*1 аbove, zos, Moreover, explained provide as and because the USCP did not investigate comparator USCP’s failure to a qualified cases which sub- qualified substitute worked-the C-2 shift emergency stitute worked holdover suggests discipline Offi- that its shift, finding pretext sup- Board’s cer pretextual. Konczos The USCP was ported evidence. substantial not obligated contends it was inves-
tigate for Of- whether a substitute worked Conclusion ficer Konczos there still a was because (or hour) supports Substantial evidence during of 14 period minutes Hearing Board’s Offi- which neither Officer nor affirmance Konczos Officer working. findings Law Because Officer Konc- cer’s the USCP engaged was his emergency zos had practices by issuing transferred unfair labor Officer through channels, (cid:127) holdover shift informal Konczos . still, view, he responsi- USCP’s Discipline Warning. Command We ble shift until Officer Law arrived. therefore affirm Board’s decision. Again, present any poli- USCP did requiring cies Officer Konczos to report AFFIRMED emergency location .the holdover rеplacement. shift and wait for his
Further, comparator that the cases cites inapposite.
USCP because those
cases instances which address there was paperwork
an issue with the CP-1301
the substitute failed to officer work the comparator shift. The closest
additional LLC, Appellant ONE, WI-FI presents case USCP one in assigned which Officer 1 was an additional v. shift; Officer 1 transferred his duties to CORPORATION, Officer 2 but not fill did out a CP-1301 BROADCOM form; and Officer 2 failed up Appellee show instance, duty additional shift. Joseph Matal, Performing Officer was absent without deemed leave. the Functions cases, Unlike those where was Secretary uncertain of the Under Duties from the record whether the officer as- Property Intellectual Commerce signed actually shift additional ob- Director, U.S. Patent and Trade substitute, qualified tained a it is clear that Office, mark Intervenor Officer a qualified Konczos obtained sub-
stitute Officer because Law actually One, Appellant Wi-Fi emergency worked the shift. In holdover fact,- in only Officer Law clocked min- n out; utes after Officer Konczos clocked Corporation, Appellee Broadcom And at no time Sergeant Floyd com- did plаin, to shortage the USCP about a Joseph Matal, Performing the Functions personnel. Secretary Under and Duties
Accordingly, light Property Commerce for investiga- Intellectual inquire Director, tion’s failure into U.S. Patent and Trade whether a Office, substitute place worked in of Office Konc- mark Intervenor *2 One, Appellant Wi-Fi Appellee Corporation,
Broadcom Matal, Performing
Joseph the Functions Secretary of Under
and Duties Property
Commerce for Intellectual Director, Patent and Trade Office,
mark Intervenor
2015-1944
2015-1945
2015-1946 of Appeals,
United States Court Circuit.
Federal January
Decided:
Eugene M. Belk- Patterson Gelernter, LLP, York, NY, nap Tyler Webb & New for amicus curiae New York Intellectual Property represent- Law Association. Also ed Royzman, Vitullo; Irena Jason Wal- *3 Jr., Hanley, Takhistova, ter E. Ksenia LLP, York, Kenyon Kurth Andrews New NY; LLP, Robert M. Venable Isackson, York, NY; New Rando, Robert J. P.C., Firm Syosset, Rando Law NY. Ewing Saul Trujillo, Doreen Yatko LLP, PA, Wayne, for amicus curiae Feder- Bar represent- al Circuit Also Association. IP ed Neifeld Neifeld, Richard Alan Law, Alexandria, PC, VA. Lynn Freeman, McCarter & En-
