Whitmore v. ParkerWhitmore v. Parker
Ronald Alvin Anderson, Esq., Oklahoma Department of Corrections, Oklahoma City, OK, for Defendant-Appellee.
Before BRISCOE, Chief Judge, McKAY and HOLMES, Circuit Judges.
ORDER DENYING CERTIFICATE OF APPEALABILITY*
JEROME A. HOLMES, Circuit Judge.
David Whitmore is a prisoner in the custody of the State of Oklahoma. On August 12, 2010, a disciplinary hearing officer found him guilty of being present in an unauthorized area. After unsuccessfully challenging his disciplinary conviction in state court, he filed a federal petition for a writ of habeas corpus in the Western District of Oklahoma pursuant to
I
On August 12, 2010, a disciplinary hearing officer at the Lawton Correctional Facility in Lawton, Oklahoma, found Mr. Whitmore guilty of being present in an unauthorized area in violation of Oklahoma Department of Corrections (“ODOC“) institutional policies, which resulted in a loss of earned prison credits. See R. at 241 (Mag. J. Rep. & Rec., filed Oct. 24, 2011). Mr. Whitmore filed a petition for judicial review in state district court challenging this decision. This petition was denied, and he appealed to the Oklahoma Court of Criminal Appeals (“OCCA“), which affirmed the state district court‘s denial of relief.
On May 10, 2011, Mr. Whitmore filed a petition for a writ of habeas corpus under
The evidence at Mr. Whitmore‘s hearing showed that he was released from his assigned housing “unit” to attend a computer class, but instead of reporting to the class, he went to the disciplinary hearing office (“DHO“). Although Mr. Whitmore claimed that he had permission from a correctional officer, Officer Farnsworth, to go to the DHO—indeed, that Officer Farnsworth directed him to go there—the disciplinary hearing officer concluded that there was sufficient evidence that Mr. Whitmore was present in an unauthorized area. See R. at 119 (Disciplinary Hr‘g Report, dated Aug. 17, 2010). In reaching this decision, the disciplinary hearing officer relied upon the statements of three correctional officers—Officers Benton, Kirkpatrick, and Farnsworth. The gist of these statements was that, contrary to Mr. Whitmore‘s claims, Officer Farnsworth authorized him to report to the computer class, not the DHO. The disciplinary hearing officer concluded that the “[s]taff ha[d] nothing to gain by fabricating this evid[ence].” Id. at 119. Upon referral, the magistrate judge recommended that the district court find this evidence sufficient to support Mr. Whitmore‘s disciplinary charge.
In his habeas application, Mr. Whitmore also argued that he was denied the right to present witness statements and documentary evidence at his disciplinary hearing, and that the facility officers’ “retaliatory” conduct injected bias into the disciplinary
Moreover, the magistrate judge recommended denial of several of Mr. Whitmore‘s pending motions, including his (1) motion to stay the proceedings in order to submit, inter alia, an audio tape of the hearing; (2) motion to amend the stay motion in order to obtain additional discovery; and (3) motion to amend in order to proceed under a “hybrid” complaint whereby he could assert an additional “retaliation” claim under
Mr. Whitmore filed objections to the magistrate judge‘s report on each ground. However, the district court denied the objections, holding that there was sufficient evidence that Mr. Whitmore had committed a rules violation by being present in an unauthorized area. See id. at 269 (Dist. Ct. Order, filed Nov. 10, 2011). Moreover, it found, after “review[ing] the entire record,” that Mr. Whitmore was given notice and an opportunity to present witnesses and other evidence at his disciplinary hearing. Id. It further denied all of Mr. Whitmore‘s pending motions. Mr. Whitmore now appeals.
II
Mr. Whitmore requests a COA to appeal from the district court‘s denial of his
We may issue a COA “only if the applicant has made a substantial showing of the denial of a constitutional right.”
We address each of Mr. Whitmore‘s asserted grounds of error. In the end, we find that Mr. Whitmore has failed to meet his burden to establish that reasonable jurists could debate the correctness of the district court‘s resolution of his petition.
