White River Amusement Pub. v. Town of Hartford, Vt.White River Amusement Pub. v. Town of Hartford, Vt.
RULING ON CROSS MOTIONS FOR SUMMARY JUDGMENT
(Papers 42, 58, and 78)
Thе Town of Hartford, Vermont, the Selectboard of Hartford, Vermont, and Hunter Rieseberg, Todd Steadman, Leonard Berliner, Gayle Ottman, Ray Cerasoli, Richard Ballou, and Joseph Estey, individually (“Defendants”), request a grant of summary judgment on all claims brought by Plaintiff, White River Amusement Pub, Inc. (“Plaintiff’), under Fed.R.Civ.P. 56. Plaintiff, in turn, requests that the Court grant summary judgment on its claims in their entirety against Defendants. For the reasons stated herein, the Defendants’ motion is DENIED in part and GRANTED in part. Plaintiffs motion is GRANTED in part and DENIED in part.
BACKGROUND
Plaintiff began operating the White River Amusement Pub (“the WRAP”), located in downtown White River Junction within the Town of Hartford, Vermont in September 2001. The WRAP serves food and
In Spring 2002, at the request of the Selectboard, the Town’s Attorney, Robert Manby, Jr., researched and prepared a draft of a public indecency ordinance. During the drafting process, Attorney Manby considered similar local ordinances adopted by other Vermont towns. Upon completing the draft and sending it to the Selectboard for review, Attorney Manby recommended that they adopt a resolution stating that they had considered the “secondary effects” of adult entertainment as part of the enactment process. Paper 59, Ex. R. Attorney Manby apparently based his recommendation on the fact that this Court, in upholding a similar ordinance in
SBC Enterprises, Inc. and Shawn B. Cliche v. City of South Burlington,
Despite this advice from Attorney Man-by, the Selectboard did not adopt a statement describing any perceived negative secondary effects that the indecency ordinance was intended to address. During consideration and discussion of the ordinance at two meetings in April 2002, the Selectboard reviewed only the draft ordinancе, two letters from Attorney Manby, and similar ordinances previously enacted in other Vermont towns. Paper 59 ¶ 12; Defs.’ Objections to Pl.’s Statement of Undisputed Material Facts (Paper 65) ¶ 12. The Town Manager and some Selectboard members apparently also discussed potential negative secondary effects with constituents. Paper 65 ¶ 14.
After a brief public hearing on May 28, 2002 at which the Town Manager gave “an overview” of the ordinance, the Select-board adopted the Town of Hartford Public Indecency Ordinance (“the Ordinance”) by a unanimous vote. Paper 59 ¶¶ 7-9; Paper 65 ¶ 6. The Ordinance provides:
“Nudity” shall mean the showing of the human male or female genitals, pubic area or buttocks with less than a full oрaque covering (which fully opaque covering shall not be a facsimile designed to replicate or imitate the covered area), or the showing of the female breast with less than a fully opaque covering (which fully opaque covering shall not be a facsimile designed to replicate or imitate the covered area) of any portion of the nipple or the depiction of covered male genitals in a discernibly turgid state. A woman breastfeeding her child, irrespective of whether her breast is covered, shall not be considered in a state of nudity.
The Ordinance defines “Public Place” as “any location frequented by the public,” including “business and commercial establishments, ... night clubs, ... [and] cabarets.” The Ordinance also states, in pertinent part:
a. No person shall knowingly or intentionally in a public place:
1. engage in sexual intercourse;
2. appear in a state of nudity;
3. fondle his/her genitals;
4. fondle the genitals of another person;
5. fondle his/her breasts; or
6. fondle the breasts of another person.
b. No person who owns, leases, or controls property shall knowingly allow any person to engage in the conductdescribed in subparagraph a. above at any time such property is open to the public.
Subsequent to enacting the Ordinance, the Town received studies documenting negative secondary effects of adult businesses, and also held a public hearing at which the Selectboard members articulated them rationale for enacting the Ordinance — to combat the negative secondary effects of public nudity. Paper 65 ¶ 14; Defs.’ Reply Mem. of Law in Further Supp. of Joint Mot. for Summ. J. (Paper 61) at 6-7, Ex. E.
