The District Court held that a 52-year-old wooden inland tug which sank at sea in wind and weather which, although rough, she ought to have anticipated, was nonetheless seaworthy. Consequently, the Court granted the vessel owner’s right to limit liability, 46 U.S. C.A. §§ 183-189, and, for double measure, held the owner free from negligence. This decision encompassed also the ruling that the lifeboat was sufficient, that is, seaworthy, even though none of the essential gear or supplies was tied down or stowed to prevent accidental loss when the lifeboat capsized in the effort to launch it after the manila fall in a boat davit parted apparently from old age. By this appeal the two survivors and the estates of two who did not complete the harrowing 110 hours in the lifeboat attack these actions. We reverse and remand for computation of damages.
All counsel in briefs and argument seem preoccupied with a question whether the Judge erred in declining to hold that the tug was unseaworthy (with the privity and knowledge of the owner) because of (a) deficient pumps and (b) the inadequacy of the glass in the sash-type windows in the deckhousing. As we approach the case, all of these things are now unessential since on basic principles, the evidence as a matter of law compelled the conclusion of negligent unseaworthiness causing the deaths and injuries. This also greatly simplifies our discussion of the evidence. As a preface we emphasize that while our result is contrary to that of the District Judge, we reach it without rejecting as clearly erroneous fact findings made below. McAllister v. United States, 1954,
The wooden tug RALPH E. HAVENS was built in 1905. She was 66.6 feet in length with a beam of 18.6 feet, a depth of 5.7 feet, and loaded draft of 7 feet aft with a freeboard of 18 inches. She was owned by petitioner-appellee Harris who, until relieved by Captain Wickizer a couple of days before, doubled in harness as Master. There is thus no real problem about privity and knowledge.
The RALPH E. HAVENS at the time of the casualty was homeward bound after delivering a tow on the East Coast. Crossing Florida inland waters, she came out into the Gulf of Mexico near Fort
The Tug departed off Fort Myers at 8:00 p. m. Saturday, December 7, 1957. Aboard were Captain Wickizer, Mate Sam Kelly, and deckhands Walker and Whitehead. Everything seemed to be in good order, and the Court was warranted in crediting the testimony that the weather reports were not then unfavorable. 1 She passed off of Edgemont Key the following morning at 6:00 a. m. December 8. This put her substantially abeam Tampa Bay. At 7:00 a. m. Sunday, December 8, she was about three to four miles off shore just above St. Peters-burg. Weather changes, notably northwest winds, were predicted. 2 She passed abeam Seahorse whistle buoy at 5:00 p. m. Sunday, December 8. Northwestern winds were predicted in the noon forecast 3 and again in the evening 4 at which time (7:00 p. m.) the Tug was about 25 miles off the mouth of the Suwannee River. Some time between 10:00 p. m. and midnight of Sunday, December 8, the winds became strong northwesterly. This was verified by the next forecast of 1:30 a. m. December 9, Monday. 5 At midnight of Sunday, December 8, her position was approximately 30 to 35 miles, and at-the time of the 1:30 Advisory approximately 20 miles, southeast of Carrabelle. It is uncontradicted that at the time the wind and sea began kicking up, the closest port was Carrabelle, and no real complaint, as such, was made below or here that she should have turned tail for Tampa then over 100 miles away. The fact that she was yet so near and yet so far from a port of refuge, while not a fault as such, is nevertheless an important factor in evaluating her seaworthiness.
