Whitner v. StateWhitner v. State
Lead Opinion
This case concerns the scope of the child abuse and endangerment statute in the South Carolina Children’s Code (the Code),
FACTS
On April 20,1992, Cornelia Whitner (Whitner) pled guilty to criminal child neglect,
Thereafter, Whitner filed a petition for Post Conviction Relief (PCR), pleading the circuit court’s lack of subject matter jurisdiction to accept her guilty plea as well as ineffec
LAW/ANALYSIS
A. Subject Matter Jurisdiction
The State first argues the PCR court erred in finding the sentencing circuit court lacked subject matter jurisdiction to accept Whitner’s guilty plea. We agree.
Under South Carolina law, a circuit court lacks subject matter jurisdiction to accept a guilty plea to a nonexistent offense. See Williams v. State,
Any person having the legal custody of any child or helpless person, who shall, without lawful excuse, refuse or neglect to provide, as defined in § 20-7-490, the proper care and attention for such child or helpless person, so that the life, health or comfort of such child or helpless person is endangered or is likely to be endangered, shall be guilty of a misdemeanor and shall be punished within the discretion of the circuit court, (emphasis added).
Under the Children’s Code, “child” means a “person under the age of eighteen.”
In interpreting a statute, this Court’s primary function is to ascertain the intent of the legislature. E.g., State v. Ramsey,
South Carolina law has long recognized that viable fetuses are persons holding certain legal rights and privileges. In 1960, this Court decided Hall v. Murphy,
We found such a reason for exclusion from recovery “unsound, illogical and unjust,” and concluded there was “no medical or other basis” for the “assumed identity” of mother and viable unborn child. Id. at 262,
Four years later, in Fowler v. Woodward,
Since a viable child is a person before separation from the body of its mother and since prenatal injuries tortiously inflicted on such a child are actionable, it is apparent that the complaint alleges such an ‘act, neglect or default’ by the defendant, to the injury of the child....
% ;jí sj* ^
Once the concept of the unborn, viable child as a person is accepted, we have no difficulty in holding that a cause of action for tortious injury to such a child arises immediately upon the infliction of the injury.
Id. at 613,
More recently, we held the word “person” as used in a criminal statute includes viable fetuses. State v. Horne,
This Court disagreed. In a unanimous decision, we held it would, be “grossly inconsistent ... to construe a viable fetus as a ‘person’ for the purposes of imposing civil liability while refusing to give it a similar classification in the criminal context.” Id. at 447,
The policies enunciated in the Children’s Code also support our plain meaning reading of “person.”
Whitner advances several arguments against an interpretation of “person” as used in the Children’s Code to include viable fetuses. We shall address each of Whitner’s major arguments in turn.
Whitner’s first argument concerns the number of bills introduced in the South Carolina General Assembly in the past five years addressing substance abuse by pregnant women. Some of these bills would have criminalized substance abuse by
We disagree with Whitner’s conclusion about the significance of the proposed legislation. Generally, the legislature’s subsequent acts “cast no light on the intent of the legislature which enacted the statute being construed.” Home Health Servs., Inc. v. DHEC,
Whitner also argues an interpretation of the statute that includes viable fetuses would lead to absurd results obviously not intended by the legislature. Specifically, she claims if we interpret “child” to include viable fetuses, every action by a pregnant woman that endangers or is likely to endanger a fetus, whether otherwise legal or illegal, would constitute unlawful neglect under the statute. For example, a woman might be prosecuted under section 20-7-50 for smoking or drinking during pregnancy. Whitner asserts these “absurd” results could not have been intended by the legislature and, therefore, the statute should not be construed to include viable fetuses.
We disagree for a number of reasons. First, the same arguments against the statute can be made whether or not the child has been born. After the birth of a child, a parent can be prosecuted under section 20-7-50 for an action that is likely to endanger the child without regard to whether the action is illegal in itself. For example, a parent who drinks excessively could, under certain circumstances, be guilty of child neglect or endangerment even though the underlying act — consuming alcoholic beverages — is itself legal. Obviously, the legislature did not think it “absurd” to allow prosecution of parents for such otherwise legal acts when the acts actually or potentially endanger the “life, health or comfort” of the parents’ born children. We see no reason such a result should be rendered absurd by the mere fact the child at issue is a viable fetus.
Moreover, we need not address this potential parade of horribles advanced by Whitner. In this case, which is the only case we are called upon to decide here, certain facts are clear. Whitner admits to having ingested crack cocaine during the third trimester of her pregnancy, which caused her child to be born with cocaine in its system. Although the precise effects of maternal crack use during pregnancy are somewhat unclear, it is well documented and within the realm of public knowledge that such use can cause serious harm to the viable unborn child. See, e.g., Joseph J. Volpe, M.D., Effect of Cocaine Use on the Fetus, 327 New Eng.J.Med. 399
We are well aware of the many decisions from other states’ courts throughout the country holding maternal conduct before the birth of the child does not give rise to criminal prosecution under state child abuse/endangerment or drug distribution statutes. See, e.g., Johnson v. State,
In Pellegrini, the Massachusetts Superior Court found that state’s distribution statute does not apply to the distribution of an illegal substance to a viable fetus. The statute at issue forbade distribution of cocaine to persons under the age of eighteen. Rather than construing the word “distribution,” however, the superior court found that a viable fetus is not a “person under the age of eighteen” within the meaning of the statute. Pellegrini, slip op. at 10. In so finding, the court had to distinguish Lawrence and Cass, supra, both of which held viable fetuses are “persons” for purposes of criminal laws in Massachusetts.
