Lead Opinion
William Gerber, an inmate in the California State prison system, filed an amended complaint in federal court in which he alleged: “Petitioner asserts that Mule Creek State Prison is violating his Constitutional Rights by not allowing him to provide his wife with a sperm specimen that she may use to be artificially inseminated.” Gerber sought an order of the court directing the institution to permit him to provide “a sample of sperm to artificially inseminate his wife.”
The district court dismissed Gerber’s suit for failure to state a claim, ruling that a prisoner does not have a constitutional right to procreate while incarcerated. Gerber v. Hickman,
I. BACKGROUND
We adopt the statement of facts from the district court’s thoughtful opinion:
Plaintiff, a forty-one year old man, is an inmate at Mule Creek State Prison serving a sentence of 100 years to life plus eleven years. Plaintiffs wife, Evelyn Gerber, is forty-four years old. Plaintiff and his wife want to have a baby. The California Department of Corrections (“CDC”) prohibits family visits for inmates “sentenced to life without the possibility of parole [or] sentenced to life, without a parole date established by the Board of Prison Terms.” Cal.Code Regs. tit. 15 § 3174(e)(2). No parole date has been set for plaintiff, and according to plaintiff, due to the length of his sentence, no parole date seems likely. Accordingly, he wishes to artificially inseminate his wife. To accomplish this, plaintiff requests that (1) a laboratory be permitted to mail him a plastic collection container at the prison along with a prepaid return mailer, (2) he be permitted to ejaculate into the container, and (3) the filled container be returned to the laboratory in the prepaid mailer by overnight mail. Alternatively, plaintiff requests that his counsel be permitted to personally pick up the container for transfer to the laboratory or health care provider. Plaintiff represents that he and his wife will bear all of the costs associated therewith, including any costs incurred by the CDC. Defendant [Hickman] refuses to accommodate plaintiffs request.
II. JURISDICTION AND STANDARD OF REVIEW
We have jurisdiction over this appeal pursuant to 28 U.S.C. § 1291, and we review de novo a district court’s dismissal for failure to state a claim. Monterey Plaza Hotel, Ltd. v. Local 488,
III. ANALYSIS
A. Fundamental Rights in the Prison Setting
It is well-settled that “[p]rison walls do not form a barrier, separating prison inmates from the protections of the Constitution.” Turner v. Safley,
Gerber challenges the prison’s refusal to allow him to artificially inseminate his wife from prison. In order to determine whether this amounts to an impermissible deprivation of Gerber’s constitutional rights, our inquiry is two-fold. First, we must determine whether the right to procreate while in prison is fundamentally inconsistent with incarceration. Turner,
Only if we determine that the asserted right is not inconsistent with incarceration do we proceed to the second question: Is the prison regulation abridging that right reasonably related to legitimate penological interests? Turner,
B. Whether the Right to Procreate is Fundamentally Inconsistent with Incarceration
1.
We begin our analysis by inquiring whether the right to procreate is fundamentally inconsistent with incarceration. Incarceration, by its very nature, removes an inmate from society. Pell,
“[M]any aspects of marriage that make it a basic civil right, such as cohabitation, sexual intercourse, and the bearing and rearing of children, are superseded by the fact of confinement.” Goodwin v. Turner,
Our view is informed by “the legitimate policies and goals of the corrections system ....” Pell,
For example, it is well-settled that prisoners have no constitutional right while incarcerated to contact visits or conjugal visits. See Kentucky Dep’t of Corrs. v. Thompson,
It is difficult, if not impossible, to reconcile the holdings of cases like Turner, Hudson, and Pell and an understanding of the nature and goals of a prison system, with a wholly unprecedented reading of the constitution that would command the warden to accommodate Gerber’s request to artificially inseminate his wife as a matter of right.
2.
One issue that arose during oral argument was the effect of technological advancement on the issue before us. If, for example, science progressed to the point where Gerber could artificially inseminate his wife as easily as write her a letter, would this change our analysis? It would not. Our conclusion that the right to procreate is inconsistent with incarceration is not dependent on the science of artificial insemination, or on how easy or difficult it is to accomplish. Rather, it is a conclusion that stems from consideration of the nature and goals of the correctional system, including isolating prisoners, deterring crime, punishing offenders, and providing rehabilitation. See generally Jack B. Weinstein & Catherine Wimberly, Secrecy in Law and Science, 23 Cardozo L.Rev. 1, 9-11 (2001) (discussing the interaction between law and science).