Whether the seas and wind became noticeably more severe closer to 10:00 p. m. than midnight, Sunday, December
All were conscious, of course, of their great peril. With the Tug continuing ahead at reduced speed, efforts were made by others to increase the output of the bilge discharge pumps, the auxiliary pump, and two portable pumps since the water was gaining. 6 During these efforts, the Tug lost most of her steerage way, her bow fell off to starboard, a sea struck her port bow, she broached and wallowed in the trough of the seas. Efforts to head her up were unsuccessful, and two large waves piled over the port side breaking out the windows of the deckhouse. With the windows out, the Tug took in dangerous quantities of water, and it was evident that she would soon sink. It was plain that they would have to abandon ship. Captain Wickizer stayed at the wheel until the Tug’s “waist” was nearly awash. In the meantime, Walker and Kelly had attempted to launch the lifeboat. According to Walker’s testimony, while Kelly was letting out one of the falls from a lifeboat davit, it parted. This caused claimed injuries to Kelly and Walker insisted that this made it impossible to launch the boat by the davits. The District Court did not expressly discredit this part of Walker’s story, but did find that Captain Wickizer instructed the men to wait “until the water reached their feet” when they were to jump “into the lifeboat” then resting on top of the deckhouse. The Judge found that “as they jumped the HAVENS sank and the afterdavit swung out, caught the gunwale of the lifeboat and capsized it.” In any event, whether this manner of launching was due to a decision by the Captain, as the Court impliedly found, or from the parting of the boat fall as claimed by Walker, the lifeboat capsized at launching, and whatever was in it was washed away before the crew could right the boat.
Thus did the four, then scarcely 12 miles from shore, set out in the black of night during a storm without water breaker, food, tiller, sails or bailer. All they had was three oars. Lights visible from ashore and the short distance were beguiling. It was not until nearly four days later that Captain Wickizer brought the lifeboat ashore near Bayport, Florida, at about 5:00 p. m. on Thursday, December 12. The lifeboat had traveled approximately 140 miles to the southeast. The Captain and Walker were able to stagger to a farmhouse. With this help, Wickizer and Walker got to a hospital. But it was too late for Kelly and Whitehead. Each, unable to endure this experience in the open lifeboat, died while still at sea.
From reading this narrative account, one would suppose that the RALPH E. HAVENS had been overcome
Thus the Judge in his initial opinion had this to say; “It is true that when a storm is relied upon to explain the sinking of a vessel the storm must be shown to have been of extraordinary intensity. Sabine Towing Co. v. Brennan, 5 Cir., 1934,
Of course, no such standard is either supported by the law or this record. Seaworthiness, as that term has been defined and redefined, is reasonable fitness to perform or do the work at hand. Saunders v. Pool Shipping Co., 5 Cir., 1956,
The question in this case boils down then to whether winds and seas of the kind actually encountered at this fateful moment were reasonably to be anticipated. On this record there cannot be any doubt. Indeed, it comes from the shipowner’s own case and from its-most professionally distinguished witness, Captain Baehrach, licensed master mariner and experienced marine surveyor who had approved the vessel for insurance purposes in 1956 including “occasional” trips across the upper corner of the Gulf if towing not more than one barge. As would an Elder Brethren of Trinity House, Calmar Steamship Corp. v. Scott, 1953,
“Q. Now, any vessel operating in the Gulf of Mexico in this areatherefore must be reasonably fit to stand these 'northwesters’, is that not correct ?
“A. I would say so, yes.
“Q. Any vessel that is going to put out from Fort Myers to Carra-belle has got to anticipate that sort of weather forecast, particularly in the latter part of the year, isn’t that right?
“A. Well, you can say that, yes, just the same as for any vessel starting out with a tow from New Orleans through the Gulf of Mexico, because you are going to have those weather disturbances out in the gulf frequently that time of year. 10
“Q. Isn’t it true that any vessel operating in the Gulf of Mexico between Fort Myers and Carrabelle in the wintertime should be reasonably fit and suitable and overcome a 'northwester’? Isn’t that right?
“A. That’s correct, yes.
“Q. And if she cannot do so, sir,
I take it, you could agree with me that she is not seaworthy? Would you answer that yes or no, sir?
“A. I agree.” 11
So do we, and so do other courts. Thus, in R. T. Jones Lumber Co. v. Roen Steamship Co., 2 Cir., 1959,
Nothing in the celebrated dicta
12
of the Wash Gray,
13
so heavily relied on by the District Court, is to the contrary. The problem in that case was not the standard of seaworthiness exacted by the law for the protection of life and limb of passengers or crew members or the care and custody and delivery of cargo entrusted to a vessel. Rather, it was whether the damage sustained by the insured vessel was caused by a peril of the sea as defined in a private insurance contract between owner and underwriters. Complicating that case, too, was the admitted insufficiency — hence, un-
This analysis brings us, therefore, to the application of the familiar doctrine, so often invoked where vessels sink in calm waters, 15 that sinking (or other failure) under circumstances and conditions which the vessel must reasonably anticipate and overcome is the best proof of, and makes out the classic case of, unseaworthiness. Although not articulated in such terms, it is a sort of sea-going res ipsa, loquitur. Once it is assumed (or judicially held) that the vessel must anticipate the particular hazard and be staunch enough to override it, the only escape from the inference of unseaworthiness is proof that some new, unforeseen, intervening force or factor brought about the failure of ship or gear. There is none of that here.
