OPINION
Plaintiff, Tami Whitaker, sued her employer, Defendant Bosch Braking Systems *924 Division of Robert Bosch Corporation, alleging that Defendant violated the Family and Medical Leave Act, 29 U.S.C. §§ 2601-2654 (FMLA), by denying her leave under the FMLA while she was pregnant. Plaintiff wanted to limit her working hours to eight hours per day, forty hours per week. Both parties have moved for summary judgment.
I. Facts
Plaintiffs job consisted of standing on her feet at all times, constant moving, and inserting screws and plugs with a rivet gun. In December 1998, Plaintiff became pregnant. She experienced considerable “morning sickness” — nausea, vomiting, and cramping — because of the pregnancy. Plaintiffs physician, Dr. Robert Brown, advised Plaintiff to limit her working hours and get more rest. Dr. Brown was concerned that if Plaintiff spent too much time on her feet at work she would risk hypertension and premature delivery.
At oral argument, Plaintiffs attorney said that Plaintiffs need to be relieved from overtime was purely prophylactic. In other words, Plaintiff needed some relief from the long hours and heavy work in her factory job so that she could deliver a healthy baby. This is consistent with Dr. Brown’s testimony. Delivery of a healthy baby was important to Plaintiff, as it is to most parents-to-be, as is shown by the fact that she had been using fertility drugs.
After speaking with her physician, Plaintiff met with her union representative and her supervisor. Plaintiff then applied for FMLA leave on January 18, 1999. The leave which Plaintiff sought was that she be relieved from working overtime which, from time to time, could be assigned to her under a collective bargaining agreement. She could and would continue to work forty hours per week. Plaintiff gave Defendant only a note signed by Dr. Brown which states:
14 Jan 1999
To whom it may concern
Tami Whitaker is pregnant and her work should be limited to 8 hours/day 40 hours/week.
Dennis Crossno, a human resources manager for Defendant, told Plaintiff that she had to fill out a leave form and bring in a doctor’s note. 1 Thereupon, Plaintiff presented Defendant with an “Application for Family Leave of Absence” and a “Certification of Health Care Provider.” The Certification is signed by Dr. Brown. Among other things, the certification says:
4. Describe the medical facts which support your certification, including a brief statement as to how the medical facts meet the criteria of one of these categories:
This patient is pregnant with a EDC of 9-14-99. The patient is required, to complete all prenatal visit [sic] for a healthy pregnancy.
5. a. State the approximate date the condition commenced, and the prob *925 able duration of the condition (and also the probable duration of the patient’s present incapacity if different):
LMP 12-7-98 with a EDC of 9-11-99. IpO wks. to completed pregnancy.
b. Will it be necessary for the employee to take work only intermittently or to work on a less than full schedule as a result of the condition (including for treatment described in Item 6 below)?
Yes |x| No □ If yes, give the probable duration:
To attend prenatal visits.
c. If the condition is a chronic condition (condition #4) or pregnancy, state whether the patient is presently incapacitated and the likely duration and frequency of episodes of incapacity.
Normal pregnancy at this time. Due to pregnancy 8 hours a day, lfitwk should be allowed.
(Footnotes omitted.) Defendant denied Plaintiff FMLA leave. Plaintiff submitted another note from Dr. Brown, but this note was identical to the first note and unsatisfactory to Defendant because it contained no medical detail.
After Defendant denied Plaintiff leave under the FMLA, Plaintiff refused to work overtime anyway. Crossno called Plaintiff into his office and told Plaintiff that if she did not get a doctor’s slip stating that she could work overtime she would have to take short term disability leave. Plaintiff took the short term disability leave. She is suing for the difference between the wages and bonus she would have earned working forty hours per week less the amount she received from short term disability.
II. Summary Judgment Standard
Summary judgment is appropriate if there is no genuine issue as to any material fact and the moving party is entitled to a judgment as a matter of law. Fed.R.Civ.P. 56. Material facts are facts which are defined by substantive law and are necessary to apply the law.
