WHITNEY v. CALIFORNIA.
No. 3
Supreme Court of the United States
Argued October 6, 1925; reargued March 18, 1926. Decided May 16, 1927.
274 U.S. 357
Judgment affirmed.
WHITNEY v. CALIFORNIA.
ERROR TO THE DISTRICT COURT OF APPEAL, FIRST APPELLATE DISTRICT, DIVISION ONE, OF THE STATE OF CALIFORNIA.
Syllabus.
1. This Court acquires no jurisdiction to review the judgment of a state court of last resort on a writ of error, unless it affirmatively appears on the face of the record that a federal question constituting an appropriate ground for such review was presented in and expressly or necessarily decided by such state court. P. 360.
2. Where the fact that a federal question was considered and passed upon by the state court does not appear by the record, it may be shown by a certified copy of an order of that court made after the return of the writ of error and brought here as an addition to the record. P. 361.
3. In reviewing the judgment of a state court this Court will consider only such federal questions as are shown to have been presented to the state court and expressly or necessarily decided by it. P. 362.
4. The question whether the petitioner, who joined and assisted in the organization of a Communist Labor Party contravening the California Criminal Syndicalism Act, did so with knowledge of its unlawful character and purpose, was a mere question of the weight of the evidence, foreclosed by the verdict of guilty approved by the state court, and not a question of the constitutionality of the Act, reviewable by this Court. P. 366.
5. The
6. The statute does not violate the Equal Protection Clause of the
7. Such a statute is not open to objection unless the classification on which it is based is so lacking in any adequate or reasonable basis as to preclude the assumption that it was made in the exercise of the legislative judgment and discretion. P. 369.
8. This Act is not class legislation; it affects all alike, no matter what their business associations or callings, who come within its terms and do the things prohibited. P. 370.
9. Nor is it repugnant to the Due Process Clause as a restraint of the rights of free speech, assembly, and association. P. 371.
10. The determination of the legislature that the acts defined involve such danger to the public peace and security of the State that they should be penalized in the exercise of the police power must be given great weight and every presumption be indulged in favor of the validity of the statute, which could be declared unconstitutional only if an attempt to exercise arbitrarily and unreasonably the authority vested in the State in the public interest. P. 371.
57 Cal. App. 449; ib. 453, affirmed.
ERROR to a judgment of the District Court of Appeal of California which affirmed a conviction of the petitioner under the state act against criminal syndicalism. The Supreme Court of California denied a petition for appeal. On the first hearing in this Court the writ of error was
Mr. Walter H. Pollak, with whom Messrs. John F. Neylan, Thomas L. Lennon, Walter Nelles, and Ruth I. Wilson were on the brief, for plaintiff in error.
Mr. John H. Riordan, Deputy Attorney General of California, with whom Mr. U. S. Webb, Attorney General, was on the brief, for the State of California.
MR. JUSTICE SANFORD delivered the opinion of the Court.
By a criminal information filed in the Superior Court of Alameda County, California, the plaintiff in error was charged, in five counts, with violations of the
On the first hearing in this Court, the writ of error was dismissed for want of jurisdiction. 269 U. S. 530. Thereafter, a petition for rehearing was granted, Ib. 538; and the case was again heard and reargued both as to the jurisdiction and the merits.
The pertinent provisions of the
“Section 1. The term ‘criminal syndicalism’ as used in this act is hereby defined as any doctrine or precept advocating, teaching or aiding and abetting the commis-
“Sec. 2. Any person who: . . . 4. Organizes or assists in organizing, or is or knowingly becomes a member of, any organization, society, group or assemblage of persons organized or assembled to advocate, teach or aid and abet criminal syndicalism . . . “Is guilty of a felony and punishable by imprisonment.”
