Toni E. WIDEMAN and Myron Wideman, Individually and as
Parents of Decedent Ebony Laslun Wideman, and Toni E.
Wideman, in her capacity as Administratrix of the Estate of
Ebony Laslun Wideman, Plaintiffs-Appellants,
v.
SHALLOWFORD COMMUNITY HOSPITAL, INC., A Georgia Corporation,
et al., Defendants-Appellees.
No. 86-8512.
United States Court of Appeals,
Eleventh Circuit.
Sept. 8, 1987.
Wade K. Copeland, Atlanta, Ga., for plaintiffs-appellants.
Albert Sidney Johnson, DeKalb Co. Atty., Decatur, Ga., for defendants-appellees.
Appeal from the United States District Court for the Northern District of Georgia.
Before HILL, KRAVITCH and EDMONDSON, Circuit Judges.
HILL, Circuit Judge:
This case presents the novel question of whether a county government's alleged practice of using its emergency medical vehicles only to transport patients to certain county hospitals which guarantee the payment of the county's medical bills violates a right protected by the federal constitution. We hold that such a practice, even if proved, would not violate any established constitutional right; therefore, the plaintiffs have failed to state a claim under 42 U.S.C. Sec. 1983.
I. BACKGROUND
The facts underlying this case are undeniably tragic. On April 12, 1984, Toni Wideman, who at the time was four months pregnant, began experiencing abdominal pain. She called her obstetrician, Dr. John Ramsey, who instructed her to come immediately to Piedmont Hospital. Ms. Wideman called the 911 emergency telephone number in DeKalb County and requested an ambulance to take her to Piedmont. Three employees of the DeKalb County Emergency Medical Service (EMS) responded to this call. Ms. Wideman claims that she again informed the EMS employees to take her to Piedmont where her doctor was waiting, but they refused and, instead, took her against her wishes to Shallowford Community Hospital. After a substantial delay, during which the attending physician at Shallowford spoke by phone with Dr. Ramsey, Ms. Wideman was transferred to Piedmont. At that point, however, Dr. Ramsey was unable to stop her labor, and Ms. Wideman gave birth to a premature baby, named Ebony Laslun Wideman, who survived for only four hours.
Toni Wideman and her husband subsequently filed this action under 42 U.S.C. Secs. 1983, 1985 and 1988 seeking damages for the wrongful death of their child. Specifically, they alleged that a conspiracy existed between Shallowford Hospital and DeKalb County, whereby the County had a policy and practice of using its emergency medical vehicles to transport patients only to hospitals such as Shallowford which guaranteed the payment of the County's emergency medical bills. Piedmont Hospital supposedly had no such agreement with DeKalb County. The plaintiffs claimed that this conspiracy deprived them of their federal constitutional right to essential medical treatment and care. In addition, the plaintiffs alleged various pendent state law claims based on false imprisonment, negligence, and intentional infliction of emotional distress. The Widemans named as defendants DeKalb County, Shallowford Hospital, and the three DeKalb County EMS employees in their official capacities.
The plaintiffs sought discovery against the County and the EMS employees. The plaintiff served interrogatories and noticed the depositions of the three EMS employees, as well as a designated individual for the County. The County and its employees, however, refused to participate in discovery due to the unresolved nature of a potential immunity defense. Shortly thereafter, the governmental defendants moved for summary judgment. They supported this motion with the affidavits of the three EMS employees, but still refused to make these individuals available to the plaintiffs. Defendant Shallowford Hospital also moved for partial summary judgment on the plaintiffs' federal claims. The plaintiffs then moved for leave to amend their complaint, supported by the affidavit of Kenneth Lamoureux, a former employee of the DeKalb County EMS.1 The plaintiffs also filed a motion to compel discovery and a motion for a continuance pursuant to Fed.R.Civ.P. 56(f).
The district court denied all of the plaintiffs' motions. Further, finding the plaintiffs' opposing affidavits to be "wholly inadequate" to establish the alleged policy and conspiracy, the court granted summary judgment in favor of all defendants on the plaintiffs' federal claims.2 This appeal followed.