Plaintiff argues that the Ordinance violates its protections under the First, Fourteenth, and Fifth Amendments. In addition, Plaintiff claims Defendants’ conduct violates 42 U.S.C. § 1983, as well as Chapter 1, Article 13 and Chapter 1, Article 7 of the Vermont Constitution. Finally, Plaintiff asserts that the individual Defendants cannot claim qualified, legislative, or statutory immunity.
Plaintiff cites for support the undisputed fact that the Town of Hartford did not personally conduct a study of potential negative secondary effects that nude entertainment might have upon the Hartford community, and that at no time during pre-enactment hearings and meetings did the Hartford Selectboard discuss possible negative secondary effects. Paper 59 ¶¶ 5-9,12-16; Paper 65 ¶¶ 6-7.
Defendants, in turn, argue that the Ordinance meets constitutional standards under the First, Fourteenth, and Fifth Amendments, as well as under Chapter 1, Article 13 and Chapter 1, Article 7 of the Vermont Constitution. Finally, the individual Defendants assert that they are entitled to qualified, legislative, or statutory immunity.
DISCUSSION
Pursuant to Fed.R.Civ.P. 56(c), summary judgment is appropriate “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.”
World Trade Ctr. Props., L.L.C. v. Hartford Fire Ins.,
I. Mootness
As a preliminary matter, the Court must address the justiciability question. Defendants argue that the case is moot because Plaintiff no longer operates the WRAP due to a fire during the pendency of the current motions. Defs.’ Feb. 2005 Mem. of Law in Supp. of Mot. for Summ. J. (Paper 79); Defs.’ Feb. 2005 Local Rule 7.1(c) Statement of Undisputed Material Fact (Paper 80).
A case is moot “when the issues presented are no longer ‘live’ or the parties lack a legally cognizable interest in the outcome.”
City of Erie v. Pap’s A.M.,
Here, Plaintiff submitted an affidavit stating that it intends to “continue to provide the same dance entertainment ... when the WRAP reopens,” and possibly at other locations as well. Affidavit of Daniel Garr (Paper 83) ¶¶ 10-11 (citing the WRAP’S lease which is in effect until July 15, 2006). Plaintiffs claims, therefore, are not moot; there is a reasonable expectation that upon the WRAP’S re-opening, the Town would enforce the Ordinance, subjecting Plaintiff to the same substantial harm.
See Pap’s A.M.,
The case is not moot since the WRAP continues to face a threat of future harm when the Town enforces the Ordinance. Therefore, Defendants’ motion for summary judgment on that ground is DENIED. Now to the merits.
II. Freedom of Expression
Plaintiff claims that the nude dance entertainment provided at the WRAP is protected expression under the First Amendment. Being in a state of nudity is not an inherently expressive condition. The Supreme Court has consistently held, however, that nude dancing of the type at issue here is expressive conduct that falls within the outer ambit of the First Amendment’s protection.
Pap’s A.M.,
To determine what level of scrutiny appliеs to the ordinance at issue, the Court must determine whether Hartford’s Ordinance is related to the suppression of expression.
Pap’s A.M.,
Under
O’Brien,
an ordinanсe is valid if (1) the government regulation is within the constitutional power of the government; (2) the regulation furthers an important or substantial government interest; (3) the government interest is unrelated to the suppression of free speech; and (4) the restriction is no greater than is essential to the furtherance of the government interest.
O’Brien,
A. The First and Fourth O’Brien Factors
The Ordinance meets the first and fourth
O’Brien
factors. Regarding the first factor, there is no doubt that the Ordinance is within the government’s lawful powers.
See Pap’s A.M.,
The fourth factor of the
O’Brien
test requires that any incidental restriction on alleged First Amendment freedoms be no greater than essential to further the government’s interest. The plurality in
Pap’s AM.
concluded that an absolute ban on nudity meets the
O’Brien
test because “the requirement thаt dancers wear pasties and G-strings is a minimal restriction in furtherance of the asserted government interests, and the restriction leaves ample capacity to convey the dancer’s erotic message.”
