Lead Opinion
Although intertwined with issues of jurisdiction and qualified immunity, this appeal concerns the severity of injury to an inmate required to establish a constitutional claim of excessive use of force. Because we find no constitutional violation in that the injury in this case was minimal or nonexistent, we reverse the district court’s denial of summary judgment on motion of the public officials.
I. FACTS
William C. Bennett, a/k/a John A. Richardson, an inmate at Augusta Correctional and Medical Institution, in Georgia, brought this action pursuant to 42 U.S.C. § 1983 against Prison Warden Garrison Parker and prison staff officers Robert M. Jackson and Daniel W. Cooper (appellants). Bennett alleges that on July 13, 1987, at approximately 1 p.m., Jackson and Cooper instructed him to clean up his cell. After Bennett cleaned the cell, Jackson and Cooper refused to allow Bennett to go to the gymnasium as they had earlier promised. When Bennett asked Jackson why he was
The appellants state different facts. They allege that while Jackson and Cooper were conducting a count of the inmates, Bennett became belligerent and demanded to go to recreation. He began cursing at the officers and creating a disturbance. When Bennett refused to calm down, Jackson and Cooper ordered him outside of his cell into the hallway. Jackson and Cooper state that they never touched Bennett, and therefore they never filed a use of force report. Such a report is mandatory in incidents where force is used. Although sick call is held everyday, Bennett never went to the prison hospital or reported the injury he now alleges.
Because of this disorderly behavior, Bennett received a disciplinary report for insubordination, failure to follow instructions, and disruption of the count of inmates. Bennett pleaded guilty to these charges at a disciplinary hearing.
II.PROCEDURAL HISTORY
Bennett filed this section 1983 lawsuit in the Northern District of Georgia claiming that the appellants violated his constitutional rights through an excessive use of force and failure to provide due process. The appellants filed a motion to dismiss based on the defense of qualified immunity. The district court notified Bennett that it would treat the motion to dismiss as one for summary judgment and advised Bennett of the consequences of a summary judgment motion. In response, Bennett submitted two sworn statements and five unsworn statements from inmates. The district court dismissed the claims against Parker, the warden, finding that the claims against him were based on the doctrine of respondeat superior. The district court denied the motion for summary judgment for Jackson and Cooper because it found that material issues of fact regarding excessive use of force were in dispute. Consequently, the district court rejected the qualified immunity defense.
III.CONTENTIONS OF THE PARTIES
Jackson and Cooper contend that the district court erred by denying their motion for summary judgment. They argue that although they did not use any force, the undisputed facts show that they were entitled to use force against Bennett and, if force was used, Bennett was not injured. As a threshold issue, Bennett contends that the court has no jurisdiction over this appeal because material facts are in dispute. Bennett argues that no force was necessary under the circumstances.
IV.ISSUES
The issues before the court are: (1) whether the court has jurisdiction over this appeal resulting from the denial of summary judgment based on qualified immunity; and (2) whether the district court properly denied Jackson and Cooper’s motions for summary judgment.
V.DISCUSSION
A. Jurisdiction
The United States Supreme Court has held that the appellate courts have jurisdiction over “a district court’s denial of a claim of qualified immunity, to the extent that it turns on an issue of law, [and that it] is an appealable ‘final decision’ within the meaning of 28 U.S.C. § 1291 notwithstanding the absence of a final judgment.”