Anderson v. Liberty Lobby, Inc.,
III. Discussion
The FMLA was enacted in 1993 to “help men and women balance the conflicting demands of work and personal life.”
Price v. City of Fort Wayne,
An employee seeking FMLA leave is obligated to give the employer notice sufficient to alert the employer leave is FMLA-qualifying leave. 29 U.S.C. § 2612(e);
see also Brohm v. JH Props., Inc.,
In this case, Plaintiff claims that she was entitled to FMLA leave pursuant to 26 U.S.C. § 2612(a)(1)(D), which grants leave based on “a serious health condition that makes the employee unable to perform the functions of the position of such employee.” To prevail on her claim, Plaintiff must show that:(l) she had a serious health condition; (2) that prevented her from performing her job duties; and (3) she gave Defendant reasonable notice of her need to take leave and the reasons for doing so.
Pendarvis v. Xerox Corp.,
The contested issues are whether Plaintiff had a serious health condition and, if so, whether Plaintiff provided Defendant sufficient proof of a serious health condition. Defendant does not dispute Plaintiffs status as an eligible employee under the FMLA or its status as a covered employer. Defendant also does not dispute that Dr. Brown is a health care provider under the FMLA.
A. Did Plaintiff Have A “Serious Health Condition”?
The FMLA defines “serious health condition” as “an illness, injury, impairment, or physical or mental condition that involves — (A) inpatient care in a hospital, hospice, or residential medical care facility; or (B) continuing treatment by a health care provider.” 29 U.S.C. § 2611(11). Because Plaintiff was not an inpatient in a hospital, hospice, or residential medical care facility, the inquiry is whether Plaintiff had a physical condition involving continuing treatment by a health care provider. The statute does not provide further guidance on what constitutes continuing treatment by a health care provider. However, the Secretary of Labor has authority to promulgate regulations to implement the FMLA. 29 U.S.C. § 2654. Pursuant to that authority, the Secretary has issued regulations that address what constitutes continuing treatment by a health care provider. With regard to pregnancy, the pertinent regulation states:
(2) Continuing treatment by a health care provider. A serious health condi *927 tion involving continuing treatment by a health care provider includes any one or more of the following:
(ii) Any period of incapacity due to pregnancy, or for prenatal care.
29 C.F.R. § 825.114(a)(2)(ii). A period of incapacity includes “inability to work, attend school or perform other regular daily activities due to the serious health condition, treatment therefor, or recovery therefrom.” 29 C.F.R. § 825.114(a)(2)(i).
Plaintiff contends that the condition of pregnancy, without more, is a serious health condition. Plaintiff asserts that in enacting the FMLA, Congress intended all pregnancies, not just “abnormal pregnancies”, to constitute a serious health condition. There is some support for this argument. The legislative history of the FMLA contains language that “ongoing pregnancy” is a serious health condition. See H.R.Rep. No. 103-8 (1993), reprinted in 1993 U.S.C.C.A.N. at 3, 31 (listing “ongoing pregnancy” as a possible serious health condition); S.Rep. No. 103-3 (1993), reprinted in 1993 U.S.C.C.A.N. at 30-31 (same).
Defendant argues that pregnancy is a serious health condition only if it renders an employee incapacitated or otherwise unable to perform her job. Defendant relies on 29 C.F.R. § 825.114(a)(2)(h), quoted above, and 29 C.F.R. § 825.112(c), which states: “Circumstances may require that FMLA leave begin before the actual date of birth of a child. An expectant mother may take FMLA leave ... before the birth of the child for prenatal care of if her condition makes her unable to work.” Other legislative history supports Defendant’s position. In particular, the Senate Report states that, “[w]ith respect to an employee, the term ‘serious health condition’ is intended to cover conditions or illnesses that affect an employee’s health to the extent that he or she must be absent from work on a recurring basis or for more than a few days for treatment or recovery.” S.Rep. No. 103-3, 1993, reprinted in 1993 U.S.C.C.A.N. at 30.