A
Mr. Whitmore first contends that the district court incorrectly dismissed his claims pursuant to the respondent‘s “mo
We disagree with Mr. Whitmore‘s assertion of error. First, in civil litigation, while the general rule is that “[a] motion to dismiss for failure to state a claim upon which relief can be granted must be converted into a motion for summary judgment whenever the district court considers matters outside the pleadings,” Lowe v. Town of Fairland, Okla., 143 F.3d 1378, 1381 (10th Cir.1998), Mr. Whitmore is wrong as a factual matter that a motion to dismiss was even filed in this case. Rather, the respondent simply filed a “response” to Mr. Whitmore‘s habeas petition, arguing that his claims failed as a matter of law.
In any event, while the Federal Rules of Civil Procedure may be applied in habeas proceedings, they need not be in every instance—particularly where strict application would undermine the habeas review process under AEDPA. Cf. Fed. R. Governing Section 2254 Cases in the U.S. Dist. Cts. 12 (“The Federal Rules of Civil Proce
In this vein, contrary to the customary practice in most civil litigation, it is well established that “[the] district court [may] dismiss summarily [a] petition on the merits when no claim for relief is stated.” O‘Bremski v. Maass, 915 F.2d 418, 420 (9th Cir.1990) (quoting Gutierrez v. Griggs, 695 F.2d 1195, 1198 (9th Cir.1983)) (internal quotation marks omitted); see Fed. R. Governing Section 2254 Cases in the U.S. Dist. Cts. 4; Garza, 596 F.3d at 1205 (noting that “the district court possesse[s] the discretion ... to dismiss [a]
Furthermore, even assuming, arguendo, that the district court erred by not formally converting Mr. Whitmore‘s motion, he has not shown that he was prejudiced because the magistrate judge considered the entire record, including his attached materials. Cf. Johnson v. Weld Cnty., Colo., 594 F.3d 1202, 1214 (10th Cir.2010) (“[W]e will still affirm a grant of summary judgment [sua sponte] if the losing party suffered no prejudice from the lack of notice.“). The district court was not required to credit Mr. Whitmore‘s personal view of the evidence. See, e.g., Parkhurst v. Lampert, 339 Fed.Appx. 855, 862 (10th Cir.2009) (rejecting “a contention made in [a] summary judgment response brief, which was ... a conclusory, self-serving statement unsupported by any evidence“); see also Wilson v. Oklahoma, 363 Fed. Appx. 595, 613 (10th Cir.2010); cf. United States v. Triplett, 402 Fed.Appx. 344, 347 (10th Cir.2010) (“[The defendant] fails to point to any evidence other than his self-serving statements to support his claim that his plea was coerced.“). Instead, even under a summary judgment standard, Mr. Whitmore was entitled only to the “reasonable inferences” arising from the evidence. Jones v. United Parcel Serv., Inc., 674 F.3d 1187, 1195 (10th Cir. 2012) (emphasis added) (quoting Baty v. Willamette Indus., Inc., 172 F.3d 1232, 1241 (10th Cir.1999)). The district court found no support, in considering much of the uncontradicted record, for Mr. Whitmore‘s assertions. For these reasons, we reject his procedural contention.
B
On the merits, regarding his first substantive claim for relief, Mr. Whitmore argues that reasonable jurists could debate the district court‘s adoption of the magistrate judge‘s recommendation—specifically, that the claim be dismissed on the basis that there was sufficient evidence to support his disciplinary charge.
We begin by emphasizing that “[i]t is well settled that an inmate‘s liberty interest in his earned good time credits cannot be denied without the minimal safeguards afforded by the Due Process Clause of the Fourteenth Amendment.” Howard v. U.S. Bureau of Prisons, 487 F.3d 808, 811 (10th Cir.2007) (quoting Mitchell v. Maynard, 80 F.3d 1433, 1444 (10th Cir.1996)) (internal quotation marks omitted). However, the “full panoply of rights due a defendant in [criminal] proceedings does
(1) advance written notice of the disciplinary charges; (2) an opportunity, when consistent with institutional safety and correctional goals, to call witnesses and present documentary evidence in his defense; and (3) a written statement by the factfinder of the evidence relied on and the reasons for the disciplinary action.