Kia LLP, MA, glish, Boston, for amicus curiae Boston rep- Patent Law Association. Also by Erik Paul resented Belt. Texas A&M Vishnubhakat,
Saurabh Law, Worth, TX, University Fort School Bartоw, for amici curiae Ann Michael Risch, Dolin, Sichelman, Gregory Ted M. Douglas Smith, Cawley, McKool Aaron Holman, Christopher Michael Saurabh PC, Dallas, TX, argued appellant. for Also Vishnubhakat, Kesan, Jay P. Irina D. represented by Donald Nelson Manta, Adam Mossoff. Puckett, PC, Worth, TX; Fort Bumgardner Peter Finnegan, Henderson, Arner, Erika Ayers, J. Law Office of Peter J. Ayers, Farabow, Dunner, LLP, Reston, Garrett & Austin, TX. VA, for amicus curiae American Intellectu- E. Pick- Wilmer Cutler Massa, Dominic Property al Law Also repre- Association. LLP, Boston, ering MA, Dorr Hale and sented Daniel C. Tucker; Joshua argued appellee. Also represented by DC; Washington, Mark L. Goldberg, Goldman, Lopez, Zach- Kevin Janine Marie LLP, & Morrison Foerster Whitaker, ary Piccolomini, Katie Saxton. Washington, DC. Staff, Appellate Mark R. Civil Freeman, J. Lowenstein & Weatherwax, Kenneth Division, Department of United States LLP, CA, Angeles, Los Weatherwax Justice, DC, Washington, argued for inter- Biotechnology amicus curiae Innovation Joyce represented by venor. Also R. Bran- Organization. rеpresented by Also Nathan da, Patterson, Riley¡ Melissa N. Nicolas Steinberg. Jonathan H. Lowenstein, Nobu Kelley, Caprihan, K. Nathan Kakoli Ben- jamin Jackson Walker Jordan, T. Hickman, Krause, Sean Daniel Thomas W. LLP, Austin, TX, for amicus curiae West- Lynch, Of- Weidenfeller, Frances Scott Solicitor, fice of ernGeco LLC. United States Patent Office,Alexandria, and Trademark VA. Jeffrey LLP, A. MoloLamken Lamken, Jeremy Cooper Doerre, DC, Wright Washington, Tillman for amicus curiae Elm PLLC, Charlotte, NC, Innovations, as amicus curiae. 3DS LLC. REYNA,
Gregory
Judge.
Circuit
Day,
A.
Jones
Wash-
Castanias,
DC, for
curiae
ington,
amicus
Intellectual
prohibited
has
repre-
Also
Property Owners Association.
the United States Patent and Trademark
Cleveland,
by David B.
sented
Cochran,
instituting
Office
Mayer-
OH;
Marlott,
Israel
Sasha
John
requesting
review is
Chicago,
W.
Lauroesch,
goyz,
IL; Mark
year
petition-
filed more than one
after the
Association,
Property
Intellectual
Owners
er,
interest,
privy
DC;
Miller, Proc-
Washington,
Steven W.
complaint
served with a
OH;
Cincinnati,
Company,
ter & Gamblе
infringement. 35 U.S.C.
Proper-
H.
3M Innovative
Rhodes,
Kevin
Congress also provided that the Director’s
Paul,
Company,
ties
St.
MN.
determination “whether to institute an in-
Joseph
Stanley
III,
DLA ter
review under this section shall
Panikowski,
*4
314(d).
LLP,
CA,
nonappealable.”
be final and
Diego,
for amici
Piper US
San
question
us is whether
bar
OTC
before
Corporation,
curiae Oracle
Oracle
on
of institution
review
decisions in
Subsidiary,
represented by
LLC. Also
CA;
Fowler,
Alto,
applies to time-bar determina-
D.
East Palo
Mark
In
Heintz, Reston,
tions made under
Achates
VA.
James Martin
Inc.,
Publishing,
Apple
Inc.
Reference
Joseph
Sidley Austin
LLP,
Guerra,
652,
2015), panel
803 F.3d
DC,
Washington,
Apple
for amicus curiae
of this
in
court held'
the affirmative that
Anthony
represented by
Also
Inc.
Thomas
time-bar determination is final
Jeffrey
III,
Broughan,
Paul Kushan.
314(d).
nonappealable
Today,
Clement, Kirkland
Ellis
Paul D.
&
question
court revisits this
en banc.
DC,
LLP, Washington,
for amicus curiae
recognize
strong
in
We
represented by
Corporation.
