MEMORANDUM OPINION
Presently pending and ready for resolution are several motions filed by Plaintiff David L. Whitehead and by Defendant
I. Background
Plaintiff filed this suit
pro se
in the Circuit Court for Prince George’s County, Maryland on April 19, 2001, alleging copyright infringement, fraud, conspiracy, and other various claims against Defendant Viacom and “Unnamed Does 1-50 or more.”
1
This is not the first time Plaintiff has filed suit against a media defendant alleging infringement of various works and other vague claims. Indeed, Plaintiff has filed at least nine lawsuits in this court and 23 lawsuits in the United States District Court for the District of Columbia against film companies, publishing companies, actors, producers, writers, and directors, as well as former President Bill Clinton, the CIA, and others. Every one of Plaintiffs suits has been dismissed or resolved in the defendants’ favor.
2
The court in the District of Columbia became so frustrated with Plaintiffs “opaque, nonsensical and frivolous” lawsuits and “egregious abuses of the judicial system” that, on February 23, 2001, it enjoined Plaintiff from filing anything with the court without prior court approval.
See Whitehead v. Paramount Pictures Corp.,
In the amended complaint, Plaintiff alleges a pattern, practice and scheme by Defendant, to “misappropriate, plagiarize and disseminate” Plaintiffs works.
3
Plaintiff also appears to allege a conspiracy against him by various judges. On June 14, 2002, Plaintiff filed a motion for recusal of the sitting judge. On June 19, 2002, Defendant Viacom filed a motion to dis
II. Analysis
A. Plaintiffs Motion for Recusal
Plaintiff filed a motion for the court to be recused from this case pursuant to 28 U.S.C. § 455(a) and (b). Section 455(a) provides that a judge or justice “shall disqualify himself in any proceeding in which his impartiality might reasonably be questioned.” The critical question presented by this sub-section “ ‘is not whether the judge is impartial in fact. It is simply whether another, not knowing whether or not the judge is actually impartial, might reasonably question his impartiality on the basis of all the circumstances.’ ”
United States v. DeTemple,
Plaintiffs motion appears to allege three bases for recusal: (1) that the court transferred one or more actions brought by Defendant to the United States District Court for the District of Columbia, where they were assigned to Judge Paul Friedman, (2) that the Judiciary Committee of the United States House of Representatives is reviewing cases which were before this court; and (3) that the Circuit Court for Prince George’s County, of which the sitting judge’s husband was a judge, was “unfair to the plaintiff and his aunt Linda J. Smith.” Pursuant to the standard adopted by the Fourth Circuit with respect to Section 455(a), the court must assess whether a reasonable observer, cognizant of all relevant information, might reasonably question the court’s impartiality in this matter. The court finds that a reasonable, well-informed observer could not reasonably question the court’s impartiality in this matter based on the allegations made by Plaintiff. First, the fact that this court transferred cases filed by Plaintiff to the District of Columbia has no bearing whatsoever on impartiality. “Judicial rulings alone almost never constitute a valid basis for a bias or partiality motion.”
Liteky v. United States,
Finally, the allegation that the Circuit Court has been “unfair” to Plaintiff and his aunt, and that such unfairness is somehow imputed to this court because of a spousal relationship with a former judge on the Circuit Court is highly unreasonable. No reasonable observer would question the court’s impartiality on this basis,
B. Defendant’s Motion to Strike the “First” Amended Complaint
Defendant filed a motion to strike what Plaintiff labeled as his “First Amended Complaint,” which was filed on October 22, 2002. In its motion, Defendant notes that Plaintiff already filed a first amended complaint in this case in the Circuit Court for Prince George’s County, prior to removal to this court on June 4, 2002. Defendant argues that the filing of the October 22 amended complaint in this court therefore violates Local Rule 103(6)(a) and Fed.R.Civ.P. 15(a) because it was made without leave of court and after Plaintiff had already amended once as of right. 4 Plaintiff appears to argue that he does not need leave of court to file a second amended complaint in this court because the first amended complaint was filed in state, not federal, court.