The Massachusetts trial court found Lawrence and Cass “accord legal rights to the unborn only where the mother’s or parents’ interest in the potentiality of life, not the state’s interest, are sought to be vindicated.” Pellegrini, slip op. at 11. In other words, a viable fetus should only be accorded the rights of a person for the sake of its mother or both its parents. Under this rationale, the viable fetus lacks rights of its own that deserve vindication. Whitner suggests we should
If the Pellegrini decision accurately characterizes the rationale underlying Mone, Lawrence, and Cass, then the reasoning of those cases differs substantially from our reasoning in Hall, Fowler, and Home, supra. First, Hall, Fowler, and Home were decided primarily on the basis of the meaning of “person” as understood in the light of existing medical knowledge, rather than based on any policy of protecting the relationship between mother and child. As a homicide case, Home also rested on the State’s — not the mother’s — interest in vindicating the life of the viable fetus. Moreover, the United States Supreme Court has repeatedly held that the states have a compelling interest in the life of a viable fetus. See Roe v. Wade,
The dissent contends that our holding in this case is inconsistent with Doe v. Clark,
In Doe, Wylanda Clark, who was pregnant, signed a consent form allowing the Does to adopt the child upon its birth. After the child was born, Clark decided she wanted to keep the baby and attempted to argue that the consent she executed was void because it did not contain certain information required by statute. The trial judge held Clark’s consent was valid. Clark appealed.
On appeal, we reversed the trial court. However, the basis for our reversal was not that “child” as defined in the Children’s Code only includes born children, but that the adoption statutes contemplate that the natural mother’s consent to the adoption must be given after the birth of the child to be adopted. Doe,
Finally, the dissent implies that we have ignored the rule of lenity requiring us to resolve any ambiguities in a criminal statute in favor of the defendant. The dissent argues that “[a]t most, the majority only suggests that the term ‘child’ as used in
B. Ineffective Assistance of Counsel
The State next argues the PCR court erred in holding Whitner received ineffective assistance of counsel. We agree.
To prove ineffective assistance of counsel, a PCR applicant must show (1) deficient performance by her attorney and (2) prejudice resulting therefrom. Strickland v. Washington,
Given our holding that
C. Constitutional Issues
1. Fair Notice/Vagueness
Whitner argues that
The statute forbids any person having legal custody of a child from refusing or neglecting to provide proper care and attention to the child so that the life, health, or comfort of the child is endangered or is likely to be endangered. As we have found above, the plain meaning of “child” as used in this statute includes a viable fetus. Furthermore, it is common knowledge that use of cocaine during pregnancy can harm the viable unborn child. Given these facts, we do not see how Whitner can claim she lacked fair notice that her behavior constituted child endangerment as proscribed in
2. Right to Privacy
Whitner argues that prosecuting her for using crack cocaine after her fetus attains viability unconstitutionally burdens her right of privacy, or, more specifically, her right to carry her pregnancy to term. We disagree.
Whitner argues that
In LaFleur, two junior high school teachers challenged their school systems’ maternity leave policies. The policies required “every pregnant school teacher to take maternity leave without pay, beginning [four or] five months before the expected birth of her child.” Id. at 634,
The United States Supreme Court agreed. It found that “[b]y acting to penalize the pregnant teacher for deciding to bear a child, overly restrictive maternity leave regulations can constitute a heavy burden on the exercise of these protected freedoms.” Id. at 640,
Whitner argues that the alleged violation here is far more egregious than that in LaFleur. She first suggests that imprisonment is a far greater burden on her exercise of her freedom to carry the fetus to term than was the unpaid maternity leave in LaFleur. Although she is, of course, correct that imprisonment is more severe than unpaid maternity leave, Whitner misapprehends the fundamentally different nature of her own interests and those of the government in this case as compared to those at issue in LaFleur.
First, the State’s interest in protecting the life and health of the viable fetus is not merely legitimate. It is compelling. See, e.g., Roe v. Wade,
Even more importantly, however, we do not think any fundamental right of Whittier's — or any right at all, for that matter — is implicated under the present scenario. It strains belief for Whitner to argue that using crack cocaine during pregnancy is encompassed within the constitutionally recognized right of privacy. Use of crack cocaine is illegal, period. No one here argues that laws criminalizing the use of crack cocaine are themselves unconstitutional. If the State wishes to impose additional criminal penalties on pregnant women who engage in this already illegal conduct because of the effect the conduct has on the viable fetus, it may do so. We do not see how the fact of pregnancy elevates the use of crack cocaine to the lofty status of a fundamental right.