The first count of the information, on which the conviction was had, charged that on or about November 28, 1919, in Alameda County, the defendant, in violation of the
It has long been settled that this Court acquires no jurisdiction to review the judgment of a state court of last resort on a writ of error, unless it affirmatively appears on the face of the record that a federal question constituting an appropriate ground for such review was presented in and expressly or necessarily decided by such state court. Crowell v. Randell, 10 Pet. 368, 392; Railroad Co. v. Rock, 4 Wall. 177, 180; California Powder Works v. Davis, 151 U. S. 389, 393; Cincinnati, etc. Railway v. Slade, 216 U. S. 78, 83; Hiawassee Power Co. v. Carolina-Tenn. Co., 252 U. S. 341, 343; New York v. Kleinert, 268 U. S. 646, 650.
Here the record does not show that the defendant raised or that the State courts considered or decided any
“The question whether the
In Cincinnati Packet Co. v. Bay, 200 U. S. 179, 182, where it appeared that a federal question had been presented in a petition in error to the State Supreme Court in a case in which the judgment was affirmed without opinion, it was held that the certificate of that court to the effect that it had considered and necessarily decided this question, was sufficient to show its existence. And see Marvin v. Trout, 199 U. S. 212, 217, et seq.; Consolidated Turnpike v. Norfolk, etc. Railway, 228 U. S. 596, 599.
So—while the unusual course here taken to show that federal questions were raised and decided below is not to be commended—we shall give effect to the order of the Court of Appeal as would be done if the statement had been made in the opinion of that court when delivered. See Gross v. United States Mortgage Co., 108 U. S. 477, 484-486; Philadelphia Fire Association v. New York, 119 U. S. 110, 116; Home for Incurables v. City of New York, 187 U. S. 155, 157; Land & Water Co. v. San Jose Ranch Co., 189 U. S. 177, 179-180; Rector v. City Deposit Bank, 200 U. S. 405, 412; Haire v. Rice, 204 U. S. 291, 299; Chambers v. Baltimore, etc. Railroad, 207 U. S. 142, 148; Atchison, etc. Railway v. Sowers, 213 U. S. 55, 62; Consolidated Turnpike Co. v. Norfolk, etc. Railway, 228 U. S. 596, 599; Miedreich v. Lauenstein, 232 U. S. 236, 242; North Carolina Railroad v. Zachary, 232 U. S. 248, 257; Chicago, etc. Railway v. Perry, 259 U. S. 548, 551.
And here, since it appears from the statement in the order of the Court of Appeal that the question whether the
We proceed to the determination, upon the merits, of the constitutional question considered and passed upon by the Court of Appeal. Of course our review is to be confined to that question, since it does not appear, either from the order of the Court of Appeal or from the record otherwise, that any other federal question was presented in and either expressly or necessarily decided by that court. National Bank v. Commonwealth, 9 Wall. 353, 363; Edwards v. Elliott, 21 Wall. 532, 557; Dewey v. Des Moines, 173 U. S. 193, 200; Keokuk & Hamilton Bridge Co. v. Illinois, 175 U. S. 626, 633; Capital City Dairy Co. v. Ohio, 183 U. S. 238, 248; Haire v. Rice, 204 U. S. 291, 301; Selover, Bates & Co. v. Walsh, 226 U. S. 112, 126; Missouri Pacific Railway v. Coal Co., 256 U. S. 134, 135. It is not enough that there may be somewhere hidden in the record a question which, if it had been raised, would have been of a federal nature. Dewey v. Des Moines, supra, 199; Keokuk & Hamilton Bridge Co. v. Illinois, supra, 634. And this necessarily excludes from our con-
The following facts, among many others, were established on the trial by undisputed evidence: The defendant, a resident of Oakland, in Alameda County, California, had been a member of the Local Oakland branch of the Socialist Party. This Local sent delegates to the national convention of the Socialist Party held in Chicago in 1919, which resulted in a split between the “radical” group and the old-wing Socialists. The “radicals“—to whom the Oakland delegates adhered—being ejected, went to another hall, and formed the Communist Labor Party of America. Its Constitution provided for the membership of persons subscribing to the principles of the Party and pledging themselves to be guided by its Platform, and for the formation of state organizations conforming to its Platform as the supreme declaration of the Party. In its “Platform and Program” the Party declared that it was in full harmony with “the revolutionary working class parties of all countries” and adhered to the principles of Communism laid down in the Manifesto of the Third International at Moscow, and that its purpose was “to create a unified revolutionary working class movement in America,” organizing the workers as a class, in a revolutionary class struggle to conquer the capitalist state, for the overthrow of capitalist rule, the conquest of political power and the establishment
