William Collado v. United Parcel Service Co.William Collado v. United Parcel Service Co.
Willie Collado appeals the district court’s order setting aside the jury verdict in his favor and granting judgment as a matter of law for his employer, United Parcel Service, on his discrimination and retaliation claims under the Americans with Disabilities Act,
One issue Collado has brought us is particularly interesting because it arises at the intersection — some might say collision — of two rules of law. It is a well-established rule in job discrimination cases involving circumstantial evidence that the existence of a prima facie case should not be revisited after the defendant’s
That occurred in this case. The district court entered under
There are other issues, as well, but before getting to any of the issues we will set out the historical and procedural facts that frame them all.
I.
Collado, who has been an insulin-dependent diabetic since he was fourteen years old, was hired by UPS in 1991 as a part-time truck reloader in one of its south Florida facilities. He proved to be a well-liked and hard-working employee, and he was promoted to other positions at UPS, including driving trucks.
In order to drive most of UPS’s trucks Collado had to be certified by the federal Department of Transportation. The DOT regulates all vehicles used in interstate commerce that weigh more than 10,000 pounds and imposes minimum qualifications for the people who drive those vehicles.
Because UPS does not assign any of its lighter unregulated trucks to regular full-time routes, it requires all of its full-time truck drivers to be DOT certified. To become DOT certified, a driver must undergo a physical exam and obtain a medical examiner’s certificate verifying that he is physically qualified, as defined by the DOT’S regulations.
In 1993 Collado went to a physician chosen by UPS to get his DOT certification. He told the doctor about his diabetes and medications. Although the DOT regulations specifically state that insulin-dependent diabetics are not physically qualified to drive regulated vehicles, id. § 391.41(b)(3), the doctor nevertheless certified Collado as physically qualified and gave him a DOT card.
Based on that mistaken certification, UPS promoted Collado to full-time driver in October 1994. He held that position for four years, driving several different routes
In 1998 UPS district safety manager Herman Radish discovered that Collado was an insulin-dependent diabetic and, therefore, not physically qualified to hold a DOT certificate. After learning that, Radish ordered Collado’s manager, Ralph Terrell, to remove Collado from his full-time driving position.
Following his removal from the full-time driving job in May of 1998, Collado was moved through a series of positions at UPS. One of them was a split-shift position in which Collado worked a partial morning shift inside the UPS facility and then returned to work another partial shift doing the same thing in the evening. Later Collado had a non-split, hybrid job where he pre-loaded trucks each morning and drove a P-500 truck in the afternoon. 1 He stayed in that hybrid position until February or March 1999, when Collado’s new supervisor, Bob Story, returned him to a full-time driving position and permitted Collado to drive a DOT-regulated P-1000 truck all day. (It is not clear from the record why Collado was permitted to return to driving a P-1000 truck in spite of DOT regulations.)
When safety manager Radish learned that Collado was once more driving regulated trucks in violation of DOT regulations, Radish had Ralph Terrell, the center manager, remove Collado from that position. Terrell told Collado that he had been removed because UPS thought he “couldn’t drive” due to his diabetes. Colla-do was briefly returned to his old split-shift position. Then, at Collado’s request, UPS returned him to the non-split, hybrid position, where he spent his time pre-load-ing in the morning and driving a non-regulated P-500 truck in the afternoon.
On June 9, 1999, after he had twice been removed from his position as a full-time driver, Collado filed an EEOC charge. He claimed that he was removed from his position as a full-time driver even though he was “qualified for the position of Driver,” and he complained about the split-shift and other positions UPS had given him. Collado also alleged in his EEOC charge that UPS had failed to put him back in his full-time driver position because he had “complained about [UPS’s] discriminatory act of removing [him] and insisted on reinstatement.”
That same month, in investigating Colla-do’s complaint, Radish learned that UPS required all diabetic employees to complete a “Diabetes Protocol” before they could drive any trucks. The protocol is a medical questionnaire used by UPS to confirm that a diabetic employee is under a physician’s care and successfully controlling his diabetes. Under its policy, UPS should have required Collado to complete the protocol before he was ever permitted to drive an unregulated P-500, but it had not done so because Radish had not been aware of the protocol. Once Radish learned of the protocol, he insisted that Collado complete it before he could continue to drive the nonregulated P-500 trucks.