Pap’s A.M.,
B. The Second and Third O’Brien Factors
The third O’Brien factor—whether the government interest is unrelated to the suppression of free expression—follows from the second—regarding whether the Ordinance’s purpose furthers an important government interest. It appears that the third factor is satisfied here because the Selectboard has subsequently stated that its interest in passing the Ordinance was to prevent the secondary negative еffects associated with nude adult entertainment, not merely to suppress erotic expressive speech. Mr. Steadman has stated that, as Chair of the Selectboard, “I put the ordinance on the agenda because of my desire to protect economic development opportunities within the Town,” and at a September 9, 2002 public hearing, the Selectboard stated its rationale for enacting the Ordinance, based on the potential for negative secondary effects. Aff. of Todd Steadman (Paper 45) at ¶¶ 13-14; Paper 65 at ¶ 14.
It is the related second factor, however, that is problematic.
See, e.g., SOB, Inc.,
1. The Applicable Standard
The Supreme Court’s secondary effects jurisprudence is riddled with a number of no-clear-majority decisions.
See Peek-A-Boo Lounge,
According to the standard first set out in Renton,
The First Amendment does not require a city, before enacting such an ordinance, to conduct new studies or produce evidence independent of that already generated by other cities, so long as whatever evidence the city relies upon is reasonably believed to be relevant to the problem that the city addresses.
Renton,
A government, however, cannot “get away with shoddy data or reasoning. The municipality’s evidence must fairly support the municipality’s rationale for its ordinance.”
Alameda Books,
Finally, while the “reasonably believed to be relevant” evidentiary standard is not particularly demanding, neither the Supreme Court nor circuit courts have found it satisfied by a low level of justification.
See R.V.S.,
In short, the second O’Brien factor requires that Defendants demonstrate that the Selectboard, in enacting the Ordinance, relied upon evidence reasonably believed to be relevant to the problem of negative secondary effects, and the evidence fairly suрports the Selectboard’s rationale for the Ordinance.
Defendants assert that they do not have to provide such evidentiary support, in reliance upon this Court’s earlier decision in
SBC Enterprises v. City of South Burlington,
Reliance on SBC Enterprises, however, is misplaced in light of more recent secondary effects jurisprudence. First, in Pap’s A.M., Justice Souter recanted his position in Barnes 2 upon which Judge Gagliardi relied in SBC Enterprises. Justice Souter explained in Pap’s A.M. that
[i]n several recent cases, we have confronted the need for factual justifications to satisfy intermediate scrutiny under the First Amendment.... Those cases do not identify with any specificity a particular quantum of evidence, nor do I seek to do so in this brief concurrence. What the cases do make plain, however, is that application of an intermediate scrutiny test to government’s assеrted rationale for regulation of expressive activity demands some factual justification to connect that rationale with the regulation in issue.
rests on a demand for an evidentiary basis that I failed to make when I concurred in Barnes. ... [A]fter many subsequent occasions to think further about the needs of the First Amendment, I have come to believe that a government must toe the mark more carefully than I first insisted.
Id.
at 316,
In another development since
SBC Enterprises,
the Supreme Court clarified
Renton’s
requirement that a municipality act on evidence “reasonably believed to be relevant” to the problem of secondary effects does not mean “that a municipality can get away with shoddy data or reasoning. The municipality’s evidence must fairly support the municipality’s rationale for its ordinance.”
Alameda Books,
Finally, recent federal case law explicates the inference in
Renton
that it requires pre-enactment evidence.
3
See Peek-A-Boo Lounge,
In conclusion, the second O’Brien factor requires a demonstration from the Select-board that, at the time it enacted the Ordinance, it relied upon at least some evidence reasonably believed to be relevant to its interest in preventing negative secondary effects associated with nude adult entertainment, and that the evidence fairly supported its rationale for the Ordinance.
2. Application of the Standard
Before enacting the Ordinance, the Hartford Selectboard considered only (1) public indecency ordinances from the City of Rutland, City of South Burlington, and Essex Junction, (2) two letters from Town Attorney Manby, including his indication that this Court upheld a similar statute in SBC Enterprises, and (3) the Town Manager’s “overview” оf the Ordinance. Paper 59 ¶¶ 6-15; Paper 65 ¶¶ 6, 8,12. Although some Selectboard members discussed negative secondary effects with constituents, the Defendants concede that they did not discuss secondary effects during the preenactment meetings and public hearing. Paper 65 ¶¶ 6, 8, 14. The Board did not undertake a study of potential secondary effects, nor consider other municipalities’ studies until after enactment. Paper 65 ¶ 15. Despite specific advice from Attorney Manby, the Selectboard also did not adopt a resolution describing any perceived secondary effects that the Ordinance was intended to address. Not until September 2002 did the Selectboard publicly explain its rationale for the Ordinancе. Paper 65 ¶ 14; Paper 61 at 6-7.