Shortly thereafter the Local Oakland withdrew from the Socialist Party, and sent accredited delegates, including the defendant, to a convention held in Oakland in November, 1919, for the purpose of organizing a California branch of the Communist Labor Party. The defendant, after taking out a temporary membership in the Communist Labor Party, attended this convention as a delegate and took an active part in its proceedings. She was elected a member of the Credentials Committee, and, as its chairman, made a report to the convention upon
In the light of this preliminary statement, we now take up, in so far as they require specific consideration, the various grounds upon which it is here contended that the
1. While it is not denied that the evidence warranted the jury in finding that the defendant became a member of and assisted in organizing the Communist Labor Party of California, and that this was organized to advocate, teach, aid or abet criminal syndicalism as defined by the Act, it is urged that the Act, as here construed and applied, deprived the defendant of her liberty without due process of law in that it has made her action in attending the Oakland convention unlawful by reason of “a subsequent event brought about against her will, by the agency of others,” with no showing of a specific intent on her part to join in the forbidden purpose of the association, and merely because, by reason of a lack of “prophetic” understanding she failed to foresee the quality that others would give to the convention. The argu-
2. It is clear that the
The Act, plainly, meets the essential requirement of due process that a penal statute be “sufficiently explicit to inform those who are subject to it, what conduct on their part will render them liable to its penalties,” and be couched in terms that are not “so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application.” Connally v. General Construction Co., 269 U. S. 385, 391. And see United States v. Brewer, 139 U. S. 278, 288; Chicago, etc. Railway v. Dey, (C. C.) 35 Fed. 866, 876; Tozer v. United States, (C. C.) 52 Fed. 917, 919. In Omaechevarria v. Idaho, 246 U. S. 343, 348, in which it was held that a criminal statute prohibiting the grazing of sheep on any “range” previously occupied by cattle “in the usual and customary use” thereof, was not void for indefiniteness because it failed to provide for the ascertainment of the boundaries of a “range” or to determine the length of time necessary to constitute a prior occupation a “usual” one, this Court said: “Men familiar with range conditions and desirous of observing the law will have little difficulty
And similar Criminal Syndicalism statutes of other States, some less specific in their definitions, have been held by the State courts not to be void for indefiniteness. State v. Hennessy, 114 Wash. 351, 364; State v. Laundy, 103 Ore. 443, 460; People v. Ruthenberg, 229 Mich. 315, 325. And see Fox v. Washington, 236 U. S. 273, 277; People v. Steelik, 187 Cal. 361, 372; People v. Lloyd, 304 Ill. 23, 34.
3. Neither is the
It is settled by repeated decisions of this Court that the equal protection clause does not take from a State the power to classify in the adoption of police laws, but admits of the exercise of a wide scope of discretion, and avoids what is done only when it is without any reasonable basis and therefore is purely arbitrary; and that one who assails the classification must carry the burden of showing that it does not rest upon any reasonable basis, but is essentially arbitrary. Lindsley v. National Carbonic Gas Co., 220 U. S. 61, 78, and cases cited.
The
4. Nor is the
That the freedom of speech which is secured by the Constitution does not confer an absolute right to speak, without responsibility, whatever one may choose, or an unrestricted and unbridled license giving immunity for every possible use of language and preventing the punishment of those who abuse this freedom; and that a State in the exercise of its police power may punish those who abuse this freedom by utterances inimical to the public welfare, tending to incite to crime, disturb the public peace, or endanger the foundations of organized government and threaten its overthrow by unlawful means, is not open to question. Gitlow v. New York, 268 U. S. 652, 666-668, and cases cited.
By enacting the provisions of the
The essence of the offense denounced by the Act is the combining with others in an association for the ac-
We find no repugnancy in the
The order dismissing the writ of error will be vacated and set aside, and the judgment of the Court of Appeal
Affirmed.
MR. JUSTICE BRANDEIS, concurring.