Thus, in June 1999, Collado was removed from his hybrid position, which in
Collado’s doctor signed his completed protocol on June 25, 1999. After Collado returned from a two-week paid vacation, he was informed by Terrell that because his protocol had been completed by his doctor and approved by UPS he could return to the hybrid pre-load/P-500 driving job. Terrell also asked Collado if he was going to drop the EEOC charge. Col-lado responded that he would not.
Collado returned to the hybrid position, driving what he terms a “junk” route in the afternoons. Collado found the route undesirable because it required him to deliver the packages that had been left behind by the other drivers — usually the heaviest packages. The route also required him to make deliveries within a large geographic area and to return to the facility to reload his truck during the day, which made it difficult to complete the deliveries on time. During July, Terrell asked him two or three more times whether he was going to drop the EEOC charge and said he couldn’t believe Collado would not drop the charges.
On July 28, 1999, Collado amended his EEOC discrimination charge to include allegations of further retaliation that had occurred since he filed his first EEOC charge. He alleged that UPS had retaliated against him for filing the initial charge by putting him in its smallest truck, denying him a regular route, pressuring him to withdraw his charge, and subjecting him to adverse working conditions for proceeding with that charge. After this amendment, Collado continued to drive the hybrid route, although Terrell allowed him to drive a full eight-hour day whenever a route and a suitable, non-regulated truck became available.
Subsequently, Collado injured his back and went on worker’s compensation leave for about one year. When Collado was cleared to return to work with no limitations, UPS had filled the hybrid job he had previously held. Ultimately, Collado was out of work for almost another year because UPS did not have a position for him. He finally returned to UPS on December 17, 2001, in a “combo” job, which called for him to pre-load in the morning and drive an unregulated P-300 truck in the afternoons. Collado still holds that position.
II.
Collado sued UPS for disability discrimination under the ADA, retaliation under Title VII (later converted by amendment to a claim of ADA retaliation), and worker’s compensation retaliation under Florida law. In his complaint, Collado claimed that he was a “qualified individual with a disability” and that “UPS was aware of [his] history of diabetes.”
Collado’s claims survived a motion by UPS for summary judgment and the ease proceeded to a jury trial. At the close of Collado’s case-in-ehief, UPS made a motion under
At the close of all the evidence, UPS again moved for judgment as a matter of law under
The district court granted the
Thereafter, UPS moved to alter or amend the district court’s judgment because the court had not ruled conditionally on the merits of UPS’s motion for a new trial, as required by
In response, the district court entered a second order clarifying and amending its prior rulings. In this order the court reiterated that Collado’s evidence was insufficient to support an ADA discrimination verdict in his favor. The court also stated that “there was insufficient evidence to permit a reasonable jury to find that UPS retaliated against Collado,” because Colla-do had failed to establish a component of his prima facie case for retaliation. The court explained that, because Collado clearly was not disabled, he could not have had a “good faith, objectively reasonable belief’ that UPS had discriminated against him due to his impairment, and as a result he had not shown that he had engaged in protected activity for which he was retaliated against. The court also conditionally granted UPS’s motion for a new trial on the ground that the verdict for Collado was against the great weight of the evidence. The district court entered final judgment for UPS, and Collado filed a timely appeal.
III.
We review
de novo
a district court’s grant of judgment as a matter of law under
IV.
Collado first challenges the district court’s grant of judgment as a matter of law to UPS on his ADA discrimination claim. He contends that it was improper primarily because it was based on the court’s conclusion that he had failed to establish a component of his
McDonnell Douglas
prima facie case. In order to establish a prima facie case of ADA discrimination, Collado had to show that he: (1) had a disability; (2) was otherwise qualified to perform the job; and (3) was discriminated against based on his disability.
