Lead Opinion
Darren Wilder was convicted in March 2006, after a jury trial, of transportation, receipt, and possession of child pornography in violation of 18 U.S.C. § 2252. We affirmed his conviction on direct appeal and noted that the evidence against him was very strong. See United States v. Wilder,
Wilder now appeals the district court’s denial of his petition for a writ of habeas corpus under 28 U.S.C. § 2255, in which he claimed, for the first time, that the jury selection process for his trial violated his Fifth Amendment right to be present and his Sixth Amendment right to a public
I.
The facts surrounding Wilder’s underlying conviction are set forth in our prior opinion. Wilder,
On December 1, 2009, Wilder filed a motion under 28 U.S.C. § 2255 seeking to vacate- his conviction on numerous grounds. On May 14, 2012, Judge O’Toole denied the motion, with the exception of two constitutional claims regarding jury selection that he reserved for an evidentia-ry hearing. The matter was then reassigned to Judge Casper so that Judge O’Toole could serve as a fact witness concerning the conduct of voir dire. On July 22, 2014, after an evidentiary hearing involving testimony and affidavits from trial participants, including Judge O’Toole, the district court denied both remaining claims.
The district court (Judge Casper) made the following findings of fact. Trial began on March 13, 2006. Wilder and Wilder’s girlfriend, parents, stepmother, and mother’s friend were present in the courtroom when the jury venire was brought into the courtroom. In open court, the trial judge (Judge O’Toole) explained the nature of the charges against Wilder and then asked the jury venire a series of questions as a group. After all of the potential jurors responded affirmatively to the question of whether he or she was a regular or frequent internet user, the trial judge indicated that “we’re going to end up talking to all of you in the back.”
The trial judge and counsel for both parties then proceeded to meet with potential jurors one by one in the jury deliberation room behind the courtroom. That room is not open or visible to those in the courtroom. However, those in the courtroom could see potential jurors as they left from and returned to the courtroom. It took the rest of the morning and most of the afternoon to go through the individual voir dire of each juror. In the back room, each individual potential juror was asked follow-up questions to those asked in open court as well as a question about whether child pornography evidence would so emotionally disturb the potential juror as' to make him or her incapable of remaining impartial. Counsel exercised for-cause challenges as each juror left the room. The reason for conducting this portion of voir dire in the jury deliberation room, the trial judge attested, was to “support[ ] the juror’s interest in privacy and thus promote[] full and candid answers.” While he did not have any recollection specific to this case, this was his general practice in “a small number of cases,” including child pornography cases. There was no objection to this procedure from either counsel.
Neither Wilder nor his family was present for that portion of the individual voir dire that took place in the jury deliberation room. Counsel was certainly present. Indeed, Wilder’s counsel instructed Wilder and his family to stay in the courtroom in case Wilder was needed. Neither Wilder nor any other person ever made a request to enter and be present in the jury deliberation room.
After the individual questioning was completed, the jury selection proceedings resumed in open court. Defense counsel conferred with Wilder before exercising peremptory challenges. Both the prosecution and defense counsel then exercised peremptory challenges at sidebar. The trial judge then gave some cautionary in
In his petition, Wilder does not assert that the exercise of peremptory challenges at sidebar violated his constitutional rights. He challenges only those portions of the voir dire that took place in the jury room.
Wilder’s defense counsel made no objection to any portion of this individual voir dire procedure. He testified that while he knew that Wilder had a Fifth Amendment right to be present at jury selection, he generally advises his criminal defendant clients against participating in individual jury selection conferences to avoid making potential jurors feel “awkward” by having to face the defendant in a small space. While he did not have a specific recollection of having advised Wilder as such, he testified that it was his general practice to do so. On the other hand, Wilder testified that he had not been advised of such a right and that if he had been advised, he would have invoked the right even against his defense counsel’s advice. The prosecutor attested that defense counsel had in fact informed the trial court that Wilder did not wish to be present. Defense counsel had no recollection to the contrary. The district court found Wilder not credible and credited the testimony of his defense counsel and the prosecutor.