Moreover, as a practical matter, we do not see how our interpretation of
CONCLUSION
For the foregoing reasons, the decision of the PCR Comí; is REVERSED.
Notes
.
. The State argues we need not reach the issue of the applicability of
. See, e.g., S. 4032 (1993) (proposing making it a crime for a pregnant woman to ingest a controlled substance); H. 4486 (1994) (proposing amendment to
. See S. 1495 (1989-1990), reintroduced as S. 75 (1990-1991) (requiring drug testing of newborns and to include within civil definition of neglect any newborn testing positive for controlled substance); S. 1470 (1989-1990), reintroduced as S. 79 (1991) (mandating reporting to DSS pregnant woman believed to have used controlled substance; providing for education and drug treatment); H. 3858 (1990-1991) (requiring reporting of pregnant woman believed to be using controlled substance and expanding civil definition of "abused child” to include newborn testing positive for illegal drugs); S. 986 (1991) (mandating drug testing on newborn infants, requiring reporting such infants as abused under civil abuse laws, and requiring reversible sterilization or implantation of birth control until mother completes drug treatment program); S. 155 (1992-1994) (permitting testing newborns for controlled substances and reporting such test results to DSS for limited purposes); S. 1256 (1992), reintroduced as S. 150 (1992-1993) (permitting referral to DHEC of families with children prenatally exposed to drugs and giving pregnant women priority in drug treatment programs).
. We note that Pellegrini was decided by a Massachusetts superior court. To date, no appellate court in Massachusetts has addressed this issue directly.
. In a related argument, Whitner suggests
. The Court applied a rational relationship test, the least rigorous form of scrutiny.
Dissenting Opinion
I respectfully dissent, and would affirm the grant of post-conviction relief to respondent Whitner.
The issue before the Court is whether a fetus is a “child” within the meaning of
The term child for purposes of
More importantly, it is apparent from a reading of the entire statute that the word child in
At most, the majority only suggests that the term “child” as used in
I would affirm.
. After this case arose, the statute was amended to change the classification from misdemeanor to felony. 1993 Act No. 184, § 55 (effective January 1, 1994).
. Examples include condoning delinquency, using excessive corporal punishment, committing sexual offenses against the child, and depriving her of adequate food, clothing, shelter or education.
. State v. Jenkins,
Concurrence Opinion
I concur with the dissent in this case but write separately to express my concerns with today’s decision.
In my view, the repeated failure of the legislature to pass proposed bills addressing the problem of drug use during pregnancy is evidence the child abuse and neglect statute is not intended to apply in this instance. This Court should not invade what is clearly the sole province of the legislative branch. At the very least, the legislature’s failed attempts to enact a statute regulating a pregnant woman’s conduct indicate the complexity of this issue. While the majority opinion is perhaps an argument for what the law should be, it is for the General Assembly, and not this Court, to make that determination by means of a clearly drawn statute. With today’s decision, the majority not only ignores legislative intent but embarks on a course of judicial activism rejected by every other court to address the issue.
As discussed in the Chief Justice’s dissent, we are bound by the rules of statutory construction to strictly construe a criminal statute in favor of the defendant and resolve any ambiguity in her favor. State v. Blackmon, supra. I cannot accept the majority’s assertion that the child abuse and neglect statute unambiguously includes a “viable fetus.” If that is the case, then why is the majority compelled to go to such great lengths to ascertain that a “viable fetus” is a “child?”
Contrary to the majority’s strained analysis in this case, one need look no further than the language of
In construing this statute to include conduct not contemplated by the legislature, the majority has rendered the statute vague and set for itself the task of determining what conduct is unlawful. Is a pregnant woman’s failure to obtain prenatal care unlawful? Failure to quit smoking or drinking? Although the majority dismisses this issue as not before it, the impact of today’s decision is to render a pregnant woman potentially criminally liable for myriad acts which the legislature has not seen fit to criminalize. To ignore this “down-the-road” consequence in a case of this import is unrealistic. The majority insists that parents may already be held liable for drinking after a child is born. This is untrue, however, without some further act on the part of the parent. A parent who drinks and then hits her child or fails to come home may be guilty of criminal neglect. The mere fact of drinking, however, does not constitute neglect of a child in being.
The majority attempts to support an overinclusive construction of the child abuse and neglect statute by citing other legal protections extended equally to a viable fetus and a child in being. The only law, however, that specifically regulates the conduct of a mother toward her unborn child is our abortion statute under which a viable fetus is in fact treated different^ from a child in being.
The majority argues for equal treatment of viable fetuses and children, yet its construction of the statute results in even greater inequities. If the statute applies only when a fetus is “viable,” a pregnant woman can use cocaine for the first twenty-four weeks
Because I disagree with the conclusion
. A woman may have a legal abortion of a viable fetus if necessary to preserve her health,
. Viability is presumed to occur no sooner than the twenty-fourth week of pregnancy.
.