Cleveland,
The prima facie case is an important part of the
McDonnell Douglas
framework for proving discrimination with circumstantial evidence. On the one hand, if a plaintiff establishes his prima facie case, he is entitled to a presumption of discrimination and the burden of production shifts to the defendant.
Tex. Dep’t of Cmty. Affairs v. Burdine,
Important as the prima facie case question initially is, however, both the Supreme Court and this Court have repeatedly recognized that there is a point at which a trial has progressed too far to revisit the question of whether one exists. That point is “when the defendant fails to persuade the district court to dismiss the action for lack of a prima facie case, and responds to the plaintiffs proof by offering evidence of the reason for the plaintiffs rejection.”
U.S. Postal Serv. Bd. of Governors v. Aikens,
“Where the defendant has done everything that would be required of him if the plaintiff had properly made out a prima facie case,” the focus should no longer be on the preliminary question of the prima facie case but on the “ultimate question of
The specific wisdom of this “don’t-look-back rule” is evident.
4
The goal of the
McDonnell Douglas
burden-shifting framework is “progressively to sharpen the inquiry into the elusive factual question of intentional discrimination.”
Burdine,
Collado’s position in this appeal rests on the don’t-look-back rule. He is right that, because the district court had determined that Collado made out a prima facie case and had denied UPS’s
The question for us is only the correctness of the result: was post-verdict judgment as a matter of law due to be granted to UPS on Collado’s ADA discrimination claim? We think it was if, as UPS insists and the district court decided, Collado failed to provide sufficient evidence on the disability element of his ADA claim. 5 Col-lado protests that disability is a component of the prima facie case for an ADA claim and that allowing a post-verdict judgment as a matter of law on that ground would violate the rule, which we have just discussed, against revisiting the existence of a prima facie case at the conclusion of a trial.
Collado’s position reflects a fundamental misunderstanding' of what we are calling the don’t-look-back rule. That rule prevents an inquiry into the prima facie case after all of the evidence is in; it does not prevent an inquiry into the existence of an element of the claim. The authority and duty of a court to decide whether all elements of a claim have been proven does not end with the denial of a
There is another way to illustrate why we must reject Collado’s position that the don’t-look-back rule insulates a failure to prove an element of a claim from
This case illustrates the effect that accepting Collado’s position would have. He argues that we are barred from reviewing whether he has established the disability element of his claim. We are barred, he says, because examining that element would amount to looking back on whether there was a prima facie case; that’s because the existence of a disability is a critical component of a prima facie case just as it is an essential element of the claim. Under Collado’s theory any inquiry into the disability issue after a
Collado has things backwards. At the end of a trial it is “the question of whether the plaintiff properly made out a prima facie case [that] is no longer relevant,”
Combs,
One final matter bears discussion before we move on to apply what we have said to this case. Our holding that the don’t-look-back rule does not bar the district court from reconsidering, or us from reviewing, the existence of an element of the claim that is also a component of the prima facie case does not mean that the rule has no force and effect. The rule serves as a bar, prevents a look back, where a component of the prima facie case that is not an element of the claim is concerned.
See, e.g., Cleveland,
An example that comes to mind is a Title VII discriminatory failure to promote claim. The components of the prima facie case are: (1) that the plaintiff is a member of a protected class; (2) that he was qualified for and applied for the promotion; (3) that he was rejected; and (4) that other equally or less qualified employees who were not members of the protected class were promoted.
Combs,
Back to the present case, we are dealing with a component of the prima facie case that is also an element of the claim. Before us is an ADA discrimination claim, and the issue is whether Collado presented sufficient evidence for a jury reasonably to have found that he is disabled. Unless he has a “disability,” as that term is defined in the ADA, Collado had no valid ADA discrimination claim and judgment as a matter of law was properly entered against him at the
The ADA defines “disability” as: “(A) a physical or mental impairment that substantially limits one or more of the major life activities of [an] individual; (B) a record of such an impairment; or (C) being regarded as having such an impairment.”