II. NATURE OF A SECTION 1983 ACTION
The Widemans' federal claims are brought pursuant to the federal civil rights statutes, primarily 42 U.S.C. Sec. 1983. It is well established that section 1983 itself creates no substantive rights; it merely provides a remedy for deprivations of federal rights established elsewhere. City of Oklahoma City v. Tuttle,
When a local governmental entity is the subject of a section 1983 suit, the plaintiff bears an additional burden. To establish the liability of a city or county under section 1983, the plaintiff must show that the constitutional deprivation resulted from a custom, policy, or practice of the municipality. Monell v. Dept. of Social Servs.,
The arguments and briefs both in this court and in the district court have focused primarily on the dispute as to whether the plaintiffs have made a sufficient showing that the alleged custom or practice in fact exists. The plaintiffs' arguments on appeal regarding discovery, the amendment of their complaint, and the sufficiency of their affidavits all relate to the issue of the existence of the allegedly unlawful policy. Similarly, the defendants' arguments relate to whether the plaintiffs' evidence is sufficient to establish such a policy, and, if so, whether the individual defendants can avail themselves of a qualified immunity defense. It seems that both parties, as well as the district court, have assumed that the alleged policy violates a cognizable constitutional right, which the plaintiffs characterize as their right to the provision of essential medical treatment and services by the County.3 However, because section 1983 provides a remedy only for violations of rights secured by the Constitution or federal laws, the proper resolution of this case requires us first to determine whether the Constitution grants a right to medical care and treatment in these circumstances.
III. EXISTENCE OF A CONSTITUTIONAL RIGHT TO ESSENTIAL MEDICAL CARE
A.
Beginning from the broadest prospective, we can discern no general right, based upon either the Constitution or federal statutes, to the provision of medical treatment and services by a state or municipality. If such a right exists at all, it must derive from the fourteenth amendment's due process clause, which forbids a state to deprive anyone of life, liberty or property without due process of law. The due process clause, however, has traditionally been interpreted as protecting certain "negative liberties," i.e., an individual's right to be free from arbitrary or discriminatory action taken by a state or municipality. This circuit has recognized the "well established notion that the Constitution limits the actions the states can take rather than mandating specific obligations." Bradberry v. Pinellas County,
Two Supreme Court decisions dealing with access to abortions also support our conclusion that there is no general right to medical care or treatment provided by the state. In Maher v. Roe,
The Court's subsequent decision in Harris v. McRae,
Several court of appeals decisions have addressed the issue of whether a state or municipality has a duty under the fourteenth amendment to provide various protective services to its citizens. Almost without exception, these courts have concluded that governments are under no constitutional duty to provide police, fire, or other public safety services. In Estate of Gilmore v. Buckley,
B.
That there exists no such general right to the provision of medical care and services by the state, however, does not end our inquiry. Both the Supreme Court and various circuit courts have indicated that the existence of a "special custodial or other relationship" between an individual and the state may trigger a constitutional duty on the part of the state to provide certain medical or other services. In these special circumstances, the state's failure to provide such services might implicate constitutionally protected rights.
For example, the Supreme Court has held that the eighth amendment prohibition against cruel and unusual punishments, applicable to the states via the fourteenth amendment, requires states to provide medical care for those whom it is punishing by incarceration. Estelle v. Gamble,
Courts have also recognized the existence of a special relationship imposing a duty on a state or municipality to provide care and treatment for persons in its custody in situations less extreme than permanent incarceration or institutionalization. In Hamm v. DeKalb County,
Admittedly, "[t]he contours of what constitutes a 'special relationship' between a municipality, acting through its officials, and its citizens are hazy and indistinct." Ellsworth v. City of Racine,
if the state takes a person into custody or otherwise assumes responsibility for that person's welfare, a "special relationship" may be created in respect of that person, and the fourteenth amendment imposes a concomitant duty on the state to assume some measure of responsibility for the person's safety and well-being.
Estate of Gilmore,
Following this rationale, a constitutional duty can arise only when a state or municipality, by exercising a significant degree of custody or control over an individual, places that person in a worse situation than he would have been had the government not acted at all. Such a situation could arise by virtue of the state affirmatively placing an individual in a position of danger, effectively stripping a person of her ability to defend herself, or cutting off potential sources of private aid. See Walker,
In the present case, we conclude that DeKalb County did not exercise a degree of coercion, dominion, or restraint over Ms. Wideman sufficient to create a "special relationship," thus imposing on the County a constitutional duty to provide her with the medical treatment she alleges was necessary. The County did not force or otherwise coerce her into its ambulance;8 it merely made the ambulance available to her, and she entered it voluntarily. Ms. Wideman's physical condition at the time might have required her to seek immediate medical help, and that need might have induced her to make use of the service provided by the County, hoping that she could convince the EMS employees to take her where she wanted to go. Her physical condition, however, cannot be attributed to the County. Clearly, the County did not cause the medical emergency Ms. Wideman faced. Neither did her condition arise while she was in the County's custody or control.9 Therefore, the county was under no affirmative constitutional duty to provide any particular type of emergency medical service for her.
