WHOLE WOMAN‘S HEALTH, on behalf of itself, its staff, physicians, nurses, and patients; ALAMO CITY SURGERY CENTER, P.L.L.C., on behalf of itself, its staff, physicians, nurses, and patients, doing business as Alamo Women‘s Reproductive Services; BROOKSIDE WOMEN‘S MEDICAL CENTER, P.A., on behalf of itself, its staff, physicians, nurses, and patients, doing business as Brookside Women‘s Health Center and Austin Women‘s Health Center; HOUSTON WOMEN‘S CLINIC, on behalf of itself, its staff, physicians, nurses, and patients; HOUSTON WOMEN‘S REPRODUCTIVE SERVICES, on behalf of itself, its staff, physicians, nurses, and patients; PLANNED PARENTHOOD CENTER FOR CHOICE, on behalf of itself, its staff, physicians, nurses, and patients; PLANNED PARENTHOOD OF GREATER TEXAS SURGICAL HEALTH SERVICES, on behalf of itself, its staff, physicians, nurses, and patients; PLANNED PARENTHOOD SOUTH TEXAS SURGICAL CENTER, on behalf of itself, its staff, physicians, nurses, and patients; SOUTHWESTERN WOMEN‘S SURGERY CENTER, on behalf of itself, its staff, physicians, nurses, and patients; WHOLE WOMEN‘S HEALTH ALLIANCE, on behalf of itself, its staff, physicians, nurses, and patients; MEDICAL DOCTOR ALLISON GILBERT, on behalf of herself and her patients; MEDICAL DOCTOR BHAVIK KUMAR, on behalf of himself and his patients; THE AFIYA CENTER, on behalf of itself and its staff; FRONTERA FUND, on behalf of itself and its staff; FUND TEXAS CHOICE, on behalf of itself and its staff; JANE‘S DUE PROCESS, on behalf of itself and its staff; LILITH FUND, INCORPORATED, on behalf of itself and its staff; NORTH TEXAS EQUAL ACCESS FUND, on behalf of itself and its staff; REVEREND ERIKA FORBES; REVEREND DANIEL KANTER; MARVA SADLER v. JUDGE AUSTIN REEVE JACKSON; PENNY CLARKSTON; MARK LEE DICKSON; STEPHEN BRINT CARLTON; KATHERINE A. THOMAS; CECILE ERWIN YOUNG; ALLISON VORDENBAUMEN BENZ; KEN PAXTON
No. 21-50792
United States Court of Appeals for the Fifth Circuit
September 10, 2021
Before JONES, DUNCAN, and ENGELHARDT, Circuit Judges.
FILED September 10, 2021 Lyle W. Cayce Clerk. Appeal from the United States District Court for the Western District of Texas USDC No. 1:21-cv-616
WHOLE WOMAN‘S HEALTH, on behalf of itself, its staff, physicians, nurses, and patients; ALAMO CITY SURGERY CENTER, P.L.L.C., on behalf of itself, its staff, physicians, nurses, and patients, doing business as Alamo Women‘s Reproductive Services; BROOKSIDE WOMEN‘S MEDICAL CENTER, P.A., on behalf of itself, its staff, physicians, nurses, and patients, doing business as Brookside Women‘s Health Center and Austin Women‘s Health Center; HOUSTON WOMEN‘S CLINIC, on behalf of itself, its staff, physicians, nurses, and patients; HOUSTON WOMEN‘S REPRODUCTIVE SERVICES, on behalf of itself, its staff, physicians, nurses, and patients; PLANNED PARENTHOOD CENTER FOR CHOICE, on behalf of itself, its staff, physicians, nurses, and patients; PLANNED PARENTHOOD OF GREATER TEXAS SURGICAL HEALTH SERVICES, on behalf of itself, its staff, physicians, nurses, and patients; PLANNED PARENTHOOD SOUTH TEXAS SURGICAL CENTER, on behalf of itself, its staff, physicians, nurses, and patients; SOUTHWESTERN WOMEN‘S SURGERY CENTER, on behalf of itself, its staff, physicians, nurses, and patients; WHOLE WOMEN‘S HEALTH ALLIANCE, on behalf of itself, its staff, physicians, nurses, and patients; MEDICAL DOCTOR ALLISON GILBERT, on behalf of herself and her patients; MEDICAL DOCTOR BHAVIK KUMAR, on behalf of himself and his patients; THE AFIYA CENTER, on behalf of itself and its staff; FRONTERA FUND, on behalf of itself and its staff; FUND TEXAS CHOICE, on behalf of itself and its staff; JANE‘S DUE PROCESS, on behalf of itself and its staff; LILITH FUND, INCORPORATED, on behalf of itself and its staff; NORTH TEXAS EQUAL ACCESS FUND, on behalf of itself and its staff; REVEREND ERIKA FORBES; REVEREND DANIEL KANTER; MARVA SADLER,