Intel
Also
favor of
review of
actions.
George
Sopan
Joshi, Chicаgo,
Hicks, Jr.;
W.
presumption, Congress
To overcome this
IL;
Corpora-
Intel
Hult,
Matthew John
clearly
convincingly
must
indicate its
Clara,
tion, Santa
CA.
prohibit judicial
intent
review. We find
PROST,
Judge,
Before
Chief
convincing
no
clear and
indication
DYK,
NEWMAN, LOURIE, BRYSON,1
congressional
intent. We therefore hold
O’MALLEY,
MOORE,
REYNA,
time-bar determinations under
CHEN,
WALLACH, TARANTO,
Achates’s
appealable,
overrule
HUGHES,
STOLL,
Judges.
Circuit
conclusion,
contrary
and remand these
panel
proceedings
for further
cases
Opinion
by
for
court
filed Circuit
this opinion.
consistent with
Reyna,
Judge
Prost
Judge
which Chief
Newman, Moore,
Judges
and Circuit
Background
I.
Wallach, Taranto, Chen, and
O’Malley,
A. America Invents Act
join.
Stoll
2011,
Leahy-
passed
Concurring opinion filed Circuit
(“ALA”),
America Invents Act
which
Smith
Judge O’Malley.
(“IPR”) pro-
inter
review
created
6(a)-
112-29, §
L.
Dissenting opinion
ceedings.
Circuit
See Pub.
No.
filed
(2011);
(c),
125 Stat.
299-305
Judge Hughes,
Judges
which Circuit
pro-
Lourie,
post-grant
§§
IPR and other
Bryson,
Dyk join.
311-319.
January
Judge Bryson
assumed senior status
Circuit
ceedings are
quick
procedural
pre-
intended to be
and cost
nary
requirements and
litigatiоn
effective alternatives to
liminary
for third
regarding
likely
challenge
patentability
parties
unpatentability.
example,
Section
for
Rep.
H.R.
No.
pt.
claims.
governs the relationship
issued
between IPRs
2,710
(2011);
(2011)
Cong.
at 48
Rec.
proceedings
and other
conducted outside
(statement of
Grassley).
Sen.
Sections 31Í
provision
the IPR
process.
issue
may
of Title
establish
who
and-312
315(b),
appeal,
provides
in this
that “[a]n
IPR,
grounds
for
may
be instituted if
IPR,
permitted
time
an
earliest
for a
petition requesting
proceeding
IPR,
requirements
petition for an
more than 1 year
filed
after the date on
IPR.
Under
interest,
petitioner,
which the
patent
is not the owner
person who
or privy of the
served with
Director to
petition the
.complaint alleging infringement
pat-
on permitted
claims
patent
one or more
one-year
ent.”
time
not ap-
bar does
unpatentability on
alleging
cer-
grounds,
§,.315(c).
ply
request
joinder
to a
provides
prior art
Section 312
tain
bases.
of’
Section
addresses the “conduct
must, among
things,
that the
other
IPRs, including
amendments
writing
“identify],
particulari-
and with
evidentiary
standards. Section 317 ad-
challenged,
grounds
ty,
claim
each
dresses settlement.
based,
challenge
‘
which
each claim
*5
'
If the Director determines to institute
the
that
supports
evidence
the
IPR,
cases,
in most
the Board must “issue
grounds
challenge to each
for the
claim.”
312(a)(3).
§
a final
respect
written decision with
provides
Section 313
patent
prelimi-
patentability
any
that
file a
of
patent
the
owner
claim chal-
nary response
petition.
to
lenged by
the
petitioner,”
the
well as
as
during
new claims added
IPR. 35 U.SU.
(a)
§
prescribes
In
subsection
the
318(a).