It is true, of course, that the sudden increase in the northwester put tug and captain in a difficult spot. To head on or turn tail? To maintain or reduce speed ? Risk pounding and leakage ? Avoid pounding but risk broaching? It it equally true that the mortal blow came from the broaching which we may assume was the unavoidable consequence of the non-negligent decision to slow down. Aggravating these choices and the consequences of decision were the other characteristics of the Tug. This included such things as sash type windows with ordinary window glass panes. And so did the pumps which, although claimed by the shipowner, and found by the Court, to be in good condition, were nevertheless unable to keep up with the intake of sea water. But none of these things or conditions was unknown, unexpected, or unpredictable. Indeed, it was just such things which made the Tug reasonably unfit for these waters in this season. Forces and conditions which she had the duty of anticipating cannot amount to an intervening and new cause to excuse the disastrous result.
Nor does the absence of a small craft warning from the United States Weather Bureau afford any excuse. Although testimony indicates that some warning is often available, the record is overwhelming that northwesters can, and as happened here do, arise on short notice. The District Judge placed great emphasis upon the shipowner’s contention that these voyages across the upper corner of the Gulf were short in time, generally close into shore, and never more than 12 hours from a port of refuge. But the 15-20 miles from the point of sinking to Carrabelle was much too much. And the 2% hours to make good this distance was more time than the Tug had. Indeed, to accept the shipowner’s contention would be to hold that the Tug was entitled to 24 hours’ notice of weather
We think the Judge likewise erred as to the seaworthiness of the lifeboat.
Since it is argued that the nature of the equipment and the manner of its stowage is irrelevant if a lifeboat was not required, the first question is whether the law imposed a duty on the Tug to have a lifeboat aboard. The statute does not literally require it since the RALPH E. HAVENS was not a “steam vessel” but rather a motor vessel powered by diesel engine. There is no doubt that had the RALPH E. HAVENS been powered by steam, she would have met the literal requirements of 46 U.S.C.A. § 481 "which prescribes that “Every steamer navigating the ocean, or any lake, bay, or sound of the United States, shall be provided with such numbers of lifeboats, floats, rafts, life-preservers -x- * * as wjjj kes.¡. seeure the safety of all persons on board such vessel in case of disaster * * *. And the Commandant of the Coast Guard shall fix and determine, by rules and regulations, * * * the character of lifeboats, floats, rafts, life-preservers * * that shall be used on such vessels •5* * * ” 17
The 1954 statutory regulations are detailed and exacting concerning the equipment of every lifeboat and the
Any statutory duty to provide a lifeboat turns on whether a motor powered tugboat is a “steam vessel” and if so, whether it is a “vessel subject to inspection.” The first is taken care of by 46 U.S.C.A. § 361 which provides that “Every vessel subject to inspection propelled in whole or in part by steam or by any other form of mechanical or electrical power shall be considered a steam vessel within the meaning of and subject to all provisions of this Act.” We can share with Judge Holtzoff the feeling that a definition of this kind in terms of that which it is not is, without “doubt * * * not the most artistic type of legislative draftsmanship. * * ” But as did he, we conclude that “Nevertheless, the Congress has a right to legislate by definition if it chooses” and having done so, § 361 incorporates for motor vessels “subject to inspection”
19
the requirements of § 481. Ace Waterways, Inc. v. Fleming, S.D.N.Y., 1951,
But whether, strictly speaking, this is a “vessel subject to inspection” is a much more difficult matter. Without examining the exact terms of the Coast Guard regulations in force in 1957, the current regulations §§ 90.05-1
20
and 24.01-1 et seq
21
by Tables 90.05-1 (a) and 24.05-1 (a) put in the category of “vessels subject to provisions of sub-chapter C — uninspected vessels” motor powered vessels not exceeding 300 gross tons or over 15 gross tons.