Plaintiffs-Appellees,
versus
JUDGE AUSTIN REEVE JACKSON; PENNY CLARKSTON; MARK LEE DICKSON; STEPHEN BRINT CARLTON; KATHERINE A. THOMAS; CECILE ERWIN YOUNG; ALLISON VORDENBAUMEN BENZ; KEN PAXTON,
Defendants-Appellants.
Appeal from the United States District Court for the Western District of Texas USDC No. 1:21-cv-616
Before JONES, DUNCAN, and ENGELHARDT, Circuit Judges.
This case presents a challenge to a recently enacted Texas law, S.B. 8, which authorizes private civil actions against persons who abort an unborn child with a detectable fetal heartbeat. The plaintiffs, a coalition of Texas abortion providers, principally seek an injunction against the Texas court system-judges, clerks, and a hypothetical private litigant-to prevent any Texas court from entertaining suits under S.B. 8. The unusual nature of the law and of the challenge to it raise “complex and novel antecedent procedural questions.” Whole Woman‘s Health v. Jackson, No. 21A24, 2021 WL 3910722, at *1 (U.S. Sept. 1, 2021). Our panel must address some of those questions in order to decide a flurry of motions filed as the law took effect last Wednesday, September 1.
The motions arise out of the defendants’ appeal of the district court‘s denial of their motions to dismiss the case on jurisdictional
First, as to the state officials’ appeal. The district court denied the officials’ Eleventh Amendment immunity defenses, and they immediately appealed under the collateral-order doctrine. The district court properly stayed proceedings against those defendants. However, the plaintiffs then sought an emergency motion for injunction pending appeal, premised on their argument that the district court‘s Eleventh Amendment immunity ruling was correct. We previously DENIED that motion and now explain why. S.B. 8 emphatically precludes enforcement by any state, local, or agency officials. The defendant officials thus lack any “enforcement connection” to S.B. 8 and are not amenable to suit under Ex parte Young, 209 U.S. 123 (1908).
Second, as to Dickson‘s appeal. The district court denied Dickson‘s motion to dismiss, which relied on standing and other jurisdictional grounds, and Dickson appealed. But the district court declined to stay proceedings against Dickson and proposed to go forward against him alone. Dickson then asked us for a stay, and we temporarily stayed proceedings while considering his request. In the meantime, the plaintiffs moved to dismiss Dickson‘s appeal. We conclude that jurisdictional issues presented in the proceedings against Dickson are related to the issues presented in the state officials’ collateral-order appeal. The notice of appeal therefore divested the district court of jurisdiction over Dickson as well as the officials. See Griggs v. Provident Consumer Discount Co., 459 U.S. 56, 58 (1982). Accordingly, we DENY the plaintiffs’ motion to dismiss Dickson‘s appeal, and we GRANT Dickson‘s motion to stay the district court proceedings pending appeal.
Finally, we EXPEDITE the appeal to the next available oral argument panel.
BACKGROUND
A group of Texas abortion providers and others (“Plaintiffs“)1 brought a pre-enforcement challenge under
S.B. 8 prohibits a physician from performing an abortion on “a pregnant woman”3 if her unborn child has a detectable fetal heartbeat, absent
a medical emergency.