§
party to IPR
Any
“dissatisfied”
required for
“determination]”
threshold
with the final
may appeal
written decision
a
Director to institute:
“reasonable
141(c),
§§
that decision to this court. Id.
that
will
likelihood”
succeed
challenge
patentability
at
one
least
challenged patent
claims. Subsec-
B. Achates
(b)
(c) prescribe
tions
of
timing
the.
requirements
for the
panel
and notice
institution
a
this court
of
decided
314(d)
§
judicial
decision. And
addresses
issue before
today:
same
us
whether
314(d)
the Director’s IPR
§
precludes'
review of
§
Specifically,
determination
§
time-bar
In Ac-
determinations.
314(d)
§
provides
“[t]he determination
hates,
patent
the Board canceled certain
by the Director
to institute an
whether
through
claims
IPR.
The remainder of the that was IPR-related time-barred under Id. beyond AIA go prelimi- panel rejected sions argument, The this hold- delegated authority 2. The Director constitutionally statutorily permissible. has Appeal LP, IPR to the Trial institute Endo-Surgery, Ethicon Inc. v. Covidien ("the Board"). 42.4(a), §§ Board C.F.R. 812 F.3d delegation 42.108. We have held this to be § prohibits ing pre- that “35 U.S.C. Court Supreme held that reviewing sumption de- court from the Board’s favor of this review was regarding IPR proceedings overcome whether a termination initiate met,the 312(a)(3). § requirements of the time bar Id. at on her assessment based n 315(b), 2142. The if such Court the dispute even assessment considered 312(a)(3)’s about particularity require- during phase reconsidered merits ordinary “an dispute” ment over part as proceedings restated Director’s institution decision. Id. at 2139. Id. 658. Ac- final written decision.” 314(d) “must, The Court misin- concluded that cording panel, the Board’s least, appeal at the forbid an not consti- attacks terpretation ... ‘determination whether institute’ re- might action tute ultra vires by raising legal question view kind Id. at support judicial review. otherwise (alteration original). little more.” Id. Concluding that this court 658-59. spoke The Court “the of'initial decisions, kind reviewing barred from issue here—that there is jurisdic- for-lack of panel dismissed a ‘reasonable likelihood’ that the claims are tion. Id. at 659. unpatentable grounds asserted.” C. Cuozzo 314(a)). (quoting held: Achates, Subsequent to our patent merely challenges decision where holder Speed Court decided Cuozzo thе Patent Office’s “determin[ation] —Lee, U.S. -, Technologies, LLC v. presented the information (2016). In 136-S.Ct. ... shows that there is reasonable the Court addressed whether respect of success to at likelihood” “with bars challenged,” determina the claims least compliance 314(a), regarding tions or where a holder 312(a)(3), ie., iden grounds its claim in “each particularity tified with sufficient related to *6 review, 314(d) challenged, grounds
claim on which partes bars based, challenge to each claim and the view. for the supports grounds that
evidence
(alterations
original).
The
Id. at
challenge to
Id. at 2139-42.
each claim.”
question of
Supreme Court noted
that
pleaded
par-
with
a
was
analysis
Court’s
The
ticularity amounted to “little more than
314(d)
began
recognition of the
with a
“
conclusion,
challenge to the Patent Office’s
‘strong presumption’ in
favor
314(a),
pre-
that the
under
‘information
(quoting
Id. at 2140
Mach Min-
review.”
—
petition’
review.”
sented
warranted
-,
EEOC,
ing, LLC v.
words,
challenge
In
Id.
the Court’s
(2015)).
1645, 1651, 191
S.Ct.
sufficiency
presented
the “information
explained
The Court
that the
petition”
nonappealable
was a
“may
of
‘
overcome
’
claim.
2142.
“mine-run”
Id.
indications,
convincing”
“clear
and
‘specific
‘specific language,’
statutory
the’
drawn
contends that
dissent
314(d)
of in-
legislative history,’
pro-
language
‘inferences
“is
absolute
Dissenting Op. at
exceptions.”
from the
as a
tent drawn
scheme
vides no
whole,’
Supreme Court
Cuozzo re-
that
intended to bar re-
The Court made
(quoting
Cmty.
Id.
Nutri-
contention.
jected
view.”