3.
Gerber argues that the right to be free from forced surgical sterilization, Skinner v. Oklahoma,
First, Skinner stands only for the proposition that forced surgical sterilization of prisoners violates the Equal Protection Clause. The Court in Skinner recognized that procreation is fundamental to the existence of the race, and thus the state’s “power to sterilize, if exercised, may have subtle, farreaching and devastating effects.” Skinner,
A holding that the State of California must accommodate Gerber’s request to artificially inseminate his wife as a matter of constitutional right would be a radical and unprecedented interpretation of the Constitution. We hold that the right to procreate while in prison is fundamentally inconsistent with incarceration. Accordingly, we do not reach the second part of the analysis to inquire whether the prison’s regulation is related to a valid peno-logical interest.
C. State Law Claims
Gerber alleges that the Hickman’s failure to accommodate his artificial insemination request violates CaLPenal Code §§ 2600 & 2601. Section 2600 provides that “persons sentenced to imprisonment in state prison may during that period of confinement be deprived of such rights ... reasonably related to legitimate penological interests.” The test under § 2600 thus mirrors the Turner v. Safley inquiry. Thompson v. Department of Corr.,
D. Leave to Amend
Gerber argues that the district court abused its discretion in dismissing his complaint without leave to amend to add equal protection and Eighth Amendment claims. We review a denial of leave to amend for an abuse of discretion. Simon v. Value Behavioral Health, Inc.,
Gerber claims that the state’s refusal to allow him to provide his wife with a sperm sample violates equal protection principles, because the state allows conjugal visits to some inmates but denies them to him. However, Gerber is not similarly situated to inmates who are eligible for conjugal visits. Inmates eligible for conjugal visits will eventually be released from prison, CaLCode Regs. tit. 15 § 3174(e)(2), while Gerber will not. We therefore apply rationality review. Giannini v. Real,
Gerber also argues that denial of his artificial insemination request violates the Eighth Amendment’s prohibition against cruel and unusual punishment. Because the state’s denial of his request to artificially inseminate his wife can by no means be considered a deprivation of “the minimal civilized measure of life’s necessities,” Hudson v. McMillian,
AFFIRMED.
Notes
. See also Barnett v. Centoni,
Dissenting Opinion
with whom KOZINSKI, HAWKINS, PAEZ, and BERZON, Circuit Judges, join, dissenting.
There is absolutely nothing in the record indicating that procreation simpliciter— the right to have a child — is fundamentally inconsistent with the fact of incarceration. The majority has cited no facts to support such a conclusion and common sense does not lead to such a result. I therefore respectfully dissent.
The majority assumes that there is a fundamental right to procreation and I agree. There can be no dispute that such a right exists. See Carey v. Population Servs. Int'l,
“It is settled that a prison inmate ‘retains those [constitutional] rights that are not inconsistent with his status as a prisoner or with the legitimate penological objectives of the corrections system.’ ” Turner v. Safley,
The rights cited by the majority that are inconsistent with incarceration — the right
The majority relies for its conclusion on Turner, Hudson, Pell, and “the nature and goals of a prison system.” Maj. op. at 621-22. None of these, however, supports its position.
In Turner, the Supreme Court held that the fundamental right to marry survived incarceration, even though, “like many other rights, [it] is subject to substantial restrictions as a result of incarceration.”
Hudson merely holds that the Fourth Amendment proscription against unreasonable searches does not apply to prison cells, a reasonable conclusion in light of the difficult safety and security concerns inherent in a prison.
Pell is also distinguishable. The issue in Pell was the constitutionality of a prison’s prohibition on face-to-face interviews between inmates and the media. The Court emphasized that the prohibition involved “the entry of people into the prisons for face-to-face communication with inmates” in citing “security and related administrative problems” that justified the prohibition.
The majority cites the “nature and goals of a prison system,” but fails to identify even one way in which accommodating Gerber’s request would be inconsistent with the legitimate needs of prison facilities. Maj. op. at 622. The majority identifies correctional goals such as isolating prisoners, deterring crime, punishing offenders, and providing rehabilitation that are supposedly inconsistent with the right to procreate, yet does not explain how the right is inconsistent with any of these goals. If, in fact, the purpose behind prohibiting procreation is to punish offenders, this is a determination that should be made by the legislature, not the Warden. Cf. Turner,
Here, it appears that the California Legislature has made no such determination. No state statute authorizes the Warden’s prohibition. The only authority relied on by the Warden to deny Gerber’s request is a regulation of the Department of Corrections, CaLCode Regs. tit. 15, § 3350(a), which provides that prison officials “shall only provide medical services for inmates which are based on medical necessity.”