Howard, 487 F.3d at 812 (quoting Superintendent, Mass. Corr. Inst. v. Hill, 472 U.S. 445, 454 (1985)) (internal quotation marks omitted) [the “Wolff factors“]. If the foregoing protections are afforded, the reviewing court must only be able to ascertain “some evidence” in the proceedings below in order to uphold the disciplinary action. Id. (quoting Hill, 472 U.S. at 454) (internal quotation marks omitted). We must remember that the “relevant inquiry is what process [Mr. Whitmore] received, not whether the [State] decided [his] case correctly.” Swarthout v. Cooke, 131 S. Ct. 859, 863 (2011) (per curiam).
Mr. Whitmore suggests that there was no evidence to support his write-up for being in an “unauthorized area.” However, he first seems to claim that, as a matter of law, he could not have been guilty of a violation because he went to the DHO during what he terms an “[i]nmate movement,” a time where there were no technical or physical boundary restrictions. Aplt. Opening Br. at 3. His contentions are
ODOC Rule 03-1 defines the instant offense as being “present in a restricted area,”3 or being present “[o]utside defined boundaries ... as defined by [the] facility.” (Emphasis added.) Although there appear to be two distinct means of establishing a violation of this rule, its essence is clear: a prisoner may not venture into an area where he has no right to be consistent with his institutional commitment. Indeed, a panel of this court has assumed that an inmate‘s presence in an area outside of his assigned prison unit constitutes a violation of ODOC Rule 03-1. See Mitchell v. Howard, 419 Fed.Appx. 810, 815 (10th Cir.2011) (“[The inmate] was charged with being present in an unauthorized area, in violation of ODOC Rule 03-1.... [And it is] clear that [the inmate] was not authorized to be at the [place he was spotted].“); cf. Bostic v. Carlson, 884 F.2d 1267, 1271 (9th Cir.1989) (holding in the alternative that there was sufficient evidence that the appellant was in an “unauthorized area” under applicable prison regulations, where the record showed that a prison staff member “observed [him] talking to another inmate in the unauthorized area and ... he made no attempt to enter his proper housing unit after [a] free-movement period ended“); Davis v. Waters, 59 F.3d 166, 1995 WL 371680, at *1-2 (4th Cir. June 20, 1995) (per curiam) (unpublished table decision) (holding that there was sufficient evidence that a prisoner was in an “unauthorized area” where he “left his assigned cell” without permission (quoting applicable correctional facility rules) (internal quotation marks omitted)).
We now turn to the core of his first, substantive argument. Despite the fact that Mr. Whitmore claimed that he was directed to go to the DHO, the disciplinary hearing officer found evidence to the contrary and concluded that Whitmore was guilty of being present in an unauthorized area. “The ‘some evidence’ standard is not exacting,” Mendoza v. Tamez, 451 Fed.Appx. 715, 717 (10th Cir.2011); rather, the record must reveal only a “modicum of evidence” sufficient to support the disciplinary violation resulting in the loss of good time credits, Hill, 472 U.S. at 455.
Like the district court, we easily conclude that there was enough evidence in the record to satisfy the foregoing standard. Specifically, the statements given by three correctional officers demonstrat
C
Mr. Whitmore argues on appeal, as he did below, that he was not permitted the opportunity to present a witness statement at the disciplinary hearing. Further, he contends that he “requested video tape footage but was denied the right to view the evidence.” R. at 244. The magistrate judge rejected Mr. Whitmore‘s claim that he was not permitted to present the witness statement at the disciplinary proceedings on the ground that the record demonstrates that he was simply unable to secure the witness statement that he desired—not prevented from presenting it. Moreover, the magistrate judge found that the record further demonstrated that videotape footage was played during the hearing and that it showed Mr. Whitmore in the unauthorized area.
As noted, in order for a disciplinary action resulting in the loss of good time credits to accord with the requirements of due process, an inmate must be given “ad
1
First, Mr. Whitmore claims that he was denied the ability to present evidence—specifically, the statement of a witness—at the hearing. As a threshold matter, the record demonstrates that Mr. Whitmore did not initially want to present any witness testimony, but only wanted to bring statements made by witnesses. See R. at 106 (Investigator‘s Rep., dated Aug. 11, 2010). And, at the time of the hearing, Mr. Whitmore did, in fact, present one witness statement—the statement of a fellow inmate suggesting that Officer Farns
Nevertheless, Mr. Whitmore contends that, in effect, he was blindsided by the hearing and unconstitutionally prevented from offering the statement of “[an]other” witness when the hearing officer refused to postpone the hearing while that witness was in the restroom. Aplt. Opening Br. at 13. First, Mr. Whitmore does not identify this “other” witness, or the purported content of the witness‘s statement. But, in any event, we agree with the district court that “[t]he ... Investigator‘s Report reveal[s] that [Mr. Whitmore] was informed of the charge and evidence against him, the date and time of the hearing, [and his] right to call witnesses at the hearing.” R. at 269. In fact, the record indicates that Mr. Whitmore was given “approximately 24 hours [to prepare] after being notified of the charge.” Id.