Block
this
limited; it ex-
Inst.,
holding was
clear that
S.Ct.
review,
for
(1984)).
open
potential
left
pressly
1371 1329, (Fed. 2016) (“Wi- owner, al- F.3d Cir. son, previous had 1333 patents’ dispute Fi not that Achates infringement in district renders ready asserted priv- challenge were in against defendants that the Board’s timeliness rul court more than a Broadcom petitioner ing nonappealable good with if Achates is still ity filing petitions. law.”). year prior panel Because the concluded that Achates, implicitly did overrule Cuozzo discovery seeking a motion filed Wi-Fi challenges time-bar held Wi-Fi’s indemnity agreements, defense regarding unreviewable, and affirmed. at or email other payments, and agreements, One, 1340; also v. Broad see Wi-Fi between Broadcom and communications (Fed. Corp., com Cir. Fed.Appx. District defendants Eastern 2016) (summarily affirming the time-bar both litigation. The Board denied Texas patents). ’568 ’625 decisions subsequent motion motion and Wi-Fi’s this court rehearing. petitioned Wi-Fi petitioned rehearing en banc. Wi-Fi mandamus, denied. which we for writ consider granted We Wi-Fi’s Ericsson, Telefonaktiebolaget LM In re we should overrule Achates 2014). (Fed. Fed.Appx. 585 Cir. that the Director’s time-bar hold subject to chal- determinations IPR The Board instituted claims, question presented for en banc view. issued Final Written lenged rehearing is: challenged un- finding the claims Decisions Decisions,
patentable. the Final Written this court overrule Should Achates Ref- had not Inc., determined that the Board Wi-Fi Publishing, Apple Inc. v. erence privity (Fed. 2015) that Broadcom was shown Cir. аnd hold 803 F.3d District in the Eastern the defendants for a review is available therefore, IPR litigation, Texas challenge the PTO’s owner time-barred under petitions were satis- One, v. Corp. Broadcom Wi-Fi requirement fied the timeliness IPR2013-00601, LLC, No. WL 315(b) governing filing (P.T.A.B. 6, 2015); *4-5 Mar. petitions review? One, LLC, No. Corp. v. Broadcom Wi-Fi One, Corp., 851 LLC v. Broadcom Wi-Fi IPR2013-00602, 1263009, at *4 2015 WL 2017). 1241, 1241 F.3d (P.T.A.B. 6, 2015); Corp. Broadcom v. Mar. II. Discussion IPR2013-00636, One, LLC, No. Wi-Fi (P.T.A.B. 1263010, *4 Mar. WL action, As with “strong presumption” favoring apply the Final Deci appealed the Written Wi-Fi actions, administrative sions, things, that arguing, among other dec including the Director’s reverse vacate this court should 2140; also see isions.6 panel A time-bar determinations. Board’s Lamagno, de Martinez Gutierrez arguments, rejected of this court Wi-Fi’s 132 L.Ed.2d renders reasoning that Achates (1995) (“[F]ederal traditionally judges 375- rulings nonappealable. time-bar ‘strong One, from the Corp., proceed Broadcom See LLC v. Wi-Fi *8 6, jurisdiction over an this court with exclusive PTO are reviewed Final decisions according provided in the of "the Trial appeal to the standards from a decision ("APA”). Procedure Act Administrative zo, Cuoz United States Patent Appeal and Board 2142; Planet, LLC v. 136 S.Ct. at Unwired respect ... with to Trademark Office Inc,, 1376, Google 1379 Cir. 841 F.3d partes title 35.” inter review under 2016). 1295(a)(4)(A) provides And 28 U.S.C.
1372
”);
added).
reading
The natural
judicial
Bow
the statute
intends
review.’
§of
reach
to
Family Physicians,
limits the
the determi-
v. Mich Acad.
en
2133,
to
667, 670,
nation
Director whether
U.S.
106
90
476
(a)
§in
forth
(1986);
IPR as set
Subsection
States
L.Ed.2d 623
United
v.