The majority emphasizes that, although California prison officials permit some inmates the privilege of conjugal visits, see Cal.Code Regs. tit. 15, § 3174, there is no right to such visits. It fails to recognize, however, that permitting conjugal visits gives rise to the strong possibility of pro
The fact that prisoners have no constitutional right to contact visits or conjugal visits while incarcerated is irrelevant to the question of whether the concededly fundamental right to procreate is per se inconsistent with incarceration. The cases cited by the majority denying the right to conjugal visits, Maj. op. at 621-22 & n. 1, do not rely on the principle that such visits are fundamentally inconsistent with incarceration, but on other principles, such as the penological concerns that justify the restriction — an issue the majority does not reach. See Hernandez v. Coughlin,
Because the majority points to no facts in the record to support the conclusion that procreation is fundamentally inconsistent with incarceration, its position essentially rests on the “impression” that prisoners simply should not have the right to procreate by artificial insemination. Goodwin v. Turner,
The majority relies on an extremely narrow reading of Skinner, limiting it to the proposition that forced surgical sterilization of prisoners violates the Equal Protection Clause, Maj. op. at 622-23, and ignoring the basis of that holding, which is the fundamental importance of the right to procreate. In fact, as in Skinner, the denial of Gerber’s request does mean that Gerber “is forever deprived of a basic liberty,” Skinner,
The majority relies on Goodwin to state that there is no comparison between sterilization and denial of the facilitation of artificial insemination. Maj. op. at 622. That statement in Goodrnn, however, was made in the context of the district court’s reasoning that the denial would not permanently deprive the petitioner of the opportunity to father a child. See Goodwin,
After taking a narrow view of Skinner, the majority proceeds to take an extremely broad view of Turner, expanding the meaning of one sentence in Turner to justify its conclusion. As noted above, the Court’s statement that inmate marriages are formed “in the expectation that they ultimately will be fully consummated,” Turner,
Vague incantations about the restrictions incarceration places upon privacy, intimate association, and the marriage relationship in general do not support such a broad prohibition on a right as fundamental as procreation. The majority has offered no explanation as to how Gerber’s request in any way implicates the rights that are necessarily restricted by incarceration. The record before us does not offer any basis on which to conclude that Gerber’s request is inconsistent with incarceration. What this case requires is a factual record from which it can be determined whether exercise of the right to procreation simpliciter is fundamentally inconsistent with incarceration and whether any penologieally-justified reason exists to justify the Warden’s denial of Gerber’s request. For these reasons, I would vacate the district court’s order dismissing the case for failure to state a claim and remand for further proceedings, including an evidentiary hearing to determine whether legitimate penological concerns justify this restriction. I therefore respectfully dissent.
with whom Judges PAEZ and BERZON join, dissenting:
The majority hinges its opinion on the proposition that “the right to procreate is fundamentally inconsistent with incarceration,” Maj. Op. at 620, but does not explain how. Let’s consider the possibilities. Gerber asks for permission to:
1.Ejaculate
2. into a plastic cup, which is then to be
3. mailed or given to his lawyer
4. for delivery to a laboratory
5. that will try to use its contents to artificially inseminate Mrs. Gerber.
I gather that the first step of this process is not fundamentally inconsistent with incarceration and prison guards don’t patrol cell blocks at night looking for inmates committing Onan’s transgression. Similarly, the prison has no penological interest in what prisoners do with their seed once it’s spilt; a specimen cup would seem to be no worse a receptacle, from the prison’s point of view, than any other.
Nor is there anything remotely inconsistent with incarceration in mailing a package, or handing it to your lawyer. Sure, the prison is entitled to make sure it doesn’t contain prison escape plans, but Gerber is not claiming an exemption from routine security checks. That a package contains semen, rather than a book or an ashtray or some other such object, would seem to make no rational difference from the prison’s point of view.
Once the package is outside prison walls, the prison’s legitimate interest in it is greatly diminished. That it is to be delivered to a laboratory, rather than to any other willing recipient, seems to make no difference to prison authorities; certainly they have offered no proof that it does. Nor, I would think, does the prison have a legitimate interest in what the recipient does with the package. Whether it is used to inseminate Mrs. Gerber, to clone Gerber or as a paperweight has no conceivable effect on the safe and efficient operation of the California prison system.