22
The Tables distinguish between steam and motor powered vessels over 65 feet in length. If steam powered, none are exempt as uninspected vessels (column 6) and all are subject to inspection (column 5) if
It would take a better juridical radar-eye than we now have to penetrate this legislative-administrative fog. We should in any event “navigate with caution.” Cf. Rule 16, 33 U.S.C.A. § 145n.
For the purposes of our case we do not think that time is at hand to unravel this legislative hodgepodge. Cf. McConville v. Florida Towing Corp., 5 Cir., 1963,
This represents no intrusion into the legislative domain and certainly not in maritime matters where most of the controlling law has been and still is judge-made. Far from an innovation, failure of an admiralty court at this day and time to recognize the imperative necessity for a suitable lifeboat on an oceangoing vessel would put it completely out of step with the times. Indeed, a court would be at least 75 years behind the times. 24
If — and there is really no if — an admiralty court either on “notions of ordinary prudence implicit in the concept of due care or the exacting standards of seaworthiness [may] call for an owner to supply more than the bare facility exacted by statutory or regulatory law,” Schlicter v. Port Arthur Towing Co., 5 Cir., 1961,
No difficulty is presented as to the proof of unseaworthiness from the inadequate equipment of the lifeboat. The master did testify that after the capsizing there were three oars left and at least two oarlocks, and that from an earlier casual inspection in port he had observed that it contained at least a water breaker and perhaps a bread breaker. The Judge in his supplemental opinion stated, “The evidence is not entirely satisfactory as to what provisions and equipment the lifeboat carried. * * * Captain Wiekizer thought, though he was not absolutely positive that there were oars, oarlocks, water breaker and what looked like a bread breaker in the boat.” On this deficiency of proof he found no lack of due care or unseaworthiness. But this was to reverse the tables. It was on the tug-owner-petitioner to prove that the lifeboat was adequate, hence seaworthy. The doubt reflected by the District Judge means the petitioner failed to establish his right to limit liability. The claimants, on the other hand, adequately carried their burden because it was uncontradicted that when the lifeboat capsized, all of the provisions and fittings other than three oars and two oarlocks were lost. Perhaps even more critical, there was no mast with sails, an appliance so badly needed and which this close to shore would have likely shortened the time in the lifeboat and enhanced the chance of survival.
The case therefore requires as a matter of law a finding of unseaworthiness of tug and lifeboat with the privity and knowledge of the tug owner as to the injury claims. So does it as to the death claims and the claim for conscious pain and suffering prior to death. There may be, of course, questions, oftentimes troublesome, as to whether death actions are under the Death on the High Seas Act, 46 U.S.C.A. § 761, the survival provisions of the Jones Act, 46 U.S.C.A. § 688, 45 U.S.C.A. §§ 51, 59, or the local Florida Death Act, Fla.Stat.Ann. § 768.01, see Emerson v. Holloway Concrete Prod. Co., 5 Cir., 1960,
The result is that the decree of exoneration and limitation of liability must be set aside, and on the remand the District Court is directed to enter appropriate decrees denying the right to limit liability, holding the petitioner-tugowner liable for personal injury and death claims as a result of the negligent unseaworthiness of the Tug RALPH E. HAVENS, her lifeboat and its equipment and fittings. This will leave nothing but the question of ascertaining the nature and extent of the damages and the awards to be made therefor. 25
Reversed and remanded with directions.
Notes
. Weather reports for the East Gulf are prepared and circulated from the Miami Weather Bureau office. The closest forecast in the record is that of Sunday, December 8, 1957, 1:30 a. m:
“Moderate west to northwest winds extreme north portion and moderate to fresh south to southwest winds elsewhere today and tonight except becoming moderate west to northwest central portion tonight. Monday winds becoming mostly fresh northwesterly. Considerable cloudiness with occasional rain north portion and partly cloudy south portion today and tonight. Monday clearing except partly cloudy with scattered showers extreme south portion.”