Few courts have considered whether pregnancy, by itself, constitutes a serious health condition. Of those that have, most have held, at least implicitly, that pregnancy is not a serious health condition unless the pregnancy and related conditions precluded the employee from performing her job. In
Gudenkauf v. Stauffer Communications, Inc.,
The “incapacity” requirement in 29 C.F.R. § 825.114(a)(2) is consistent with the requirement in 29 U.S.C. § 2612(a)(1)(D) that the health condition be so serious that the employee is unable to perform the functions of his position. Though Congress listed “ongoing pregnancy” as an example of a serious *928 health condition, pregnancy entitles the employee to FMLA leave only if prenatal care is needed or her condition makes her unable to work. 29 U.S.C. § 2612(a)(1)(D); 29 C.F.R. §§ 825.112(c), 825.114(a)(2).
Id. at 475 n. 12. It appears to this Court that the Gudenkauf court found that the “incapacity” requirement of 29 C.F.R § 825.114(a)(2) must be established in order for pregnancy to constitute a serious health condition, even though it considered it redundant of the requirement of 29 U.S.C. § 2612(a)(1)(D) that the condition render the “employee unable to perform the functions of the position.”
The court in
Dormeyer v. Comerica Bank
—Ill., No. 96 C 4805,
In
Harvender v. Norton Co.,
No. 96-CV-653,
This Court agrees with
Dormeyer
that pregnancy “per se” is not a serious health condition. The regulations, which this Court finds to be reasonable and a valid exercise of the Secretary of Labor’s authority, explicitly provide that pregnancy can be a serious health condition based upon continuing treatment by a health care provider only if the pregnancy produces a period of incapacity or if prenatal care is sought. 29 C.F.R. § 825.114(a)(2)(ii). The regulations acknowledge that pregnancy is treated differently from other conditions because in most cases, the employee must establish incapacity for more than three consecutive calendar days,
see
29 C.F.R.
*929
§ 825.114(a)(2)(i), and either treatment two or more times by a health care provider or at least one treatment by a health care provider resulting in a regimen of treatment under the supervision of the health care provider,
see
29 C.F.R. § 825.114(i)(A),. (B), while a pregnant employee need not establish those conditions. However, “incapacity” is a requirement all FMLA plaintiffs must show.
See Navarro,
Because the Court has determined that pregnancy per se does not constitute a serious health condition, Plaintiff can succeed in establishing her claim only if she can establish a period of incapacity due to her pregnancy. Defendant asserts that Plaintiff cannot establish a serious health condition because the Certification and notes submitted by Dr. Brown indicated that Plaintiff was having a normal pregnancy, there were no facts showing that her pregnancy rendered her unable to work overtime, and there were no physical restrictions. According to Defendant’s view, if Plaintiff was having a normal pregnancy and was otherwise not physically unable to perform her job duties, she did not have a serious health condition under the FMLA.
In
Gudenkauf,
the court concluded that the plaintiffs own deposition testimony and affidavit regarding back pain, nausea, headaches and swelling during her pregnancy failed to show that she suffered from a serious health condition because neither the plaintiffs obstetrician nor her registered nurse practitioner either “directed or authorized” the employee to take leave for her pregnancy, and her obstetrician testified that the plaintiffs medical records did not show that the plaintiff requested or that the obstetrician gave any authorization to take leave prior to the delivery.
In
Brannon v. OshKosh B’Gosh, Inc.,
Plaintiff does not meet the definition of serious health condition because, although she saw a doctor and was given three prescriptive drugs, there is no proof that plaintiff was “incapacitated” for more than three calendar days. Plaintiff stayed home from work for more than three days, but plaintiff cannot show she was unable to work, or that her absence was “due to” her illness. 29 C.F.R. § 825.114(a)(2)®. First, Dr. Clapp never advised plaintiff to remain off work. Dr. Clapp’s speculation that it was reasonable for someone to miss three or four days for her type of illness is insufficient to prove that the absence was necessary. Second, plaintiffs own testimony that she was “too sick to work” is also insufficient to prove that her absence was necessary. Finally, Dr. Clapp cannot testify that plaintiff was unable to perform the functions of her job at the Jamestown plant in light of her illness. 29 U.S.C. §§ 2612(a)(1)(D).
