for any other office, Clements,
Justice Stevens has, perhaps, come closest both to describing the Supreme Court’s actual approach, and to finding a method for rеconciling the right to vote with the states’ interest in orderly elections and job qualifications. In Anderson v. Celebrezze, he applied a form of heightened rational basis review, saying that a “State’s important regulatory interests [have generally been held] sufficient to justify reasonable, non-discriminatory restrictions.” Id.
[A] court must resolve such a challenge by an analytical process that parallels its work in ordinary litigation. It must first consider the character and mаgnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments that the plaintiff seeks to vindicate. It then must identify and evaluate the precise interests put forward by the State as justifications for the burden imposed by its rule. In passing judgment, the Court must not only determine the legitimacy and strength of each of these interests; it also must consider the extent to which those interests make it necessary to burden the plaintiffs rights. Only after weighing all these factors is the reviewing court in a position to decide whether the challenged provision is unconstitutional_ The results of this evaluation will not be automatic; as we have recognized, there is “no substitute for the hard judgments that must be made.” [Storer, 415 U.S. at 730 ,94 S.Ct. at 1279 ].
3. The Standard in This Circuit
In this circuit we have long applied a case by case method of analysis similar to that now required by Anderson, and have developed principles for determining what restrictions are reasonable. In Morial v. Judiciary Commission of Louisiana,
the requisite closeness of the means-end relations must be determined on a case-by-case basis. The standard to be applied in any case is a function of the severity of impairment of first amendment interests. As the burden comes closer to impairing core first amendment values ... or impairs some given first amendment value more substantially, ... the requisite closeness of fit of means and end increases accordingly.
Id.
Similarly, in Plante v. Gonzalez,
4. Application of This Circuit’s Law
Thus, this circuit uses a two part analysis. First a group must be cognizable, or identifiable, and second, it must be excluded from meаningful representation. In Plante it was not necessary to reach whether the rich are a cognizable group, because the statute did not create a complete bar to access. In Morial, though incumbent judges were excluded from running for other offices, this did not affect the rights of any identifiable group of voters.
The logic of the Supreme Court’s ballot access cases, as applied in this circuit, would require us to examine whether the effect of Art. V, § 1-a, is a complete bar to candidacy, not merely an inconvenience.
Of course, Mr. Hatten is running for judge. Judges, even if elected, do not serve a primarily representative function. Yet no one can deny that the presence in the modern judiciary of judges of different races and backgrounds has improved the quality of justice in Courts of the United States.
The logic of Plante and Morial suggests that in this circuit, a per se rule excluding the aged from political office would be constitutionally unreasonable under the fourteenth amendment.
III. Conclusion
Though swayed by Judge Hatten’s argument, we are bound by Diamond and Maresca. Even though neither case addressed the arguments discussed above, a summary dismissal is a decision on the merits, binding on the lower courts. Hicks v. Miranda,
Notes
. The framers of the United States Constitution made the opposite choice. Article III grants federal judges life tenure. This choice has certain costs, but it also has its benefits. Many noted judges have served ably, well into their eighties and even nineties and have made crucial contributions to our jurisprudence. Chief Justice Marshall served until the age of 80 and wrote at least 96 opinions after the age of 75, including such important opinions as Barron v. Mayor and City of Baltimore,
. In Diamond v. Cuomo,
. “Votes to affirm summarily, and to dismiss for want of a substantial federal question, it hardly needs comment, are votes on the merits.” Hicks v. Miranda,
. Although the Democratic primary was held on March 8, 1988, this lawsuit is not moot for three reasons. First, Judge Hatten retains an interest in the litigation generally, beсause he remains permanently barred from future judicial elections in Texas. Second, even if Judge Hatten did not intend to seek judicial office in the future, this lawsuit is not moot with respect to this election. The law is clear in this circuit that an unconsitutional election is void. If unconstitutional state action deprives a candidate of ballot access, or if unconstitutional state action deprives the election itself of its validity, federal courts have authority to invalidate the election and to hold a new election. Bell v. Southwell,
. A three judge court held that "a classification based on age 50 alone lacks a rational basis in furthering any substantial state interest,” id.
. Justice Marshall in dissent conceded that the aged are not a suspect class in the same way as Blacks. However, he argued that the strict two tier analysis followed by the Court was inadequate for dealing with the broad variety of classifications faсed by modern legislatures. The strict two tier analysis used by the Court divided all classifications between those subject to strict scrutiny, which would always fail, and those subject to rational basis review, which would always survive. Justice Marshall argued, as he has frequently, and with force, for a sliding scale that would increase the level of scrutiny applied to a classification if it disadvantages a group in an area where they have been traditionally subjected to discrimination. Noting that employment is an area in which the elderly have been particularly subjectеd to discrimination, Justice Marshall argued for elevated, though not strict scrutiny. Applying this level of scrutiny to the case, Marshall conceded that the law served a legitimate state end — guaran
. Though the equal protеction clause of the fourteenth amendment provides little protection from discrimination on the basis of age, the elderly are not without some protection against the evils of prejudice. In 1967, Congress enacted the Age Discrimination in Employment Act (“ADEA”), Pub.L. No. 90-202, 81 Stat. 602 (codified as amended at 29 U.S.C. §§ 621-634 (1982)). The ADEA renders it unlawful for employers to discriminate against persons over forty on the basis of age. 29 U.S.C. §§ 623(a), 631. Thornbrough v. Columbus and Greenville R.R.,
. Judge Hatten has standing to raise this issue. He has stated that he is his own preferred candidate and would vote for himself if allowed to run. In addition, several of Judge Hatten’s supporters have intervened in this lawsuit as parties plaintiff.
. The cases got off to a rocky start. In Williams v. Rhodes,
The Suрreme Court’s next ballot access case did little to clear up this confusion. In Jenness v. Fortson,
. In Trafelet v. Thompson,
. A "state is clearly vested with the power to prescribe reasonable citizenship, [minimum] age, and residency requirements on the availability of the ballot ... and the power to prescribe reasonable qualifications extends to candidates for office." Henderson v. Fort Worth Independent School Dist.,
Concurrence Opinion
with whom E. GRADY JOLLY, Circuit Judge, joins specially concurring:
I concur in the result and in all of Judge Goldberg’s eloquent opinion save part IIB and so much thereof as implies criticism of the challenged provision of the Texas Constitution. Any age requirement for an office or position is necessarily arbitrary and will inevitably exclude some number of those who are more qualified than some not so excluded, of which, as applied here, Judge Goldberg wоuld be anyone’s “Exhibit A.” But this does not mean that such requirements are unreasonable: the generality of legislative or constitutional provisions is the norm; and the United States Constitution contains numerous age requirements. Neither such provisions nor those here challenged are intended to deprive of representation that portion of the population not meeting their requirements; they are rather intended to enhance the average of the abilities of the officeholders in question, and are rationally related to that goal. Age is not a suspect or quasi-suspect classification, and in my view is not comparable to race or gender or economic status. That Texas judges are elected rather than chosen in some other manner should not be decisive on the issue of required qualifications. As Judge Goldberg says, judges are not representatives. Judge Hatten has had, as others have had and will have, ample opportunity to serve his state in a judicial capacity, and he has availed himself of it, to his credit and the benefit of his state. But, like any other citizen of Texas, he is properly subject to Article V § 1-a of the Texas Constitution, which the people of Texas adopted in 1965.