The existence of material disputed facts will not defeat summary judgment in favor of a public official, however, when the plaintiff “fails to make a showing sufficient to establish the existence of an element essential to [plaintiff’s] case, and on which [plaintiff] will bear the burden of proof at trial.” Celotex Corp. v. Catrett,
The doctrine of qualified immunity accomplishes a similar purpose by shielding public officials from civil liability when their conduct “does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald,
B. Denial of Summary Judgment
On review of the denial of summary judgment based on qualified immunity, to determine whether a plaintiff has sufficiently established a constitutional violation, we follow the standard for a directed verdict under Federal Rule of Civil Procedure 50(a). Celotex,
Bennett contends that Jackson and Cooper violated his constitutional rights through the use of excessive force. The eighth amendment prohibition against cruel and unusual punishment is triggered when a prisoner is subjected to a “unnecessary and wanton infliction of pain.” Whitley v. Albers,
In Brown v. Smith,
Analyzing this case according to the same factors used in Brown, we conclude that Bennett has not established a constitutional violation. The need for the use of force is established by the undisputed evidence that Bennett created a disturbance. As a result of this incident, Bennett pleaded guilty to disciplinary charges for insubordination, for failure to follow instructions, and for disrupting the count of inmates. We give a wide range of deference to prison officials acting to preserve discipline and security. Brown v. Smith,
In evaluating the relationship between the need and the amount of force used, we weigh the prison's security interest in maintaining order against the force used against Bennett. Although the affidavits of other prisoners attest to the fact that Jackson and Cooper grabbed Bennett by the throat and pushed him against the bars, no other evidence supports his claim that Officer Jackson struck him with a nightstick. Prison guards may use force when necessary to restore order and need not wait until disturbances reach dangerous proportions before responding.
The management by a few guards of large numbers of prisoners, not usually the most gentle or tractable of men and women, may require and justify the occasional use of a degree of intentional force. Not every push or shove, even if it may later seem unnecessary in the peace of a judge’s chambers, violates a prisoner’s constitutional rights.
Johnson v. Glick,
Bennett claims that a blow to the head near his left eye caused him considerable and long-lasting pain. Yet, Bennett’s medical records contain no report of head injuries or treatment for pain following the incident, even though he had daily opportunities to seek medical assistance.
In order to survive a motion for directed verdict at trial, Bennett would have to support his claim of excessive use of force by showing “severe injuries,” as required by this court in Shillingford v. Holmes,
As in Brown, Bennett’s claim of serious injury is only a conclusory allegation, unsupported by any physical evidence, medical records, or the corroborating testimony of witnesses, and we therefore discount it. If Jackson and Cooper struck Bennett, the injury was minimal.
When faced with a motion for summary judgment based on a defense of qualified immunity, the district courts should first focus on whether the plaintiff has established a constitutional violation before determining whether material issues of fact are present. No material issues can be in dispute where the plaintiff’s evidence fails to establish a constitutional violation.
VI. CONCLUSION
We conclude that the amount of force used was appropriate based on the prison’s security interests in maintaining order and the minimal injuries Bennett sustained.
For the foregoing reasons, we hold that this court has jurisdiction and that the district court improperly denied the defendants’ motion for summary judgment. The decision of the district court is therefore reversed, and the case remanded for further proceedings consistent with this opinion.
REVERSED and REMANDED.
Notes
. On motion for summary judgment, Bennett could not rely solely on allegations in the pleadings to establish a constitutional violation.
When a motion for summary judgment is made and supported as provided in this rule, an adverse party may not rest upon the mere allegations or denials of the adverse party’s pleading, but the adverse party’s response, by affidavits or as otherwise provided in this rule, must set forth specific facts showing that there is a genuine issue for trial.
Fed.R.Civ.P. 56(e).
. We leave for another case the decision whether highly provocative language, such as alleged in this case, when proved, may render unconstitutional any force used to subdue an inmate's reflexive reaction.
Concurrence Opinion
concurring:
I concur in the result reached by the court today and agree with much of the court’s opinion. I write separately because I question the court’s characterization of our circuit’s precedent regarding our jurisdiction to review a district court’s denial of a motion for summary judgment based on qualified immunity. The court states: “[T]his court has consistently held that denial of a motion for summary judgment based on a claim of qualified immunity is not a final appealable order if the claim is denied because the case turns on factual questions in dispute.” See ante at 5. Because the problem continues to surface in this circuit,
Generally, unless an issue is certified for interlocutory appeal pursuant to 28 U.S.C. § 1292(b) (1982), a court of appeals has jurisdiction, pursuant to 28 U.S.C. § 1291, to review only final decisions of the district courts. See Flinn v. Gordon,
When the district court grants a pre-trial motion based on a qualified immunity defense, our jurisdiction is unquestioned; the decision is clearly a “final decision” within the meaning of section 1291 in that it terminates the action altogether.