Pet.)
only
addressing
Nourse,
(9
8, 28-29,
314—the
subsection
9
34 U.S.
L.Ed.
issues
are
part
substantive
that
Accordingly, if a
31
“rea
determination
sec-
sonably susceptible”
interpretation Director’s
“under this
an
to
review,
allowing judicial
adopt
tion”—reads:
we must
Holder,
(a)
v.
an
Kucana
interpretation,
Threshold.—The
not
Director
233,
827,
251,
175
558 U.S.
130 S.Ct.
an
inter
to be
authorize
review
n
(2010);
de
694
Gutierrez
Mar
L.Ed.2d
unless
Director deter-
instituted
tinez,
434,
515
at
U.S.
time-bar decision nowhere referred (alterations added). original) (emphasis in- 314(a). Additionally, the time bar is not claims, scheme particular whereas demonstrates focused AIA, 314(a)’s several is; sections such as the threshold determination procedural requirements preliminary stat time bar the time of involves service §§ closely ed relate more complaint alleging of a “of infringement determination Director. The patent.” Nothing up “rea sets sonable likelihood” determination under two-stage process addressing time 314(a) clearly whether “the time-bar about bar: unpatentable grounds claims fully finally at the institution decided stage. asserted.” at 2140. The state Court’s points ment thus holding strongly determination, therefore, The time-bar being unreviewability to the toward limited is not to either the non-initiation or аkin closely determinations Director’s related merits preliminary-only determinations patentability preliminary determina unreviewability is common in which or the exercise discretion not law, latter case because institute. related final merits determination is re- complied supra See note has viewable. 7. Because Whether 314(a) determination, not mention this is not such a as distinct is- sue, position nothing patentability time-bar has to'do with PTO’s . Inc., Media, Google, broadening nonreviewability— scope 708 F.3d convincing certainly not a clear reason. Indeed, Court in the simi- stressed Cuozzo Although language uses somewhat precursors, larity of to its without precursor pro- from the different mentioning differences. 136 S.Ct. visions, is no infer a there reason to deliberate *10 Thus, statutory not to scheme as a or discretion institute. whole
merits many “closely § contrasts with provision time-bar demonstrates that 315 is requirements preliminary procedural related” to the decision ad 314(a), §§ § to the in which relate in it is not statеd dressed therefore 314(d)’s ability pre- to make an informed subject § Director’s bar review. 2142; liminary patentability pur- Cuozzo, Accep at Credit S.Ct. cf. 314(a). 315(b) § Specifically, Servs., § Corp. suant tance v. Westlake F.3d 2017) fundamentally 1044, time-bar determinations (holding 1049-51 evaluating the satis- different from those nonappealability provision similar 312(a)(3)’srequirements, review, § is- post-grant faction of at respect 312(a)(3) 324(e), § sue Cuozzo. Section demands preclude does not our U.S.C. re challenged, particularity as to “each claim estoppel view of an determination under 35 325(e)(1)). grounds challenge § to each on which the Accordingly, our re based, sup- claim is and the evidence statutory language view of the and the ports challenge for the to each grounds statutory scheme reveals no clear and con is requirement claim.” That tied vincing Congress’s indication of intent to 315(b) of a “reason- § Director’s determination bar time-bar of at unpatentability able likelihood” determinations. claim. Thе time bar is
least one not. Enforcing statutory agen- limits cy’s authority precisely type to act is appeals also
The issue Wi-Fi
issue that courts have historically re-
statutory technicality.”
is not “some minor
See, e,g., City
Arlington
viewed.
v.
at 2140. The time bar is
136 S.Ct.
F.C.C.,
290, 307,
1863,
569 U.S.
133 S.Ct.
preliminary
merely
procedural
about
(2013);Bowen,
at
if
requirements
they
be corrected
671,
2133;
facts,
Kyne,
Leedom v.
fail to reflect real-world
but about
184, 190,
180,
that limit
Section
According
the Director’s assessment
ma
directed
adequacy
timely
jority
substantive
filed
Lindahl involved the con
315(b)’s
time
petition.