Moreover, the fact that the County undertook to provide some ambulance service did not give rise to a constitutional duty to perform the particular service desired by this plaintiff. In Jackson v. Byrne,
Even if it could be argued that the County's conduct somehow heightened the peril Ms. Wideman faced, the plaintiffs still would not state a constitutional claim. In an analogous case, this court recognized the important distinction "between situations where the state actively places someone in danger and where the state fails to help someone already exposed to risk." Bradberry v. Pinellas County,
we do not believe that due process is implicated when the state fails to help someone already in danger. To hold otherwise, we would have to read into the Constitution the tort law principle that a rescue, once begun, must be carried out with due care. We decline to take such an extreme step.
Id. at 1517-18. The court further noted that even if the attempted rescue heightened the peril the decedent faced, "such conduct, which may amount to a tort cognizable under state law, does not constitute a constitutional deprivation of life without due process." Id. at 1518 (emphasis in original).
Similarly, we find that Ms. Wideman suffered no constitutional deprivation in this case. It is entirely possible that she may have meritorious state law claims against the County or its employees, such as her pendent allegations of false imprisonment, negligence, and intentional infliction of emotional distress. Remedy for such injuries, however, must be sought in state court under traditional tort-law principles. Baker v. McCollan,
AFFIRMED.11
Notes
The plaintiffs' amended complaint alleged that their injuries resulted from the County's policy and practice of using its emergency vehicles only to take patients to County hospitals in order to keep its vehicles on the road and thereby increase profits
The district court expressed no opinion as to the plaintiffs' state law claims
The constitutional right alleged by the plaintiffs arguably may be characterized as the much more specific right to the medical care and services of their choice. Ms. Wideman was provided with medical care in this case; indeed, she was rushed to a hospital in an ambulance provided by the County. Her claim appears to be that she should have been able to direct the ambulance wherever she wanted to go. For purposes of our analysis, however, we shall consider the plaintiffs' alleged constitutional right as they have characterized it
The history of the fourteenth amendment clearly supports our conclusion:
The men who framed the original Constitution and the Fourteenth Amendment were worried about government's oppressing the citizenry rather than about its failing to provide adequate social services. For such failures, political remedies (along with such legal remedies as states might see fit to provide in their own courts) were assumed to be adequate.
DeShaney v. Winnebago County Dept. of Social Servs.,
Such deliberate indifference may be manifested "by prison doctors in their response to the prisoner's needs or by prison guards in intentionally denying or delaying access to medical care or intentionally interfering with the treatment once prescribed." Estelle,
Another example of a special relationship creating constitutionally imposed duties, recently recognized in an en banc decision of this circuit, arises when a state involuntarily places a foster child in a foster home. In Taylor v. Ledbetter,
Given this rationale, these special relationship cases may be viewed on a continuum. At one extreme is the person whom the state has completely deprived of his liberty by either incarceration or institutionalization, such as a prison inmate, see Estelle, supra, or an involuntarily committed mental patient, see Youngberg, supra. The rights of the individual and the corresponding duties of the state are clearest and strongest in those contexts. Still protected, but somewhat further in along the continuum, are pretrial detainees, see Hamm, supra, and arrestees or suspects in police custody, see City of Revere, supra. At the opposite end of the continuum, however, are "members of the general public, living in the free society, and having no special custodial or other relationship with the state." Fox v. Custis,
Although the record is silent on this point, the plaintiffs assert (for the first time on appeal) that the evidence at trial would show that Ms. Wideman was not informed that she would not be taken to Piedmont until she was already in the ambulance and in route to Shallowford. This allegation is essentially a claim that the EMS employees, for some reason, lured Ms. Wideman into the ambulance under false pretenses and kept her there against her will. While we express no opinion on whether such a bizarre practice, if proved, would violate the Constitution, we note that to recover on this theory against the County under section 1983, the Widemans would have had to allege that the County authorized just such a "custom or policy" of tricking people into its ambulances. See Monell,
The First Circuit has noted that
[i]n the vast majority of cases which have found the existence of a "special relationship" between the state and the plaintiff giving rise to an affirmative duty of care or protection under the fourteenth amendment, the plaintiff has been in state custody or care at the time of the alleged injury.
Estate of Gilmore,
Indeed, in any accident case one can argue that the police, the firemen, and other public safety workers should have done more to assist the accident victim. Jackson v. City of Joliet,
Because of our disposition of this case, we need not address all of the specific allegations of error raised by the plaintiffs. We observe, however, that the proceedings in the district court took a bizarre turn when the court accepted the affidavits of the EMS employees in support of the defendants' motion for summary judgment, yet refused to permit the plaintiffs to depose those same individuals. This is not a proper practice. Nevertheless, it has no effect on our resolution of this case. The affidavits went to the question of whether the County had a custom or policy of limiting its ambulance service to certain hospitals. As our opinion indicates, we find this issue immaterial to the outcome. Our note here is merely to make clear that in affirming the judgment this court does not approve of the district court's handling of the affidavits and deposition requests