Plaintiff presented the following evidence in support of its motion for summary judgment: Defendants Steadman and Ottman testified under oath that they are not aware of any adverse secondary effects caused by the WRAP since its opening in September 2001. Paper 59 ¶¶ 20, 23, Exs. U, X. Mr. Steadman also testified that he is unaware of an increase in crime and a number of new businesses have opened in the direct vicinity of the WRAP and existing businesses have moved to the area in which the WRAP is located. Paper 59 ¶¶ 21, 22, Exs. V, W. Defendant Berliner added that the WRAP has not had a negative effect on commercial property rental and sales values. Paper 59 ¶ 24, Ex. Y. Police Chief Estey testified that he has written reports of criminal activity that can be attributed to the entertainment provided by the WRAP and a greater number of complaints and police attention were attributable to the pool hall that operated before the WRAP. Paper 59 at ¶ 25, Ex. AA. Finally, local business owners have testified the WRAP has not negatively affected their downtown businesses. Paper 59 ¶ 27, Ex. BB.
Because Plaintiff provided evidence rebutting the Defendants’ rationale for enacting the ordinance, the burden shifts to the Defendants to add evidentiary support to their theory of negative secondary effects.
Alameda Books,
Defendants additionally rely upon Attorney Manby’s letter alerting them to the decision in
SBC Enterprises,
upholding a similar ordinance. Paper 45 ¶ 12. The
Peek-A-Boo Lounge
court, however, noted that such a passing reference to a judicial opinion is insufficient to satisfy the government’s evidentiary burden.
Defendants also cite for support meeting minutes showing that the Town Manager gave “an overview” of thе draft ordinance to the Selectboard before enactment. Paper 65 ¶¶ 6, 8. The court in
Gazarkiewicz v. Town of Kingsford Heights, Ind.,
Finally, Defendants emphasize the fact that several months after enacting the Ordinance, the Selectboard held a public hearing on the Ordinance at which they articulated their rationale for enactment, and also received multiple studies documenting the negative secondary effects of adult business — although Defendants make no effort to relate the studies to the potential for secondary effects in Hartford. Paper 45 ¶¶ 4-5; Paper 61 at 6-7, Ex. E. Contrary to Defendants’ arguments, however, case law suggests that they must demonstrate they relied on at least some pre-enactment evidence to support their rationale for enacting the Ordinance to combat negative effects.
See supra
at p. 426. In fact, Defendants’ pre-enactment evidence of its consideration of secondary effects falls short of that proffered in other cases in which there were findings thаt
OBrien’s
second factor had been satisfied.
See R.V.S.,
As in
Alameda Books,
this Court acknowledges that “courts should not be in the business of second-guessing fact-bound empirical assessments of city planners.”
In conclusion, Hartford’s Public Indecency Ordinance fails to meet the second part of the OBrien test because the Town has not shown that it furthers the substantial government interest of preventing the negative secondary effects associated with nude adult entertainment. Because the Hartford Ordinance does not satisfy the second part of the O’Brien test, the Ordinance violates Plaintiffs First Amendment right to free expression, and is therefore unconstitutional.
III.Prior Restraint
? alleges the Ordinance constitutes a prior restraint on its right to free speech. Plaintiffs challenge does not qualify under the specialized exception for “prior restraints on speech” because it does not involve a permitting or licensing scheme or other prior review but instead an after-the-fact enforcement.
United States v. Frandsen,
IV. Equal Protection
Plaintiff alleges the Hartford Public Indecency Ordinance is unconstitutional under the Equal Protection Clause of the Fourteenth Amendment. “For a case to be deemed justiciable under Article III, it must be ripe.”
Marchi v. Bd. of Coop. Educ. Services,
V. Regulatory Taking
Plaintiff alleges the mere enactment of the Ordinance has deprived the WRAP of all economically viable uses of its property. Anything less than a complete elimination of value may still be considered a regulatory taking by taking into account the Ordinance’s economic effect on the landowner, the extent to which the regulation interferes with reasonable investment-backed expectation, and the character of the government action.