(1)
bar has
Because
of a statute
ah
directed
struction
nothing to
adequa-
do with the- substantive
questions of
to “determine
liabili
directed, instead,
cy
(2)
“final,”
ty;” made those determinations
act,
§=
authority
“conclusive,”
review;”
the Director’s
subject
and “not
apply
(3)
decisions
courts from
revisiting
barred
рrovision.
underpinnings
disability
“factual
'...
de
*12
136
(quoting
terminations.”
S.Ct. at 2141
consistent
conclusion
Lindahl,
771, 791,
470
at
105
U.S.
S:Ct.
with, but,
view,
in my
by
dictated
1620).
observed, however,
The Court
that
reasoning in Cuozzo
Court’s
—
permitted
the same statute
to con
courts
Lee,
Speed Technologies, LLC v.
U.S.
alleging,
example,
sider
that the
claims
-,
136 S.Ct.
Section time bar appealability on the other side of Cuozzo’s
ledger,
“closely
for it is not
tied
establishing
well versed
interpretation of statutes
application and
Congressional
time bars.
discre-
[PTOj’s
decision to initiate
related
application
control the
should
315(b) does not
Id. at-2141. Section
[IPR].”
bars,
that of
time
contemplate that the PTO render
deci
say
I
PTO.
not see the need
more.
do
patentability—it
simply
sion related'
authоrity
limit on
places a
the PTO’s
HUGHES,
Judge, joined by'
Circuit
compari
that is based on a
IPRs
LOURIE, BRYSON,
DYK,
Circuit
so
son of two or more
And
dates.
dissenting.
Judges,
unambiguous phrase “[a]n [IPR]
with the
*13
Congress
of
judicial review
barred
”
may not be
....
35 U.S.C.
instituted if
(PTO) Di
Patent and
Office
Trademark
315(b)
added).
(emphasis
§
In contrast
partes
rector’s
to institute inter
determination,
314(a)
§
with the Director’s
(IPR)
314(d).
§
review
35
U.S.C.
application
preliminary
which involves the
however,
majority opinion,
pro
limits this
no
patentability
of
such decision
principles,
hibition to the
of
Director’s assessment
§
contemplated
is
See N.L.R.B.
instituting
criteria
set forth
review
—
Gen., Inc.,
U.S.-,
v.
137 S.Ct.
SW
§
Accordingly,
314.
court finds that
(describ
929,
(2017)
263
L.Ed.2d
314(d)
§
apply
prelimi
not
to
does
other
ing
“speaks
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to
not’
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who
determinations,
nary
such as whether
acting
be an
as an imperative).
officer”
timely
agree
not
filed. I do
315(b)
§
one
way,
Put another
codifies
statute,
reading
of the
with
narrow
procedural rights”
“important
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not
which
contradicts
Congress
to
owners
chose
afford
to the
language,
contrary
but is also
Su
Lindаhl,
IPR context.
U.S. at
Court’s
of that
lan
preme
construction
of
Allowing judicial
review
S.Ct.
Technologies,
guage
Speed
in Cuozzo
by the
erroneous
as
determinations
PTO
—
Lee,
U.S. -,
136 S.Ct.
§
applies
to whether the
time bar
(2016).
“act[ingj
prevent
agency from
Cuozzo,
Supreme
Court held that
limits,”
of
one
outside
314(d)
§
of
judicial
prohibited.
review
of
categories
“shenanigans” envisioned
Cuozzo,
“questions
ap-
to the
2141-
are
tied
majority
closely
136 S.Ct. at
plication
statutes re-
interpretation
Patent Office’s decision
lated
A
PTO whether an
by the
détermination
review,”
including
initiate
§
is
time-barred
questions
compliance-
with
U.S.C.
entirely
agency’s
“core
unrelated
'312(a)(3)’s
§
petition requirements.
determining
statutory function” of
315(b),
S.Ct. at 2141. 35 U.S.C.
which
or
patentable.
claims are
are not
may be “institut-
791, 105 describes when an IPR
Lindahl,
(quoting
ed,”
closely
even more
related
institu-
merits
Unlike the threshold
312(a)(3)—which
314(a),
§.