Miss Whitney was convicted of the felony of assisting in organizing, in the year 1919, the Communist Labor Party of California, of being a member of it, and of assembling with it. These acts are held to constitute a crime, because the party was formed to teach criminal syndicalism. The statute which made these acts a crime restricted the right of free speech and of assembly theretofore existing. The claim is that the statute, as applied, denied to Miss Whitney the liberty guaranteed by the
The felony which the statute created is a crime very unlike the old felony of conspiracy or the old misdemeanor
Despite arguments to the contrary which had seemed to me persuasive, it is settled that the due process clause of the
This Court has not yet fixed the standard by which to determine when a danger shall be deemed clear; how remote the danger may be and yet be deemed present; and what degree of evil shall be deemed sufficiently substantial to justify resort to abridgement of free speech and assembly as the means of protection. To reach sound conclusions on these matters, we must bear in mind why a State is, ordinarily, denied the power to prohibit dissemination of social, economic and political doctrine which a vast majority of its citizens believes to be false and fraught with evil consequence.
Fear of serious injury cannot alone justify suppression of free speech and assembly. Men feared witches and burnt women. It is the function of speech to free men from the bondage of irrational fears. To justify suppression of free speech there must be reasonable ground to fear that serious evil will result if free speech is practiced. There must be reasonable ground to believe that the danger apprehended is imminent. There must be reasonable ground to believe that the evil to be prevented is a serious one. Every denunciation of existing law tends in some measure to increase the probability that there will be violation of it.3 Condonation of a breach enhances the probability. Expressions of approval add to the probability. Propagation of the criminal state of mind by teaching syndicalism increases it. Advocacy of law-breaking heightens it still further. But even advocacy of violation, however reprehensible morally, is not a justification for denying free speech where the advocacy falls short of incitement and there is nothing to indicate that the advocacy would be immediately acted on. The wide difference between advocacy and incitement, between preparation and attempt, between assembling and conspiracy, must be borne in mind. In order to support a finding of clear and present danger it must be shown either that immediate serious violence was to be expected or was advocated, or that the past conduct furnished reason to believe that such advocacy was then contemplated.
Moreover, even imminent danger cannot justify resort to prohibition of these functions essential to effective democracy, unless the evil apprehended is relatively serious. Prohibition of free speech and assembly is a measure so stringent that it would be inappropriate as the means for averting a relatively trivial harm to society. A police measure may be unconstitutional merely because the remedy, although effective as means of protection, is unduly harsh or oppressive. Thus, a State might, in the exercise of its police power, make any trespass upon the
The
“Inasmuch as this act concerns and is necessary to the immediate preservation of the public peace and safety, for the reason that at the present time large numbers of persons are going from place to place in this state advocating, teaching and practicing criminal syndicalism, this act shall take effect upon approval by the Governor.”
This legislative declaration satisfies the requirement of the constitution of the State concerning emergency legislation. In re McDermott, 180 Cal. 783. But it does not preclude enquiry into the question whether, at the time and under the circumstances, the conditions existed which are essential to validity under the Federal Constitution. As a statute, even if not void on its face, may be challenged because invalid as applied, Dahnke-Walker Milling Co. v. Bondurant, 257 U. S. 282, the result of such an enquiry may depend upon the specific facts of the particular case. Whenever the fundamental rights of free speech and assembly are alleged to have been in-
Whether in 1919, when Miss Whitney did the things complained of, there was in California such clear and present danger of serious evil, might have been made the important issue in the case. She might have required that the issue be determined either by the court or the jury. She claimed below that the statute as applied to her violated the Federal Constitution; but she did not claim that it was void because there was no clear and present danger of serious evil, nor did she request that the existence of these conditions of a valid measure thus restricting the rights of free speech and assembly be passed upon by the court or a jury. On the other hand, there was evidence on which the court or jury might have found that such danger existed. I am unable to assent to the suggestion in the opinion of the Court that assembling with a political party, formed to advocate the desirability of a proletarian revolution by mass action at some date necessarily far in the future, is not a right within the protection of the
MR. JUSTICE HOLMES joins in this opinion.