This argument is without support in the law. In fact, this argument was advanced and rejected in nearly identical circumstances in
Armstrong v. Unc-Lear Siegler, Inc.,
Civ.No. 98-736,
C. Defendant’s Motion to Dismiss or in the Alternative for Summary Judgment
Defendant argues in its motion to dismiss that the claims in the amended complaint are substantially the same as claims that have already been litigated and adjudged and are, therefore, barred as
res judicata.
5
Defendant also asserts that Plaintiff fails to state a claim upon which
1.. Standard of Review
A motion to dismiss pursuant to Fed. R.Civ.P. 12(b)(6) ought not be granted unless “it appears beyond doubt that the plaintiff can prove no set of facts in support of his claim which would entitle him to relief.”
Conley v. Gibson,
In reviewing the complaint, the court accepts all well-pled allegations of the complaint as true and construes the facts and reasonable inferences derived therefrom in the light most favorable to the plaintiff.
Ibarra v. United States,
2. Res Judicata
The Supreme Court has ruled that under the doctrine of
res judicata,
or claim preclusion, “[a] final judgment on the merits of an action precludes the parties or their privies from relitigating issues that were or could have been raised in that action.”
Federated Department Stores, Inc. v. Moitie,
... 1) the parties must be the same or in privity with the original parties; 2) the claims in the subsequent litigation must be substantially the same as those in the prior litigation; and 3) the earlier litigation must have resulted in a final judgment on the merits.
Shoup v. Bell & Howell Company,
a. Parties the Same or in Privity
Viacom is the named Defendant in the instant case. Previous cases on the same matters have been brought by Plaintiff against Paramount Pictures Corporation (“Paramount”), which is a wholly-owned subsidiary of Defendant.
See, e.g., Whitehead v. Paramount Pictures Corp.,
Civ. No.96-2436(PLF)(D.D.C.). This judicial district recently ruled in
Buckley v. Airshield Corp., et al.,
If a non-party who thus participates in litigation has an interest sufficiently close to the matter in litigation, and has adequate opportunity to litigate in support of or in defense against the cause of action on which the suit is based, the policies underlying the doctrine of judicial finality require that the participating non-party should be bound by the resulting judgment to the same extent as though he were a party to the action. And if his opponent had knowledge of the non-party’s participation, the same policies require that the Opponent should be bound by a judgment favorable to the non-party’s interest, in other litigation between the opponent and the participating non-party.
Id. at 980 (emphasis added).
In the case at bar, Defendant clearly had an interest in the subject matter of the earlier litigation since Defendant owns Paramount, which was the defendant in the earlier suits. Had the court in an earlier suit against Paramount ruled in favor of Plaintiff, Viacom would undoubtedly have been affected. Further, it is clear that Plaintiff is well aware of Viacom’s interest and participation in the earlier suits. For these reasons, the court finds that Viacom and Paramount are parties in privity for the purpose of res judi-cata.
b. Claims Substantially the Same
Plaintiff does not appear to dispute the contention that the claims in the instant suit are substantially the same as those in prior suits. The Fourth Circuit has held that an action is substantially the same as a prior action when it seeks the same relief and implicates the same set of material facts.