Upon review of the record, we conclude that Mr. Whitmore was given adequate advanced written notice of the disciplinary charges and an opportunity to present evidence.4 See Muhammad v. Wiley, 330 Fed.Appx. 165, 167 (10th Cir.2009) (noting
2
Mr. Whitmore contends that he was denied the opportunity to view a videotape that he claims would exonerate him. The district court rejected this claim. Although adopting a different rationale, we agree with the district court‘s ultimate rejection of this claim.
In his habeas petition, Mr. Whitmore states that he requested the videotape partly because it would have shown that “[he] was not in a[n] unauthorized area.” R. at 11. The magistrate judge concluded that the record demonstrates that Mr. Whitmore viewed this tape with the hearing officer and, in any event, he did not argue that the tape would exonerate him because he essentially admitted to being present in the DHO. Mr. Whitmore objected, claiming that the tape would exonerate him because it would also show that Officer Farnsworth instructed him to go to the DHO. The district court denied the objection, and concluded that Mr. Whitmore had waived the foregoing argument because he
We respectfully disagree with the district court‘s procedural rejection of Mr. Whitmore‘s argument on waiver grounds, but ultimately conclude that he has failed to make a substantial showing of a denial of a constitutional right. Accordingly, Mr. Whitmore is still not entitled to a COA. Mr. Whitmore clearly averred in his original habeas petition that the video would show that the “[correctional officer] told [him] to go to [the] DHO.” R. at 11. And, of course, even though Mr. Whitmore did not explicitly use the district court‘s language—viz., that the tape would “exonerate” him—we must accord his briefing “a solicitous construction” in light of his pro se status. Van Deelen v. Johnson, 497 F.3d 1151, 1153 n. 1 (10th Cir.2007). In that respect, we find it hard to conceive of any more “exonerating” evidence than a tape that allegedly shows Officer Farnsworth instructing Mr. Whitmore to go to the DHO, when the officer denied giving such an instruction.
Nonetheless, it is clear that Mr. Whitmore‘s claim is meritless and, therefore, he cannot even begin to make a substantial showing of the denial of a constitutional right on this ground. The record demonstrates that he was given the opportunity to “present relevant documentary evidence during the hearing,” R. at 122, and that
D
Mr. Whitmore also argues that he was denied an impartial decisionmaker because the hearing officer was biased, as demonstrated by other officers’ “retaliatory” conduct.5 The magistrate judge rejected this argument, finding that Mr. Whitmore had failed to “identify any specific acts of retaliation,” R. at 246, or “allege facts sufficient to demonstrate [that] the risk of unfairness was intolerably high or the existence of actual bias,” id. at 247.
Mr. Whitmore challenges the district court‘s finding that he failed to offer sufficient evidence demonstrating the partiality of the hearing decisionmaker. He claims that the decisionmaker could not have been impartial because he “deni[ed] ... [Mr. Whitmore‘s] right to call [his] wit
First, we have already found a lack of merit in Mr. Whitmore‘s claims that he was denied the opportunity to present witness statements. See Section II.C.1, supra. The same allegations do not constitute competent evidence of bias. The record is clear that Mr. Whitmore‘s allegations and statements were considered, but the hearing officer simply found more credible the statements of the correctional officers. See Morgan v. Quarterman, 570 F.3d 663, 668 (5th Cir.2009) (rejecting an inmate‘s allegations that the hearing officer demonstrated partiality or bias by restricting the scope of the inmate‘s questioning of the charging officer); cf. Jordan v. Wiley, 411 Fed.Appx. 201, 210 (10th Cir.2011) (suggesting that bias may be found where the hearing officer assigns “categorical[] credib[ility]” to the statements of prison officials).