Notwithstanding Section 171.005 or any other law, the requirements of this subchapter shall be enforced exclusively through the private civil actions described in Section 171.208. No enforcement of this subchapter, and no enforcement of Chapters 19 and 22, Penal Code, in response to violations of this subchapter, may be taken or threatened by this state, a political subdivision, a district or county attorney, or an executive or administrative officer or employee of this state or a political subdivision against any person, except as provided in Section 171.208.
In light of S.B. 8‘s enforcement mechanism, Plaintiffs have adopted a novel strategy for their pre-enforcement challenge. Principally, they seek to enjoin the entire Texas judiciary to prevent any court from entertaining S.B. 8 lawsuits. See Compl. for Decl. and Inj. Relief-Class Action (“Compl.“),
at 35 (seeking to certify a class “of all non-federal judges in the State of Texas with jurisdiction over civil actions and the authority to enforce S.B. 8“). To that end, they have sued a putative class of all state judges and clerks of court, as well as Dickson, who they allege is likely to bring a future S.B. 8 civil action. But see Whole Woman‘s Health, 2021 WL 3910722, at *1 (observing “the sole private-citizen defendant before us has filed an affidavit stating that he has no present intention to enforce the law“). Following the logic of that strategy, their complaint groups these defendants-judges, clerks, and Dickson-together.5 The complaint refers to Dickson as “a private individual deputized to bring S.B. 8 enforcement actions under color of state law.” Compl. at 7.6
As relevant here, all Defendants moved to dismiss the lawsuit on the grounds of sovereign immunity and Article III standing. The district court denied those motions. Defendants appealed and sought from our court an emergency stay of all district court proceedings, including an impending preliminary injunction hearing, as well as a temporary administrative stay pending our resolution of the emergency stay motion. While those motions were pending, the district court granted a stay as to the State Defendants, allowing proceedings to continue against Dickson
dismiss his appeal. We then administratively stayed all district court proceedings and requested a response from Dickson, which he filed.7
DISCUSSION
I. State Defendants’ Appeal
We denied multiple requests for emergency relief filed by Plaintiffs after 1 a.m. on Sunday, August 29, 2021. We now briefly explain the grounds for our actions, as they relate to the State Defendants’ appeal (we separately address the motions related to Dickson‘s appeal, infra).
Plaintiffs sought an injunction pending appeal to prevent Defendants from enforcing S.B. 8. They also filed emergency motions asking us to (a) vacate our stay of all district court proceedings pending appeal of the State Defendants’ Eleventh Amendment immunity claims; (b) vacate the district court‘s self-imposed stay of proceedings involving the State Defendants in order to obtain rulings on class action status and a temporary or preliminary injunction of S.B. 8; or (c) vacate the district court‘s denial of the sovereign immunity claims and remand, purportedly to restore district court jurisdiction over the entire controversy. As the emergency motions’ viability is contingent on Plaintiffs’ motion for injunction pending appeal, we address only that request.
To obtain an injunction pending appeal pursuant to
injunction; (3) that the balance of hardships weighs in their favor if injunctive relief is granted; and (4) that the public interest favors such relief. Fla. Businessmen for Free Enter. v. City of Hollywood, 648 F.2d 956, 957 (5th Cir. 1981).8 Our denial turned on the first prerequisite: Plaintiffs’ inability to demonstrate a likelihood of success on the pending immunity appeals.
Plaintiffs sued several categories of state officers: the Texas Attorney General; certain state professional licensing officials; a state district judge, and a court clerk.9 Along with various standing and justiciability principles likely to preclude federal court jurisdiction, the State Defendants claim immunity under the Eleventh Amendment, which forbids suits against non-consenting states in federal court absent other (here inapplicable) exceptions. See Seminole Tribe of Florida v. Florida, 517 U.S. 44, 54 (1996). Plaintiffs seek to avoid the Eleventh Amendment bar by asserting that each type of State Defendant has “some connection” with enforcing S.B. 8
This court is no stranger to suits testing the limits of the Young doctrine. In fact, Louisiana‘s previous attempts to regulate abortion practice resulted in an en banc case and a subsequent panel decision. See Okpalobi v.