no
decisions
than
inquiry
tech
subsumed within
my
use-
“institute.” In
expertise
required
nical
calculate
the word
view,
interpretation
is not
Cuozzo confirms
Cuozzo confirms this
petition,
314(d). There,
to the merits of the
but
limited
found
judicial
closely
also bars
related
convincing
clear and
indications over-
petition’s
issues such as the
timeliness.
in favor of
came the
majority opinion
Because the
is inconsis-
respect to IPR
reviewability with
institu-
plain meaning
tent
and the
with Cuozzo
tion decisions.
majority states that
is appealable
Act,
Voting Rights
Briscoe involved
“the time-bar determination
because
*15
Attorney General to de-
which allowed the
finally at the
fully institu-
be decided
ap-
preconditions
whether “the
termine
Maj.
the
stage.”
Op.
tion
And
jurisdic-
to
plication
particular
of
Act
314(d)
majority suggests that
is limited
407,
met.” Id. at
S.Ct. 2428.
tions are
97
preliminary-only
or
mer-
to “non-initiation
provided that
determina-
“[a]
The statute
for which
its determinations
unreviewabili-
Attorney
of
Genеr-
certification
in the
Id. But
ty is common
law.”
of
of
Census under
al or
the Director
314(d) only
to
that are
applies
issues
... shall
reviewable
this section
decision,
into the final written
incorporated
408,
Id. at
judicial review still makes infringement, has not been sued for is a §§ no distinguish sense to 311— in interest petition. assumption 314. The 315 is less disagrees patent Director with the owner §to the institution related than disputes and institutes review. No one '§§ Maj. Op. criteria see the Director’s on real party 1373-74, is For simply example, incorrect. interest unreviewable this scenario. 312(a)(1) 312(a)(2) relate suppose Now the Director makes the exact payment of fees identification of real determination, respect same but with interest, parties majority which the third-party who was sued more than one issues, agrees apрealed. cannot be These year before the was filed. Even however, bear the same relation to the though Director is making the same inquiry institution decision as the inquiry, factual his now be- § 315. implicates comes reviewable because it similarly question patentability true under old new af- substantial 312(c) (2006), governing U.S.C. reexamination, fecting concerned is claim *17 appeal which of ‘‘[a] barred 312(a) request.” raised pursuant determination (2006). (a),” i.e., subsection "a determination that illogical. agency’s The same final decision could
time-bar. result be unwound statutory technicality or some minor does not become more less under inquiry preliminary decision insti- “closely determi- related related” to tute inter review.” the results of that simply nation because 2139-40. consequences. inquiry have different Vacating invalidity the Board’s appeal why The facts of this underscore questions on the basis of threshold like is as related timeliness under parties timeliness real interest will require- to the institution decision as the squander spent the time and resources One ments under 312. Wi-Fi adjudicating the actual merits of peti- contend that Broadcom itself was served purpose tion. This is counter to the AIA’s year complaint more than one be- quick and cost effective “providing alter- Rather, petition. fore its One asserts Wi-Fi litigation.” Rep. natives to H.R. No. 112- in a 2010 Texas various defendants pt. Congress recognized at 48 parties in lawsuit were unidentified real issue, prohibited so it this court from petition. interest to Broadcom’s On re- reviewing the Board’s institution decision. mand, panel must determine whether prerogative second-guess It is not our Board properly parties resolved which decision, policy rely nor we should constitute interest statutory interpretations to tenuous under- 312(a)(2). recognizes One Even Wi-Fi mine it. this inquiry highly dependent, fact sought broad-ranging discovery as it into IV agreements, payments, commu- and e-mail jurisdiction Because do have proceedings nications in the below. But the Board’s giving the Board wide discretion on such filed, I timely Broadcom’s preliminary determinations is what enables spectfully dissent. IPRs to function as an efficient method of resolving validity issues. “giv[en] signifi-
not have Office power
cant to revisit and revise earlier
patent grants ... thought it had that the