See Adkins v. Allstate Insurance Co.,
c. Final Judgment on the Merits
Defendant asserts that final judgment on the merits has already been reached on most of the claims brought by Plaintiff against Defendant in the instant action. Defendant has presented evidence that final judgment has been entered against Plaintiffs copyright infringement claims in several cases brought by Plaintiff over the past few years. 7 First, the United States District Court for the District of Columbia granted Defendants’ motion for summary judgment 8 on Plaintiffs plagiarism and copyright infringement claims filed in Whitehead v. Columbia Pictures, Civ. No. 98-2938(PLF)(D.D.C.) with respect to the following works: A Perfect Murder, How Stella Got Her Groove Back, Jerry Maguire, Most Wanted, Prince of Egypt, The Saint, Titanic, U.S. Marshal, Why Do Fools Fall in Love, How Do I Live, and Tyson. The court in that case ordered Plaintiff to pay the defendants (including Paramount, Viacom’s subsidiary) reasonable attorney’s fees and costs “[i]n light of plaintiffs ... decision to press forward with this and six other frivolous copyright actions .... ” Paper no. 26, ex.4. 9
Second, in
Whitehead v. Paramount Pictures,
Civ. No. 96-2436(PLF)(D.D.C.), summary judgment was entered against Plaintiff with respect to his claims of plagiarism and copyright infringement regarding the movies
Mission Impossible
and
Bad Company. See Whitehead v. Paramount Pictures,
Third, summary judgment was entered against Plaintiff in Whitehead v. Dreamworks, Civ.No. 98-1917(PLF)(D.D.C.) with respect to the movie Amistad. See Paper no. 26., ex. 12. One of the named defendants in that suit was Black Entertainment Television, Inc. (“BET”), which is a division of (and is therefore in privity with) Viacom. Fourth, summary judgment was entered against Plaintiff in Whitehead v. Metro Goldwyn Mayer Studio, Civ.No. 98-0256(PLF) (D.D.C.) with respect to the movie Red Corner. See Paper no. 26, ex. 15. As in the previous case, Plaintiff had named BET as a defendant. Fifth, summary judgment was entered in Whitehead v. New Line Cinema, Civ.No. 98-1231(PLF) (D.D.C.) with respect to the movie Wag the Dog. See Paper no. 26, ex. 18. In all of these cases, the United States Court of Appeals for the District of Columbia Circuit denied Plaintiffs appeals, motions for reconsideration, and petitions for rehearing en banc.
In light of the analysis above, the court finds that the requirements for res judica-ta have been met with respect to the following allegedly infringing works: A Perfect Murder, How Stella Got Her Groove Back, Jerry Maguire;. Most Wanted, Prince of Egypt, The Saint, Titanic, U.S. Marshal, Why Do Fools Fall in Love, How Do I Live, Tyson, Mission Impossible, Mission Impossible 2, Bad Company, Forrest Gump, Through Heaven’s Eyes, Amistad, Red Comer, and Wag the Dog. Accordingly, Plaintiff is barfed from bringing claims against Defendant with respect to these works, and Defendant’s motion to dismiss will be granted with respect to these works.
3. Failure to State a Claim/Summary Judgment
Defendant asserts that Plaintiff fails to state a claim upon which relief can be granted with respect to Austin Powers I, II & III, Enemy of the State, Eraser, Eyes Wide Shut, Hannibal,.Hercules, Only in America, The Net, Bad Company, Jerry Maguire, How Stella .Got. Her Groove Back, Red Comer, Amistad, Prince of Egypt, A Perfect Murder, U.S. Marshal, Most Wanted, Tyson, Wag the Dog, Through Heaven’s Eyes, How Do I Live, Forrest Gump, Why Do Fools Fall in Love because Viacom did not create, produce, release, or participate in any other way in these works. Defendant, however, also offers evidence that it did not have any involvement in these works and requests that the court treat the motion with respect to these works as a motion for summary judgment. Under Fed.R.Civ.P. 12(b):
If, on a motion asserting the defense numbered (6) to dismiss for failure of the pleading to state a claim upon which relief can be granted, matters outside the pleading are presented to and not excluded by the court, the motion shall be treated as one for summary judgment and disposed of as provided in Rule 56, and all parties shall be given reasonable opportunity to present all material made pertinent to such a motion by Rule 56.
Plaintiff was provided reasonable opportunity to present “all material made perti
It is well established that a motion for summary judgment will be granted only if there exists no genuine issue as to any material fact and the moving party is entitled to judgment as a matter of law. Fed. R.Civ.P. 56(c);
Anderson v. Liberty Lobby, Inc.,
When ruling on a motion for summary judgment, the court must construe the facts alleged in the light most favorable to the party opposing the motion.
United States v. Diebold, Inc.,
In Celotex Corp., the Supreme Court stated:
In cases like the instant one, where the nonmoving party will bear the burden of proof at trial on a dispositive issue, a summary judgment motion may properly be made in reliance solely on the “pleadings, depositions, answers to interrogatories, and admissions on file.” Such a motion, whether or not accompanied by affidavits, will be “made and supported as provided in this rule,” and Rule 56(e) therefore requires the non-moving party to go beyond the pleadings and by her own affidavits, or by the “depositions, answers to interrogatories, and admissions on file,” designate “specific facts showing that there is a genuine issue for trial.”