Foster, 244 F.3d 405 (5th Cir. 2001) (en banc); K.P. v. LeBlanc, 627 F.3d 115, 125 (5th Cir. 2010). In Okpalobi, a state statute created private tort claims against doctors who perform abortions. 244 F.3d at 409. This court held en banc that plaintiffs, abortion providers covered by the law, lacked Article III standing to sue the state‘s governor and attorney general, who had no more than a “general duty” to enforce the law in question. Id. at 418. A significant plurality also concluded that the plaintiffs failed to show that those officers had a sufficient “enforcement connection” to enable relief under Young. Okpalobi, 244 F.3d at 423 (plurality op.); see also id. at 416 (describing the required connection as a “particular duty to enforce the statute . . . and a demonstrated willingness to exercise that duty“).
A few years later, this court held that abortion providers did state an actionable Young claim against the members of the state board responsible for overseeing the Louisiana Patient‘s Compensation Fund, where state law denied abortion providers the benefit of participating in the Fund. K.P., 627 F.3d at 125. The K.P. court refused to speculate whether our precedent requires a “special relationship,” as urged by the Okpalobi plurality, or merely “some connection” with state law to justify injunctive relief against the state officer. Id. at 124. Instead, the court emphasized that “[e]nforcement [of the challenged law] typically involves compulsion or constraint.” Id. at 124 (internal quotations omitted). Under the facts presented, the board members exercised the responsibility to approve or deny claims pursuant to the law. Id. at 123. These decisions bookend our analysis.10 Plaintiffs fail to show any enforcement connection between any of
the State Defendants and S.B. 8, and therefore cannot satisfy either understanding of Ex parte Young.
The district court, following the Plaintiffs’ lead, read section 171.207(a) not to preclude enforcement by the State Defendants. This ignores the statute‘s plain language: “Notwithstanding Section 171.005 or any other law, the requirements of this subchapter shall be enforced exclusively through the private civil actions . . . .”
Confirming that none of the State Defendants has an “enforcement connection” with S.B. 8 is not difficult in light of the statute‘s express language and our case law. To begin, the Texas Attorney General has no official connection whatsoever with the statute. No enforcement power means no enforcement power. Okpalobi teaches that state law enforcement
officials’ general duty to enforce state law cannot render them suable under Young. It follows a fortiori that the doctrine cannot apply where state law specifically forecloses them from acting.
Based on the same principle, Plaintiffs have no Young claim against the state licensing officials, namely the Executive Directors of the Texas Medical Board, Texas Nursing Board, or the Texas Board of Pharmacy, or the state Health and Human Services Commissioner. The district court suggested these officials would have authority to “indirectly” enforce S.B. 8 by, for example, suspending the license of a physician found to have violated S.B. 8. But the law‘s plain language is in tension with that conclusion. It provides that “[n]o enforcement . . . in response to violations of this subchapter may be taken or threatened by . . . an executive or administrative officer or employee of this state . . . except as provided in Section 171.208.”
Finally, Plaintiffs’ claims against a state judge and court clerk are specious. Young explicitly excludes judges from the scope of relief it authorizes:
[T]he right to enjoin an individual, even though a state official, from commencing suits . . . does not include the power to restrain a court from acting in any case brought before it, either of a civil or criminal nature. . . . [A]n injunction against a state court would be a violation of the whole scheme of our government.
209 U.S. at 163. Moreover, it is well established that judges acting in their adjudicatory capacity are not proper Section 1983 defendants in a challenge to the constitutionality of state law. Bauer v. Texas, 341 F.3d 352, 359 (5th Cir. 2003); Just. Network Inc. v. Craighead Cty., 931 F.3d 753, 763 (8th Cir. 2019); Allen v. DeBello, 861 F.3d 433, 440 (3d Cir. 2017).