Thus, what Gerber seeks to do is not inconsistent with incarceration the way it would be if he wanted to carry a Glock or conduct nuclear fission experiments in his cell. Production of the semen and delivery
Perhaps the majority is talking about a different kind of inconsistency altogether. Prison is meant to deny inmates certain rights enjoyed by free people; loss of those rights is the punishment. It would be inconsistent with Gerber’s status as an inmate for him to vacation in Paris or spend the weekend at home, because the very point of incarceration is to deny prisoners freedom of movement and the comforts of home. When the legislature imposes imprisonment as punishment for a crime, it necessarily curtails all those other rights that require freedom of physical movement for their exercise.
Is procreation one of those rights the exercise of which is inconsistent with the prisoner’s loss of his freedom of locomotion? Apparently not, at least as Gerber proposes to exercise it. Gerber is not asking to go home for a conjugal visit, nor to enjoy such a visit within the prison; he does not seek to loosen the strictures of his confinement in the least. Gerber asks only to engage in activities that prisoners are already free to engage in (see steps 1-3 above). That these activities might result in the creation of a life outside prison walls is no more inconsistent with Gerber’s status as a prisoner than is any other consequence of mailing materials from prison to the outside world. Thus, a prisoner might become a best-selling author by sending out a manuscript for a novel or biography. See, e.g., O.J. Simpson, I Want to Tell You (1995); Simon & Schuster, Inc. v. Members of N.Y. State Crime Victims Bd.,
This would be a different case if the legislature of California had ordained that prisoners must lose the right to procreate as punishment for their crimes, in addition to loss of physical liberty. See Turner v. Safley,
Nevertheless, could it be that, by ordering imprisonment, the legislature also implicitly cut off a prisoner’s right to procreate? Even under the best of circumstances, this would be a difficult argument for the state to make, because the term “imprisonment” carries no plausible implication as to any rights other than those necessarily abridged by physical incarceration. Once we started walking down this road, where would we stop? Does the term “imprisonment” also im
But these are not the best of circumstances for the state to make this argument because we know for a fact that, by using the term “imprisonment,” the legislature of California did not intend to cut off a prisoner’s right to procreate. How do we know this? Because the California Department of Corrections, the agency charged by the legislature with administering the prison system, see CaLPenal Code § 5054, has so interpreted the term “imprisonment.” Title 15, section 3174 of the California Administrative Code provides that some prisoners (not including Gerber) are entitled to conjugal visits. Obviously, some of these visits will result in procreation. If “imprisonment” under California law abrogates the right to procreate, the Department of Corrections could not, by regulation, restore that right, just as it could not restore the right taken away by California Election Code § 2212 by setting up voting booths in the prison yard. By making arrangements for conjugal visits, the Department of Corrections must have concluded that imprisonment does not cut off a prisoner’s right to procreate. We are required to defer to state agencies in their interpretation of the law they are charged with administering, see Clallam County v. Dep’t of Transp.,
So we have no explicit, or even implicit, decision by the state legislature that imprisonment means loss of the right to procreate; there is no statute or regulation on point. And, as we have seen, there is also nothing inherently inconsistent about the mechanics of procreation — at least as Gerber proposes to practice them — that would compromise prison security, unduly burden prison resources or otherwise interfere with the safe and efficient operation of the California prison system.
What then is left? It is nothing more than the ad hoc decision of prison authorities that Gerber may not procreate. But, as the majority seems to admit, and as Griswold v. Connecticut,
The majority suggests that abrogating the right to procreate serves the goals of “isolating prisoners, deterring crime, punishing offenders, and providing rehabilitation.” Maj. Op. at 622; id. at 621 (“deterrence and retribution,” quoting Hudson v.
. Pell is also distinguishable because it relied on the fact that alternative "reasonable and effective means of communication” remained open to prison inmates in finding the prohibi
. At oral argument, counsel cited Cal.Code Regs. tit. 15, § 3354, which requires that "facility-employed health care staff” provide health care treatment for inmates. The Warden’s brief, however, referred to § 3350, and his argument that he is required to provide only medically necessary treatment indicates that he probably means to rely on § 3350. Neither section supports his position.
. I emphasize, again, that Gerber is not seeking a conjugal visit. He seeks only to have the prison authorities either mail a package or allow his privately-retained attorney to retrieve it from him.
. Indeed, it is difficult to square the Warden’s allowance of private medical examinations at which blood, urine, and stool samples may be taken with the restriction at issue.