Id. at 1037. On the other hand, the court held that the evidence showed that the plaintiffs daughter was incapacitated (i.e., unable to go to day care), because the physician advised that the daughter should stay home from day care until she was free of fever. The court held that the plaintiffs testimony that the daughter had a fever for more than three days, “coupled with medical testimony that [the daughter] should have remained out of day care while she had a fever, is sufficient to prove that she was incapacitated for more than three consecutive calendar days.” Id.
Gudenkauf and Brannon hold that a plaintiff may prove “incapacity” through evidence that a health care provider determined that the plaintiff was unable to work because of the injury or illness. As one court has stated:
Under this standard, in order to show that he or she was “required” to miss work for more than three days, a plaintiff employee must show that he or she was prevented from working because of *931 the injury or illness based on a medical provider’s assessment of the claimed condition .... it means that a “health care provider” has determined that, in his or her professional medical judgment, the employee cannot work (or could not have worked) because of the illness.
Olsen v. Ohio Edison Co.,
Defendant’s primary argument is that Plaintiff cannot establish a serious health condition because she had a normal pregnancy and was physically able to perform her job. 'While Defendant’s argument is factually correct, it fails as a matter of law because nothing in the FMLA provides that a pregnancy can constitute a serious health condition only if the pregnancy is abnormal or if the employee is physically unable to perform her job. Plaintiff had a normal pregnancy and was physically able to perform her job; yet, she was prevented from working due to the restrictions imposed by her doctor
because
of her pregnancy. What Defendant’s argument fails to take into account is that two women with normal pregnancies may be exposed to different risks because of different job duties. A pregnant legal secretary, for example, with ordinary secretarial duties, is unlikely to be exposed to any special risks to her pregnancy (other than those posed by working for a lawyer) in the course of her job. On the other hand, extreme heat may pose a risk to the pregnancy of a woman working on a road crew. Exposure to chemicals on the job, as was the case with the plaintiff in
Harvender, see
B. Did Plaintiff Provide Sufficient Proof of a Serious Health Condition?
Defendant also asserts that Plaintiffs claim must fail because she failed to provide adequate documentation of a serious health condition. 2 As mentioned above, pursuant to 29 U.S.C. § 2613(a), an *932 employer may require that a request for leave under 29 U.S.C. § 2612(a)(1)(D) be “supported by a certification issued by the health care provider.” The certification must state, among other things: (1) the date on which the serious health condition commenced; (2) the probable duration of the condition; (8) the appropriate medical facts within the knowledge of the health care provider regarding the condition; (4) if leave is sought under 29 U.S.C. § 2612(a)(1)(D), a statement that the employee is unable to perform the functions of the position of the employee; and (5) in the case of certification for intermittent leave, or leave on a reduced leave schedule, under 29 U.S.C. § 2612(a)(1)(D), a statement of the medical necessity for the intermittent leave or leave on a reduced leave schedule, and the expected duration of the intermittent leave or reduced leave schedule. See 29 U.S.C. § 2613(b). If the employer is dissatisfied with the certification, it may require, at its own expense, second and third certifications. See 29 U.S.C. § 2613(c), (d).