Since 1996, Section 1983 precludes injunction actions against judicial
state court judges, who are bound to follow not only state law but the U.S. Constitution and federal law.13 Plaintiffs’ position is antithetical to federalism, violates the Eleventh Amendment and Ex parte Young, and ignores state separation of powers. Further, although not expressly covered by the judicial exception to 1983, the court clerks act under the direction of judges acting in their judicial capacity. Their duty within the court is to accept and file papers in lawsuits, not to classify “acceptable” pleadings. Accordingly, the clerks are improper defendants against whom injunctive relief would be meaningless. See Chancery Clerk of Chickasaw Cty. v. Wallace, 646 F.2d 151, 160 (5th Cir. 1981).14
We are mindful that S.B. 8 applies to pre-viability abortions, which may “raise[] serious questions regarding the constitutionality of the Texas law.” Whole Woman‘s Health, 2021 WL 3910722, at *1. But see also ibid. (noting the Court‘s order “in no way limits other procedurally proper challenges to the Texas law, including in Texas state courts“);
thought an adverse ruling on the merits was easier. See Steel Co. v. Citizens for a Better Env‘t, 523 U.S. 83, 93-94 (1998). No version of hypothetical jurisdiction could enable this court to grant Plaintiffs affirmative relief in the absence of jurisdiction. See id. at 98-101.15 The Supreme Court “decline[d]
II. Dickson‘s Appeal
We next address the two related motions pending before us related to the appeal by Dickson, the hypothetical private litigant sued by Plaintiffs.
Recall that Plaintiffs sued Dickson as part of their pre-enforcement strategy to enjoin the Texas court system from entertaining any S.B. 8 suits. Their complaint treats their claims against Dickson together with the putative class of state judges and court clerks. See Compl. at 7. In seeking dismissal, Dickson raised standing defenses as well as broader justiciability issues. The district court denied Dickson‘s motion and, along with the State Defendants, he appealed. In light of that appeal, the district court stayed further proceedings as to the State Defendants but not as to Dickson. The court reasoned that Dickson did not assert a claim to sovereign immunity nor “provide . . . a legitimate independent basis for staying the proceedings as to him.” We then temporarily stayed district court proceedings while considering whether Dickson was entitled to a stay. Plaintiffs opposed Dickson‘s stay request and also moved to dismiss his appeal.
Consequently, the matters now before us are Dickson‘s motion for a stay pending appeal and Plaintiffs’ motion to dismiss Dickson‘s appeal. The parties join argument on the basis of appellate jurisdiction. Plaintiffs argue that we lack jurisdiction to review the district court‘s non-final order denying Dickson dismissal on the basis of standing and that Dickson‘s appeal must therefore be dismissed. See, e.g., Netsphere, Inc. v. Baron, 799 F.3d 327, 331 (5th Cir. 2015) (“Our appellate jurisdiction is normally limited to ‘final decisions of the district courts of the United States.‘“) (quoting
Our court has jurisdiction under the collateral-order doctrine to immediately review the State Defendants’ appeal contesting the order denying their Eleventh Amendment immunity defenses. See, e.g., Haverkamp v. Linthicum, 6 F.4th 662, 669 (5th Cir. 2021) (citing Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, 506 U.S. 139, 143 (1993)). Furthermore, the notice appealing that order “divest[ed] the district court of its control over those aspects of the case involved in the appeal.” Griggs, 459 U.S. at 58; see also Weingarten Realty Invs. v. Miller, 661 F.3d 904, 908 (5th Cir. 2011) (“Although appeals transfer jurisdiction from the district court to the appellate court concerning ‘those aspects of the case involved
involved in that appeal.” (citations omitted)). The district court implicitly found such a divestiture of jurisdiction over the State Defendants, which explains why it granted a stay as to them. But the court concluded it was not similarly divested of jurisdiction over Dickson, whose defenses it found distinct from the State Defendants’ sovereign immunity defenses. The court therefore denied a stay as to Dickson and-if we dismiss Dickson‘s appeal or deny his stay motion-proposes to go forward with preliminary injunction and summary judgment proceedings as to Dickson alone.