Mr. Whitmore‘s other averments of bias are equally baseless. Generally, “in order to comport with due process, ... the decisionmaker must be impartial.” Gwinn v. Awmiller, 354 F.3d 1211, 1219 (10th Cir. 2004). “[H]onesty and integrity are presumed on the part of a tribunal, [and]
Here, as the magistrate judge noted, Mr. Whitmore‘s attempt to tie the alleged bias of Officer Kirkpatrick to this case is unavailing. In the first place, he fails to clearly set forth the relevant facts from the prior incident from which he alleges the bias arose. As best we can tell from carefully and liberally reviewing his brief, Mr. Whitmore‘s basic contention is that the bias arose from a previous incident where Officer Kirkpatrick submitted a misconduct charge against him that was ultimately reversed on appeal, and, during the disciplinary hearing relating to that charge, she “butt[ed ]in” and contradicted Mr. Whitmore‘s assertion that he had not received notice of the hearing. Aplt. Opening Br. at 19. Moreover, as discussed, Mr. Whitmore alleges that the disciplinary hearing officer presided over a prior misconduct charge involving Mr. Whitmore and was a colleague of the officers who submitted affidavits in support of the instant charge.
These facts do not show actual bias in the proceeding under review. Even if Officer Kirkpatrick harbored some ill will against Mr. Whitmore based upon their interaction in connection with the prior misconduct charge, that fact hardly indicates that the disciplinary hearing officer harbored any bias against Mr. Whitmore in his resolution of the disciplinary charge at issue here.6 Indeed, Mr. Whitmore‘s
And the fact that the reporting officers and the adjudicating officer were, generally speaking, professional colleagues does not demonstrate that the adjudicating officer had a direct connection to or interest in the incident at issue, or that this officer was predisposed towards reaching a result adverse to Mr. Whitmore. See Allen v. Parke, 114 Fed.Appx. 747, 752 (7th Cir. 2004) (“Merely working, or even being friends with the victim is mere tangential involvement, which does not require disqualification of the decision-maker[;] otherwise an outside hearing body would need to be brought in every time an inmate was charged with a crime against a prison official.” (citation omitted)). Consequently, this ground is without merit, and reason
E
Mr. Whitmore filed various motions supplementing his habeas petition. He filed (1) a motion seeking a stay of the proceedings and an order requiring the State to produce audiotapes and other evidence allegedly corroborating his claims; (2) a motion seeking to amend his request for a stay; and (3) a motion seeking permission to file a “hybrid” petition, adding a retaliation claim under
Mr. Whitmore‘s motions seeking a stay and to amend his stay motion primarily sought additional discovery to support his due-process claims. See Aplt. Opening Br. at 22 (“The District Court failed to consider the reasons behind Appellant‘s motion to stay proceedings, and motion to amend his motion to stay.“). The magistrate judge found that the record was sufficient for disposition of Mr. Whitmore‘s claims and the district court agreed. Having thoroughly considered the record in assessing whether to grant a COA regarding Mr. Whitmore‘s habeas claims, we are hard-pressed to discern any error in the district court‘s decision to deny these discovery-related motions. See Han Tak Lee v. Glunt, 667 F.3d 397, 404 (3d Cir.2012) (suggesting that discovery in habeas cases should be ordered where the requested evidence is “essential for the habeas petitioner to develop fully his underlying claim” (quoting Williams v. Beard, 637 F.3d 195, 209 (3d Cir.2011)) (internal quotation marks omitted)); accord Stevens v. McBride, 489 F.3d 883, 899 (7th Cir.2007). And Mr. Whitmore has not demonstrated the need for the additional material that he requests.
To the extent that Mr. Whitmore was seeking damages relief through his habeas petition, the district court plainly did not err in refusing him that option. By definition, habeas corpus in the instant context is limited to challenges to “the execution of a sentence,” Licon v. Ledezma, 638 F.3d 1303, 1311 (10th Cir.2011) (quoting Bradshaw v. Story, 86 F.3d 164, 166 (10th Cir.1996)) (internal quotation marks omitted); it is not meant to provide compensation for the “circumstances of confinement,” Muhammad v. Close, 540 U.S. 749, 750 (2004) (per curiam).
Furthermore, it is true that civil actions under
However, even assuming, arguendo, that Mr. Whitmore was actually seek
III
For the foregoing reasons, we DENY Mr. Whitmore a COA and DISMISS this matter.