Wilder’s defense counsel did not advise Wilder about his Sixth Amendment right to have members of the public present at jury selection because he “did not know that such a right existed.” Wilder testified that had he been advised, he would have invoked that right as well.
Upon making these findings, the district court began its analysis by noting that Wilder did not raise either the Fifth Amendment or the Sixth Amendment claim at trial or on direct appeal. Accordingly, the claims were procedurally defaulted unless Wilder could show cause for having procedurally defaulted as well as actual prejudice resulting from the alleged errors.
The district court dismissed the Fifth Amendment claim on the basis of Wilder’s failure to excuse procedural default. It found that Wilder’s counsel had made a reasonable strategic choice to waive the right, and it did not credit Wilder’s claim that he was never advised of the right. As a result, Wilder could not show cause sufficient to excuse the procedural default. The district court also concluded that Wilder could not establish actual prejudice because his presence would not have necessarily resulted in a different jury composition or verdict, particularly given the weight of the evidence against him.
The district court also dismissed the Sixth Amendment claim on the basis of procedural default. It distinguished this case from the complete closure in Owens v. United States,
On September 5, 2014, the district court granted Wilder’s application for a certificate of appealability from the dismissal of his petition, but only as to the two jury selection claims. This appeal followed.
II. •
A. Standard of Review and § 2255 Framework
A petitioner in federal custody may seek post-conviction relief if, inter alia, his sentence “was imposed in violation of the Constitution or laws of the United States” or “is otherwise subject to collateral attack.” 28 U.S.C. § 2255(a). The burden of proof is on the petitioner. David v. United States,
Because Wilder is raising his Fifth and Sixth Amendment claims for the first time on habeas, he must show both “cause” that excuses the procedural default and “actual prejudice” resulting from the alleged error. Bousley v. United States,
B. Fifth Amendment Claim
A criminal defendant has a due process right to be present at all stages of his trial for which his absence might frustrate the fairness of the proceedings — a category that includes jury empanelment. United States v. Ramirez-Rivera,
Because Wilder did not raise a contemporaneous objection and did not raise
Defense counsel’s waiver of the right on behalf of Wilder was part of a “sound trial strategy” and so was not ineffective assistance of counsel. See Strickland,
Voir dire examination serves to protect [the right to an impartial trier of fact] by exposing possible biases, both known and unknown, on the part of potential jurors. Demonstrated bias in the responses to questions on voir dire may result in a juror being excused for cause; hints of bias not sufficient to warrant challenge for cause may assist parties in exercising their peremptory challenges. The necessity of truthful answers by prospective jurors if this process is to serve its purpose is obvious.
McDonough Power Equip., Inc. v. Greenwood,
Beyond that, Wilder did not meet his burden to show actual prejudice. The district court did not err in finding that there was not a reasonable probability that his presence during the individual voir dire would have resulted in a different jury composition or verdict. While Wilder argues that his presence would have affected the outcome because he would have asked certain jurors follow-up questions, requested more definite answers, or made additional for-cause challenges, it requires too much speculation to say that the outcome would have been different. See United States v. Rivera-Rodríguez,
C. Sixth Amendment Claim
As part of the right to a public trial, the Sixth Amendment guarantees public jury selection. Presley v. Georgia,
The district court correctly decided that Wilder failed to meet the cause requirement for overcoming procedural default. Wilder argues that because his counsel’s failure to object was due to ignorance of the law, he received ineffective assistance of counsel that satisfies the cause requirement. However, the ineffective assistance of counsel inquiry is concerned with objective reasonableness rather than what counsel did or did not know. See Bucci v. United States,
As to the prejudice requirement for overcoming procedural default, Wilder cannot show actual prejudice for the same reasons that he cannot show actual prejudice on his Fifth Amendment claim. Instead, Wilder relies on a characterization of the jury selection process as a complete closure of the courtroom and argues that because a complete closure is a structural error, he need not show actual prejudice. See Owens,
Wilder does not claim that holding portions of voir dire at sidebar violates the Sixth Amendment. See Richmond Newspapers, Inc. v. Virginia,
III.