We must therefore address whether the district court‘s proceedings as to Dickson encompass “aspects of the case involved in the [State Defendants‘] appeal.” Griggs, 459 U.S. at 58; see also Weingarten, 661 F.3d at 907-10 (applying Griggs). We ask whether “the [State Defendants‘] appeal and the claims before the district court [as to Dickson] address the same legal question.” Weingarten, 661 F.3d at 909. If they do, then the district court was divested of jurisdiction over Dickson by the filing of the notice of appeal, and Dickson is therefore entitled to a stay of proceedings pending appeal and a denial of the Plaintiffs’ motion to dismiss. In this inquiry, sovereign immunity issues “call for a broader reading of the Griggs jurisdictional transfer” than other issues. Ibid.; see also Alice L. v. Dusek, 492 F.3d 563, 565 (5th Cir. 2007) (per curiam) (“How broadly a court defines the aspects of the case on appeal depends on the nature of the appeal.“).
Dickson makes various arguments as to why we should rule in his favor, but we need address only one to dispose of the present motions. As Dickson points out, on an interlocutory appeal reviewing the denial of Eleventh Amendment immunity, “we may first determine whether there is federal subject matter jurisdiction over the underlying case.” Hospitality House, Inc. v. Gilbert, 298 F.3d 424, 429 (5th Cir. 2002) (citations omitted); see also Planned Parenthood Gulf Coast, Inc. v. Phillips, 5 F.4th 568, 581 (5th Cir. 2021) (same). The State Defendants’ appeal, in addition to Eleventh
Amendment immunity, encompasses other jurisdictional issues that also pertain to Dickson. For instance, a significant issue is whether a federal court has subject matter jurisdiction to enjoin state officers acting in their adjudicatory capacity, an issue raised repeatedly in the district court by all parties.17 Indeed, the Supreme Court has already questioned, in this very case, the propriety of “issu[ing] an injunction against state judges asked to decide a lawsuit under Texas‘s law.” Whole Woman‘s Health, 2021 WL 3910722, at *1 (citing Young, 209 U.S. at 163). In addition to his own standing arguments, Dickson raised precisely these same jurisdictional issues in the district court.18
in S.B. 8 civil actions.” Compl. at 38. As to the judges, Plaintiffs sued them because S.B. 8 actions “may be brought in the . . . [courts] where they preside” and they are “directed to enforce compliance with the Act by implementing the remedies mandated by S.B. 8.”
We therefore conclude that jurisdictional issues in Dickson‘s appeal are “inextricably intertwined” with the same issues in the State Defendants’ appeal, over which we indisputably have appellate jurisdiction. Escobar v. Montee, 895 F.3d 387, 391 (5th Cir. 2018) (quoting Swint v. Chambers Cty. Comm‘n, 514 U.S. 35, 51 (1995)). From this, it follows that the notice of appeal divested the district court of jurisdiction over Dickson as well as the State Defendants. See Griggs, 459 U.S. at 58; Weingarten, 661 F.3d at 908.
We are not blind to the “serious questions regarding the constitutionality of the Texas law at issue.” Whole Woman‘s Health v. Jackson, 2021 WL 3910722, at *1. We are also mindful of the real-world effects while courts resolve these vexing procedural questions. But we point out, as did the Supreme Court, that potential S.B. 8 defendants will be able to raise defenses before state courts that are bound to enforce the
Constitution. See ibid. (noting the Court‘s “order . . . in no way limits other procedurally proper challenges to the Texas law, including in Texas state courts“).20 Nonetheless, for a federal court to proceed to the merits without certainty of jurisdiction “would threaten to grant unelected
CONCLUSION
IT IS ORDERED that Plaintiffs’ motion to dismiss Dickson‘s appeal is DENIED.
IT IS FURTHER ORDERED that Dickson‘s motion for stay of district court proceedings pending appeal is GRANTED.
IT IS FURTHER ORDERED that this appeal is EXPEDITED to the next available oral argument panel.