The Supreme Court made that much clear in
Sutton v. United Air Lines, Inc.,
The agency guidelines’ directive that persons be judged in their uncorrected or unmitigated state runs directly counter to the individualized inquiry mandated by the ADA. The agency approach would often require courts and employers to speculate about a person’s condition and would, in many cases, force them to make a disability determination based on general information about how an uncorrected impairment usually affects individuals, rather than on the individual’s actual condition. For instance, Kinder this view, courts would almost certainly find all diabetics to be disabled, because if they failed to monitor their blood sugar levels and administer insulin, they would almost certainly be substantially limited in one or more major life activities. A diabetic whose illness does not impair his or her daily activities ivould therefore be considered disabled simply because he or she has diabetes. Thus, the guidelines approach would create a system in which persons often must be treated as members of a group of people with similar impairments, rather than as individuals. This is contrary to both the letter and the spirit of the ADA.
Id.
at 483-84,
What Collado had to do to win on this
On direct examination, Collado testified that he had to “watch” what he eats and avoid certain foods — “mostly sugars” — because of his diabetes. On cross-examination, however, Collado admitted that as long as he is taking insulin he can eat and digest his food normally. He even admitted that his diabetes has not affected his lifestyle in any way. This is how that testimony went:
Q. [YJour diabetes does not in any way affect your ability to drive a vehicle?
A. No.
Q. And you can walk?
A. Yes.
Q. You can run?
A. Yes.
Q. You can see?
A. Yes.
Q. You can eat?
A. Of course.
Q. You can digest food?
A. Yes, as long as I am taking my insulin.
Q. Exactly. And your diabetes doesn’t affect your ability to work?
A. Correct.
Q. Or to care for yourself?
A. Correct.
Q. In fact, your diabetes hasn’t affected your lifestyle in any way; correct?
A. Correct.
Q. And with proper self monitoring, you are in no way limited by your diabetes in what you do during the day or how you do it; correct?
A. Yes, that’s true.
No jury reasonably could find from his testimony that Collado was substantially limited in eating or any other major life activity. There is nothing to suggest that Collado is “significantly restricted” in eating as compared to “the average person in the general population.”
See
We find unpersuasive Collado’s attempt to liken himself to the “brittle diabetic” in
Fraser,
who the Ninth Circuit found had presented a genuine issue of material fact as to whether she was substantially limited in the life activity of eating.
Fraser’s diabetes regimen is perpetual, severely restrictive, and highly demanding .... She must vigilantly monitor what and how much she eats. She must time her daily shots and meals so carefully that it is not safe for her to live alone. (She could end up in the ambulance if she took too long a nap between a shot and breakfast.) She must always have certain foods available in case her blood sugar drops or skyrockets .... She cannot put a morsel of food in her mouth without carefully assessing whether it will tip her blood sugars out of balance. She cannot skip or postpone a snack or meal without cautiously studying her insulin and glucagon levels. She must constantly, faithfully, and precisely monitor her eating, exercise, blood sugar, and other health factors, and even this is no guarantee of success.
Id.
We also reject Collado’s argument that the fact he is unable to properly digest food or stay healthy without medication means he is disabled. As the Supreme Court told us in
Sutton,
the question of whether a plaintiff is substantially impaired for disability purposes is to be considered in light of available mitigation measures such as taking insulin.
As for the
As for the third alternative definition, Collado has failed to present sufficient evidence that UPS regarded him as having an impairment that substantially limits a major life activity, which is necessary to satisfy the
Being “regarded as unable to perform only a particular job,” however, “is insufficient, as a matter of law, to prove that [the plaintiff] is regarded as substantially limited in the major life activity of working.”
Murphy v. United Parcel Serv.,
There is no evidence that UPS regarded Collado as substantially limited from any job other than that of full-time driver at UPS, much less from a class or broad range of jobs. UPS gave Collado several different positions after pulling him from the full-time driving position. In fact, Col-lado currently works at UPS in a position where he pre-loads in the morning and drives an unregulated truck in the afternoon. No jury reasonably could find that UPS regarded Collado as substantially impaired from the major life activity of working.