Citing
Sims v. Alameda-Contra Costa Transit District,
Defendant’s only objection to the sufficiency of the certification is that it indicated that Plaintiff was having a normal pregnancy and there was no indication Plaintiff was physically unable to perform her job. However, in light of the restrictions indicated on the form and given Defendant’s knowledge that Plaintiffs job involved almost continuous standing for eight hours, Defendant should have understood the reason for the restrictions. Moreover, Plaintiff provided Defendant with two notes from Dr. Brown indicating that Plaintiffs work should be limited to eight hours per day/forty hours per week due to her pregnancy. If the reasons for Dr. Brown’s restrictions were not clear to Defendant, it could have sought clarification, with Plaintiffs permission, by having its own health care provider contact Dr. Brown. See 29 C.F.R. § 825.307. Instead, it chose to deny the request on the grounds that a normal pregnancy is not a serious health condition.
Davis v. Henderson,
No. 99-3028,
C. Was Plaintiff Unable to Perform the Functions of Her Job?
Merely having a serious health condition does not, by itself, entitle an employee to FMLA leave. The serious health condition must be one “that makes the employee unable to perform the functions of the position of such employee.” 29 U.S.C. § 2612(a)(1)(D). The regulations provide:
An employee is “unable to perform the functions of the position” where the health care provider finds that the employee is unable to work at all or is unable to perform any one of the essential functions of the employee’s position within the meaning of the Americans with Disabilities Act.
29 C.F.R. § 825.115. In the instant case, working overtime was an essential function of Plaintiffs position in that Plaintiff was, in essence, given a choice of taking short term disability or being disciplined for refusing overtime. Given Defendant’s requirement that Plaintiff either obtain a note from Dr. Brown certifying her fitness for overtime work or take short term disability, there can be no dispute that working overtime was an essential function of Plaintiffs job. 3 .
Plaintiff has shown that there is no genuine issue of material fact with respect to her entitlement to leave. “Once a party has demonstrated by a preponderance of the evidence entitlement to disputed FMLA leave, then the party’s employer is liable for any deprivation of the right to take that leave. The employer’s intent is irrelevant.”
Ozolins v. Northwood-Kensett Cmty. Sch. Dist.,
IV. Conclusion
For the reasons stated herein, the Court will grant Plaintiffs motion for summary judgment and deny Defendant’s motion for summary judgment.
An Order consistent with this Opinion will be entered.
Notes
. The recollections of Plaintiff and Crossno differ as to the order in which Plaintiff presented FMLA documentation to Crossno. Crossno claims that Plaintiff initially presented him with a doctor’s note, and that only later did she present him with an FMLA form. (Crossno Dep. at 35-37, attached to Pl.’s Br. Supp. Mot.) Plaintiff alleges that she first presented Crossno with an FMLA form, and gave the doctor's note to him at their second meeting. (Whitaker Dep. at 22-27, attached to Pl.’s Br. Supp. Mot.) Neither party disputes that Plaintiff presented Crossno with a doctor’s note stating that her work should be limited to eight hours a day, forty days a week due to her pregnancy (Pl.'s Br. Supp. Mot. Ex. 2), or that Plaintiff presented Crossno with an FMLA form requesting a work limit of eight hours a day, forty hours a week due to a "normal pregnancy” (Pl.’s Br. Supp. Mot. Ex. 4), but that Defendant denied Plaintiff's request to take FMLA leave. The Court attempted to state the facts in a manner that will assist in a legal analysis.
. Defendant does not argue that it did not have notice that Plaintiffs request for leave was for FMLA leave.
. In the medical certification Dr. Brown checked the box marked "no” in response to the question of whether Plaintiff was unable to perform one or more of the essential functions of her job. However, Dr. Brown is not a lawyer and cannot necessarily be expected to know the appropriate legal terminology to describe Plaintiff’s condition. Dr. Brown testified that Plaintiff should not work overtime because doing so could present a health risk to her and her baby. He felt that she should not stand more than eight hours a day, forty days a week. (Brown. Dep. at 39.) Because standing is an essential function of Plaintiff’s job, Dr. Brown’s testimony is enough for the Court to find that Dr. Brown felt that Plaintiff should not work overtime because she was unable to perform an essential function of her job, i.e. standing, for more than forty hours a week, eight hours a day.