. The forecast of December 8, 1957, 7:30 a. m. was:
“Moderate variable winds north portion and moderate southeast to sound winds south portion shifting to fresh northwest to north over north portion tonight. Monday fresh northwest to north winds over north portion and moderate southerly shifting to moderate to fresh northerly over south portion by late afternoon. Mostly cloudy with scattered showers clearing north portion Monday.”
. Sunday, December 8,1957,1:30 p. m:
“Moderate occasionally fresb southwesterly winds over north portion shifting to mostly fresh northwesterly late tonight and Monday. Moderate variable mostly southerly winds over south portion shifting to mostly fresh northerly Monday afternoon. Considerable cloudiness with scattered showers clearing north portion Monday.”
. Sunday, December 8, 1957, 7:30 p. m:
“Mostly fresh northwesterly winds north portion and moderate occasionally fresh southwest to west winds south portion Monday, becoming northwesterly during afternoon. Considerable cloudiness with scattered showers central and south portions and over extreme north portion early Monday.”
. Monday, December 9, 1957, 1:30 a. m:
“Fresh northwesterly winds north portion and moderate occasionally fresh west to northwest winds south portion today becoming fresh northwest to north tonight and Tuesday. Considerable cloudiness with scattered showers south portion today, becoming partly cloudy tonight and Tuesday.”
. The trial court found no negligence or unseaworthiness in the sufficiency of the pumps, the strainers, the inability to start the gasoline pumps, and the like. We may assume, arguendo, this to be supported. Nevertheless, there is no real dispute that the water was gaining, the pumps were not then effective, and the portable pumps would not operate. The situation was certainly “a condition” if not a “cause.”
. On the Beaufort scale referred to by the Court below and in briefs here, winds at force 7 (32 to 38 miles per hour) are described as a “moderate gale” with accompanying seas described as “very rough” with waves 8 to 12 feet in height; force 8 (Winds 39-46 m. p. h.) are called “fresh gale” with seas similar to force 7.
. “The HAVENS made this same trip in safety before, apparently without incident. No small craft warnings were forecasted and the captain had every right to assume that he would not encounter weather dangerous to the safety of his vessel. The trip would not require the HAVENS to be more than a 12-hour run to a safe port.”
. Immediately following the testimony just quoted, he testified:
“Q. They come up quite suddenly, is that right?
“A. Tes, but they usually- — usually there is a forecast on them, which you can get, but I will say this: A ‘northwester’ in the Gulf of Mexico can put out some strong winds.
“Q. There isn’t anything unusual about a thirty-five mile an hour wind in connection with a ‘northwester’, is there?
“A. That’s right.
“Q. That’s routine, isn’t it. Aren’t winds of that velocity a" common thing with a ‘northwester’?
“A. Yes, I would say so, but you usually do have some warning, and when you get a warning you are supposed to head-for shelter, but they do come up quite-frequently.”
. Captain Wickizer confirmed this testimony of Captain Bachrach:
“At the time of the year the Havens sank, a northwester is not uncommon?
“A. No, not uncommon.”
. The crucial nature of these responses is highlighted by Captain Wickizer’s testimony as to the cause of the sinking:
“Q. Do you think the failure of the pump had anything to do with the vessel sinking?
“A. No doubt that had some bearing on it, but the sea, I believe was the main thing.”
. The Court stated: “What amounts to a light breeze, or a small swell, or a choppy sea, as logged for a large ocean-going steel vessel would be relatively, if logged for a little inland, wooden tug, with two or three feet of freeboard, an extremely dangerous gale and rough seas.” 1928,
. Compania de Navigacion v. Firemen’s Fund Ins. Co., 1928,
. American Agrie. Chem. Co. v. Tampa Armature Works, 5 Cir., 1963,
. Tropical Marine Prod. v. Birmingham Fire Ins. Co., 5 Cir., 1957,
. As of 7:30 p. m. Sunday, December 8, northwesterly winds had to be reckoned with. The forecast at noon, 1:30 p. m., see note 3, supra, predicted “mostly fresh northwesterly” winds “late tonight and Monday.” This was renewed in the 7:30 p. m: forecast (see note 4, supra) predicting “mostly fresh northwesterly winds north portion.” On U.S. Weather Bureau standards, the term “fresh” describes winds 19-24 m. p. h. (Beaufort force 5), only slightly less than the winds estimated by Captain Wickizer to be 33-36 m. p. h. which by Weather Bureau standards are described as “strong” (Beaufort, force 7).