Nor does the evidence support Collado’s contention that UPS regarded him as substantially impaired in driving, which he contends is a major life activity. In any event, we have held that driving is not a major life activity for purposes of the
Because Collado failed to provide sufficient evidence for a jury reasonably to find that he suffered from a “disability” within the meaning of that term as it is defined in the ADA,
V.
Collado also challenges the judgment for UPS on his ADA retaliation claim. The ADA provides that “[n]o person shall discriminate against any individual because such individual has opposed any act or practice made unlawful by [the ADA] or because such individual made a charge ... under [the ADA].”
Collado contends here, as he did on the discrimination claim, that the district court erred in granting UPS’s
In order to prove an ADA retaliation claim, a plaintiff must show that: (1) he “engaged in conduct protected by the ADA”; (2) he “was subjected to an adverse employment action at the time, or after the protected conduct took place”; and (3) the defendant “took an adverse employment action against [him] because of [his] protected conduct.” 3C Fed. Jury Prac. & Instr. § 172.24 (5th ed.) (essential elements for an ADA retaliation claim).
As for the first element, UPS argues that Collado failed to establish that he engaged in any protected activity. We agree with Collado, however, that UPS is barred from raising this argument because it failed to assert the ground in the
As for the adverse action element, Collado cannot rely on UPS removing him from his full-time driving position. He cannot because that was done before Collado had filed his EEOC charge, and the filing of that charge is the protected con
There can be no dispute about the existence of the policy that UPS asserted as the reason it temporarily removed Collado from his hybrid position which involved driving, and put him in the split-shift position which did not. The parties stipulated that UPS had a “Medical Evaluation Program for Diabetes,” including a “Diabetes Protocol,” and that it applied to all insulin-dependent diabetics who wished to drive unregulated trucks. 10 The program prohibited diabetic employees from driving any truck until the protocol had been completed by a medical doctor and approved by UPS. The employee had to obtain from his doctor a certification that he was under medical care and that his diabetes was being successfully controlled. It is also undisputed that an insulin-dependent diabetic whose disease is not under control can pose serious safety problems when driving trucks. Indeed, the record establishes that one of UPS’s diabetic employees had previously passed out while driving a truck for the company and caused a traffic accident death.
The evidence showed without dispute that at the time Collado was removed from his hybrid driving position and put into the non-driving, split-shift position, he had not completed the Diabetes Protocol. There is no evidence that any other insulin-dependent diabetic had been permitted to drive without completing it. The record is also undisputed that Collado was transferred back to his preferred hybrid position as soon as he completed the protocol and it was approved. There is nothing in the evidence to suggest any delay attributable to UPS in the completion and approval of the protocol. (The only delay was occasioned by the fact that Collado was on paid vacation when the protocol was actually sent to UPS and approved by it). Indeed, he was out of the preferred hybrid position for only, in his words, “a couple of weeks.”
The legitimacy and importance, for public safety purposes, of UPS’s Diabetes Program and Protocol cannot be questioned. Nor can there be any question that it was fairly and non-discriminatorily applied to Collado. His argument is that these im
The facts Collado pointed to in support of his theory that retaliation is the reason the important, safety-related requirements that should have been applied to him all along were finally applied to him are that: the Diabetes Program and Protocol had been in effect since 1995, had never been applied to him before, and were applied within two months after he filed the EEOC charge; and the manager who implemented the decision to change Collado’s position pending compliance with the program and protocol, Ralph Terrell, knew about the filing of the EEOC charge and asked Collado about it several times. The unrebutted testimony of Herman Radish, UPS’s safety manager, however, was that he had not been aware of the diabetes-specific policy and protocol before, even though he had been in that position since 1992. Radish testified that he had discovered this program and protocol when investigating whether Collado could be a full-time driver, which is an issue that arose after he learned that Collado was an insulin-dependent diabetic. Radish discovered that fact and began investigating the ramifications of it before Collado filed the EEOC charge. It was Radish who informed Terrell of the problem and of the requirements of the Diabetes Program and Protocol and instructed Terrell to ensure that Collado did not drive a truck for UPS until those requirements were met.