Palazzolo v. Rhode Island,
VI. Vermont Constitution
The U.S. Constitution is not the only foundation of Plaintiffs claims; he also cites the guarantees of the Vermont Constitution, specifically Chapter I, Article 7, the Common Benefits Clause, and Chapter I, Article 13, recognizing the right to freedom of speech.
The Vermont Supreme Court has suggested that “the right of free speech guaranteed under Chapter I, Article 13 is coextensivе with the First Amendment,” although it has reserved final judgment on the issue.
State v. Read,
VII. Immunity
Plaintiff concedes its state law claims are barred against Individual Defendants because Vermont law grants immunity to all appointed or elected municipal officials. See Paper 51 at 9-10; 24 V.S.A. § 901(a) (2004). Therefore, this Court will consider only the federal law claims against the Individual Defendants.
As to all claims, a subclass of the Individual Defendants, consisting of Chairman Todd Steadman and Town Selectboard members Leonard Berliner, Gayle Ottman, Ray Cerasoli, and Richard Ballou (“Legislative Defendants”), argues that all claims are barred by either the doctrine of qualified immunity or legislative immunity. 6 The remaining two defendants, Hunter Rieseberg, as Town Manager, and Chief of Police Joseph Estey, were not personally involved in the enactment of the Ordinance at issue in this case, and request summary judgment on all of Plaintiffs civil rights claims against them.
Local legislators are entitled to absolute immunity from civil liability under Section 1983 for their legislative activities.
Bogan v. Scoth-Harris,
All of Plaintiffs damages claims arise from the Town of Hartford’s enactment of the Public Indecency Ordinance, effectuated by the Legislative Defendants. The Selectboard held a public hearing about the Ordinance, voted upon and enacted the Ordinance. The Legislative Defendants’ actions bear the essence of traditional legislative activity and “reflected a discretionary, policymaking decision implicating the ... priorities of the town.”
Bogan,
Because the Legislative Defendants qualify for legislative immunity, the Court does not have to reach the question of qualified immunity for them.
The remaining Defendants, Town Manager Rieseberg and Chief of Police Estey, are both executive municipal officers and have no legislative powers or duties.
See
24 V.S.A. §§ 1235-38 (town manager); 24 V.S.A. § 1931(b) (municipal police chief). Therefore, Defendants Rieseberg and Estey were not personally involved in the Ordinance’s enactment.
See Wright v. Smith,
CONCLUSION
For the reasons stated herein, Defendants’ motion for summary judgment on the grounds of mootness is DENIED. Plaintiffs motion for summary judgment is GRANTED to the extent this Court finds the Hartford Public Indecency Ordinance violates Plaintiffs First Amendment right to free expression. Plaintiffs motion for summary judgment is DENIED with respect to Plaintiffs Equal Protection, Regulatory Taking, and all Vermont Constitutional claims. Defendants’ motion for summary judgment is DENIED to the extent it requests a finding of Constitutionality of the Ordinance. The Individual Defendants’ motion for summary judgment is GRANTED with respect to all damages
SO ORDERED.
Notes
.
Alameda Books
addressed the standard in the context of a zoning ordinance. Although zoning and public nudity ordinances are evaluated under different
tests
— Renton and
O’Brien,
respectively — the standard discussed in
Alameda Books
applies to a similar prong in each test, regarding whether the ordinance "furthers” or "serves,” respectively, the government's alleged interest in combating negative secondary effects.
See Peek-A-Boo Lounge,
. Because Justice Souter provided the narrowest grounds for the judgment in
Barnes,
his concurrence constitutes the holding of the
. As quoted above at page 13, the
Renton
Court stated that "[t]he First Amendment does not require a city,
before enacting such an ordinance,
to conduct new studies or produce evidence independent of that already generated by other cities, so long as whatever evidence the city relies upon is reasonably believed to be relevant to the problem the city addresses.”
. Defendants cite
BGHA
v.
City Universal City,
. The fact that Plaintiff no longer operates the WRAP due to the fire during the pendency of the current motions does not affect this result.
. Municipalities do not enjoy either absolute or qualified-immunity from suit under Section 1983.
Leatherman v. Tarrant County Narcotics Intelligence & Coordination Unit,