. As amended August 30, 1954, § 1(29), ch. 1076, 68 Stat. 968. As then enacted the statute included detailed regulations which were, in effect, prescribed as the “minimum requirements.” The 1954 Amendment did repeal the earlier requirement that all regulations authorized by the section be submitted to Congress as soon as practicable after being adopted. See Legislative History, 1954 U.S.Code Cong. & Adm.News 35-39. Section 481 was substantially amended in 1959, subsequent to the date of this casualty. Public Law 86-244, § 1, 73 Stat. 475; see 1959 U.S.Code Cong. & Adm.News p. 2283. Statutory minimum regulations were deleted, but substantial civil penalties against the ship and shipowner, as well as the master, were prescribed. The effect is to invest more, not less, power in the Coast Guard by requiring the promulgation of “such rules and regulations as may be necessary for vessels subject to inspection and certification by the United States Coast Guard” with respect to among other things, “(1) [l]ife-saving equipment, including, but not limited to, the number, type, size, capacity, details of construction, methods of operation, stowage, maintenance, manning, use, testing, and inspecting of such equipment * *
. These may conveniently be found at 46 U.S.C.A. § 481 at pp. 171, 179-SO (1958) (volume containing §§ 251-681):
“First. The normal equipment of every boat shall consist of—
“(a) A single banked complement of oars and two spare oars; one set and a half of thole pins or crutches; a boat hook.
“(b) Two plugs for each plug hole (plugs are not required when proper automatic valves are fitted); a bailer and a galvanized iron bucket.
“(c) A tiller or yoke and yoke lines. “(d) Two hatchets.
“(e) A lamp filled with oil and trimmed. “(f) A mast or masts with one goodsail at least, and proper gear for each. (This does not apply to motor lifeboats or lifeboats on the Great Lakes or other inland waters.)
“(g) A suitable compass. * * * “Third. In addition, every boat and every pontoon raft shall be equipped with—
“(a) A life line becketed around the outside.
“(b) A sea anchor.
“(c) A painter.
“(d) A vessel containing one gallon of vegetable or animal oil. The vessel shall be so constructed that the oil can be easily distributed on the water and so arranged that it can be attached to the sea anchor.
“(e) A water-tight receptable containing two pounds avoirdupois of provisions for each person, except on vessels navigating fresh water.
“(f) A water-tight receptacle containing one quart for each person, except on vessels navigating fresh water.
“(g) A number of self-igniting ‘red lights’ and a water-tight box of matches.
“Fourth. All loose equipment must be securely attached to the boat or pontoon raft to which it belongs.”
. The 1959 Amendments to § 481 are likewise limited to “vessels subject to inspection and certification,” see note 17, supra.
. Subchapter I Cargo and Miscellaneous Vessels, Title 46 C.F.R. revised as of January 1, 1963.
. Subchapter C — Uninspected Vessels.
. This assumes, of course, that such motor vessel is not a tank vessel (column 3), a passenger vessel (column 4) and not a vessel carrying dangerous cargoes, 46 C.F.R. Part 98 or 146 or carrying freight for hire.
. They are not exempt if they are tank vessels, or carrying passengers, freight, or certain dangerous cargoes. (See note 22, supra.)
. § 481 is the successor to R.S. § 4488 (1875) and the earlier Act of February 28, 1871, § 52, ch. 100, 16 Stat. 455.
. As our decision recognizes a right of action on behalf of Kelly and his survivors for conscious pain and suffering as well as other injuries sustained while still alive in the lifeboat, and also for his resulting death, we think any additional allowance for bis alleged injuries in launching the lifeboat would be relatively de minimis. The effect is that, to this very limited extent, we affirm that portion of the District Court’s decree.