Celotex Corp.,
In the instant case, Defendant provided evidence that it was not involved in the creation, production, or release of the works listed in this sub-section.
See
Paper 26, ex. 21 (Decl. of Linda Ginsberg, Esq. ¶ 3), ex. 22-31. The burden is on Plaintiff to provide an affidavit or other similar evidence to confront Defendant’s summary
3. Plaintiffs Other Claims
Plaintiffs claims against Defendant for breach of implied contract, bad faith dealings, misappropriation of intellectual ideas, fraud, breach of fiduciary duty, privacy rights violation, and conspiracy have already been litigated and adjudged in earlier cases.
See Whitehead v. Time Warner, Inc., et al.,
Civ.No. 98-0257(PLF),
Moreover, the above claims, as well as the claims for unjust enrichment, breach of special duty, fraudulent concealment by a fiduciary, breach of constructive trust, RICO, retaliation, and violation of White House conflicts of interest law, appear to be premised upon Defendant’s alleged infringement of Plaintiffs copyright. Because Plaintiff .has failed to establish copyright infringement, however, these derivative claims must be dismissed for failure to state a claim upon which relief can be granted. 12 For all of these reasons, Defendant’s motion to dismiss Plaintiffs amended complaint will be granted. 13
Defendant filed a motion on September 6, 2002 to enjoin Plaintiff from filing additional motions and papers with this court without the court’s prior approval. “A federal court has the power to issue prefiling injunctions where vexatious conduct hinders the court from fulfilling its constitutional duty.”
Tucker v. Seiber,
Applying the above rules, the court finds that a prefiling injunction is appropriate in this ease. Initially, it is clear that Plaintiffs access to the courts will not be denied by the injunction' — he can file lawsuits with leave of the court and an accompanying affidavit. Courts have held this to be a permissible condition of a plaintiffs right to access.
See Procup, 792
F.2d at 1072-73;
Robinson v. Marion,
Furthermore, an analysis under the
Sa-fir
factors suggests that the requested in-junctive relief is appropriate. Plaintiff is clearly a vexatious litigant. He has filed nine lawsuits in this court during the past five years, as well as 23 lawsuits in the U.S. District Court for the District of Columbia (some of which had been transferred from this court). Every one of Plaintiffs suits filed in the U.S. District Court for the District of Columbia has been dismissed or resolved in favor of the defendants, and that court has barred Plaintiff from filing further suits in that jurisdiction without leave of court.
See Whitehead v. Paramount Pictures Corp.,
Furthermore, the nature and content of Plaintiffs motions suggest that he cannot possibly have a “good faith belief in the merit of the action.” Plaintiff has had ample time to secure counsel, but has not done so. His numerous lawsuits and appeals have caused needless expense and unnecessary burdens on both the court and Defendant. As Judge Friedman aptly stated, “Mr. Whitehead has no regard for our judicial system or the drain on its resources caused by his actions.” Id. Finally, it is evident to the court that the imposition of other possible sanctions on Plaintiff would be inadequate. Both the U.S. District Court for the District of Columbia and the D.C. Circuit Court of Appeals have found it necessary to impose sanctions on Plaintiff and/or award attorney’s fees to defendants’ counsel. Yet, he has proven that neither adverse decisions, nor monetary sanctions, nor the award of attorney’s fees will deter him from filing his meritless suits. Therefore, an injunction appears likely to be the only means adequate to put a stop to Plaintiffs egregious abuses of the judicial system. Accordingly, Defendant’s motion for an injunction enjoining Plaintiff from filing further papers without court approval is granted.
E. Other Pending Motions
There are numerous other motions filed by both parties pending in this case. Because the court will grant Defendant’s motion to dismiss the amended complaint, or in the alternative for summary judgment, the remaining motions are moot and need not be addressed.
III. Conclusion
For the foregoing reasons, the court will deny Plaintiffs motion for recusal. Defendant’s motion to strike the “first” amended complaint, Defendant’s motion to dismiss the amended complaint, or in the alternative for summary judgment, and Defendant’s motion to enjoin Plaintiff from filing further papers without court approval are granted. All other.motions are denied as moot. A separate order will be entered.