All of the evidence taken as a whole is insufficient for a jury reasonably to find a causal connection between Collado’s filing of the EEOC charge and UPS’s application of its Diabetes Program and Protocol to him, resulting in Collado being removed from a driving position for a couple of weeks. In addition to the dearth of evidence indicating retaliatory motivation, there is the inescapable fact that Radish did what any reasonable safety manager in his position would have felt compelled to do. In view of that, any inference his action was motivated by retaliatory animus is unreasonable. Judgment was properly entered for UPS on this claim.
AFFIRMED.
Notes
. At that time, UPS thought Collado was still eligible to drive all P-500 trucks. UPS did not learn that P~500s made after 1984 weigh more than 10,000 pounds (and are, therefore, DOT regulated) until 2000, when a diabetic UPS employee passed out while driving a P-500 truck and caused a traffic accident death.
.
Judgment as a Matter of Law.
li) If during a trial by jury a party has been fully heard on an issue and there is no legally sufficient evidentiary basis for a reasonable jury to find for that party on an issue, the court may determine the issue against that party and may grant a motion for judgment as a matter of law against that party with respect to a claim or defense that cannot under the controlling law be maintained or defeated without a favorable finding on that issue.
(2) Motions for judgment as a matter of law may be made at any time before submission of the case to the jury. Such motion shall specify the judgment sought and the law and facts on which the moving party is entitled to the judgment.
.
Renewing Motion for Judgment After Trial; Alternative Motion for New Trial.
If, for any reason, the court does not grant a motion for judgment as a matter of law made at the close of all the evidence, the court is considered to have submitted the action to the jury subject to the court’s later deciding the legal questions raised by the motion. The movant may renew its request for judgment as a matter of law by filing a motion no later than 10 days after entry of judgment — and may alternatively request a new trial or join a motion for a new trial under Rule 59. In ruling on a renewed motion, the court may:
(1) if a verdict was returned;
(A) allow the judgment to stand,
(B) order a new trial, or
(C) direct entry of judgment as a matter of law; or
(2) if no verdict was returned;
(A) order a new trial, or
(B) direct entry of judgment as a matter of law.
. By "specific wisdom” we mean specific to this area of the law, as distinguished from general wisdom applicable to all of life as conveyed in Satchel Paige's famous advice: "Don't look back. Something might be gaining on you.”
. The elements of an ADA discrimination claim are: (1) “That the Plaintiff had a 'disability,' as hereafter defined”; (2) "That the Plaintiff was a ‘qualified individual’ as hereafter defined”; (3) "That the Plaintiff was [refused employment] [discharged from employment] [not promoted] by the Defendant”; and (4) "That the Plaintiff’s disability was a substantial or motivating factor that prompted the Defendant to take that action.” Eleventh Circuit Pattern Jury Instructions 1.5.2.
. By "proper
We reject Collado's argument that a district court is powerless to enter judgment as a matter of law under
. Another source of confusion stems from the fact that the term “prima facie case” has two meanings. Traditionally, it refers to the "quantum of evidence needed to create a jury question” or "a case strong enough to go to a jury.”
Wright,
. We recognize, of course, that the don’t-look-back rule will not apply in cases like this one, where all the components of the prima facie case are also elements of the claim itself. That overlap is true of ADA cases generally, but the inapplicability of the rule in some kinds of employment discrimination cases is not an argument against the rule's existence or for applying the rule in a way in which it was never intended.
. Collado's initial EEOC charge alleged that UPS had retaliated against him on the basis of other conduct; namely, his insistence on reinstatement after he had been removed from the full-time driving position in 1998. At trial and in this appeal, however, the only protected conduct Collado has asserted is the filing of his EEOC charge on June 9, 1999. We will not consider claims, issues, or arguments that an appellant has not raised in either the district court or this Court.
Access Now, Inc. v. Southwest Airlines Co.,
. Recall that unregulated trucks were the only ones an insulin-dependent diabetic like Collado could drive under DOT regulations.