For the reasons stated, we affirm.
Notes
. There was also no error under Waller. The full procedures outlined in Waller,
Concurrence Opinion
concurring.
Sixth Amendment claim, the majority explains that there was no error under Waller v. Georgia,
This reasoning is a far cry from Owens v. United States,
To be sure, the majority is correct that Wilder must show that his counsel’s per
Judge O’Toole began jury selection by addressing the venire in open court and asking them a series of general yes or no questions. Judge O’Toole stated that he would follow up later with private questions for those who answered affirmatively to his initial inquiries. When all the jurors responded that they were regular users of the internet, Judge O’Toole explained that he would need to speak to everyone in private. Judge O’Toole and the attorneys proceeded to the private jury deliberation room, and defense counsel advised Wilder to wait in the empty courtroom with his family. Throughout the morning and for a portion of the afternoon session, Judge O’Toole questioned forty-eight jurors, one by one, in the private room. Neither Wilder nor any other members of the public observed the private questioning; only Judge O’Toole, the lawyers, and the single prospective juror being questioned were present.
The majority explains, “[t]he only difference between these procedures and a sidebar conference was that members of the public could not observe the individual
The Supreme Court recognized that a complete closure may be justified where the following four requirements are satisfied:
the party seeking to close the hearing must advance an overriding interest that is likely to be prejudiced, the closure must be no broader than necessary to protect that interest, the trial court must consider reasonable alternatives to closing the proceeding, and it must make findings adequate to support the closure.
Waller v. Georgia,
The government contends that the closure was only partial, noting that the initial general questions to prospective jurors and subsequent peremptory challenges were open to the public; that the courtroom remained open throughout the jury selection process; and that Wilder and the public could observe the venire as they proceeded from the courtroom to the jury room and, again, upon their return. But this argument misses the point: the public was excluded from the most critical components of the jury selection process. During the private questioning, prospective jurors were asked about their feelings on child pornography and how they would respond to graphic images, among other things. These queries directly concerned the jurors’ abilities to set aside their biases and return a fair verdict, inquiries central to the fairness of Wilder’s trial. If the Sixth Amendment right to a public trial protects anything, it must protect access to the most substantive components of the trial. Cf. Waller,
. I note that the jury deliberation rooms in the Moakley Courthouse are positioned to the rear of the courtrooms and are therefore only accessible by a key card.
. I make this determination based on Judge Casper's finding that defense counsel had informed Judge O'Toole that Wilder did not wish to be present in the jury room. After an evidentiary hearing, Judge Casper credited the prosecutor’s testimony that Wilder's counsel had done so, explaining that this testimony was not inconsistent with • defense counsel's recollection that he typically advised defendants that jurors would be more candid during voir dire if the defendant were not present. Such a factual finding is reviewed for clear error, Owens,
Further, I dispute the majority’s suggestion that defense counsel's ignorance of the law is irrelevant to the ineffective counsel inquiry for purposes of the Sixth Amendment analysis. See Bullock v. Carver,
. The majority does not reach the merits of Wilder’s Fifth Amendment claim in light of his procedural default. While I agree that his Fifth Amendment claim was procedurally defaulted as well, I note that any similarities between a sidebar and the procedure here are further minimized with respect to Wilder’s right to be present during trial. During a sidebar, the defendant typically is seated in the courtroom, only feet away from where the questioning is taking place. As a result, defense counsel can consult his client with only minimal disruptions to the questioning. Conversely, should the defendant wish to ask about a particular juror based on observations of the juror’s facial expressions or gestures, he can easily flag his attorney. When questioning takes place in a separate room, the defendant and defense counsel can no longer engage in these simple communications; the questioning must be paused for several minutes at a time whenever defense counsel seeks to consult his client, and the defendant must ask to be admitted to the private room to ask his defense attorney even a simple question.