Notes
. Plaintiff originally filed this case in the Circuit Court for Prince George's County in April 2001, naming a non-existent entity, "Viacom/UPN,” as the defendant. It appears that Plaintiff then amended his complaint on August 14, 2001, properly naming Viacom as a Defendant. Because of confusion regarding the name of the Defendant, Viacom apparently did not receive a copy of the amended complaint until May 30, 2002. See Paper no. 1, ¶ 5.
.
See Whitehead v. Paramount Pictures Corp., et al.,
. Fed.R.Civ.P. 15(a) provides that ''[a] party may amend the party's pleading once as a matter of course at any time before a responsive pleading is served .... Otherwise a party may amend the party’s pleading only by leave of court or by written consent of the adverse party
. The Fourth Circuit has previously upheld the assertion of
res judicata
in a motion to dismiss.
See Andrews v. Daw,
. Defendant also argues that Plaintiff's claims with respect to many of the allegedly infringing works are time-barred because the complaint was filed sifter the statute of limitations had run. The applicable statute of limitations, 17 U.S.C. § 507(b), bars civil copyright actions brought more than three years after the claim accrues.
See Hotdling v. Church of Jesus Christ of Latter-Day Saints,
. Plaintiff appears to argue that res judicata does not apply here because the United States District Court for the District of Columbia, he argues, lacked jurisdiction over the earlier cases which entered final judgments against him. He bases his argument on the July 9, 1996 opinion by Judge Robinson dismissing the copyright infringement claims in Whitehead v. Paramount Pictures Corp., Civ.No.96-1616 (D.D.C.) for lack of jurisdiction. Plaintiff appears to believe that the dismissal for lack of jurisdiction in that case (which had no parties in the District of Columbia and no allegation that the copyright claim arose in the District of Columbia) somehow affected the validity of the judgments in other suits where the court did have jurisdiction. This argument is clearly erroneous.
. The Fourth Circuit has held that “[f]or purposes of
res judicata,
summary judgment has always been considered a final disposition on the merits.''
Adkins,
. Defendant asserts that in addition to the works stated above, the song
Through Heaven’s Eyes
from the soundtrack to the movie
Prince of Egypt should
have been brought with the
Columbia Pictures
case and is therefore barred by
res judicata.
The court agrees. The Supreme Court has held that the doctrine of
res judicata
applies “not only as to every matter which was offered and received to sustain or defeat the claim or demand, but as to any other admissible matter which might have been offered for that purpose.”
Sunnen,
. While this case did not specifically name the film
Mission Impossible 2,
this sequel is encompassed in Judge Friedman's ruling that the characters and overall feel and concept of the original movie are “entirely different" from Plaintiff’s book.
See Whitehead v. Paramount Pictures,
. Note that the Westlaw citation for this case is incorrect, and that the correct year should be 2000.
. Note that the fraud, RICO, conspiracy, and White House conflicts of interest claims would be dismissed independent of the copyright infringement claim because they do not in any way implicate Defendant Viacom or its affiliates. Further, Plaintiff has failed to comply with the pleading requirement in Fed. R.Civ.P. 9(b) to state the circumstances constituting fraud "with particularity.”
. Plaintiff’s amended complaint is dismissed in its entirety. Although Plaintiff included "Unnamed Does 1-50 or' more” as defendants, a complaint may not stand against only unnamed, unserved defendants.
See, e.g., Western Capital Design, LLC v. New York Mercantile Exchange, et al.,
While Plaintiff merely included “Unnamed Does 1-50” on his amended complaint, his second amended complaint did identify numerous specific defendants. That proves irrelevant, however, because the court granted Defendant Viacom’s motion to strike the second amended complaint.
See
Section II, B. For these reasons, the amended complaint is
. For example, a motion filed by Plaintiff on August 16, 2002 requests that the court "incorporate the Government of the District of Columbia under the jurisdiction and control of the State of Maryland due to massive fraud, conspiracy, corruption and Rico.” Paper no. 52.