Our jurisdiction becomes problematic only when the district court denies a pretrial motion based on a qualified immunity defense. A district court’s denial of a pretrial motion, such as a motion to dismiss for failure to state a claim or a motion for judgment on the pleadings or for summary judgment, is generally not a reviewable final order under section 1291. It is the qualified immunity defense that gives us jurisdiction to review a denial of such a motion in order to protect effectively the defendant’s “claim of right” to avoid litigation — a claim that must, under Cohen’s collateral order doctrine, be “separable from, and collateral to, rights asserted in the action.” Cohen,
Contrary to the court’s suggestion today, this circuit has recognized that the existence of factual disputes in such a case does not affect our jurisdiction and has frequently followed the analysis outlined by the Supreme Court in Mitchell. See, e.g., McDaniel v. Woodard,
In support of its characterization of this circuit’s precedent, the court cites Riley v. Wainwright,
This reference to “factual development” has led to disagreement in our circuit before. See, e.g., Goddard v. Urrea,
As I read Riley, the plaintiffs pleadings were not sufficiently developed to permit the district court to identify, and then to assume as true, a particular set of facts. In denying summary judgment until the complaint’s factual allegations had been further developed, the district court’s decision implied that the court would have granted a Fed.R.Civ.P. 12(e) motion for more definite statement, had the defendant-official initially moved for one. Similarly, had the defendant asserted his qualified immunity defense by moving under Fed.R.Civ.P. 12(b)(6) for dismissal for failure to state a claim, see supra note 2, the district court would no doubt have permitted the plaintiff to amend his complaint in order to spell out his factual contentions and only then would have reached the question of qualified immunity. Because the defendant made neither motion, but moved instead for summary judgment on the ground of qualified immunity, the district court simply deferred final decision on the immunity question until the plaintiff’s pleadings were sufficiently “developed” for the court to identify the factual contentions and to assess the merits of the qualified immunity defense in light of the facts presented. Since the district court’s denial of the “motion for summary judgment based on qualified immunity” was, in effect, a deferral of any ruling on the qualified immunity issue, it was not an appeal-able final order within the meaning of Mitchell, and this court lacked jurisdiction to review it.
In sum, pre-trial qualified immunity analysis directs the court to assume “the validity of the plaintiff’s version of the facts and then examine[] whether those facts ‘support a claim of violation of clearly established law.’ ” Goddard,
For the foregoing reasons, I cannot agree with the court’s statement limiting our jurisdiction to review a district court’s denial of a motion for summary judgment based on qualified immunity.
. A panel of the Eleventh Circuit, finding jurisdiction to review the rejection of a qualified immunity defense although facts were in dispute, recently stated that "factual disputes do not affect qualified immunity analysis since ‘that analysis assumes the validity of plaintiffs version of the facts and then examines whether those facts support a claim of clearly established law.” ’’ Horlock v. Georgia Dep’t of Human Resources,
. The Mitchell court's phrase, "to the extent that it turns on an issue of law,” requires some explanation. In Mitchell, “[t]he question of [defendant Mitchell’s immunity] turn[ed] on whether it was clearly established [on the date of authorizing certain warrantless wiretaps] that such wiretaps were unconstitutional,"
A defendant may assert his qualified immunity defense, prior to trial, in one of three ways, all of which require the court to consider an issue of law. First, a defendant may move for dismissal under Fed.R.Civ.P. 12(b)(6) for failure to state a claim. See Quiller v. Barclays American/Credit, Inc.,
Second, the defendant may raise his affirmative defense in his answer and move under Fed.R.Civ.P. 12(c) for judgment on the pleadings. The district court does not attempt to determine whether there are factual disputes, let alone resolve them, but examines only the pleadings; it grants the motion if the plaintiff alleges only actions that "a reasonable officer could have believed lawful,” see Anderson v. Creighton,
Third, the defendant may present matter outside the pleadings and move for summary judgment under Fed.R.Civ.P. 56(e). The district court then examines the submitted evidence in the light most favorable to the plaintiff in order to determine whether the defendant is nonetheless entitled to judgment as a matter of law. See Anderson v. Liberty Lobby, Inc.,
. Two cases cited by the court today, Williams v. Cash,
